$257 Million is the total value of DFPG INVESTMENTS, LLC's 168 reported holdings in Q1 2022. The portfolio turnover from Q4 2021 to Q1 2022 was 17.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AAPL | Buy | APPLE INC | $15,360,000 | +46.8% | 93,052 | +46.3% | 5.98% | +36.9% |
| NVDA | Buy | NVIDIA CORPORATION | $14,247,000 | +20.4% | 65,403 | +33.5% | 5.55% | +12.3% |
| OXY | Sell | OCCIDENTAL PETE CORP | $12,155,000 | +43.4% | 198,054 | -18.3% | 4.73% | +33.7% |
| AMZN | Buy | AMAZON COM INC | $9,182,000 | +67.6% | 3,005 | +66.4% | 3.58% | +56.3% |
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $8,293,000 | +17.1% | 23,951 | +22.4% | 3.23% | +9.3% |
| MSFT | Buy | MICROSOFT CORP | $7,585,000 | +14.3% | 27,038 | +22.9% | 2.95% | +6.6% |
| ET | Buy | ENERGY TRANSFER L P | $7,376,000 | +24.2% | 634,786 | +1.8% | 2.87% | +15.8% |
| ORCC | Buy | OWL ROCK CAPITAL CORPORATION | $7,335,000 | +18.9% | 482,875 | +13.3% | 2.86% | +10.9% |
| HQY | Buy | HEALTHEQUITY INC | $6,760,000 | +40.6% | 98,132 | +0.0% | 2.63% | +31.1% |
| FB | Buy | META PLATFORMS INCcl a | $6,322,000 | -6.5% | 29,993 | +40.4% | 2.46% | -12.8% |
| MU | New | MICRON TECHNOLOGY INC | $5,215,000 | – | 73,298 | +100.0% | 2.03% | – |
| FTSM | Sell | FIRST TR EXCHANGE-TRADED FDfirst tr enh new | $4,945,000 | -10.7% | 83,081 | -10.3% | 1.93% | -16.7% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $4,520,000 | +8.9% | 1,770 | +13.8% | 1.76% | +1.6% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $4,440,000 | +262.2% | 1,735 | +278.0% | 1.73% | +237.7% |
| SHOP | Buy | SHOPIFY INCcl a | $4,432,000 | +102.8% | 7,629 | +257.5% | 1.73% | +89.3% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $4,292,000 | -2.3% | 19,482 | -0.0% | 1.67% | -8.8% |
| AMD | Buy | ADVANCED MICRO DEVICES INC | $4,041,000 | +18.0% | 43,044 | +53.1% | 1.57% | +10.0% |
| BABA | Buy | ALIBABA GROUP HLDG LTDsponsored ads | $3,844,000 | +0.3% | 40,590 | +38.7% | 1.50% | -6.5% |
| ZTS | Buy | ZOETIS INCcl a | $3,273,000 | +6.8% | 17,902 | +18.0% | 1.28% | -0.4% |
| COST | Buy | COSTCO WHSL CORP NEW | $3,265,000 | +29.5% | 5,609 | +7.5% | 1.27% | +20.8% |
| JETS | Sell | ETF SER SOLUTIONSus glb jets | $2,975,000 | -0.8% | 134,563 | -4.1% | 1.16% | -7.4% |
| VXUS | VANGUARD STAR FDSvg tl intl stk f | $2,900,000 | -7.2% | 49,606 | 0.0% | 1.13% | -13.5% | |
| ROST | Buy | ROSS STORES INC | $2,861,000 | +7.4% | 27,378 | +0.1% | 1.11% | +0.1% |
| ABNB | Buy | AIRBNB INC | $2,819,000 | +15.9% | 17,010 | +10.4% | 1.10% | +8.1% |
| FLOT | Sell | ISHARES TRfltg rate nt etf | $2,598,000 | -1.2% | 51,403 | -1.0% | 1.01% | -7.8% |
| JPST | Buy | J P MORGAN EXCHANGE-TRADED Fultra shrt inc | $2,580,000 | +18.9% | 51,372 | +19.5% | 1.00% | +10.9% |
