$239 Million is the total value of DFPG INVESTMENTS, LLC's 179 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 21.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NVDA | Buy | NVIDIA CORPORATION | $11,831,000 | +24.8% | 48,989 | +12.4% | 4.94% | +37.7% |
| AAPL | Sell | APPLE INC | $10,464,000 | +12.6% | 63,606 | -1.6% | 4.37% | +24.2% |
| OXY | Buy | OCCIDENTAL PETE CORP | $8,477,000 | +95.1% | 242,547 | +78.6% | 3.54% | +115.3% |
| ICSH | Buy | ISHARES TRblackrock ultra | $7,948,000 | +1.6% | 157,816 | +1.8% | 3.32% | +12.1% |
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $7,079,000 | -7.0% | 19,571 | -5.8% | 2.96% | +2.6% |
| FB | Sell | META PLATFORMS INCcl a | $6,763,000 | -8.8% | 21,365 | -5.4% | 2.82% | +0.6% |
| VCSH | Sell | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $6,751,000 | -14.3% | 83,926 | -12.5% | 2.82% | -5.5% |
| MSFT | Sell | MICROSOFT CORP | $6,638,000 | -8.9% | 22,008 | -8.6% | 2.77% | +0.5% |
| ORCC | Buy | OWL ROCK CAPITAL CORPORATION | $6,170,000 | +3.8% | 426,096 | +3.4% | 2.58% | +14.5% |
| ET | Buy | ENERGY TRANSFER L P | $5,941,000 | -2.2% | 623,433 | +2.0% | 2.48% | +8.0% |
| FTSM | Sell | FIRST TR EXCHANGE-TRADED FDfirst tr enh new | $5,540,000 | -2.7% | 92,655 | -2.6% | 2.31% | +7.3% |
| AMZN | Sell | AMAZON COM INC | $5,478,000 | -21.6% | 1,806 | -14.7% | 2.29% | -13.5% |
| HQY | Sell | HEALTHEQUITY INC | $4,808,000 | -23.0% | 98,097 | -0.0% | 2.01% | -15.0% |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $4,392,000 | +0.2% | 19,488 | +2.0% | 1.83% | +10.5% |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $4,149,000 | -8.7% | 1,556 | -3.3% | 1.73% | +0.8% |
| BABA | Buy | ALIBABA GROUP HLDG LTDsponsored ads | $3,834,000 | +7.1% | 29,263 | +36.3% | 1.60% | +18.2% |
| AMD | Sell | ADVANCED MICRO DEVICES INC | $3,426,000 | -1.8% | 28,110 | -9.8% | 1.43% | +8.4% |
| VXUS | Buy | VANGUARD STAR FDSvg tl intl stk f | $3,125,000 | +44.4% | 49,606 | +48.1% | 1.30% | +59.3% |
| QCOM | Buy | QUALCOMM INC | $3,084,000 | +36.5% | 18,520 | +5.4% | 1.29% | +50.6% |
| ZTS | Sell | ZOETIS INCcl a | $3,064,000 | -15.7% | 15,173 | -16.3% | 1.28% | -6.9% |
| JETS | Buy | ETF SER SOLUTIONSus glb jets | $2,999,000 | +493.9% | 140,294 | +554.8% | 1.25% | +555.5% |
| ROST | ROSS STORES INC | $2,665,000 | -9.9% | 27,353 | 0.0% | 1.11% | -0.5% | |
| FLOT | ISHARES TRfltg rate nt etf | $2,630,000 | -0.2% | 51,903 | 0.0% | 1.10% | +10.0% | |
