Thomas J. Herzfeld Advisors, Inc.

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$180 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 280 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 31.2% .

All

			Value		Shares		↓ Weighting
DCA	Sell	Virtus Total Return Fund	$5,284,000	-11.2%	1,136,380	-8.3%	2.94%	-13.4%
AOD	Sell	Alpine Total Dynamic Dividend Fund	$4,582,000	-10.7%	538,400	-6.4%	2.55%	-12.9%
TY	Sell	Tri-Continental Corp.	$4,295,000	-7.2%	205,818	-6.7%	2.39%	-9.5%
GAM	Sell	General American Investors Company, Inc.	$3,193,000	-2.7%	86,166	-3.4%	1.78%	-5.2%
FTT	Sell	Federated Enhanced Treasury Income Fund	$2,604,000	-5.2%	193,348	-5.0%	1.45%	-7.5%
AGD	Sell	Alpine Global Dynamic Dividend Fund	$2,276,000	-18.8%	230,138	-13.7%	1.27%	-20.8%
NZF	Sell	Nuveen Dividend Advantage Municipal Fund 3	$2,113,000	-8.7%	154,543	-8.7%	1.18%	-11.0%
RCL	Sell	Royal Caribbean Cruises Ltd.	$1,750,000	+4.9%	26,000	-13.3%	0.97%	+2.3%
KF	Sell	The Korea Fund, Inc.	$1,354,000	-3.4%	32,624	-0.6%	0.75%	-5.8%
NCLH	Sell	Norwegian Cruise Line Holdings Ltd.	$1,313,000	+7.7%	36,443	-5.2%	0.73%	+5.0%
CIB	Sell	Bancolombia S.A.	$1,094,000	-11.1%	19,280	-9.4%	0.61%	-13.3%
FMY	Sell	First Trust Mortgage Income Fund	$933,000	-30.5%	61,616	-27.2%	0.52%	-32.2%
CQB	Sell	Chiquita Brands International Inc.	$906,000	-12.3%	63,809	-33.0%	0.50%	-14.4%
GGNPRB	Sell	GAMCO Global Gold, Natural Resources & Income Trust by Gabelli Preferred Series Bpreferred stock	$893,000	-4.4%	41,824	-3.5%	0.50%	-6.8%
MTS	Sell	Montgomery Street Income Securities, Inc.	$876,000	-28.9%	53,675	-27.3%	0.49%	-30.6%
NVG	Sell	Nuveen Dividend Advantage Municipal Income Fund	$812,000	-17.2%	57,530	-16.9%	0.45%	-19.3%
NMO	Sell	Nuveen Municipal Market Opportunity Fund, Inc.	$694,000	-2.9%	52,353	-2.3%	0.39%	-5.4%
BCV	Sell	Bancroft Fund Ltd.	$614,000	-20.8%	31,090	-19.0%	0.34%	-22.9%
KYE	Sell	Kayne Anderson Energy Total Return Fund	$511,000	-31.7%	16,016	-30.5%	0.28%	-33.3%
EDD	Sell	Morgan Stanley Emerging Markets Domestic Debt Fund	$490,000	-37.3%	41,468	-29.3%	0.27%	-38.9%
FDP	Sell	Fresh Del Monte Produce Inc.	$443,000	-14.5%	13,890	-17.8%	0.25%	-16.6%
DEX	Sell	Delaware Enhanced Global Dividend & Income Fund	$436,000	-27.9%	36,300	-23.7%	0.24%	-29.9%
GABPRG	Sell	Gabelli Equity Trust Preferred Series Gpreferred stock	$423,000	-72.4%	18,615	-72.4%	0.24%	-73.1%
SCD	Sell	LMP Capital and Income Fund, Inc.	$414,000	-49.5%	24,515	-46.9%	0.23%	-50.7%
TTF	Sell	Thai Fund, Inc.	$347,000	+7.1%	28,227	-2.2%	0.19%	+4.3%
TDF	Sell	Templeton Dragon Fund, Inc.	$340,000	-0.9%	13,170	-0.8%	0.19%	-3.6%
RMT	Sell	Royce Micro-Cap Trust, Inc.	$262,000	-64.0%	22,228	-61.4%	0.15%	-64.8%
TSI	Sell	TCW Strategic Income Fund, Inc.	$260,000	-47.0%	46,230	-48.0%	0.14%	-48.2%
MXE	Sell	Mexico Equity and Income Fund, Inc.	$244,000	+1.7%	14,786	-0.7%	0.14%	-0.7%
IF	Sell	Aberdeen Indonesia Fund, Inc.	$227,000	-8.5%	23,835	-8.9%	0.13%	-10.6%
RNP	Sell	Cohen & Steers REIT & Preferred Income Fund Inc.	$211,000	-65.2%	12,100	-64.0%	0.12%	-66.2%
NID	Sell	Nuveen Intermediate Duration Municipal Term Fund	$156,000	-29.4%	12,520	-28.5%	0.09%	-31.0%
GMZ	Sell	Goldman Sachs MLP Income Opportunities Fund	$152,000	-65.7%	7,001	-67.1%	0.08%	-66.4%
EMI	Sell	Eaton Vance Michigan Municipal Income Trust	$136,000	-15.0%	10,955	-14.6%	0.08%	-16.5%
IRL	Sell	New Ireland Fund, Inc.	$133,000	-11.3%	10,532	-4.5%	0.07%	-14.0%
HTR	Sell	Brookfield Total Return Fund Inc.	$130,000	-35.3%	5,200	-35.0%	0.07%	-37.4%
