$238 Million is the total value of Wellington Shields & Co., LLC's 180 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 14.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ILMN | Sell | ILLUMINA INC | $20,324,000 | -19.4% | 65,755 | -3.4% | 8.54% | -22.7% |
| PSNL | Sell | PERSONALIS, INC | $20,185,000 | +49.7% | 931,478 | -10.4% | 8.48% | +43.5% |
| MSFT | Buy | MICROSOFT CORPORATION | $18,063,000 | +3.6% | 85,877 | +0.2% | 7.59% | -0.7% |
| AAPL | Buy | APPLE INC | $10,470,000 | +33.4% | 90,407 | +320.2% | 4.40% | +27.9% |
| SHOP | SHOPIFY INC | $4,808,000 | +7.8% | 4,700 | 0.0% | 2.02% | +3.3% | |
| DKNG | Sell | DRAFTKINGS INC | $4,640,000 | +72.6% | 78,850 | -2.5% | 1.95% | +65.4% |
| JPM | Buy | JP MORGAN CHASE & CO | $4,479,000 | +2.4% | 46,528 | +0.1% | 1.88% | -1.8% |
| BE | New | BLOOM EMERGY CORP | $4,161,000 | – | 231,572 | +100.0% | 1.75% | – |
| IBM | Buy | INTERNATIONAL BUSINESS MACHINE | $4,105,000 | +4.1% | 33,742 | +3.4% | 1.72% | -0.2% |
| CCXX | Buy | CHURCHILL CAPITAL CORP II | $4,054,000 | +213.1% | 395,500 | +229.6% | 1.70% | +199.8% |
| AMZN | Buy | AMAZON.COM INC | $3,854,000 | +42.7% | 1,224 | +25.0% | 1.62% | +36.7% |
| UNP | Buy | UNION PACIFIC | $3,587,000 | +17.7% | 18,220 | +1.1% | 1.51% | +12.8% |
| HON | Sell | HONEYWELL INTERNATIONAL | $3,458,000 | +11.7% | 21,009 | -1.9% | 1.45% | +7.1% |
| DIS | Buy | WALT DISNEY CO/THE | $3,458,000 | +14.8% | 27,873 | +3.2% | 1.45% | +10.0% |
| SPGI | S&P GLOBAL INC | $3,209,000 | +9.4% | 8,900 | 0.0% | 1.35% | +4.9% | |
| BMY | Buy | BRISTOL-MYERS SQUIBB CO | $3,142,000 | +3.5% | 52,115 | +1.0% | 1.32% | -0.8% |
| T | Sell | AT&T INC | $3,131,000 | -5.8% | 109,825 | -0.1% | 1.32% | -9.7% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $3,114,000 | 0.0% | 52,343 | -7.3% | 1.31% | -4.2% |
| SII | SPROTT INC NEW | $3,107,000 | -5.4% | 91,000 | 0.0% | 1.30% | -9.4% | |
| CVS | Buy | CVS HEALTH CORPORATION | $2,925,000 | -5.7% | 50,083 | +4.9% | 1.23% | -9.6% |
| PFE | Buy | PFIZER INC | $2,779,000 | +13.9% | 75,716 | +1.5% | 1.17% | +9.3% |
| ABT | Buy | ABBOTT LABORATORIES | $2,671,000 | +20.2% | 24,543 | +0.9% | 1.12% | +15.2% |
| ABBV | Sell | ABBVIE INC. | $2,655,000 | -11.1% | 30,312 | -0.3% | 1.12% | -14.7% |
| IIVI | New | II VI INC | $2,640,000 | – | 65,100 | +100.0% | 1.11% | – |
| LLY | Buy | LILLY ELI & CO | $2,599,000 | -9.8% | 17,558 | +0.1% | 1.09% | -13.5% |
| JNJ | Buy | JOHNSON & JOHNSON | $2,270,000 | +8.3% | 15,245 | +2.3% | 0.95% | +3.8% |