| BOCT | INNOVATOR ETFS TRus eqty buf oct | $2,606,000 | +0.8% | 77,669 | 0.0% | 1.09% | +11.2% | |
| COST | Sell | COSTCO WHSL CORP NEW | $2,521,000 | -14.6% | 5,220 | -20.3% | 1.05% | -5.7% |
| ABNB | Buy | AIRBNB INC | $2,433,000 | +81.3% | 15,401 | +95.7% | 1.02% | +100.0% |
| TIP | Sell | ISHARES TRtips bd etf | $2,315,000 | -3.0% | 18,491 | -0.2% | 0.97% | +7.1% |
| IAU | Buy | ISHARES GOLD TRishares new | $2,313,000 | +2.3% | 66,164 | +0.1% | 0.97% | +12.9% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $2,287,000 | +10.7% | 5,118 | +9.6% | 0.96% | +22.1% |
| SHOP | Buy | SHOPIFY INCcl a | $2,185,000 | -25.3% | 2,134 | +2.6% | 0.91% | -17.6% |
| JPST | Buy | J P MORGAN EXCHANGE-TRADED Fultra shrt inc | $2,170,000 | +13.7% | 43,007 | +14.1% | 0.91% | +25.5% |
| ABBV | Sell | ABBVIE INC | $2,085,000 | +14.2% | 15,671 | -6.5% | 0.87% | +26.0% |
| BND | Buy | VANGUARD BD INDEX FDStotal bnd mrkt | $2,077,000 | +0.3% | 25,000 | +3.2% | 0.87% | +10.6% |
| XLE | Sell | SELECT SECTOR SPDR TRenergy | $1,971,000 | -6.4% | 30,937 | -16.2% | 0.82% | +3.3% |
| JPM | Sell | JPMORGAN CHASE & CO | $1,869,000 | -21.1% | 12,658 | -12.7% | 0.78% | -13.0% |
| RSP | Sell | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $1,845,000 | -1.2% | 11,876 | -1.3% | 0.77% | +8.9% |
| ASAN | Buy | ASANA INCcl a | $1,839,000 | -52.6% | 34,424 | +3.1% | 0.77% | -47.7% |
| BX | Sell | BLACKSTONE INC | $1,830,000 | -9.7% | 16,405 | -1.2% | 0.76% | -0.4% |
| SOFI | Sell | SOFI TECHNOLOGIES INC | $1,806,000 | -53.3% | 120,391 | -38.9% | 0.75% | -48.4% |
| SHW | Buy | SHERWIN WILLIAMS CO | $1,745,000 | +2.5% | 5,863 | +0.7% | 0.73% | +13.2% |
| LMT | Sell | LOCKHEED MARTIN CORP | $1,689,000 | -0.5% | 4,502 | -3.9% | 0.70% | +9.8% |
| LMBS | Sell | FIRST TR EXCHANGE-TRADED FDfst low oppt eft | $1,636,000 | -1.6% | 32,834 | -0.1% | 0.68% | +8.6% |
| SNOW | Sell | SNOWFLAKE INCcl a | $1,599,000 | -38.7% | 5,726 | -27.1% | 0.67% | -32.3% |
| NOBL | Buy | PROSHARES TRs&p 500 dv arist | $1,570,000 | +3.1% | 16,601 | +0.1% | 0.66% | +13.9% |
| AVGO | Sell | BROADCOM INC | $1,480,000 | +8.8% | 2,703 | -1.1% | 0.62% | +20.0% |
| TGT | Buy | TARGET CORP | $1,457,000 | -7.9% | 6,570 | +0.5% | 0.61% | +1.5% |
| SD | Buy | SANDRIDGE ENERGY INC | $1,411,000 | -12.3% | 141,511 | +8.4% | 0.59% | -3.3% |
| CCL | Sell | CARNIVAL CORP | $1,401,000 | -42.6% | 67,363 | -34.5% | 0.58% | -36.7% |
