$153 Million is the total value of DFPG INVESTMENTS, LLC's 165 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 30.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FTSM | Buy | FIRST TR EXCHANGE TRADED FDfirst tr enh new | $12,593,000 | +384.9% | 209,469 | +384.9% | 8.24% | +283.8% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $8,495,000 | +9.4% | 50,894 | -3.9% | 5.56% | -13.5% |
| AAPL | Sell | APPLE INC | $6,064,000 | +35.1% | 19,477 | -2.6% | 3.97% | +6.9% |
| ARCT | Sell | ARCTURUS THERAPEUTICS HLDG I | $5,541,000 | +15.4% | 456,390 | -0.9% | 3.62% | -8.7% |
| VXUS | Sell | VANGUARD STAR FDvg tl intl stk f | $4,708,000 | +10.8% | 83,824 | -0.3% | 3.08% | -12.3% |
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $3,746,000 | +31.3% | 17,016 | +10.6% | 2.45% | +3.9% |
| AMZN | Buy | AMAZON COM INC | $3,199,000 | +39.9% | 1,718 | +28.1% | 2.09% | +10.7% |
| MSFT | Buy | MICROSOFT CORP | $3,130,000 | +25.2% | 19,183 | +4.1% | 2.05% | -0.9% |
| ICSH | Buy | ISHARES TRultr sh trm bd | $3,083,000 | +12.0% | 61,187 | +11.9% | 2.02% | -11.4% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $2,756,000 | +31.5% | 1,915 | +8.7% | 1.80% | +4.0% |
| ZTS | Buy | ZOETIS INCcl a | $2,668,000 | +22.8% | 19,260 | +11.1% | 1.74% | -2.8% |
| BND | Buy | VANGUARD BD INDEX FD INCtotal bnd mrkt | $2,666,000 | +12.8% | 31,582 | +13.3% | 1.74% | -10.7% |
| BRKB | BERKSHIRE HATHAWAY INC DELcl b new | $2,623,000 | +11.9% | 11,487 | 0.0% | 1.72% | -11.5% | |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $2,364,000 | +13.3% | 7,202 | -0.4% | 1.55% | -10.4% |
| VYM | Buy | VANGUARD WHITEHALL FDS INChigh div yld | $1,949,000 | +42.8% | 20,750 | +30.5% | 1.28% | +13.0% |
| LMBS | Buy | FIRST TR EXCHANGE TRADED FDfst low oppt eft | $1,892,000 | +42.5% | 36,424 | +42.9% | 1.24% | +12.7% |
| SHOP | Buy | SHOPIFY INCcl a | $1,861,000 | +95.7% | 4,149 | +35.7% | 1.22% | +54.8% |
| RSP | Sell | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $1,860,000 | +8.7% | 15,886 | -3.5% | 1.22% | -14.0% |
| JPM | Buy | JPMORGAN CHASE & CO | $1,703,000 | +27.6% | 12,454 | +4.3% | 1.11% | +1.0% |
| BOCT | New | INNOVATOR ETFS TRs&p 500 bufetf | $1,694,000 | – | 63,910 | +100.0% | 1.11% | – |
| UHS | Buy | UNIVERSAL HLTH SVCS INCcl b | $1,675,000 | +12.7% | 11,610 | +11.9% | 1.10% | -10.8% |
| FVD | Sell | FIRST TR VALUE LINE DIVID IN | $1,573,000 | +0.9% | 43,346 | -6.1% | 1.03% | -20.2% |
| BX | Buy | BLACKSTONE GROUP INC | $1,454,000 | +38.2% | 24,970 | +8.3% | 0.95% | +9.3% |