| QCOM | Sell | QUALCOMM INC | $2,547,000 | -17.4% | 18,279 | -1.3% | 0.99% | -23.0% |
| BOCT | Sell | INNOVATOR ETFS TRus eqty buf oct | $2,495,000 | -4.3% | 74,781 | -3.7% | 0.97% | -10.7% |
| ABBV | Sell | ABBVIE INC | $2,452,000 | +17.6% | 15,389 | -1.8% | 0.96% | +9.6% |
| AVGO | Buy | BROADCOM INC | $2,447,000 | +65.3% | 4,172 | +54.3% | 0.95% | +54.2% |
| IAU | Sell | ISHARES GOLD TRishares new | $2,426,000 | +4.9% | 65,547 | -0.9% | 0.94% | -2.2% |
| XLE | Sell | SELECT SECTOR SPDR TRenergy | $2,420,000 | +22.8% | 29,871 | -3.4% | 0.94% | +14.6% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $2,295,000 | +0.3% | 5,240 | +2.4% | 0.89% | -6.4% |
| LMT | Buy | LOCKHEED MARTIN CORP | $2,235,000 | +32.3% | 4,781 | +6.2% | 0.87% | +23.4% |
| TIP | Sell | ISHARES TRtips bd etf | $2,215,000 | -4.3% | 18,284 | -1.1% | 0.86% | -10.8% |
| NFLX | Buy | NETFLIX INC | $2,149,000 | +648.8% | 6,360 | +1027.7% | 0.84% | +597.5% |
| SOFI | Buy | SOFI TECHNOLOGIES INC | $1,997,000 | +10.6% | 280,052 | +132.6% | 0.78% | +3.2% |
| BX | Buy | BLACKSTONE INC | $1,997,000 | +9.1% | 17,832 | +8.7% | 0.78% | +1.8% |
| BND | VANGUARD BD INDEX FDStotal bnd mrkt | $1,920,000 | -7.6% | 25,000 | 0.0% | 0.75% | -13.7% | |
| JPM | Buy | JPMORGAN CHASE & CO | $1,872,000 | +0.2% | 14,571 | +15.1% | 0.73% | -6.5% |
| RSP | Sell | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $1,851,000 | +0.3% | 11,716 | -1.3% | 0.72% | -6.4% |
| TGT | Buy | TARGET CORP | $1,734,000 | +19.0% | 7,245 | +10.3% | 0.68% | +11.0% |
| SHW | Buy | SHERWIN WILLIAMS CO | $1,682,000 | -3.6% | 6,832 | +16.5% | 0.66% | -10.2% |
| LMBS | Sell | FIRST TR EXCHANGE-TRADED FDfst low oppt eft | $1,599,000 | -2.3% | 32,759 | -0.2% | 0.62% | -8.8% |
| NOBL | Buy | PROSHARES TRs&p 500 dv arist | $1,582,000 | +0.8% | 16,610 | +0.1% | 0.62% | -6.1% |
| ALCO | Buy | ALICO INC | $1,555,000 | +38.0% | 36,433 | +17.7% | 0.61% | +28.7% |
| CAT | Buy | CATERPILLAR INC | $1,530,000 | +34.6% | 6,653 | +26.7% | 0.60% | +25.5% |
| ASAN | Buy | ASANA INCcl a | $1,461,000 | -20.6% | 45,739 | +32.9% | 0.57% | -25.9% |
| SNOW | Buy | SNOWFLAKE INCcl a | $1,396,000 | -12.7% | 7,254 | +26.7% | 0.54% | -18.6% |
| EXR | EXTRA SPACE STORAGE INC | $1,383,000 | +8.7% | 6,509 | 0.0% | 0.54% | +1.5% | |
| GS | Buy | GOLDMAN SACHS GROUP INC | $1,325,000 | +0.7% | 4,016 | +6.2% | 0.52% | -6.2% |
| TSLA | Buy | TESLA INC | $1,310,000 | +8.9% | 1,304 | +7.9% | 0.51% | +1.6% |
| V | Buy | VISA INC | $1,300,000 | +221.0% | 6,097 | +222.6% | 0.51% | +199.4% |
| FVD | Sell | FIRST TR VALUE LINE DIVID IN | $1,231,000 | -1.1% | 28,949 | -2.7% | 0.48% | -7.9% |