| CASI | Sell | CASI PHARMACEUTICALS INC | $2,264,000 | -42.9% | 1,479,623 | -6.7% | 0.95% | -45.3% |
| FIS | Buy | FIDELITY NATIONAL INFORMATION | $1,946,000 | +12.0% | 13,222 | +2.0% | 0.82% | +7.3% |
| BX | Buy | BLACKSTONE GROUP INC. | $1,870,000 | +0.3% | 35,833 | +8.9% | 0.79% | -3.8% |
| INTC | Sell | INTEL CORP | $1,834,000 | -17.8% | 35,425 | -5.0% | 0.77% | -21.2% |
| MRK | Buy | MERCK & CO | $1,827,000 | +9.7% | 22,020 | +2.2% | 0.77% | +5.2% |
| PSN | Sell | PARSONS CORP | $1,801,000 | -13.1% | 53,700 | -6.1% | 0.76% | -16.7% |
| EFX | EQUIFAX INC | $1,781,000 | -8.7% | 11,349 | 0.0% | 0.75% | -12.5% | |
| V | Buy | VISA INC | $1,755,000 | +8.3% | 8,776 | +4.7% | 0.74% | +3.8% |
| WMT | Buy | WAL-MART STORES | $1,707,000 | +67.0% | 12,199 | +43.0% | 0.72% | +60.0% |
| GOOG | Buy | ALPHABET INC-CL C | $1,637,000 | +22.4% | 1,114 | +17.8% | 0.69% | +17.4% |
| CMCSA | Sell | COMCAST CORP | $1,605,000 | +12.6% | 34,703 | -5.1% | 0.67% | +7.8% |
| PG | Buy | PROCTER & GAMBLE COMPANY | $1,564,000 | +17.3% | 11,250 | +0.9% | 0.66% | +12.5% |
| NEM | Buy | NEWMONT MINING | $1,510,000 | +30.7% | 23,800 | +27.3% | 0.63% | +25.3% |
| LMT | LOCKHEED MARTIN | $1,464,000 | +5.0% | 3,820 | 0.0% | 0.62% | +0.7% | |
| XOM | EXXON MOBIL CORP | $1,429,000 | -23.2% | 41,611 | 0.0% | 0.60% | -26.5% | |
| KMI | Buy | KINDER MORGAN INC | $1,398,000 | -18.5% | 113,345 | +0.2% | 0.59% | -21.9% |
| WPC | Buy | W.P. CAREY INC. | $1,383,000 | +2.1% | 21,224 | +6.0% | 0.58% | -2.2% |
| WM | Sell | WASTE MGT. | $1,334,000 | +5.5% | 11,786 | -1.2% | 0.56% | +1.3% |
| CSCO | Buy | CISCO SYSTEMS | $1,315,000 | -15.4% | 33,376 | +0.1% | 0.55% | -18.9% |
| PEP | Buy | PEPSICO INC | $1,245,000 | +6.3% | 8,980 | +1.4% | 0.52% | +1.9% |
| UEIC | Sell | UNIVERSAL ELECTRONICS | $1,224,000 | -24.1% | 32,442 | -5.8% | 0.51% | -27.3% |
| GOOGL | ALPHABET INC (A) | $1,218,000 | +3.4% | 831 | 0.0% | 0.51% | -0.8% | |
| WY | WEYERHAEUSER CO | $1,211,000 | +26.9% | 42,476 | 0.0% | 0.51% | +21.8% | |
| MMM | Buy | 3M CO | $1,129,000 | +19.9% | 7,049 | +16.7% | 0.47% | +14.8% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC. CLASS | $1,104,000 | +56.4% | 5,186 | +31.2% | 0.46% | +50.2% |
| CAT | Sell | CATERPILLAR | $1,089,000 | +14.8% | 7,300 | -2.7% | 0.46% | +10.1% |
| NEE | NEXTERA ENERGY INC | $1,082,000 | +15.5% | 3,900 | 0.0% | 0.46% | +10.7% | |
| AMGN | Buy | AMGEN | $1,078,000 | +7.8% | 4,243 | +0.1% | 0.45% | +3.4% |