| PINS | Sell | PINTEREST INCcl a | $1,332,000 | -66.9% | 41,702 | -45.6% | 0.56% | -63.5% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $1,316,000 | -11.6% | 3,781 | -0.6% | 0.55% | -2.3% |
| EXR | Buy | EXTRA SPACE STORAGE INC | $1,272,000 | +10.8% | 6,509 | +4.1% | 0.53% | +22.4% |
| FVD | Sell | FIRST TR VALUE LINE DIVID IN | $1,245,000 | +1.0% | 29,750 | -1.6% | 0.52% | +11.3% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $1,226,000 | -4.3% | 459 | +1.3% | 0.51% | +5.6% |
| TSLA | Buy | TESLA INC | $1,203,000 | +31.9% | 1,208 | +8.3% | 0.50% | +45.5% |
| C | New | CITIGROUP INC | $1,186,000 | – | 18,399 | +100.0% | 0.50% | – |
| CSCO | Sell | CISCO SYS INC | $1,158,000 | -8.7% | 19,934 | -12.5% | 0.48% | +0.8% |
| ODFL | Buy | OLD DOMINION FREIGHT LINE IN | $1,142,000 | +4.0% | 3,720 | +0.1% | 0.48% | +14.7% |
| CAT | New | CATERPILLAR INC | $1,137,000 | – | 5,249 | +100.0% | 0.48% | – |
| ALCO | Sell | ALICO INC | $1,127,000 | -0.2% | 30,960 | -5.0% | 0.47% | +10.3% |
| RCL | Sell | ROYAL CARIBBEAN GROUP | $1,095,000 | -36.4% | 13,494 | -32.0% | 0.46% | -29.9% |
| SPIB | Buy | SPDR SER TRportfolio intrmd | $1,076,000 | +6.4% | 30,279 | +9.3% | 0.45% | +17.2% |
| SCHX | Buy | SCHWAB STRATEGIC TRus lrg cap etf | $1,046,000 | +2.0% | 9,817 | +3.0% | 0.44% | +12.6% |
| VYM | Sell | VANGUARD WHITEHALL FDShigh div yld | $1,027,000 | +0.1% | 9,242 | -4.0% | 0.43% | +10.6% |
| PFEB | INNOVATOR ETFS TRus eqty pwr buf | $1,028,000 | +1.5% | 35,110 | 0.0% | 0.43% | +12.0% | |
| VOO | Buy | VANGUARD INDEX FDS | $1,020,000 | +7.3% | 2,482 | +6.2% | 0.43% | +18.3% |
| BBY | New | BEST BUY INC | $976,000 | – | 10,282 | +100.0% | 0.41% | – |
| JMST | Sell | J P MORGAN EXCHANGE-TRADED Fultra sht muncpl | $973,000 | -45.2% | 19,097 | -45.1% | 0.41% | -39.6% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $971,000 | +9.6% | 3,121 | -0.8% | 0.40% | +20.9% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $964,000 | +6.9% | 2,148 | +5.8% | 0.40% | +18.2% |
| IRT | New | INDEPENDENCE RLTY TR INC | $963,000 | – | 43,086 | +100.0% | 0.40% | – |
| PYPL | Sell | PAYPAL HLDGS INC | $931,000 | -47.1% | 5,374 | -18.6% | 0.39% | -41.6% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $926,000 | -4.3% | 3,221 | -0.4% | 0.39% | +5.7% |
| NCLH | Sell | NORWEGIAN CRUISE LINE HLDG L | $918,000 | -52.6% | 43,645 | -40.1% | 0.38% | -47.7% |
| XOUT | GRANITESHARES ETF TRxout us lrg cp | $903,000 | -2.7% | 22,063 | 0.0% | 0.38% | +7.4% | |
| RYLD | New | GLOBAL X FDSrussell 2000 | $886,000 | – | 38,867 | +100.0% | 0.37% | – |
