$427 Million is the total value of Wellington Shields & Co., LLC's 189 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 16.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PSNL | Sell | PERSONALIS, INC | $33,699,000 | +67.0% | 920,478 | -1.2% | 12.07% | +42.3% |
| ILMN | Sell | ILLUMINA INC | $22,905,000 | +12.7% | 61,905 | -5.9% | 8.20% | -3.9% |
| MSFT | Sell | MICROSOFT CORPORATION | $18,993,000 | +5.1% | 85,394 | -0.6% | 6.80% | -10.3% |
| AAPL | Sell | APPLE INC | $11,905,000 | +13.7% | 89,717 | -0.8% | 4.26% | -3.0% |
| BE | Sell | BLOOM EMERGY CORP | $6,200,000 | +49.0% | 216,312 | -6.6% | 2.22% | +27.1% |
| JPM | Sell | JP MORGAN CHASE & CO | $5,846,000 | +30.5% | 46,008 | -1.1% | 2.09% | +11.3% |
| SKLZ | New | SKILLZ INC | $5,724,000 | – | 286,200 | +100.0% | 2.05% | – |
| CASI | Buy | CASI PHARMACEUTICALS INC | $5,348,000 | +136.2% | 1,812,769 | +22.5% | 1.92% | +101.5% |
| DIS | Sell | WALT DISNEY CO/THE | $5,024,000 | +45.3% | 27,728 | -0.5% | 1.80% | +23.9% |
| SHOP | Sell | SHOPIFY INC | $4,867,000 | +1.2% | 4,300 | -8.5% | 1.74% | -13.7% |
| RPRX | New | ROYALTY PHARMA PLC | $4,738,000 | – | 94,670 | +100.0% | 1.70% | – |
| HON | Buy | HONEYWELL INTERNATIONAL | $4,639,000 | +34.2% | 21,809 | +3.8% | 1.66% | +14.4% |
| AMZN | Buy | AMAZON.COM INC | $4,169,000 | +8.2% | 1,280 | +4.6% | 1.49% | -7.8% |
| UNP | UNION PACIFIC | $3,794,000 | +5.8% | 18,220 | 0.0% | 1.36% | -9.8% | |
| IBM | Sell | INTERNATIONAL BUSINESS MACHINE | $3,527,000 | -14.1% | 28,020 | -17.0% | 1.26% | -26.8% |
| CVS | Sell | CVS HEALTH CORPORATION | $3,261,000 | +11.5% | 47,743 | -4.7% | 1.17% | -5.0% |
| ABBV | Sell | ABBVIE INC. | $3,214,000 | +21.1% | 29,991 | -1.1% | 1.15% | +3.1% |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $3,189,000 | +1.5% | 51,415 | -1.3% | 1.14% | -13.5% |
| T | Buy | AT&T INC | $3,175,000 | +1.4% | 110,382 | +0.5% | 1.14% | -13.6% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $3,108,000 | -0.2% | 52,910 | +1.1% | 1.11% | -14.9% |
| LLY | Sell | LILLY ELI & CO | $2,950,000 | +13.5% | 17,473 | -0.5% | 1.06% | -3.2% |
| SPGI | S&P GLOBAL INC | $2,926,000 | -8.8% | 8,900 | 0.0% | 1.05% | -22.3% | |
| PFE | Sell | PFIZER INC | $2,755,000 | -0.9% | 74,857 | -1.1% | 0.99% | -15.5% |
| ABT | Buy | ABBOTT LABORATORIES | $2,690,000 | +0.7% | 24,569 | +0.1% | 0.96% | -14.1% |
| JNJ | Buy | JOHNSON & JOHNSON | $2,401,000 | +5.8% | 15,258 | +0.1% | 0.86% | -9.9% |
| BX | Sell | BLACKSTONE GROUP INC. | $2,313,000 | +23.7% | 35,695 | -0.4% | 0.83% | +5.5% |
