Thomas J. Herzfeld Advisors, Inc.

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$180 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 280 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 100.0% .

All

			Value		Shares		↓ Weighting
JDD	Exit	Nuveen Diversified Dividend and Income Fund	$0	–	-151	-100.0%	-0.00%	–
6699SC	Exit	iShares MSCI United Kingdom	$0	–	-282	-100.0%	-0.00%	–
DHOXQ	Exit	Desarrolladora Hom, SAB de CV	$0	–	-6,100	-100.0%	-0.00%	–
BZM	Exit	BlackRock Maryland Municipal Bond Trust	$0	–	-528	-100.0%	-0.00%	–
MHF	Exit	Western Asset Municipal High Income Fund, Inc.	$0	–	-1,000	-100.0%	-0.00%	–
CCGI	Exit	Car Charging Group, Inc.	$0	–	-10,000	-100.0%	-0.01%	–
GTMAY	Exit	Grupo TMM S.A.B.	$0	–	-12,280	-100.0%	-0.01%	–
FGB	Exit	First Trust Specialty Finance and Financial Opportunities Fund	$0	–	-1,797	-100.0%	-0.01%	–
JRO	Exit	Nuveen Floating Rate Income Opportunity Fund	$0	–	-2,000	-100.0%	-0.01%	–
8107SC	Exit	American Strategic Income Portfolio, Inc.	$0	–	-3,301	-100.0%	-0.02%	–
HQL	Exit	H&Q Life Sciences Investors	$0	–	-1,864	-100.0%	-0.02%	–
ETJ	Exit	Eaton Vance Risk-Managed Diversified Equity Income Fund	$0	–	-6,125	-100.0%	-0.04%	–
IRR	Exit	Voya Natural Resources Equity Income Fund	$0	–	-10,250	-100.0%	-0.07%	–
LCM	Exit	Advent/Claymore Enhanced Growth & Income Fund	$0	–	-15,993	-100.0%	-0.09%	–
GEQ	Exit	Guggenheim Equal Weight Enhanced Equity Income Fund	$0	–	-9,190	-100.0%	-0.10%	–
SPE	Exit	Special Opportunities Fund, Inc.	$0	–	-11,387	-100.0%	-0.11%	–
IGA	Exit	Voya Global Advantage and Premium Opportunity Fund	$0	–	-17,210	-100.0%	-0.12%	–
DNIF	Exit	Dividend and Income Fund	$0	–	-16,570	-100.0%	-0.15%	–
BSP	Exit	American Strategic Income Portfolio Inc. II	$0	–	-50,420	-100.0%	-0.25%	–
HQH	Exit	H&Q Healthcare Investors	$0	–	-22,549	-100.0%	-0.34%	–
MINT	Exit	PIMCO Enhanced Short Maturity ETF	$0	–	-10,629	-100.0%	-0.62%	–
ACG	Exit	AllianceBernstein Income Fund	$0	–	-148,149	-100.0%	-0.64%	–
MRF	Exit	American Income Fund, Inc.	$0	–	-174,342	-100.0%	-0.77%	–
0295SC	Exit	American Select Portfolio Inc.	$0	–	-194,605	-100.0%	-1.19%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2014-11-14

Signatures

The EDGAR filing(s) were signed by:

Thomas J. Herzfeld — President

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SRH Total Return Fund Inc.	42	Q3 2023	7.3%
Central Securities Corp.	42	Q3 2023	5.0%
Adams Express Company	42	Q3 2023	3.3%
GENERAL AMERN INVS INC	42	Q3 2023	2.8%
The Herzfeld Caribbean Basin Fund, Inc.	42	Q3 2023	3.5%
Liberty All-Star Equity Fund	42	Q3 2023	2.9%
TRI CONTL CORP	42	Q3 2023	2.6%
WESTERN ASSET CLYM INFL OPP	42	Q3 2023	2.1%
Royce Value Trust Inc.	42	Q3 2023	1.4%
The New Germany Fund Inc	42	Q3 2023	1.2%

View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.

Latest significant ownerships (13-D/G)

Thomas J. Herzfeld Advisors, Inc. Q3 2014 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
PROSHARES TRUST^{Sold out}	October 03, 2022	0	0.0%
OFS Credit Company, Inc.	June 08, 2020	149,649	4.8%
Oxford Lane Capital Corp.	August 10, 2017	319,872	5.0%
Oxford Lane Capital Corp.	July 10, 2015	742,175	17.8%
HERZFELD CARIBBEAN BASIN FUND INC	February 24, 2014	229,788	6.2%
Oxford Lane Capital Corp.^{Sold out}	November 21, 2013	0	0.0%

View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-13
13F-HR	2024-02-14
SC 13G/A	2024-01-17
SC 13G	2024-01-17
SC 13G/A	2023-12-05
SC 13G/A	2023-12-05
SC 13G	2023-11-17
13F-HR	2023-11-13
13F-HR/A	2023-08-16
13F-HR/A	2023-08-16

View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.

All filings

View complete filings history.

Compare quarters

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