Thomas J. Herzfeld Advisors, Inc.

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$180 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 280 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was - .

All

			Value		Shares		↓ Weighting
DRA	New	Diversified Real Asset Income Fund	$2,495,000	–	140,718	+100.0%	1.39%	–
JMM	New	Nuveen Multi-Market Income Fund, Inc.	$1,492,000	–	197,622	+100.0%	0.83%	–
GGT	New	Gabelli Multimedia Trust Inc.	$1,021,000	–	108,773	+100.0%	0.57%	–
PDI	New	PIMCO Dynamic Income Fund	$726,000	–	23,001	+100.0%	0.40%	–
HQH	New	Tekla Healthcare Investors	$647,000	–	22,793	+100.0%	0.36%	–
CEM	New	ClearBridge Energy MLP Fund Inc.	$315,000	–	11,307	+100.0%	0.18%	–
BTA	New	BlackRock Long-Term Municipal Advantage Trust	$101,000	–	9,000	+100.0%	0.06%	–
CFP	New	Cornerstone Progressive Return Fund	$81,000	–	19,662	+100.0%	0.04%	–
PFN	New	PIMCO Income Strategy Fund II	$53,000	–	5,000	+100.0%	0.03%	–
KPTI	New	Karyopharm Therapeutics Inc.	$48,000	–	1,368	+100.0%	0.03%	–
INCY	New	Incyte Corporation	$47,000	–	955	+100.0%	0.03%	–
HQL	New	Tekla Life Sciences Investors	$43,000	–	1,925	+100.0%	0.02%	–
JPC	New	Nuveen Preferred Income Opportunities Fund	$28,000	–	3,000	+100.0%	0.02%	–
ESRT	New	Empire State Realty Trust, Inc.	$15,000	–	1,000	+100.0%	0.01%	–
FIF	New	First Trust Energy Infrastructure Fund	$13,000	–	588	+100.0%	0.01%	–
EWU	New	iShares MSCI United Kingdom	$5,000	–	282	+100.0%	0.00%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2014-11-14

Signatures

The EDGAR filing(s) were signed by:

Thomas J. Herzfeld — President

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SRH Total Return Fund Inc.	42	Q3 2023	7.3%
Central Securities Corp.	42	Q3 2023	5.0%
Adams Express Company	42	Q3 2023	3.3%
GENERAL AMERN INVS INC	42	Q3 2023	2.8%
The Herzfeld Caribbean Basin Fund, Inc.	42	Q3 2023	3.5%
Liberty All-Star Equity Fund	42	Q3 2023	2.9%
TRI CONTL CORP	42	Q3 2023	2.6%
WESTERN ASSET CLYM INFL OPP	42	Q3 2023	2.1%
Royce Value Trust Inc.	42	Q3 2023	1.4%
The New Germany Fund Inc	42	Q3 2023	1.2%

View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.

Latest significant ownerships (13-D/G)

Thomas J. Herzfeld Advisors, Inc. Q3 2014 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
PROSHARES TRUST^{Sold out}	October 03, 2022	0	0.0%
OFS Credit Company, Inc.	June 08, 2020	149,649	4.8%
Oxford Lane Capital Corp.	August 10, 2017	319,872	5.0%
Oxford Lane Capital Corp.	July 10, 2015	742,175	17.8%
HERZFELD CARIBBEAN BASIN FUND INC	February 24, 2014	229,788	6.2%
Oxford Lane Capital Corp.^{Sold out}	November 21, 2013	0	0.0%

View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-13
13F-HR	2024-02-14
SC 13G/A	2024-01-17
SC 13G	2024-01-17
SC 13G/A	2023-12-05
SC 13G/A	2023-12-05
SC 13G	2023-11-17
13F-HR	2023-11-13
13F-HR/A	2023-08-16
13F-HR/A	2023-08-16

View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.

All filings

View complete filings history.

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