| C | Buy | CITIGROUP INC | $1,196,000 | +0.8% | 22,856 | +24.2% | 0.47% | -5.9% |
| VOO | Buy | VANGUARD INDEX FDS | $1,146,000 | +12.4% | 2,802 | +12.9% | 0.45% | +4.7% |
| IRT | Sell | INDEPENDENCE RLTY TR INC | $1,104,000 | +14.6% | 41,103 | -4.6% | 0.43% | +7.0% |
| VXF | Buy | VANGUARD INDEX FDSextend mkt etf | $1,105,000 | +56.7% | 6,972 | +61.7% | 0.43% | +46.3% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $1,101,000 | +13.4% | 3,176 | +1.8% | 0.43% | +5.9% |
| XOM | Buy | EXXON MOBIL CORP | $1,097,000 | +36.8% | 12,388 | +13.2% | 0.43% | +27.5% |
| ODFL | Buy | OLD DOMINION FREIGHT LINE IN | $1,088,000 | -4.7% | 4,099 | +10.2% | 0.42% | -11.1% |
| RYLD | Buy | GLOBAL X FDSrussell 2000 | $1,047,000 | +18.2% | 45,115 | +16.1% | 0.41% | +10.3% |
| VYM | Buy | VANGUARD WHITEHALL FDShigh div yld | $1,039,000 | +1.2% | 9,243 | +0.0% | 0.40% | -5.6% |
| PFEB | INNOVATOR ETFS TRus eqty pwr buf | $1,017,000 | -1.1% | 35,110 | 0.0% | 0.40% | -7.7% | |
| CSCO | Sell | CISCO SYS INC | $1,008,000 | -13.0% | 19,715 | -1.1% | 0.39% | -18.8% |
| LLY | Buy | LILLY ELI & CO | $1,003,000 | +23.8% | 3,356 | +0.8% | 0.39% | +15.7% |
| SPIB | Sell | SPDR SER TRportfolio intrmd | $972,000 | -9.7% | 29,089 | -3.9% | 0.38% | -15.6% |
| SCHX | Buy | SCHWAB STRATEGIC TRus lrg cap etf | $961,000 | -8.1% | 18,450 | +87.9% | 0.37% | -14.4% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $943,000 | -2.2% | 2,144 | -0.2% | 0.37% | -8.9% |
| PINS | Sell | PINTEREST INCcl a | $877,000 | -34.2% | 40,170 | -3.7% | 0.34% | -38.5% |
| XOUT | GRANITESHARES ETF TRxout us lrg cp | $867,000 | -4.0% | 22,063 | 0.0% | 0.34% | -10.3% | |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $846,000 | -8.6% | 3,136 | -2.6% | 0.33% | -15.0% |
| PEP | Sell | PEPSICO INC | $772,000 | -2.6% | 4,528 | -0.7% | 0.30% | -9.1% |
| QTEC | Buy | FIRST TR NASDAQ 100 TECH IND | $765,000 | -2.5% | 5,491 | +8.1% | 0.30% | -9.1% |
| CVX | Sell | CHEVRON CORP NEW | $764,000 | +29.3% | 4,396 | -4.5% | 0.30% | +20.6% |
| FSK | Sell | FS KKR CAP CORP | $734,000 | +1.5% | 32,164 | -2.2% | 0.29% | -5.3% |
| SKYY | Sell | FIRST TR EXCHANGE TRADED FD | $697,000 | -11.3% | 8,161 | -4.1% | 0.27% | -17.4% |
| BNDX | VANGUARD CHARLOTTE FDStotal int bd etf | $694,000 | -6.2% | 13,539 | 0.0% | 0.27% | -12.6% | |
| VB | VANGUARD INDEX FDSsmall cp etf | $684,000 | -0.7% | 3,312 | 0.0% | 0.27% | -7.6% | |
| FPX | Buy | FIRST TR EXCHANGE TRADED FDus eqty oppt etf | $676,000 | +9.0% | 6,482 | +11.5% | 0.26% | +1.5% |
| VOT | Buy | VANGUARD INDEX FDSmcap gr idxvip | $629,000 | -2.8% | 2,973 | +1.3% | 0.24% | -9.3% |
| HYLS | Sell | FIRST TR EXCHANGE-TRADED FDfirst tr ta hiyl | $576,000 | -6.8% | 12,847 | -1.4% | 0.22% | -13.2% |