| BABA | Buy | ALIBABA GROUP HLDG LTDsponsored ads | $1,313,000 | +43.3% | 5,835 | +3.1% | 0.86% | +13.5% |
| JPST | Buy | JP MORGAN EXCHANGE TRADED FDultra shrt inc | $1,275,000 | +33.6% | 25,256 | +33.6% | 0.83% | +5.7% |
| DIS | Buy | DISNEY WALT CO | $1,266,000 | +27.4% | 8,770 | +13.3% | 0.83% | +0.7% |
| KO | Buy | COCA COLA CO | $1,229,000 | +13.1% | 21,667 | +6.8% | 0.80% | -10.5% |
| PEP | Buy | PEPSICO INC | $1,230,000 | +8.8% | 8,834 | +7.3% | 0.80% | -13.9% |
| NOBL | Buy | PROSHARES TRs&p 500 dv arist | $1,220,000 | +75.0% | 16,111 | +59.3% | 0.80% | +38.5% |
| VXF | Sell | VANGUARD INDEX FDSextend mkt etf | $1,206,000 | +10.7% | 9,379 | -2.9% | 0.79% | -12.3% |
| ITA | Buy | ISHARES TRus aer def etf | $1,160,000 | +80.1% | 5,023 | +70.2% | 0.76% | +42.7% |
| BAC | Buy | BANK AMER CORP | $1,157,000 | +27.4% | 33,362 | +1.6% | 0.76% | +0.9% |
| BNDX | Buy | VANGUARD CHARLOTTE FDSintl bd idx etf | $1,106,000 | +9.0% | 19,461 | +12.8% | 0.72% | -13.8% |
| PSK | Sell | SPDR SERIES TRUSTwells fg pfd etf | $1,088,000 | -5.3% | 24,472 | -6.3% | 0.71% | -25.1% |
| FSK | Sell | FS KKR CAPITAL CORP | $1,086,000 | +8.0% | 172,709 | -2.7% | 0.71% | -14.6% |
| RHS | Buy | INVESCO EXCHANGE TRADED FD Ts&p500 eql stp | $1,043,000 | +17.9% | 7,105 | +10.1% | 0.68% | -6.7% |
| PAYC | Buy | PAYCOM SOFTWARE INC | $1,034,000 | +52.5% | 3,577 | +9.5% | 0.68% | +20.7% |
| VB | Sell | VANGUARD INDEX FDSsmall cp etf | $1,024,000 | +6.6% | 6,100 | -5.4% | 0.67% | -15.6% |
| T | Buy | AT&T INC | $1,023,000 | +1.5% | 27,012 | +0.4% | 0.67% | -19.7% |
| SH | Sell | PROSHARES TRshort s&p 500 ne | $1,021,000 | -29.8% | 43,315 | -19.9% | 0.67% | -44.4% |
| TWLO | Buy | TWILIO INCcl a | $937,000 | +95.2% | 7,814 | +76.6% | 0.61% | +54.4% |
| AFIN | Sell | AMERICAN FIN TR INC | $931,000 | -41.7% | 70,627 | -38.4% | 0.61% | -53.9% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $931,000 | +14.2% | 4,926 | -1.5% | 0.61% | -9.6% |
| AMTD | Buy | TD AMERITRADE HLDG CORP | $929,000 | +62.7% | 18,871 | +10.5% | 0.61% | +28.8% |
| MA | Sell | MASTERCARD INCcl a | $923,000 | +3.7% | 2,937 | -11.9% | 0.60% | -17.9% |
| CLNC | Sell | COLONY CR REAL ESTATE INC | $911,000 | -5.3% | 65,665 | -6.2% | 0.60% | -25.0% |
| WTR | Buy | AQUA AMERICA INC | $909,000 | +44.1% | 18,583 | +32.6% | 0.59% | +13.8% |
| V | Sell | VISA INC | $899,000 | +13.5% | 4,500 | -2.0% | 0.59% | -10.2% |
| FB | Sell | FACEBOOK INCcl a | $894,000 | -9.1% | 4,043 | -26.9% | 0.58% | -28.0% |
| GLD | Buy | SPDR GOLD TRUST | $895,000 | +12.7% | 6,107 | +9.1% | 0.58% | -10.8% |