| LLY | LILLY ELI & CO | $810,000 | +2.8% | 3,331 | 0.0% | 0.34% | +13.4% | |
| XOM | Sell | EXXON MOBIL CORP | $802,000 | -18.5% | 10,945 | -31.1% | 0.34% | -9.9% |
| PEP | Sell | PEPSICO INC | $793,000 | +8.9% | 4,559 | -0.3% | 0.33% | +19.9% |
| QTEC | Buy | FIRST TR NASDAQ 100 TECH IND | $785,000 | -4.7% | 5,079 | +0.1% | 0.33% | +5.1% |
| SKYY | Sell | FIRST TR EXCHANGE TRADED FD | $786,000 | -26.5% | 8,513 | -10.8% | 0.33% | -19.0% |
| BNDX | Buy | VANGUARD CHARLOTTE FDStotal int bd etf | $740,000 | -2.1% | 13,539 | +2.1% | 0.31% | +8.0% |
| FSK | Sell | FS KKR CAP CORP | $723,000 | -13.2% | 32,871 | -9.9% | 0.30% | -4.1% |
| VXF | Sell | VANGUARD INDEX FDSextend mkt etf | $705,000 | -46.9% | 4,312 | -38.3% | 0.29% | -41.4% |
| VB | VANGUARD INDEX FDSsmall cp etf | $689,000 | -8.4% | 3,312 | 0.0% | 0.29% | +1.1% | |
| VOT | VANGUARD INDEX FDSmcap gr idxvip | $647,000 | -10.8% | 2,934 | 0.0% | 0.27% | -1.5% | |
| FPX | FIRST TR EXCHANGE TRADED FDus eqty oppt etf | $620,000 | -17.6% | 5,812 | 0.0% | 0.26% | -9.1% | |
| HYLS | Sell | FIRST TR EXCHANGE-TRADED FDfirst tr ta hiyl | $618,000 | -7.2% | 13,028 | -5.8% | 0.26% | +2.4% |
| BA | Buy | BOEING CO | $594,000 | +7.6% | 2,771 | +9.1% | 0.25% | +18.7% |
| CVX | Buy | CHEVRON CORP NEW | $591,000 | +18.2% | 4,604 | +0.2% | 0.25% | +30.7% |
| SPDW | Buy | SPDR INDEX SHS FDSportfolio devlpd | $538,000 | +8.0% | 15,058 | +11.5% | 0.22% | +19.7% |
| STAA | Buy | STAAR SURGICAL CO | $515,000 | -31.0% | 7,045 | +8.0% | 0.22% | -23.8% |
| PHYL | Buy | PGIM ETF TRactv hy bd etf | $513,000 | +9.4% | 12,846 | +12.6% | 0.21% | +20.9% |
| AFIN | Sell | AMERICAN FIN TR INC | $482,000 | -4.2% | 57,464 | -3.2% | 0.20% | +5.8% |
| MA | Sell | MASTERCARD INCORPORATEDcl a | $479,000 | +4.4% | 1,315 | -1.4% | 0.20% | +14.9% |
| ORCL | Sell | ORACLE CORP | $477,000 | -32.7% | 5,769 | -22.4% | 0.20% | -25.7% |
| BRSP | Buy | BRIGHTSPIRE CAPITAL INC | $469,000 | +2.6% | 50,553 | +9.4% | 0.20% | +13.3% |
| ADBE | Buy | ADOBE SYSTEMS INCORPORATED | $468,000 | -15.7% | 917 | +0.4% | 0.20% | -7.1% |
| AXP | New | AMERICAN EXPRESS CO | $467,000 | – | 2,905 | +100.0% | 0.20% | – |
| DHR | DANAHER CORPORATION | $459,000 | -5.7% | 1,622 | 0.0% | 0.19% | +4.3% | |
| PSK | Sell | SPDR SER TRice pfd sec etf | $449,000 | -10.4% | 10,689 | -7.3% | 0.19% | -1.1% |
| SRLN | Sell | SSGA ACTIVE ETF TRblackstone senr | $429,000 | -4.7% | 9,380 | -4.5% | 0.18% | +5.3% |