| SII | Sell | SPROTT INC NEW | $2,290,000 | -26.3% | 79,000 | -13.2% | 0.82% | -37.2% |
| WMT | Buy | WAL-MART STORES | $2,263,000 | +32.6% | 15,699 | +28.7% | 0.81% | +13.1% |
| GOOG | Buy | ALPHABET INC-CL C | $1,981,000 | +21.0% | 1,131 | +1.5% | 0.71% | +3.2% |
| MRK | Buy | MERCK & CO | $1,981,000 | +8.4% | 24,220 | +10.0% | 0.71% | -7.6% |
| V | Buy | VISA INC | $1,932,000 | +10.1% | 8,833 | +0.6% | 0.69% | -6.1% |
| EFX | Sell | EQUIFAX INC | $1,903,000 | +6.9% | 9,866 | -13.1% | 0.68% | -8.8% |
| FIS | Sell | FIDELITY NATIONAL INFORMATION | $1,824,000 | -6.3% | 12,896 | -2.5% | 0.65% | -20.2% |
| DKNG | Sell | DRAFTKINGS INC | $1,786,000 | -61.5% | 38,350 | -51.4% | 0.64% | -67.2% |
| PSN | Sell | PARSONS CORP | $1,748,000 | -2.9% | 48,000 | -10.6% | 0.63% | -17.3% |
| XOM | Buy | EXXON MOBIL CORP | $1,725,000 | +20.7% | 41,841 | +0.6% | 0.62% | +3.0% |
| CMCSA | Sell | COMCAST CORP | $1,705,000 | +6.2% | 32,534 | -6.3% | 0.61% | -9.3% |
| INTC | Sell | INTEL CORP | $1,676,000 | -8.6% | 33,647 | -5.0% | 0.60% | -22.2% |
| C | Buy | CITIGROUP INC | $1,657,000 | +75.3% | 26,875 | +22.5% | 0.59% | +49.6% |
| UEIC | Sell | UNIVERSAL ELECTRONICS | $1,571,000 | +28.3% | 29,942 | -7.7% | 0.56% | +9.5% |
| PG | Buy | PROCTER & GAMBLE COMPANY | $1,565,000 | +0.1% | 11,251 | +0.0% | 0.56% | -14.6% |
| NEM | Buy | NEWMONT MINING | $1,539,000 | +1.9% | 25,700 | +8.0% | 0.55% | -13.1% |
| CSCO | Buy | CISCO SYSTEMS | $1,496,000 | +13.8% | 33,421 | +0.1% | 0.54% | -3.1% |
| KMI | Sell | KINDER MORGAN INC | $1,477,000 | +5.7% | 108,012 | -4.7% | 0.53% | -9.9% |
| GOOGL | ALPHABET INC (A) | $1,456,000 | +19.5% | 831 | 0.0% | 0.52% | +2.0% | |
| WM | Buy | WASTE MGT. | $1,390,000 | +4.2% | 11,787 | +0.0% | 0.50% | -11.2% |
| WY | Sell | WEYERHAEUSER CO | $1,363,000 | +12.6% | 40,640 | -4.3% | 0.49% | -4.1% |
| LMT | LOCKHEED MARTIN | $1,356,000 | -7.4% | 3,820 | 0.0% | 0.49% | -21.0% | |
| CAT | CATERPILLAR | $1,329,000 | +22.0% | 7,300 | 0.0% | 0.48% | +3.9% | |
| WPC | Sell | W.P. CAREY INC. | $1,322,000 | -4.4% | 18,727 | -11.8% | 0.47% | -18.4% |
| PEP | Sell | PEPSICO INC | $1,302,000 | +4.6% | 8,780 | -2.2% | 0.47% | -10.9% |
| NEE | Buy | NEXTERA ENERGY INC | $1,242,000 | +14.8% | 16,100 | +312.8% | 0.44% | -2.2% |
| MMM | Buy | 3M CO | $1,234,000 | +9.3% | 7,059 | +0.1% | 0.44% | -6.8% |
| DD | Sell | DUPONT DE NEMOURS | $1,227,000 | +27.5% | 17,255 | -0.5% | 0.44% | +8.9% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC. CLASS | $1,226,000 | +11.1% | 5,286 | +1.9% | 0.44% | -5.4% |
| CFG | CITIZENS FINANCIAL GROUP INC | $1,216,000 | +41.4% | 34,000 | 0.0% | 0.44% | +20.8% | |