| JMST | Sell | J P MORGAN EXCHANGE-TRADED Fultra sht muncpl | $535,000 | -45.0% | 10,597 | -44.5% | 0.21% | -48.8% |
| SPDW | Buy | SPDR INDEX SHS FDSportfolio devlpd | $532,000 | -1.1% | 15,981 | +6.1% | 0.21% | -8.0% |
| AXP | Sell | AMERICAN EXPRESS CO | $518,000 | +10.9% | 2,810 | -3.3% | 0.20% | +3.6% |
| ADBE | Buy | ADOBE SYSTEMS INCORPORATED | $491,000 | +4.9% | 1,155 | +26.0% | 0.19% | -2.1% |
| MA | Buy | MASTERCARD INCORPORATEDcl a | $478,000 | -0.2% | 1,340 | +1.9% | 0.19% | -7.0% |
| PHYL | PGIM ETF TRactv hy bd etf | $478,000 | -6.8% | 12,846 | 0.0% | 0.19% | -13.1% | |
| AFIN | THE NECESSITY RETAIL REIT IN | $454,000 | -5.8% | 57,464 | 0.0% | 0.18% | -11.9% | |
| BA | Sell | BOEING CO | $449,000 | -24.4% | 2,499 | -9.8% | 0.18% | -29.4% |
| BRSP | Sell | BRIGHTSPIRE CAPITAL INC | $446,000 | -4.9% | 49,353 | -2.4% | 0.17% | -11.2% |
| SDY | Buy | SPDR SER TRs&p divid etf | $445,000 | +66.7% | 3,447 | +62.7% | 0.17% | +55.9% |
| ORCL | Sell | ORACLE CORP | $442,000 | -7.3% | 5,655 | -2.0% | 0.17% | -13.6% |
| DHR | Sell | DANAHER CORPORATION | $442,000 | -3.7% | 1,606 | -1.0% | 0.17% | -10.4% |
| STAA | Sell | STAAR SURGICAL CO | $435,000 | -15.5% | 7,029 | -0.2% | 0.17% | -21.4% |
| DIS | Buy | DISNEY WALT CO | $430,000 | +5.4% | 3,364 | +21.8% | 0.17% | -1.8% |
| SPYD | Sell | SPDR SER TRprtflo s&p500 hi | $429,000 | +4.1% | 9,626 | -0.6% | 0.17% | -2.9% |
| FTCS | Buy | FIRST TR EXCHANGE-TRADED FDcap strength etf | $421,000 | +63.2% | 5,416 | +65.6% | 0.16% | +51.9% |
| ARCC | Buy | ARES CAPITAL CORP | $413,000 | +7.8% | 18,773 | +4.5% | 0.16% | +0.6% |
| SRLN | Sell | SSGA ACTIVE ETF TRblackstone senr | $404,000 | -5.8% | 9,012 | -3.9% | 0.16% | -12.3% |
| PSK | SPDR SER TRice pfd sec etf | $395,000 | -12.0% | 10,689 | 0.0% | 0.15% | -18.1% | |
| SHYG | Buy | ISHARES TR0-5yr hi yl cp | $386,000 | +11.2% | 8,927 | +15.7% | 0.15% | +3.4% |
| PM | Buy | PHILIP MORRIS INTL INC | $376,000 | +5.3% | 3,725 | +6.3% | 0.15% | -2.0% |
| MMC | MARSH & MCLENNAN COS INC | $373,000 | +7.8% | 2,190 | 0.0% | 0.14% | +0.7% | |
| RDVY | Buy | FIRST TR EXCHANGE-TRADED FDrisng divd achiv | $372,000 | +0.5% | 7,635 | +2.8% | 0.14% | -6.5% |
| RTX | Buy | RAYTHEON TECHNOLOGIES CORP | $369,000 | +21.8% | 3,541 | +3.4% | 0.14% | +13.4% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $371,000 | +15.2% | 694 | -0.3% | 0.14% | +7.5% |
| FIXD | Buy | FIRST TR EXCHNG TRADED FD VItcw opportunis | $371,000 | +10.7% | 7,718 | +20.3% | 0.14% | +2.9% |
| FTEC | Buy | FIDELITY COVINGTON TRUSTmsci info tech i | $367,000 | +7.3% | 3,161 | +12.2% | 0.14% | 0.0% |
| XLV | Buy | SELECT SECTOR SPDR TRsbi healthcare | $356,000 | +7.9% | 2,598 | +3.1% | 0.14% | +0.7% |