IIF	Sell	Morgan Stanley India Investment Fund	$130,000	+1.6%	5,231	-5.4%	0.07%	-1.4%
AKP	Sell	Alliance California Municipal Income Fund	$122,000	-47.9%	9,012	-49.3%	0.07%	-48.9%
CEE	Sell	Central Europe Russia and Turkey Fund	$102,000	-21.5%	4,122	-7.3%	0.06%	-23.0%
MIY	Sell	Blackrock MuniYield Michigan Quality Fund	$75,000	-21.1%	5,600	-17.6%	0.04%	-22.2%
NML	Sell	Neuberger Berman MLP Income Fund	$69,000	-62.1%	3,201	-64.4%	0.04%	-63.5%
DDF	Sell	Delaware Investments Dividend & Income Fund, Inc.	$67,000	-35.6%	6,767	-31.8%	0.04%	-37.3%
FDX	Sell	FedEx Corporation	$65,000	-14.5%	400	-20.0%	0.04%	-16.3%
NQI	Sell	Nuveen Quality Municipal Fund, Inc.	$52,000	-43.5%	4,000	-42.9%	0.03%	-44.2%
BDJ	Sell	BlackRock Enhanced Equity Dividend Trust	$50,000	-96.8%	6,127	-96.7%	0.03%	-96.9%
NTC	Sell	Nuveen CT Premium Income Municipal Fund	$51,000	-54.1%	4,078	-53.7%	0.03%	-55.6%
TKF	Sell	Turkish Investment Fund, Inc.	$48,000	-18.6%	4,630	-5.1%	0.03%	-20.6%
BGR	Sell	BlackRock Energy & Resources Trust	$46,000	-81.1%	1,935	-78.6%	0.03%	-81.3%
NIQ	Sell	Nuveen Intermediate Duration Quality Municipal Fund	$12,000	-90.6%	950	-90.5%	0.01%	-90.4%
EVM	Sell	Eaton Vance California Municipal Bond Fund	$11,000	-90.6%	1,000	-90.1%	0.01%	-91.0%
ERC	Sell	Wells Fargo Advantage Multi-Sector Income Fund	$3,000	-84.2%	234	-82.0%	0.00%	-81.8%
ETX	Sell	Eaton Vance Municipal Income Term Trust	$3,000	-84.2%	151	-86.9%	0.00%	-81.8%
BQY	Sell	BlackRock Dividend Income Trust	$2,000	-94.4%	150	-94.3%	0.00%	-95.2%
JDD	Exit	Nuveen Diversified Dividend and Income Fund	$0	–	-151	-100.0%	-0.00%	–
6699SC	Exit	iShares MSCI United Kingdom	$0	–	-282	-100.0%	-0.00%	–
DHOXQ	Exit	Desarrolladora Hom, SAB de CV	$0	–	-6,100	-100.0%	-0.00%	–
BZM	Exit	BlackRock Maryland Municipal Bond Trust	$0	–	-528	-100.0%	-0.00%	–
MHF	Exit	Western Asset Municipal High Income Fund, Inc.	$0	–	-1,000	-100.0%	-0.00%	–
CCGI	Exit	Car Charging Group, Inc.	$0	–	-10,000	-100.0%	-0.01%	–
GTMAY	Exit	Grupo TMM S.A.B.	$0	–	-12,280	-100.0%	-0.01%	–
FGB	Exit	First Trust Specialty Finance and Financial Opportunities Fund	$0	–	-1,797	-100.0%	-0.01%	–
JRO	Exit	Nuveen Floating Rate Income Opportunity Fund	$0	–	-2,000	-100.0%	-0.01%	–
8107SC	Exit	American Strategic Income Portfolio, Inc.	$0	–	-3,301	-100.0%	-0.02%	–
HQL	Exit	H&Q Life Sciences Investors	$0	–	-1,864	-100.0%	-0.02%	–
ETJ	Exit	Eaton Vance Risk-Managed Diversified Equity Income Fund	$0	–	-6,125	-100.0%	-0.04%	–
IRR	Exit	Voya Natural Resources Equity Income Fund	$0	–	-10,250	-100.0%	-0.07%	–
LCM	Exit	Advent/Claymore Enhanced Growth & Income Fund	$0	–	-15,993	-100.0%	-0.09%	–
GEQ	Exit	Guggenheim Equal Weight Enhanced Equity Income Fund	$0	–	-9,190	-100.0%	-0.10%	–
SPE	Exit	Special Opportunities Fund, Inc.	$0	–	-11,387	-100.0%	-0.11%	–
IGA	Exit	Voya Global Advantage and Premium Opportunity Fund	$0	–	-17,210	-100.0%	-0.12%	–
DNIF	Exit	Dividend and Income Fund	$0	–	-16,570	-100.0%	-0.15%	–
BSP	Exit	American Strategic Income Portfolio Inc. II	$0	–	-50,420	-100.0%	-0.25%	–
HQH	Exit	H&Q Healthcare Investors	$0	–	-22,549	-100.0%	-0.34%	–
MINT	Exit	PIMCO Enhanced Short Maturity ETF	$0	–	-10,629	-100.0%	-0.62%	–
ACG	Exit	AllianceBernstein Income Fund	$0	–	-148,149	-100.0%	-0.64%	–
MRF	Exit	American Income Fund, Inc.	$0	–	-174,342	-100.0%	-0.77%	–
0295SC	Exit	American Select Portfolio Inc.	$0	–	-194,605	-100.0%	-1.19%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2014-11-14