| WM | Buy | WASTE MGMT INC DEL | $866,000 | +15.0% | 7,325 | +11.7% | 0.57% | -9.0% |
| SPYD | Buy | SPDR SERIES TRUSTprtflo s&p500 hi | $848,000 | +19.8% | 21,465 | +10.5% | 0.56% | -5.1% |
| CNC | Buy | CENTENE CORP DEL | $841,000 | +60.8% | 13,028 | +6.4% | 0.55% | +27.3% |
| FDIV | Sell | FIRST TR EXCHANGE TRADED FDft strg incm etf | $832,000 | -4.5% | 16,127 | -6.8% | 0.54% | -24.4% |
| SPLG | Sell | SPDR SERIES TRUSTportfolio lr etf | $826,000 | +9.5% | 21,414 | -3.7% | 0.54% | -13.3% |
| VOO | Sell | VANGUARD INDEX FDS | $825,000 | -10.7% | 2,736 | -21.6% | 0.54% | -29.3% |
| LULU | Buy | LULULEMON ATHLETICA INC | $817,000 | +53.0% | 3,356 | +20.2% | 0.53% | +21.1% |
| XLU | Buy | SELECT SECTOR SPDR TRsbi int-utils | $817,000 | +37.3% | 12,398 | +33.1% | 0.53% | +8.5% |
| AVGO | Buy | BROADCOM INC | $781,000 | +177.0% | 2,575 | +147.1% | 0.51% | +119.3% |
| NVDA | New | NVIDIA CORP | $767,000 | – | 3,125 | +100.0% | 0.50% | – |
| SRLN | Buy | SSGA ACTIVE ETF TRblkstn gsosrln | $763,000 | +15.6% | 16,322 | +13.3% | 0.50% | -8.6% |
| COST | Buy | COSTCO WHSL CORP NEW | $750,000 | +240.9% | 2,494 | +230.3% | 0.49% | +169.2% |
| PYPL | Buy | PAYPAL HLDGS INC | $733,000 | +27.3% | 6,386 | +10.2% | 0.48% | +0.6% |
| XLV | Buy | SELECT SECTOR SPDR TRsbi healthcare | $687,000 | +24.7% | 6,607 | +5.7% | 0.45% | -1.3% |
| XLI | Buy | SELECT SECTOR SPDR TRsbi int-inds | $678,000 | +33.7% | 8,111 | +18.4% | 0.44% | +5.7% |
| AMD | New | ADVANCED MICRO DEVICES INC | $671,000 | – | 13,827 | +100.0% | 0.44% | – |
| FEP | Sell | FIRST TR EXCH TRD ALPHA FD Ieurope alphadex | $666,000 | +12.7% | 17,688 | -0.9% | 0.44% | -10.7% |
| ZM | Buy | ZOOM VIDEO COMMUNICATIONS INcl a | $655,000 | +73.7% | 8,510 | +66.1% | 0.43% | +37.2% |
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $652,000 | +7.6% | 8,026 | +7.6% | 0.43% | -15.0% |
| UBER | Buy | UBER TECHNOLOGIES INC | $652,000 | +72.5% | 18,614 | +44.3% | 0.43% | +36.5% |
| LAZ | Buy | LAZARD LTD | $652,000 | +39.9% | 14,818 | +11.2% | 0.43% | +10.6% |
| TGT | New | TARGET CORP | $638,000 | – | 5,449 | +100.0% | 0.42% | – |
| VOT | VANGUARD INDEX FDSmcap gr idxvip | $618,000 | +13.6% | 3,773 | 0.0% | 0.40% | -10.2% | |
| DAL | Buy | DELTA AIR LINES INC DEL | $598,000 | +24.3% | 9,709 | +7.4% | 0.39% | -1.8% |
| VNLA | New | JANUS DETROIT STR TRhendrsn shrt etf | $597,000 | – | 12,000 | +100.0% | 0.39% | – |
| FTEC | Buy | FIDELITY COVINGTON TRmsci info tech i | $586,000 | +20.8% | 7,777 | +0.0% | 0.38% | -4.5% |
| QYLD | Sell | GLOBAL X FDSnasdaq 100 cover | $585,000 | -38.2% | 24,525 | -42.1% | 0.38% | -51.0% |