| SPYD | SPDR SER TRprtflo s&p500 hi | $412,000 | +4.8% | 9,686 | 0.0% | 0.17% | +15.4% | |
| CRM | Buy | SALESFORCE COM INC | $406,000 | -21.3% | 1,820 | +2.2% | 0.17% | -12.8% |
| DIS | Sell | DISNEY WALT CO | $408,000 | -22.4% | 2,762 | -8.5% | 0.17% | -14.6% |
| V | Sell | VISA INC | $405,000 | -17.7% | 1,890 | -13.5% | 0.17% | -9.1% |
| ACN | Buy | ACCENTURE PLC IRELAND | $396,000 | +9.4% | 1,155 | +8.0% | 0.16% | +20.4% |
| ABT | Sell | ABBOTT LABS | $386,000 | -2.0% | 3,099 | -7.5% | 0.16% | +8.1% |
| ARCC | Sell | ARES CAPITAL CORP | $383,000 | -22.0% | 17,967 | -23.3% | 0.16% | -14.0% |
| AAL | New | AMERICAN AIRLS GROUP INC | $381,000 | – | 22,720 | +100.0% | 0.16% | – |
| HD | Buy | HOME DEPOT INC | $371,000 | +9.1% | 1,061 | +7.3% | 0.16% | +20.2% |
| RDVY | Buy | FIRST TR EXCHANGE-TRADED FDrisng divd achiv | $370,000 | +3.6% | 7,430 | +3.0% | 0.16% | +14.8% |
| SPLG | SPDR SER TRportfolio s&p500 | $363,000 | +1.1% | 6,909 | 0.0% | 0.15% | +11.8% | |
| MRNA | Sell | MODERNA INC | $363,000 | -93.3% | 2,166 | -86.7% | 0.15% | -92.6% |
| PM | Buy | PHILIP MORRIS INTL INC | $357,000 | +18.6% | 3,504 | +14.9% | 0.15% | +30.7% |
| BAC | Sell | BK OF AMERICA CORP | $355,000 | -79.5% | 7,752 | -79.8% | 0.15% | -77.4% |
| SHYG | Buy | ISHARES TR0-5yr hi yl cp | $347,000 | +33.5% | 7,717 | +35.5% | 0.14% | +48.0% |
| MMC | New | MARSH & MCLENNAN COS INC | $346,000 | – | 2,190 | +100.0% | 0.14% | – |
| PFE | Buy | PFIZER INC | $346,000 | +51.1% | 6,398 | +16.6% | 0.14% | +65.5% |
| FTEC | Sell | FIDELITY COVINGTON TRUSTmsci info tech i | $342,000 | -1.7% | 2,817 | -0.2% | 0.14% | +8.3% |
| FIXD | Buy | FIRST TR EXCHNG TRADED FD VItcw opportunis | $335,000 | +45.7% | 6,418 | +49.1% | 0.14% | +60.9% |
| JD | Buy | JD.COM INCspon adr cl a | $330,000 | +9.6% | 4,285 | +15.5% | 0.14% | +21.1% |
| XLV | Sell | SELECT SECTOR SPDR TRsbi healthcare | $330,000 | +0.9% | 2,521 | -1.7% | 0.14% | +11.3% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $322,000 | +11.4% | 696 | +1.3% | 0.13% | +22.9% |
| BIDU | Sell | BAIDU INCspon adr rep a | $308,000 | -76.1% | 1,899 | -76.0% | 0.13% | -73.6% |
| RTX | Buy | RAYTHEON TECHNOLOGIES CORP | $303,000 | +7.4% | 3,424 | +8.2% | 0.13% | +18.7% |
| UNP | Buy | UNION PAC CORP | $295,000 | +10.5% | 1,219 | +1.0% | 0.12% | +21.8% |
| NFLX | Buy | NETFLIX INC | $287,000 | -18.5% | 564 | +1.6% | 0.12% | -9.8% |
| IYG | Sell | ISHARES TRu.s. fin svc etf | $285,000 | -2.4% | 1,494 | -0.5% | 0.12% | +7.2% |