| DOW | Buy | DOW INC | $1,068,000 | +25.2% | 22,699 | +8.4% | 0.45% | +20.1% |
| PM | PHILIP MORRIS INTERNAT | $1,057,000 | +7.0% | 14,100 | 0.0% | 0.44% | +2.5% | |
| KO | Buy | COCA COLA | $1,028,000 | +11.5% | 20,825 | +1.0% | 0.43% | +6.9% |
| SO | Buy | SOUTHERN CO | $1,004,000 | +4.9% | 18,513 | +0.3% | 0.42% | +0.5% |
| LHX | Buy | L3HARRIS TECHNOLOGIES INC | $977,000 | +75.1% | 5,753 | +74.9% | 0.41% | +67.8% |
| CVX | Buy | CHEVRON CORPORATION | $979,000 | -12.0% | 13,604 | +9.2% | 0.41% | -15.6% |
| DD | Buy | DUPONT DE NEMOURS | $962,000 | +13.3% | 17,340 | +8.6% | 0.40% | +8.6% |
| C | Buy | CITIGROUP INC | $945,000 | -9.8% | 21,930 | +6.9% | 0.40% | -13.5% |
| GIS | Buy | GENERAL MILLS INC | $910,000 | +0.6% | 14,751 | +0.4% | 0.38% | -3.8% |
| GLW | Buy | CORNING INC | $893,000 | +25.2% | 27,564 | +0.2% | 0.38% | +19.8% |
| FB | Sell | FACEBOOK INC | $863,000 | +11.9% | 3,297 | -2.9% | 0.36% | +7.4% |
| AXP | Sell | AMERICAN EXPRESS CO | $865,000 | -8.9% | 8,625 | -13.5% | 0.36% | -12.7% |
| CFG | CITIZENS FINANCIAL GROUP INC | $860,000 | +0.2% | 34,000 | 0.0% | 0.36% | -4.0% | |
| CSX | Buy | CSX CORP | $847,000 | +13.5% | 10,900 | +1.9% | 0.36% | +8.9% |
| ENB | Sell | ENBRIDGE INC | $824,000 | -7.5% | 28,226 | -3.6% | 0.35% | -11.5% |
| NVDA | Sell | NVIDIA | $785,000 | +25.2% | 1,450 | -12.1% | 0.33% | +20.0% |
| QCOM | Sell | QUALCOMM INC | $765,000 | -10.7% | 6,500 | -30.9% | 0.32% | -14.6% |
| MDLZ | Buy | MONDELEZ INTERNATIONAL | $761,000 | +38.4% | 13,254 | +23.2% | 0.32% | +32.8% |
| BA | Buy | BOEING CO | $738,000 | +1.1% | 4,463 | +12.1% | 0.31% | -3.1% |
| HD | HOME DEPOT INC | $736,000 | +10.8% | 2,651 | 0.0% | 0.31% | +6.2% | |
| STZ | Buy | CONSTELLATION BRANDS | $730,000 | +15.9% | 3,850 | +6.9% | 0.31% | +11.2% |
| CI | Sell | CIGNA CORP | $713,000 | -40.8% | 4,208 | -34.4% | 0.30% | -43.2% |
| FCX | Sell | FREEPORT MCMORAN INC | $698,000 | +24.9% | 44,630 | -7.7% | 0.29% | +19.6% |
| MO | Sell | ALTRIA GROUP INC | $684,000 | -5.5% | 17,704 | -4.1% | 0.29% | -9.5% |
| PNC | Sell | PNC FINANCIAL CORP | $651,000 | -25.3% | 5,926 | -28.5% | 0.27% | -28.3% |
| THVB | THOMASVILLE BANCSHARES INC | $652,000 | +0.6% | 14,094 | 0.0% | 0.27% | -3.5% | |
| SSYS | Sell | STRATASYS LTD | $623,000 | -29.8% | 50,000 | -10.7% | 0.26% | -32.6% |
| AVGO | Buy | BROADCOM LIMITED | $619,000 | +51.0% | 1,700 | +30.8% | 0.26% | +44.4% |
| SEIC | SEI INVESTMENTS COMPANY | $609,000 | -7.7% | 12,000 | 0.0% | 0.26% | -11.4% | |