| SPLG | Sell | SPDR SER TRportfolio s&p500 | $353,000 | -2.8% | 6,852 | -0.8% | 0.14% | -9.9% |
| OXYWS | New | OCCIDENTAL PETE CORP*w exp 08/03/202 | $353,000 | – | 8,915 | +100.0% | 0.14% | – |
| ACN | Sell | ACCENTURE PLC IRELAND | $347,000 | -12.4% | 1,108 | -4.1% | 0.14% | -18.2% |
| ABT | Sell | ABBOTT LABS | $347,000 | -10.1% | 2,980 | -3.8% | 0.14% | -16.1% |
| PFE | Sell | PFIZER INC | $317,000 | -8.4% | 6,119 | -4.4% | 0.12% | -14.6% |
| HD | Sell | HOME DEPOT INC | $307,000 | -17.3% | 1,022 | -3.7% | 0.12% | -22.6% |
| AFRM | New | AFFIRM HLDGS INC | $299,000 | – | 8,500 | +100.0% | 0.12% | – |
| TQQQ | New | PROSHARES TRultrapro qqq | $292,000 | – | 6,190 | +100.0% | 0.11% | – |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $291,000 | +33.5% | 6,419 | +48.2% | 0.11% | +24.2% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $289,000 | +14.2% | 5,420 | +14.2% | 0.11% | +6.6% |
| UNP | Sell | UNION PAC CORP | $288,000 | -2.4% | 1,188 | -2.5% | 0.11% | -8.9% |
| PSA | PUBLIC STORAGE | $288,000 | +16.6% | 702 | 0.0% | 0.11% | +8.7% | |
| XLF | Buy | SELECT SECTOR SPDR TRfinancial | $284,000 | +7.6% | 7,647 | +12.8% | 0.11% | +0.9% |
| ONEY | SPDR SER TRrussell yield | $285,000 | +3.3% | 2,798 | 0.0% | 0.11% | -3.5% | |
| SHY | New | ISHARES TR1 3 yr treas bd | $277,000 | – | 3,330 | +100.0% | 0.11% | – |
| BAC | Sell | BK OF AMERICA CORP | $271,000 | -23.7% | 6,966 | -10.1% | 0.11% | -28.4% |
| CRM | Sell | SALESFORCE COM INC | $269,000 | -33.7% | 1,438 | -21.0% | 0.10% | -38.2% |
| FDIS | Sell | FIDELITY COVINGTON TRUSTmsci consm dis | $266,000 | -2.9% | 3,378 | -2.2% | 0.10% | -8.8% |
| LHX | L3HARRIS TECHNOLOGIES INC | $266,000 | +15.7% | 1,023 | 0.0% | 0.10% | +8.3% | |
| CPRT | Buy | COPART INC | $265,000 | -3.6% | 2,277 | +6.5% | 0.10% | -10.4% |
| WMT | Buy | WALMART INC | $263,000 | +11.9% | 1,690 | +1.6% | 0.10% | +4.1% |
| VNQ | Buy | VANGUARD INDEX FDSreal estate etf | $259,000 | +4.9% | 2,390 | +2.2% | 0.10% | -1.9% |
| VGT | Buy | VANGUARD WORLD FDSinf tech etf | $253,000 | -3.4% | 657 | +3.1% | 0.10% | -9.2% |
| OWL | Buy | BLUE OWL CAPITAL INC | $253,000 | +35.3% | 18,112 | +23.1% | 0.10% | +26.9% |
| IYG | Sell | ISHARES TRu.s. fin svc etf | $251,000 | -11.9% | 1,454 | -2.7% | 0.10% | -17.6% |
| KO | Buy | COCA COLA CO | $250,000 | +7.8% | 3,886 | +1.7% | 0.10% | 0.0% |
| JD | Buy | JD.COM INCspon adr cl a | $249,000 | -24.5% | 4,325 | +0.9% | 0.10% | -29.7% |
| SCHP | Buy | SCHWAB STRATEGIC TRus tips etf | $248,000 | +6.0% | 4,203 | +9.5% | 0.10% | -1.0% |
| JNJ | Buy | JOHNSON & JOHNSON | $241,000 | +9.0% | 1,359 | +1.7% | 0.09% | +2.2% |