| LQD | Buy | ISHARES TRiboxx inv cp etf | $282,000 | +0.7% | 2,202 | +5.2% | 0.12% | +11.3% |
| CPRT | Buy | COPART INC | $275,000 | -11.0% | 2,139 | +0.1% | 0.12% | -1.7% |
| PLTR | Sell | PALANTIR TECHNOLOGIES INCcl a | $275,000 | -85.8% | 18,816 | -76.3% | 0.12% | -84.3% |
| ONEY | SPDR SER TRrussell yield | $276,000 | +2.2% | 2,798 | 0.0% | 0.12% | +12.7% | |
| FDIS | Sell | FIDELITY COVINGTON TRUSTmsci consm dis | $274,000 | -5.8% | 3,455 | -2.0% | 0.11% | +3.6% |
| SDY | Buy | SPDR SER TRs&p divid etf | $267,000 | +28.4% | 2,118 | +24.1% | 0.11% | +40.5% |
| XLF | SELECT SECTOR SPDR TRfinancial | $264,000 | 0.0% | 6,781 | 0.0% | 0.11% | +10.0% | |
| VGT | Sell | VANGUARD WORLD FDSinf tech etf | $262,000 | -3.0% | 637 | -1.7% | 0.11% | +6.9% |
| FTCS | Buy | FIRST TR EXCHANGE-TRADED FDcap strength etf | $258,000 | +3.6% | 3,271 | +2.1% | 0.11% | +14.9% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $253,000 | +18.2% | 4,747 | +15.4% | 0.11% | +30.9% |
| GRID | FIRST TR EXCHANGE TRADED FDnasdq cln edge | $251,000 | -2.0% | 2,643 | 0.0% | 0.10% | +8.2% | |
| ANGL | VANECK ETF TRUSTfallen angel hg | $250,000 | -3.1% | 7,817 | 0.0% | 0.10% | +6.1% | |
| PSA | New | PUBLIC STORAGE | $247,000 | – | 702 | +100.0% | 0.10% | – |
| VNQ | VANGUARD INDEX FDSreal estate etf | $247,000 | -0.8% | 2,338 | 0.0% | 0.10% | +9.6% | |
| NOW | Buy | SERVICENOW INC | $243,000 | -19.0% | 471 | +2.4% | 0.10% | -11.4% |
| REMX | VANECK ETF TRUSTrare earth/strtg | $242,000 | -1.2% | 2,200 | 0.0% | 0.10% | +8.6% | |
| SCHD | New | SCHWAB STRATEGIC TRus dividend eq | $239,000 | – | 3,035 | +100.0% | 0.10% | – |
| WMT | New | WALMART INC | $235,000 | – | 1,664 | +100.0% | 0.10% | – |
| THY | Buy | NORTHERN LIGHTS FD TRtoews aglty dnym | $235,000 | -1.3% | 9,699 | +1.3% | 0.10% | +8.9% |
| SCHP | Buy | SCHWAB STRATEGIC TRus tips etf | $234,000 | +6.4% | 3,838 | +9.8% | 0.10% | +18.1% |
| KO | New | COCA COLA CO | $232,000 | – | 3,821 | +100.0% | 0.10% | – |
| FDN | Buy | FIRST TR EXCHANGE-TRADED FDdj internt idx | $232,000 | -13.4% | 1,161 | +5.5% | 0.10% | -4.0% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $232,000 | -3.7% | 1,776 | +5.7% | 0.10% | +6.6% |
| RWO | Sell | SPDR INDEX SHS FDSdj glb rl es etf | $232,000 | -9.7% | 4,393 | -8.7% | 0.10% | 0.0% |
| LHX | L3HARRIS TECHNOLOGIES INC | $230,000 | -5.0% | 1,023 | 0.0% | 0.10% | +4.3% | |