| VIAC | Buy | VIACOM CBS INC | $600,000 | +50.4% | 21,404 | +25.1% | 0.25% | +44.0% |
| WST | WEST PHARMACEUTICALS SVCS INC | $550,000 | +21.1% | 2,000 | 0.0% | 0.23% | +16.1% | |
| GILD | Buy | GILEAD SCIENCES INC. | $550,000 | -2.1% | 8,705 | +19.2% | 0.23% | -6.1% |
| DUK | Buy | DUKE ENERGY CORP | $540,000 | +10.9% | 6,100 | +0.1% | 0.23% | +6.6% |
| BGS | B&G FOODS INC | $532,000 | +13.9% | 19,150 | 0.0% | 0.22% | +9.3% | |
| DIAGEO | $522,000 | +0.8% | 15,375 | 0.0% | 0.22% | -3.5% | ||
| UPS | Sell | UNITED PARCEL SERVICE | $517,000 | -48.0% | 3,105 | -65.3% | 0.22% | -50.2% |
| NSC | NORFOLK SOUTHERN | $514,000 | +22.1% | 2,400 | 0.0% | 0.22% | +16.8% | |
| FLO | Sell | FLOWERS FOODS INC | $498,000 | +3.8% | 20,507 | -4.6% | 0.21% | -0.5% |
| BAX | BAXTER INTERNATIONAL INC | $495,000 | -6.6% | 6,150 | 0.0% | 0.21% | -10.3% | |
| GE | Sell | GENERAL ELECTRIC CO | $490,000 | -10.6% | 78,642 | -1.9% | 0.21% | -14.2% |
| TIP | ISHARES TIPS BOND ETF | $470,000 | +2.8% | 3,719 | 0.0% | 0.20% | -1.5% | |
| PXD | Sell | PIONEER NATURAL RESOURCES | $464,000 | -16.7% | 5,400 | -5.3% | 0.20% | -20.1% |
| ITW | ILLINOIS TOOL WORKS | $464,000 | +10.5% | 2,400 | 0.0% | 0.20% | +6.0% | |
| OKE | Sell | ONEOK INC | $463,000 | -25.1% | 17,820 | -4.2% | 0.20% | -28.0% |
| EMN | EASTMAN CHEM CO | $457,000 | +12.3% | 5,850 | 0.0% | 0.19% | +7.9% | |
| MCD | Buy | MCDONALDS CORP | $453,000 | +19.5% | 2,064 | +0.4% | 0.19% | +14.5% |
| GSK | GLAXO SMITHKLINE PLC SPONS ADR | $442,000 | -7.7% | 11,733 | 0.0% | 0.19% | -11.4% | |
| XBI | SPDR S&P BIOTECH | $435,000 | -0.5% | 3,900 | 0.0% | 0.18% | -4.7% | |
| ZTS | ZOETIS INC | $418,000 | +20.8% | 2,527 | 0.0% | 0.18% | +15.8% | |
| AZN | New | ASTRAZENECA PLC | $411,000 | – | 7,500 | +100.0% | 0.17% | – |
| DTE | D T E ENERGY CO | $411,000 | +7.0% | 3,569 | 0.0% | 0.17% | +3.0% | |
| PYPL | Buy | PAYPAL HOLDINGS INC | $411,000 | +69.8% | 2,084 | +50.3% | 0.17% | +63.2% |
| SMG | Sell | SCOTTS MIRACLE-GRO | $403,000 | -23.8% | 2,635 | -33.0% | 0.17% | -27.2% |
| CNOB | CONNECTONE BANCORP INC | $400,000 | -12.7% | 28,410 | 0.0% | 0.17% | -16.4% | |
| UFI | Sell | UNIFI INC | $397,000 | -5.3% | 30,917 | -4.9% | 0.17% | -9.2% |
| RTX | Buy | RAYTHEON TECHNOLOGIES CORP | $389,000 | +12.1% | 6,765 | +20.1% | 0.16% | +7.2% |
| COP | CONOCOPHILLIPS | $388,000 | -21.8% | 11,801 | 0.0% | 0.16% | -24.9% | |
| TIF | TIFFANY & CO | $371,000 | -4.9% | 3,200 | 0.0% | 0.16% | -8.8% | |