| DOW | Sell | DOW INC | $1,200,000 | +12.4% | 21,614 | -4.8% | 0.43% | -4.2% |
| CVX | Buy | CHEVRON CORPORATION | $1,151,000 | +17.6% | 13,625 | +0.2% | 0.41% | +0.2% |
| SO | Buy | SOUTHERN CO | $1,140,000 | +13.5% | 18,565 | +0.3% | 0.41% | -3.3% |
| PM | Sell | PHILIP MORRIS INTERNAT | $1,126,000 | +6.5% | 13,600 | -3.5% | 0.40% | -9.2% |
| LHX | Buy | L3HARRIS TECHNOLOGIES INC | $1,125,000 | +15.1% | 5,953 | +3.5% | 0.40% | -1.9% |
| KO | Sell | COCA COLA | $1,073,000 | +4.4% | 19,575 | -6.0% | 0.38% | -11.1% |
| BA | Buy | BOEING CO | $1,051,000 | +42.4% | 4,908 | +10.0% | 0.38% | +21.3% |
| FCX | Sell | FREEPORT MCMORAN INC | $1,026,000 | +47.0% | 39,430 | -11.7% | 0.37% | +25.6% |
| AMGN | Buy | AMGEN | $1,007,000 | -6.6% | 4,379 | +3.2% | 0.36% | -20.3% |
| CSX | CSX CORP | $989,000 | +16.8% | 10,900 | 0.0% | 0.35% | -0.6% | |
| AXP | Sell | AMERICAN EXPRESS CO | $982,000 | +13.5% | 8,125 | -5.8% | 0.35% | -3.0% |
| GLW | Sell | CORNING INC | $958,000 | +7.3% | 26,600 | -3.5% | 0.34% | -8.5% |
| PNC | PNC FINANCIAL CORP | $883,000 | +35.6% | 5,926 | 0.0% | 0.32% | +15.3% | |
| GIS | Buy | GENERAL MILLS INC | $872,000 | -4.2% | 14,824 | +0.5% | 0.31% | -18.3% |
| ENB | Sell | ENBRIDGE INC | $838,000 | +1.7% | 26,205 | -7.2% | 0.30% | -13.3% |
| FB | Sell | FACEBOOK INC | $832,000 | -3.6% | 3,047 | -7.6% | 0.30% | -17.9% |
| MDLZ | MONDELEZ INTERNATIONAL | $775,000 | +1.8% | 13,254 | 0.0% | 0.28% | -13.1% | |
| NVDA | NVIDIA | $757,000 | -3.6% | 1,450 | 0.0% | 0.27% | -17.9% | |
| VIAC | Sell | VIACOM CBS INC | $753,000 | +25.5% | 20,204 | -5.6% | 0.27% | +7.1% |
| CI | Sell | CIGNA CORP | $740,000 | +3.8% | 3,557 | -15.5% | 0.26% | -11.7% |
| MO | ALTRIA GROUP INC | $726,000 | +6.1% | 17,704 | 0.0% | 0.26% | -9.4% | |
| THVB | THOMASVILLE BANCSHARES INC | $719,000 | +10.3% | 14,094 | 0.0% | 0.26% | -5.8% | |
| HD | Buy | HOME DEPOT INC | $720,000 | -2.2% | 2,711 | +2.3% | 0.26% | -16.5% |
| GE | Sell | GENERAL ELECTRIC CO | $720,000 | +46.9% | 66,665 | -15.2% | 0.26% | +25.2% |
| PXD | Buy | PIONEER NATURAL RESOURCES | $706,000 | +52.2% | 6,200 | +14.8% | 0.25% | +29.7% |
| SEIC | SEI INVESTMENTS COMPANY | $690,000 | +13.3% | 12,000 | 0.0% | 0.25% | -3.5% | |
| OKE | ONEOK INC | $684,000 | +47.7% | 17,820 | 0.0% | 0.24% | +25.6% | |
| EMN | EASTMAN CHEM CO | $587,000 | +28.4% | 5,850 | 0.0% | 0.21% | +9.4% | |
| QCOM | Sell | QUALCOMM INC | $579,000 | -24.3% | 3,800 | -41.5% | 0.21% | -35.5% |
| NSC | NORFOLK SOUTHERN | $570,000 | +10.9% | 2,400 | 0.0% | 0.20% | -5.6% | |