| NKE | Buy | NIKE INCcl b | $227,000 | -8.8% | 1,592 | +0.6% | 0.10% | +1.1% |
| GNL | GLOBAL NET LEASE INC | $225,000 | -13.8% | 15,882 | 0.0% | 0.09% | -5.1% | |
| JNJ | Sell | JOHNSON & JOHNSON | $221,000 | +1.8% | 1,336 | -1.5% | 0.09% | +12.2% |
| CODI | New | COMPASS DIVERSIFIEDsh ben int | $221,000 | – | 8,471 | +100.0% | 0.09% | – |
| ADSK | Buy | AUTODESK INC | $221,000 | -0.9% | 875 | +13.6% | 0.09% | +9.5% |
| VWO | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $218,000 | -1.8% | 4,330 | 0.0% | 0.09% | +8.3% | |
| VIG | New | VANGUARD SPECIALIZED FUNDSdiv app etf | $218,000 | – | 1,351 | +100.0% | 0.09% | – |
| XLK | Sell | SELECT SECTOR SPDR TRtechnology | $216,000 | +0.5% | 1,370 | -1.4% | 0.09% | +11.1% |
| T | New | AT&T INC | $212,000 | – | 7,846 | +100.0% | 0.09% | – |
| ARKK | ARK ETF TRinnovation etf | $212,000 | -34.2% | 2,788 | 0.0% | 0.09% | -27.0% | |
| BBN | New | BLACKROCK TAX MUNICPAL BD TR | $210,000 | – | 8,862 | +100.0% | 0.09% | – |
| TMO | THERMO FISHER SCIENTIFIC INC | $207,000 | +2.0% | 352 | 0.0% | 0.09% | +11.7% | |
| OWL | New | BLUE OWL CAPITAL INC | $187,000 | – | 14,716 | +100.0% | 0.08% | – |
| AVYA | Sell | AVAYA HLDGS CORP | $181,000 | -20.3% | 10,000 | -11.9% | 0.08% | -11.6% |
| OTLY | Sell | OATLY GROUP ABsponsored ads | $136,000 | -94.7% | 19,942 | -88.5% | 0.06% | -94.2% |
| EIGR | EIGER BIOPHARMACEUTICALS INC | $135,000 | -38.4% | 32,430 | 0.0% | 0.06% | -32.5% | |
| NKLA | Sell | NIKOLA CORP | $82,000 | -71.1% | 10,296 | -59.4% | 0.03% | -68.2% |
| KOS | New | KOSMOS ENERGY LTD | $50,000 | – | 11,500 | +100.0% | 0.02% | – |
| SENS | SENSEONICS HLDGS INC | $50,000 | -21.9% | 18,703 | 0.0% | 0.02% | -12.5% | |
| SRGA | Sell | SURGALIGN HOLDINGS INC | $47,000 | -89.3% | 64,000 | -85.1% | 0.02% | -88.0% |
| CTHR | CHARLES & COLVARD LTD | $28,000 | -12.5% | 11,611 | 0.0% | 0.01% | 0.0% | |
| EGLX | Sell | ENTHUSIAST GAMING HLDGS INC | $23,000 | -60.3% | 10,000 | -37.5% | 0.01% | -54.5% |
| PENNYMAC CORPnote 5.500%11/0 | $20,000 | 0.0% | 20,000 | 0.0% | 0.01% | 0.0% | ||
| APOLLO COML REAL ESTATE FINnote 4.750% 8/2 | $15,000 | 0.0% | 15,000 | 0.0% | 0.01% | 0.0% | ||
| APOLLO COML REAL ESTATE FINnote 5.375%10/1 | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| TXMD | THERAPEUTICSMD INC | $3,000 | -57.1% | 10,000 | 0.0% | 0.00% | -66.7% | |
| Exit | TWO HBRS INVT CORPnote 6.250% 1/1 | $0 | – | -20,000 | -100.0% | -0.01% | – | |
| SLVO | Exit | CREDIT SUISSE AG NASSAU BRHx link silver | $0 | – | -16,902 | -100.0% | -0.03% | – |