| AEM | Sell | AGNICO EAGLE MINES LTD | $358,000 | -31.8% | 4,500 | -45.1% | 0.15% | -34.8% |
| BDX | Buy | BECTON DICKINSON | $356,000 | -2.5% | 1,531 | +0.3% | 0.15% | -6.2% |
| BXMT | Sell | BLACKSTONE MORTGAGE TRUST INC | $355,000 | -20.2% | 16,170 | -12.5% | 0.15% | -23.6% |
| GM | GENERAL MOTORS CO | $355,000 | +16.8% | 12,000 | 0.0% | 0.15% | +12.0% | |
| KMB | KIMBERLY CLARK CORP | $354,000 | +4.4% | 2,400 | 0.0% | 0.15% | 0.0% | |
| BP | BP PLC SPONS ADR | $355,000 | -25.1% | 20,338 | 0.0% | 0.15% | -28.4% | |
| GS | Buy | GOLDMAN SACHS | $352,000 | +55.1% | 1,750 | +52.2% | 0.15% | +48.0% |
| TRN | TRINITY INDS INC. | $331,000 | -8.6% | 17,000 | 0.0% | 0.14% | -12.6% | |
| SPG | New | SIMON PROPERTY GROUP INC REIT | $328,000 | – | 5,070 | +100.0% | 0.14% | – |
| STE | Buy | STERIS CORP | $326,000 | +37.0% | 1,850 | +19.4% | 0.14% | +31.7% |
| AFL | AFLAC INC. | $322,000 | +0.9% | 8,856 | 0.0% | 0.14% | -3.6% | |
| TWTR | Sell | TWITTER INC | $316,000 | +31.1% | 7,100 | -12.3% | 0.13% | +25.5% |
| FTCS | Sell | FIRST TRUST CAPITAL STRENGTH E | $310,000 | +3.7% | 4,893 | -4.2% | 0.13% | -0.8% |
| MSI | MOTOROLA SOLUTIONS INC | $306,000 | +11.7% | 1,952 | 0.0% | 0.13% | +7.5% | |
| CLX | CLOROX CO | $303,000 | -4.4% | 1,443 | 0.0% | 0.13% | -8.6% | |
| VCSH | New | VANGUARD SHORT-TERM CORPORATE | $292,000 | – | 3,527 | +100.0% | 0.12% | – |
| APO | Buy | APOLLO GLOBAL MANAGEMENT INC | $290,000 | +0.7% | 6,475 | +12.1% | 0.12% | -3.2% |
| AWK | AMERICAN WTR WKS | $290,000 | +12.8% | 2,000 | 0.0% | 0.12% | +8.0% | |
| ZM | New | ZOOM VIDEO COMMUNICATIONS INC | $287,000 | – | 610 | +100.0% | 0.12% | – |
| BLK | Buy | BLACKROCK INC | $287,000 | +17.6% | 510 | +13.8% | 0.12% | +13.1% |
| WDC | Buy | WESTERN DIGITAL CORP | $289,000 | -7.7% | 7,900 | +11.3% | 0.12% | -11.7% |
| FHN | FIRST HORIZON NATIONAL CORP | $283,000 | -5.4% | 30,000 | 0.0% | 0.12% | -9.2% | |
| OXY | Buy | OCCIDENTAL PETROLEUM | $275,000 | -32.3% | 27,500 | +23.9% | 0.12% | -34.8% |
| D | Buy | DOMINION RES INC VA NEW | $277,000 | +27.6% | 3,508 | +31.5% | 0.12% | +22.1% |
| TEL | TE CONNECTIVITY LTD | $274,000 | +20.2% | 2,800 | 0.0% | 0.12% | +15.0% | |
| IP | INTERNATIONAL PAPER | $270,000 | +15.4% | 6,660 | 0.0% | 0.11% | +9.7% | |
| YUM | YUM BRANDS | $267,000 | +5.1% | 2,920 | 0.0% | 0.11% | +0.9% | |
| TMO | New | THERMO FISHER SCIENTIFIC | $257,000 | – | 583 | +100.0% | 0.11% | – |
| SYY | Buy | SYSCO CORP | $256,000 | +16.9% | 4,117 | +2.9% | 0.11% | +12.5% |