| AVGO | Sell | BROADCOM LIMITED | $569,000 | -8.1% | 1,300 | -23.5% | 0.20% | -21.5% |
| WST | WEST PHARMACEUTICALS SVCS INC | $567,000 | +3.1% | 2,000 | 0.0% | 0.20% | -12.1% | |
| CNOB | CONNECTONE BANCORP INC | $562,000 | +40.5% | 28,410 | 0.0% | 0.20% | +19.6% | |
| DUK | Buy | DUKE ENERGY CORP | $559,000 | +3.5% | 6,106 | +0.1% | 0.20% | -11.9% |
| RTX | Buy | RAYTHEON TECHNOLOGIES CORP | $555,000 | +42.7% | 7,765 | +14.8% | 0.20% | +22.1% |
| XBI | SPDR S&P BIOTECH | $549,000 | +26.2% | 3,900 | 0.0% | 0.20% | +7.7% | |
| PYPL | Buy | PAYPAL HOLDINGS INC | $545,000 | +32.6% | 2,329 | +11.8% | 0.20% | +12.7% |
| BGS | B&G FOODS INC | $531,000 | -0.2% | 19,150 | 0.0% | 0.19% | -15.2% | |
| SMG | SCOTTS MIRACLE-GRO | $525,000 | +30.3% | 2,635 | 0.0% | 0.19% | +11.2% | |
| UPS | UNITED PARCEL SERVICE | $523,000 | +1.2% | 3,105 | 0.0% | 0.19% | -13.8% | |
| GM | GENERAL MOTORS CO | $500,000 | +40.8% | 12,000 | 0.0% | 0.18% | +20.1% | |
| BAX | BAXTER INTERNATIONAL INC | $493,000 | -0.4% | 6,150 | 0.0% | 0.18% | -14.9% | |
| ITW | ILLINOIS TOOL WORKS | $489,000 | +5.4% | 2,400 | 0.0% | 0.18% | -10.3% | |
| OXY | Buy | OCCIDENTAL PETROLEUM | $481,000 | +74.9% | 27,800 | +1.1% | 0.17% | +48.3% |
| TIP | ISHARES TIPS BOND ETF | $475,000 | +1.1% | 3,719 | 0.0% | 0.17% | -13.7% | |
| SPG | Buy | SIMON PROPERTY GROUP INC REIT | $475,000 | +44.8% | 5,570 | +9.9% | 0.17% | +23.2% |
| FLO | Buy | FLOWERS FOODS INC | $465,000 | -6.6% | 20,530 | +0.1% | 0.17% | -20.1% |
| AEM | Buy | AGNICO EAGLE MINES LTD | $458,000 | +27.9% | 6,500 | +44.4% | 0.16% | +9.3% |
| SSYS | Sell | STRATASYS LTD | $456,000 | -26.8% | 22,000 | -56.0% | 0.16% | -37.8% |
| BXMT | Buy | BLACKSTONE MORTGAGE TRUST INC | $453,000 | +27.6% | 16,470 | +1.9% | 0.16% | +8.7% |
| BLK | Buy | BLACKROCK INC | $450,000 | +56.8% | 624 | +22.4% | 0.16% | +33.1% |
| MCD | Buy | MCDONALDS CORP | $445,000 | -1.8% | 2,073 | +0.4% | 0.16% | -16.3% |
| GILD | Sell | GILEAD SCIENCES INC. | $435,000 | -20.9% | 7,474 | -14.1% | 0.16% | -32.5% |
| DTE | D T E ENERGY CO | $433,000 | +5.4% | 3,569 | 0.0% | 0.16% | -10.4% | |
| COP | Sell | CONOCOPHILLIPS | $424,000 | +9.3% | 10,601 | -10.2% | 0.15% | -6.7% |
| TIF | TIFFANY & CO NEW | $421,000 | +13.5% | 3,200 | 0.0% | 0.15% | -3.2% | |
| TRN | Sell | TRINITY INDS INC. | $422,000 | +27.5% | 16,000 | -5.9% | 0.15% | +8.6% |
| ZTS | ZOETIS INC | $418,000 | 0.0% | 2,527 | 0.0% | 0.15% | -14.8% | |
| TMO | Buy | THERMO FISHER SCIENTIFIC | $416,000 | +61.9% | 893 | +53.2% | 0.15% | +38.0% |
| Sell | DIAGEO | $417,000 | -20.1% | 10,250 | -33.3% | 0.15% | -32.0% | |