| ATEC | Exit | ALPHATEC HLDGS INC | $0 | – | -13,004 | -100.0% | -0.06% | – |
| HON | Exit | HONEYWELL INTL INC | $0 | – | -919 | -100.0% | -0.08% | – |
| ASML | Exit | ASML HOLDING N V | $0 | – | -260 | -100.0% | -0.08% | – |
| LOW | Exit | LOWES COS INC | $0 | – | -945 | -100.0% | -0.08% | – |
| TTD | Exit | THE TRADE DESK INC | $0 | – | -2,810 | -100.0% | -0.08% | – |
| ILMN | Exit | ILLUMINA INC | $0 | – | -559 | -100.0% | -0.09% | – |
| SAVA | Exit | CASSAVA SCIENCES INC | $0 | – | -4,700 | -100.0% | -0.10% | – |
| NET | Exit | CLOUDFLARE INC | $0 | – | -1,569 | -100.0% | -0.10% | – |
| SBUX | Exit | STARBUCKS CORP | $0 | – | -2,538 | -100.0% | -0.11% | – |
| SI | Exit | SILVERGATE CAP CORPcl a | $0 | – | -2,031 | -100.0% | -0.12% | – |
| CRWD | Exit | CROWDSTRIKE HLDGS INCcl a | $0 | – | -1,240 | -100.0% | -0.13% | – |
| VIAC | Exit | VIACOMCBS INCcl b | $0 | – | -12,471 | -100.0% | -0.19% | – |
| QYLD | Exit | GLOBAL X FDSnasdaq 100 cover | $0 | – | -38,470 | -100.0% | -0.33% | – |
| DKNG | Exit | DRAFTKINGS INC | $0 | – | -18,233 | -100.0% | -0.34% | – |
| STOR | Exit | STORE CAP CORP | $0 | – | -31,305 | -100.0% | -0.40% | – |
| CHWY | Exit | CHEWY INCcl a | $0 | – | -17,256 | -100.0% | -0.41% | – |
| GILD | Exit | GILEAD SCIENCES INC | $0 | – | -16,408 | -100.0% | -0.42% | – |
| VAL | Exit | VALARIS LIMITEDcl a | $0 | – | -47,304 | -100.0% | -0.63% | – |
| BMBL | Exit | BUMBLE INC | $0 | – | -33,282 | -100.0% | -0.67% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-01-31
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 20 | Q3 2023 | 7.1% |
| FIRST TR EXCHANGE-TRADED FD | 20 | Q3 2023 | 9.3% |
| INVESCO QQQ TR | 20 | Q3 2023 | 3.3% |
| AMAZON COM INC | 20 | Q3 2023 | 3.6% |
| MICROSOFT CORP | 20 | Q3 2023 | 3.3% |
| VANGUARD INDEX FDS | 20 | Q3 2023 | 6.4% |
| META PLATFORMS INC | 20 | Q3 2023 | 2.9% |
| ALPHABET INC | 20 | Q3 2023 | 1.9% |
| SPDR S&P 500 ETF TR | 20 | Q3 2023 | 2.8% |
| BERKSHIRE HATHAWAY INC DEL | 20 | Q3 2023 | 2.5% |
View DFPG INVESTMENTS, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| X-17A-5 | 2024-02-28 |
| 13F-HR | 2024-01-10 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-07-24 |
| 13F-HR | 2023-04-11 |
| 13F-HR | 2023-02-02 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-08-01 |
| 13F-HR | 2022-04-22 |
| 13F-HR | 2022-01-31 |
View DFPG INVESTMENTS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.