| RDVY | Sell | FIRST TRUST RISING DIVIDEND AC | $253,000 | -25.8% | 7,718 | -30.3% | 0.11% | -28.9% |
| AES | AES CORP | $251,000 | +24.9% | 13,886 | 0.0% | 0.10% | +19.3% | |
| COST | New | COSTCO WHOLESALE | $248,000 | – | 700 | +100.0% | 0.10% | – |
| XLK | TECHNOLOGY SELECT SECTOR SPDR | $245,000 | +11.9% | 2,100 | 0.0% | 0.10% | +7.3% | |
| ADBE | ADOBE SYSTEMS | $246,000 | +12.3% | 502 | 0.0% | 0.10% | +7.3% | |
| CONSTELLATION SOFTWARE | $242,000 | -2.0% | 218 | 0.0% | 0.10% | -5.6% | ||
| SBUX | Sell | STARBUCKS | $242,000 | -7.6% | 2,819 | -20.9% | 0.10% | -11.3% |
| KKR | KKR & CO INC | $234,000 | +11.4% | 6,800 | 0.0% | 0.10% | +6.5% | |
| HPQ | H P INC | $232,000 | +8.9% | 12,200 | 0.0% | 0.10% | +4.3% | |
| VMW | New | VM WARE INC | $230,000 | – | 1,600 | +100.0% | 0.10% | – |
| RDSA | Buy | ROYAL DUTCH SHELL PLC CL A | $231,000 | -22.5% | 9,175 | +0.6% | 0.10% | -26.0% |
| CAG | CONAGRA BRANDS INC | $223,000 | +1.4% | 6,245 | 0.0% | 0.09% | -2.1% | |
| ROK | ROCKWELL AUTOMATION INC | $221,000 | +3.8% | 1,000 | 0.0% | 0.09% | 0.0% | |
| CODI | COMPASS DIVERSIFIED HOLDINGS | $221,000 | +11.1% | 11,570 | 0.0% | 0.09% | +6.9% | |
| AMAT | APPLIED MATERIALS | $220,000 | -1.8% | 3,700 | 0.0% | 0.09% | -6.1% | |
| CWT | CALIFORNIA WATER SEFICE GROUP | $217,000 | -8.8% | 5,000 | 0.0% | 0.09% | -12.5% | |
| CERN | Sell | CERNER CORP | $217,000 | +1.9% | 3,000 | -3.2% | 0.09% | -2.2% |
| MET | Sell | METLIFE INC | $214,000 | +0.5% | 5,745 | -1.6% | 0.09% | -3.2% |
| BABA | New | ALIBABA GROUP HOLDING LTD | $206,000 | – | 700 | +100.0% | 0.09% | – |
| ACA | New | ARCOSA INC | $205,000 | – | 4,657 | +100.0% | 0.09% | – |
| GEO | Sell | GEO GROUP INC | $199,000 | -5.2% | 17,550 | -1.3% | 0.08% | -8.7% |
| SLB | SCHLUMBERGER LTD | $174,000 | -15.5% | 11,200 | 0.0% | 0.07% | -18.9% | |
| LUMN | Buy | LUMEN TECHNOLOGIES INC | $168,000 | +24.4% | 16,655 | +23.6% | 0.07% | +20.3% |
| WPX | WPX ENERGY INC | $168,000 | -23.3% | 34,326 | 0.0% | 0.07% | -26.0% | |
| PBCT | PEOPLE'S UNITED FINANCIAL INC | $135,000 | -11.2% | 13,107 | 0.0% | 0.06% | -14.9% | |
| OVV | Buy | OVINTIV INC | $128,000 | -9.2% | 15,736 | +6.8% | 0.05% | -12.9% |
| HPE | HEWLETT PACKARD ENTERPRIS | $116,000 | -4.1% | 12,400 | 0.0% | 0.05% | -7.5% | |
| AHH | ARMADA HOFFLER PROPERTIES INC | $93,000 | -6.1% | 10,000 | 0.0% | 0.04% | -9.3% | |
| PGEN | PRECIGEN INC | $90,000 | -29.7% | 25,600 | 0.0% | 0.04% | -32.1% | |
| F | Sell | FORD MOTOR COMPANY NEW | $75,000 | -1.3% | 11,250 | -9.6% | 0.03% | -3.0% |