| BP | Sell | BP PLC SPONS ADR | $403,000 | +13.5% | 19,638 | -3.4% | 0.14% | -3.4% |
| AFL | AFLAC INC. | $394,000 | +22.4% | 8,856 | 0.0% | 0.14% | +4.4% | |
| BDX | Buy | BECTON DICKINSON | $384,000 | +7.9% | 1,535 | +0.3% | 0.14% | -8.0% |
| FHN | FIRST HORIZON NATIONAL CORP | $383,000 | +35.3% | 30,000 | 0.0% | 0.14% | +15.1% | |
| TPL | New | TEXAS PACIFIC LAND CORP | $363,000 | – | 500 | +100.0% | 0.13% | – |
| STE | Buy | STERIS CORP | $360,000 | +10.4% | 1,900 | +2.7% | 0.13% | -5.8% |
| TEL | TE CONNECTIVITY LTD | $339,000 | +23.7% | 2,800 | 0.0% | 0.12% | +5.2% | |
| COST | Buy | COSTCO WHOLESALE | $339,000 | +36.7% | 900 | +28.6% | 0.12% | +16.3% |
| MSI | MOTOROLA SOLUTIONS INC | $332,000 | +8.5% | 1,952 | 0.0% | 0.12% | -7.8% | |
| IP | INTERNATIONAL PAPER | $331,000 | +22.6% | 6,660 | 0.0% | 0.12% | +5.3% | |
| TWTR | Sell | TWITTER INC | $330,000 | +4.4% | 6,100 | -14.1% | 0.12% | -11.3% |
| AES | AES CORP | $326,000 | +29.9% | 13,886 | 0.0% | 0.12% | +11.4% | |
| GSK | Sell | GLAXO SMITHKLINE PLC SPONS ADR | $325,000 | -26.5% | 8,833 | -24.7% | 0.12% | -37.6% |
| KMB | KIMBERLY CLARK CORP | $324,000 | -8.5% | 2,400 | 0.0% | 0.12% | -22.1% | |
| APO | APOLLO GLOBAL MANAGEMENT INC | $317,000 | +9.3% | 6,475 | 0.0% | 0.11% | -6.6% | |
| TPIC | New | TPI COMPOSITES, INC. | $319,000 | – | 6,038 | +100.0% | 0.11% | – |
| YUM | YUM BRANDS | $317,000 | +18.7% | 2,920 | 0.0% | 0.11% | +1.8% | |
| UL | New | UNILEVER PLC SPONS ADR | $314,000 | – | 5,200 | +100.0% | 0.11% | – |
| SYY | SYSCO CORP | $306,000 | +19.5% | 4,117 | 0.0% | 0.11% | +1.9% | |
| BABA | Buy | ALIBABA GROUP HOLDING LTD | $306,000 | +48.5% | 1,313 | +87.6% | 0.11% | +26.4% |
| AWK | AMERICAN WTR WKS | $307,000 | +5.9% | 2,000 | 0.0% | 0.11% | -9.8% | |
| SBUX | STARBUCKS | $302,000 | +24.8% | 2,819 | 0.0% | 0.11% | +5.9% | |
| HPQ | H P INC | $300,000 | +29.3% | 12,200 | 0.0% | 0.11% | +10.3% | |
| CLX | CLOROX CO | $291,000 | -4.0% | 1,443 | 0.0% | 0.10% | -18.1% | |
| Buy | CONSTELLATION SOFTWARE | $287,000 | +18.6% | 220 | +0.9% | 0.10% | +1.0% | |
| VMW | Buy | VM WARE INC | $281,000 | +22.2% | 2,000 | +25.0% | 0.10% | +4.1% |
| FTCS | Sell | FIRST TRUST CAPITAL STRENGTH E | $283,000 | -8.7% | 4,194 | -14.3% | 0.10% | -22.3% |
| UFI | Sell | UNIFI INC | $282,000 | -29.0% | 15,917 | -48.5% | 0.10% | -39.5% |
| WPX | WPX ENERGY INC | $280,000 | +66.7% | 34,326 | 0.0% | 0.10% | +40.8% | |
| FEYE | New | FIREEYE INC | $277,000 | – | 12,000 | +100.0% | 0.10% | – |
| XLK | TECHNOLOGY SELECT SECTOR SPDR | $273,000 | +11.4% | 2,100 | 0.0% | 0.10% | -4.9% | |