| RTM | New | INVESCO EXCHANGE TRADED FD Ts&p500 eql mat | $557,000 | – | 4,875 | +100.0% | 0.36% | – |
| NKE | Buy | NIKE INCcl b | $550,000 | +44.7% | 5,350 | +29.0% | 0.36% | +14.6% |
| ARCC | Sell | ARES CAP CORP | $542,000 | +1.1% | 28,733 | -2.4% | 0.35% | -20.1% |
| LLY | Sell | LILLY ELI & CO | $539,000 | +28.3% | 3,822 | -2.5% | 0.35% | +1.7% |
| COLD | Buy | AMERICOLD RLTY TR | $528,000 | +5.4% | 14,921 | +11.6% | 0.34% | -16.7% |
| RDVY | Buy | FIRST TR EXCHANGE TRADED FDrisng divd achiv | $524,000 | +18.3% | 14,473 | +0.0% | 0.34% | -6.3% |
| SPDW | Sell | SPDR INDEX SHS FDSportfolio devlpd | $523,000 | +8.7% | 16,582 | -1.4% | 0.34% | -14.1% |
| AVYA | Buy | AVAYA HLDGS CORP | $523,000 | +2.8% | 41,562 | +6.6% | 0.34% | -18.8% |
| VGT | Buy | VANGUARD WORLD FDSinf tech etf | $513,000 | +27.0% | 2,014 | +5.1% | 0.34% | +0.3% |
| NFLX | Sell | NETFLIX INC | $500,000 | +24.7% | 1,474 | -0.4% | 0.33% | -1.2% |
| STAA | STAAR SURGICAL CO | $500,000 | +69.5% | 12,000 | 0.0% | 0.33% | +34.0% | |
| GOOG | Sell | ALPHABET INCcap stk cl c | $498,000 | +18.0% | 346 | -2.5% | 0.33% | -6.6% |
| IYG | Buy | ISHARES TRu.s. fin svc etf | $490,000 | +24.4% | 3,208 | +6.4% | 0.32% | -1.8% |
| FPX | Sell | FIRST TR EXCHANGE TRADED FDus eqty oppt etf | $483,000 | +6.4% | 5,812 | -5.4% | 0.32% | -15.7% |
| FDIS | Buy | FIDELITY COVINGTON TRmsci consm dis | $462,000 | +19.7% | 9,461 | +9.2% | 0.30% | -5.3% |
| FTA | Buy | FIRST TR LRG CP VL ALPHADEX | $460,000 | +15.6% | 8,141 | +0.0% | 0.30% | -8.5% |
| CSCO | Buy | CISCO SYS INC | $449,000 | +19.7% | 9,361 | +15.9% | 0.29% | -5.2% |
| CVX | Sell | CHEVRON CORP NEW | $446,000 | -2.0% | 3,841 | -5.6% | 0.29% | -22.3% |
| OKE | Buy | ONEOK INC NEW | $433,000 | +23.7% | 5,699 | +11.2% | 0.28% | -2.1% |
| ONEY | Sell | SPDR SERIES TRUSTrussell yield | $417,000 | +0.5% | 5,463 | -11.5% | 0.27% | -20.4% |
| JNJ | Buy | JOHNSON & JOHNSON | $401,000 | +11.7% | 2,729 | +0.1% | 0.26% | -11.8% |
| WB | Sell | WEIBO CORPsponsored adr | $392,000 | +1.6% | 7,774 | -6.7% | 0.26% | -19.7% |
| UTG | Buy | REAVES UTIL INCOME FD | $390,000 | +10.8% | 10,339 | +5.1% | 0.26% | -12.4% |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $378,000 | -1.0% | 8,324 | -13.1% | 0.25% | -21.8% |
| BA | Buy | BOEING CO | $377,000 | +0.5% | 1,144 | +14.1% | 0.25% | -20.3% |
| FIDU | Buy | FIDELITY COVINGTON TRmsci indl indx | $370,000 | +23.3% | 8,581 | +8.7% | 0.24% | -2.4% |
| HYLS | Buy | FIRST TR EXCHANGE TRADED FDfirst tr ta hiyl | $362,000 | +2.5% | 7,394 | +0.4% | 0.24% | -18.8% |