Signatures

The EDGAR filing(s) were signed by:

Thomas J. Herzfeld — President

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SRH Total Return Fund Inc.	42	Q3 2023	7.3%
Central Securities Corp.	42	Q3 2023	5.0%
Adams Express Company	42	Q3 2023	3.3%
GENERAL AMERN INVS INC	42	Q3 2023	2.8%
The Herzfeld Caribbean Basin Fund, Inc.	42	Q3 2023	3.5%
Liberty All-Star Equity Fund	42	Q3 2023	2.9%
TRI CONTL CORP	42	Q3 2023	2.6%
WESTERN ASSET CLYM INFL OPP	42	Q3 2023	2.1%
Royce Value Trust Inc.	42	Q3 2023	1.4%
The New Germany Fund Inc	42	Q3 2023	1.2%

View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.

Latest significant ownerships (13-D/G)

Thomas J. Herzfeld Advisors, Inc. Q3 2014 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
PROSHARES TRUST^{Sold out}	October 03, 2022	0	0.0%
OFS Credit Company, Inc.	June 08, 2020	149,649	4.8%
Oxford Lane Capital Corp.	August 10, 2017	319,872	5.0%
Oxford Lane Capital Corp.	July 10, 2015	742,175	17.8%
HERZFELD CARIBBEAN BASIN FUND INC	February 24, 2014	229,788	6.2%
Oxford Lane Capital Corp.^{Sold out}	November 21, 2013	0	0.0%

View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-13
13F-HR	2024-02-14
SC 13G/A	2024-01-17
SC 13G	2024-01-17
SC 13G/A	2023-12-05
SC 13G/A	2023-12-05
SC 13G	2023-11-17
13F-HR	2023-11-13
13F-HR/A	2023-08-16
13F-HR/A	2023-08-16

View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.

All filings

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