| CWT | CALIFORNIA WATER SEFICE GROUP | $270,000 | +24.4% | 5,000 | 0.0% | 0.10% | +6.6% | |
| MET | METLIFE INC | $270,000 | +26.2% | 5,745 | 0.0% | 0.10% | +7.8% | |
| D | DOMINION RES INC VA NEW | $264,000 | -4.7% | 3,508 | 0.0% | 0.10% | -18.1% | |
| PGEN | PRECIGEN INC | $261,000 | +190.0% | 25,600 | 0.0% | 0.09% | +144.7% | |
| AL | New | AIR LEASE CORP | $256,000 | – | 5,766 | +100.0% | 0.09% | – |
| FSLR | New | FIRST SOLAR INC COM | $256,000 | – | 2,588 | +100.0% | 0.09% | – |
| ROK | ROCKWELL AUTOMATION INC | $251,000 | +13.6% | 1,000 | 0.0% | 0.09% | -3.2% | |
| ADBE | Sell | ADOBE SYSTEMS | $249,000 | +1.2% | 497 | -1.0% | 0.09% | -13.6% |
| ACA | Sell | ARCOSA INC | $238,000 | +16.1% | 4,324 | -7.2% | 0.08% | -1.2% |
| SLB | Sell | SCHLUMBERGER LTD | $234,000 | +34.5% | 10,700 | -4.5% | 0.08% | +15.1% |
| WDC | Sell | WESTERN DIGITAL CORP | $233,000 | -19.4% | 4,200 | -46.8% | 0.08% | -31.4% |
| AMAT | Sell | APPLIED MATERIALS | $233,000 | +5.9% | 2,700 | -27.0% | 0.08% | -9.8% |
| KHC | New | THE KRAFT HEINZ COMPANY | $229,000 | – | 6,598 | +100.0% | 0.08% | – |
| CAG | CONAGRA BRANDS INC | $226,000 | +1.3% | 6,245 | 0.0% | 0.08% | -13.8% | |
| CODI | COMPASS DIVERSIFIED HOLDINGS | $225,000 | +1.8% | 11,570 | 0.0% | 0.08% | -12.9% | |
| GS | Sell | GOLDMAN SACHS | $224,000 | -36.4% | 850 | -51.4% | 0.08% | -45.9% |
| SXT | New | SENSIENT TECHNOLOGIES CORP | $221,000 | – | 3,000 | +100.0% | 0.08% | – |
| ARKK | New | ARK INNOVATION ETF | $221,000 | – | 1,775 | +100.0% | 0.08% | – |
| MTB | New | M&T BANK CORP | $219,000 | – | 1,723 | +100.0% | 0.08% | – |
| KKR | Sell | KKR & CO INC | $215,000 | -8.1% | 5,300 | -22.1% | 0.08% | -21.4% |
| MOS | New | MOSAIC CORP | $215,000 | – | 9,350 | +100.0% | 0.08% | – |
| TRV | New | THE TRAVELERS COMPANIES INC | $214,000 | – | 1,526 | +100.0% | 0.08% | – |
| MTUM | New | ISHARES EDGE MSCI USA MOMENTUM | $212,000 | – | 1,315 | +100.0% | 0.08% | – |
| ORCL | New | ORACLE SYSTEMS | $211,000 | – | 3,257 | +100.0% | 0.08% | – |
| ZM | ZOOM VIDEO COMMUNICATIONS INC | $206,000 | -28.2% | 610 | 0.0% | 0.07% | -38.8% | |
| SMH | New | VANECK VECTORS TR ETF | $203,000 | – | 930 | +100.0% | 0.07% | – |
| EMR | New | EMERSON ELECTRIC COMPANY | $201,000 | – | 2,500 | +100.0% | 0.07% | – |
| PBCT | Sell | PEOPLE'S UNITED FINANCIAL INC | $167,000 | +23.7% | 12,900 | -1.6% | 0.06% | +5.3% |
| LUMN | LUMEN TECHNOLOGIES INC | $162,000 | -3.6% | 16,655 | 0.0% | 0.06% | -18.3% | |
| GEO | GEO GROUP INC | $155,000 | -22.1% | 17,550 | 0.0% | 0.06% | -33.3% | |