| RIG | Sell | TRANSOCEAN LTD | $45,000 | -57.9% | 56,323 | -3.6% | 0.02% | -59.6% |
| MNKD | New | MANNKIND CORPORATION | $35,000 | – | 18,600 | +100.0% | 0.02% | – |
| AQMS | AQUA METALS, INC | $29,000 | -35.6% | 32,060 | 0.0% | 0.01% | -40.0% | |
| TVAGF | TVA GROUP INC CL B | $24,000 | +9.1% | 19,800 | 0.0% | 0.01% | 0.0% | |
| CSU | CAPITAL SENIOR LIVING CORP | $6,000 | -14.3% | 10,000 | 0.0% | 0.00% | 0.0% | |
| BIOL | BIOLASE INC | $3,000 | -40.0% | 10,000 | 0.0% | 0.00% | -50.0% | |
| ISLT | ISLET SCIENCES | $0 | – | 30,000 | 0.0% | 0.00% | – | |
| HSHL | HOME SOLUTIONS HEALTH INC | $0 | – | 50,000 | 0.0% | 0.00% | – | |
| COCBF | COASTAL CAR OIL & MINERALS | $0 | – | 32,150 | 0.0% | 0.00% | – | |
| KHC | Exit | THE KRAFT HEINZ COMPANY | $0 | – | -6,298 | -100.0% | -0.09% | – |
| CG | Exit | CARLYLE GROUP INC | $0 | – | -7,285 | -100.0% | -0.09% | – |
| SJM | Exit | J M SMUCKER | $0 | – | -2,000 | -100.0% | -0.09% | – |
| ED | Exit | CONSOLIDATED EDISON | $0 | – | -2,992 | -100.0% | -0.09% | – |
| TPL | Exit | TEXAS PACIFIC LAND TRUST | $0 | – | -400 | -100.0% | -0.10% | – |
| PII | Exit | POLARIS INDS, INC | $0 | – | -3,000 | -100.0% | -0.12% | – |
| TRV | Exit | THE TRAVELERS COMPANIES INC | $0 | – | -2,926 | -100.0% | -0.15% | – |
| RSP | Exit | INVESCO S&P 500 EQUAL WEIGHT E | $0 | – | -4,205 | -100.0% | -0.19% | – |
| DNLI | Exit | DENALI THERAPEUTICS INC | $0 | – | -75,000 | -100.0% | -0.80% | – |
| MOS | Exit | MOSAIC CORP | $0 | – | -318,600 | -100.0% | -1.75% | – |
| TWOU | Exit | 2U INC | $0 | – | -125,746 | -100.0% | -2.09% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-11-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORPORATION | 42 | Q3 2023 | 9.0% |
| EXXON MOBIL CORP COM | 42 | Q3 2023 | 3.2% |
| JPMORGAN CHASE & CO COM | 42 | Q3 2023 | 3.0% |
| AT&T INC COM | 42 | Q3 2023 | 2.6% |
| WALT DISNEY CO/THE | 42 | Q3 2023 | 2.4% |
| VERIZON COMMUNICATIONS INC COM | 42 | Q3 2023 | 2.3% |
| UNION PACIFIC | 42 | Q3 2023 | 1.8% |
| JOHNSON & JOHNSON COM | 42 | Q3 2023 | 3.2% |
| PFIZER INC COM | 42 | Q3 2023 | 1.9% |
| CISCO SYSTEMS | 42 | Q3 2023 | 1.0% |
View Wellington Shields & Co., LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-03 |
| 13F-HR | 2024-02-09 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-15 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-09 |
| 13F-HR | 2022-02-15 |
View Wellington Shields & Co., LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.