| SCHD | Sell | SCHWAB STRATEGIC TRus dividend eq | $240,000 | +0.4% | 3,026 | -0.3% | 0.09% | -7.0% |
| REMX | VANECK ETF TRUSTrare earth/strtg | $239,000 | -1.2% | 2,200 | 0.0% | 0.09% | -7.9% | |
| GNL | GLOBAL NET LEASE INC | $240,000 | +6.7% | 15,882 | 0.0% | 0.09% | -1.1% | |
| GRID | FIRST TR EXCHANGE TRADED FDnasdq cln edge | $236,000 | -6.0% | 2,643 | 0.0% | 0.09% | -12.4% | |
| RWO | Sell | SPDR INDEX SHS FDSdj glb rl es etf | $234,000 | +0.9% | 4,362 | -0.7% | 0.09% | -6.2% |
| NOW | Sell | SERVICENOW INC | $232,000 | -4.5% | 466 | -1.1% | 0.09% | -10.9% |
| THY | NORTHERN LIGHTS FD TRtoews aglty dnym | $230,000 | -2.1% | 9,699 | 0.0% | 0.09% | -8.2% | |
| VIG | Buy | VANGUARD SPECIALIZED FUNDSdiv app etf | $232,000 | +6.4% | 1,434 | +6.1% | 0.09% | -1.1% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $229,000 | -1.3% | 1,816 | +2.3% | 0.09% | -8.2% |
| ANGL | VANECK ETF TRUSTfallen angel hg | $229,000 | -8.4% | 7,817 | 0.0% | 0.09% | -14.4% | |
| LQD | Sell | ISHARES TRiboxx inv cp etf | $225,000 | -20.2% | 1,964 | -10.8% | 0.09% | -25.4% |
| VEA | New | VANGUARD TAX-MANAGED INTL FDftse dev mkt etf | $224,000 | – | 4,780 | +100.0% | 0.09% | – |
| NKE | Buy | NIKE INCcl b | $217,000 | -4.4% | 1,649 | +3.6% | 0.08% | -10.5% |
| PYPL | Sell | PAYPAL HLDGS INC | $215,000 | -76.9% | 2,137 | -60.2% | 0.08% | -78.4% |
| FDN | Buy | FIRST TR EXCHANGE-TRADED FDdj internt idx | $212,000 | -8.6% | 1,183 | +1.9% | 0.08% | -14.4% |
| EIGR | EIGER BIOPHARMACEUTICALS INC | $212,000 | +57.0% | 32,430 | 0.0% | 0.08% | +48.2% | |
| HSIC | New | HENRY SCHEIN INC | $210,000 | – | 2,329 | +100.0% | 0.08% | – |
| SPYV | New | SPDR SER TRprtflo s&p500 vl | $203,000 | – | 4,815 | +100.0% | 0.08% | – |
| VCSH | Sell | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $201,000 | -97.0% | 2,603 | -96.9% | 0.08% | -97.2% |
| CODI | COMPASS DIVERSIFIEDsh ben int | $201,000 | -9.0% | 8,471 | 0.0% | 0.08% | -15.2% | |
| TMO | THERMO FISHER SCIENTIFIC INC | $201,000 | -2.9% | 352 | 0.0% | 0.08% | -9.3% | |
| New | CION INVT CORP | $139,000 | – | 11,845 | +100.0% | 0.05% | – | |
| PCG | New | PG&E CORP | $133,000 | – | 10,898 | +100.0% | 0.05% | – |
| OTLY | Buy | OATLY GROUP ABsponsored ads | $126,000 | -7.4% | 30,686 | +53.9% | 0.05% | -14.0% |
| PENNYMAC CORPnote 5.500%11/0 | $20,000 | 0.0% | 20,000 | 0.0% | 0.01% | 0.0% | ||
| CTHR | CHARLES & COLVARD LTD | $17,000 | -39.3% | 11,611 | 0.0% | 0.01% | -41.7% | |
| APOLLO COML REAL ESTATE FINnote 4.750% 8/2 | $15,000 | 0.0% | 15,000 | 0.0% | 0.01% | 0.0% | ||
| APOLLO COML REAL ESTATE FINnote 5.375%10/1 | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| TXMD | THERAPEUTICSMD INC | $3,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | |
| EGLX | Exit | ENTHUSIAST GAMING HLDGS INC | $0 | – | -10,000 | -100.0% | -0.01% | – |
| SRGA | Exit | SURGALIGN HOLDINGS INC | $0 | – | -64,000 | -100.0% | -0.02% | – |
| KOS | Exit | KOSMOS ENERGY LTD | $0 | – | -11,500 | -100.0% | -0.02% | – |
| SENS | Exit | SENSEONICS HLDGS INC | $0 | – | -18,703 | -100.0% | -0.02% | – |
| NKLA | Exit | NIKOLA CORP | $0 | – | -10,296 | -100.0% | -0.03% | – |
| AVYA | Exit | AVAYA HLDGS CORP | $0 | – | -10,000 | -100.0% | -0.08% | – |
| BBN | Exit | BLACKROCK TAX MUNICPAL BD TR | $0 | – | -8,862 | -100.0% | -0.09% | – |
| ARKK | Exit | ARK ETF TRinnovation etf | $0 | – | -2,788 | -100.0% | -0.09% | – |
| T | Exit | AT&T INC | $0 | – | -7,846 | -100.0% | -0.09% | – |
| XLK | Exit | SELECT SECTOR SPDR TRtechnology | $0 | – | -1,370 | -100.0% | -0.09% | – |
| ADSK | Exit | AUTODESK INC | $0 | – | -875 | -100.0% | -0.09% | – |
| PLTR | Exit | PALANTIR TECHNOLOGIES INCcl a | $0 | – | -18,816 | -100.0% | -0.12% | – |
| BIDU | Exit | BAIDU INCspon adr rep a | $0 | – | -1,899 | -100.0% | -0.13% | – |
| MRNA | Exit | MODERNA INC | $0 | – | -2,166 | -100.0% | -0.15% | – |
| AAL | Exit | AMERICAN AIRLS GROUP INC | $0 | – | -22,720 | -100.0% | -0.16% | – |
| NCLH | Exit | NORWEGIAN CRUISE LINE HLDG L | $0 | – | -43,645 | -100.0% | -0.38% | – |
| BBY | Exit | BEST BUY INC | $0 | – | -10,282 | -100.0% | -0.41% | – |
| RCL | Exit | ROYAL CARIBBEAN GROUP | $0 | – | -13,494 | -100.0% | -0.46% | – |
| CCL | Exit | CARNIVAL CORP | $0 | – | -67,363 | -100.0% | -0.58% | – |
| SD | Exit | SANDRIDGE ENERGY INC | $0 | – | -141,511 | -100.0% | -0.59% | – |
| ICSH | Exit | ISHARES TRblackrock ultra | $0 | – | -157,816 | -100.0% | -3.32% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-04-22
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 20 | Q3 2023 | 7.1% |
| FIRST TR EXCHANGE-TRADED FD | 20 | Q3 2023 | 9.3% |
| INVESCO QQQ TR | 20 | Q3 2023 | 3.3% |
| AMAZON COM INC | 20 | Q3 2023 | 3.6% |
| MICROSOFT CORP | 20 | Q3 2023 | 3.3% |
| VANGUARD INDEX FDS | 20 | Q3 2023 | 6.4% |
| META PLATFORMS INC | 20 | Q3 2023 | 2.9% |
| ALPHABET INC | 20 | Q3 2023 | 1.9% |
| SPDR S&P 500 ETF TR | 20 | Q3 2023 | 2.8% |
| BERKSHIRE HATHAWAY INC DEL | 20 | Q3 2023 | 2.5% |
View DFPG INVESTMENTS, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| X-17A-5 | 2024-02-28 |
| 13F-HR | 2024-01-10 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-07-24 |
| 13F-HR | 2023-04-11 |
| 13F-HR | 2023-02-02 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-08-01 |
| 13F-HR | 2022-04-22 |
| 13F-HR | 2022-01-31 |
View DFPG INVESTMENTS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.