| OVV | Sell | OVINTIV INC | $152,000 | +18.8% | 10,600 | -32.6% | 0.05% | 0.0% |
| HPE | HEWLETT PACKARD ENTERPRIS | $147,000 | +26.7% | 12,400 | 0.0% | 0.05% | +8.2% | |
| RIG | Sell | TRANSOCEAN LTD | $114,000 | +153.3% | 49,323 | -12.4% | 0.04% | +115.8% |
| AHH | ARMADA HOFFLER PROPERTIES INC | $112,000 | +20.4% | 10,000 | 0.0% | 0.04% | +2.6% | |
| F | FORD MOTOR COMPANY NEW | $99,000 | +32.0% | 11,250 | 0.0% | 0.04% | +9.4% | |
| AQMS | AQUA METALS, INC | $96,000 | +231.0% | 32,060 | 0.0% | 0.03% | +183.3% | |
| MNKD | MANNKIND CORPORATION | $58,000 | +65.7% | 18,600 | 0.0% | 0.02% | +40.0% | |
| TVAGF | TVA GROUP INC CL B | $33,000 | +37.5% | 19,800 | 0.0% | 0.01% | +20.0% | |
| BIOL | BIOLASE INC | $4,000 | +33.3% | 10,000 | 0.0% | 0.00% | 0.0% | |
| HSHL | HOME SOLUTIONS HEALTH INC | $0 | – | 50,000 | 0.0% | 0.00% | – | |
| ISLT | ISLET SCIENCES | $0 | – | 30,000 | 0.0% | 0.00% | – | |
| COCBF | COASTAL CAR OIL & MINERALS | $0 | – | 32,150 | 0.0% | 0.00% | – | |
| CSU | Exit | CAPITAL SENIOR LIVING CORP | $0 | – | -10,000 | -100.0% | -0.00% | – |
| CERN | Exit | CERNER CORP | $0 | – | -3,000 | -100.0% | -0.09% | – |
| RDSA | Exit | ROYAL DUTCH SHELL PLC CL A | $0 | – | -9,175 | -100.0% | -0.10% | – |
| RDVY | Exit | FIRST TRUST RISING DIVIDEND AC | $0 | – | -7,718 | -100.0% | -0.11% | – |
| VCSH | Exit | VANGUARD SHORT-TERM CORPORATE | $0 | – | -3,527 | -100.0% | -0.12% | – |
| AZN | Exit | ASTRAZENECA PLC | $0 | – | -7,500 | -100.0% | -0.17% | – |
| STZ | Exit | CONSTELLATION BRANDS | $0 | – | -3,850 | -100.0% | -0.31% | – |
| IIVI | Exit | II VI INC | $0 | – | -65,100 | -100.0% | -1.11% | – |
| CCXX | Exit | CHURCHILL CAPITAL CORP II | $0 | – | -395,500 | -100.0% | -1.70% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORPORATION | 42 | Q3 2023 | 9.0% |
| EXXON MOBIL CORP COM | 42 | Q3 2023 | 3.2% |
| JPMORGAN CHASE & CO COM | 42 | Q3 2023 | 3.0% |
| AT&T INC COM | 42 | Q3 2023 | 2.6% |
| WALT DISNEY CO/THE | 42 | Q3 2023 | 2.4% |
| VERIZON COMMUNICATIONS INC COM | 42 | Q3 2023 | 2.3% |
| UNION PACIFIC | 42 | Q3 2023 | 1.8% |
| JOHNSON & JOHNSON COM | 42 | Q3 2023 | 3.2% |
| PFIZER INC COM | 42 | Q3 2023 | 1.9% |
| CISCO SYSTEMS | 42 | Q3 2023 | 1.0% |
View Wellington Shields & Co., LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-09 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-15 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-09 |
| 13F-HR | 2022-02-15 |
| 13F-HR | 2021-11-10 |
View Wellington Shields & Co., LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.