| AMGN | Buy | AMGEN INC | $347,000 | +28.0% | 1,434 | +3.8% | 0.23% | +1.3% |
| JHMU | Buy | JOHN HANCOCK ETF TRUSTmltfactr utils | $346,000 | +12.0% | 10,027 | +10.9% | 0.23% | -11.4% |
| SPYV | Buy | SPDR SERIES TRUSTprtflo s&p500 vl | $343,000 | +43.5% | 9,777 | +26.5% | 0.22% | +13.1% |
| FTSL | Buy | FIRST TR EXCHANGE TRADED FDsenior ln fd | $338,000 | +2.7% | 7,014 | +0.5% | 0.22% | -18.8% |
| RWO | Sell | SPDR INDEX SHS FDSdj glb rl es etf | $333,000 | -4.9% | 6,439 | -4.7% | 0.22% | -24.6% |
| OGE | Buy | OGE ENERGY CORP | $333,000 | +31.1% | 7,339 | +25.7% | 0.22% | +3.8% |
| VEA | Sell | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $329,000 | +3.5% | 7,414 | -6.7% | 0.22% | -18.3% |
| VNQ | Sell | VANGUARD INDEX FDSreal estate etf | $325,000 | -5.8% | 3,458 | -6.9% | 0.21% | -25.3% |
| DWX | Sell | SPDR INDEX SHS FDSs&p intl etf | $324,000 | -26.4% | 8,025 | -29.6% | 0.21% | -41.8% |
| SCHD | Buy | SCHWAB STRATEGIC TRus dividend eq | $318,000 | +10.8% | 5,438 | +0.0% | 0.21% | -12.2% |
| IVW | ISHARES TRs&p 500 grwt etf | $302,000 | +14.0% | 1,511 | 0.0% | 0.20% | -9.6% | |
| IQDY | FLEXSHARES TRint qltdvdynam | $302,000 | +14.0% | 11,315 | 0.0% | 0.20% | -9.6% | |
| PFF | Sell | ISHARES TRpfd and incm sec | $288,000 | -4.3% | 7,591 | -6.3% | 0.19% | -24.5% |
| SPYG | New | SPDR SERIES TRUSTprtflo s&p500 gw | $287,000 | – | 6,632 | +100.0% | 0.19% | – |
| XLE | Buy | SELECT SECTOR SPDR TRenergy | $284,000 | +21.9% | 4,779 | +14.6% | 0.19% | -3.6% |
| ANGL | Buy | VANECK VECTORS ETF TRUSTfallen angel hg | $279,000 | +18.7% | 9,273 | +14.0% | 0.18% | -6.2% |
| ERH | Sell | WELLS FARGO UTILITIES AND HIwf utilities inc | $268,000 | +5.9% | 18,698 | -1.1% | 0.18% | -16.3% |
| LQD | Sell | ISHARES TRiboxx inv cp etf | $267,000 | -18.6% | 2,075 | -19.2% | 0.18% | -35.4% |
| ORCL | Sell | ORACLE CORP | $261,000 | -13.3% | 4,758 | -14.5% | 0.17% | -31.3% |
| MUB | Buy | ISHARES TRnational mun etf | $260,000 | +8.8% | 2,264 | +8.4% | 0.17% | -14.1% |
| ET | Sell | ENERGY TRANSFER LP | $254,000 | +7.6% | 18,791 | -1.8% | 0.17% | -14.9% |
| HYS | Buy | PIMCO ETF TR0-5 high yield | $247,000 | +8.8% | 2,468 | +7.1% | 0.16% | -13.8% |
| UTF | Buy | COHEN & STEERS INFRASTRUCTUR | $248,000 | +4.2% | 9,217 | +0.2% | 0.16% | -17.8% |
| VBK | VANGUARD INDEX FDSsml cp grw etf | $247,000 | +14.9% | 1,210 | 0.0% | 0.16% | -9.0% | |
| GNL | GLOBAL NET LEASE INC | $245,000 | +4.3% | 12,052 | 0.0% | 0.16% | -17.5% | |
| SPSM | New | SPDR SERIES TRUSTportfolio sm etf | $242,000 | – | 7,341 | +100.0% | 0.16% | – |
| QTEC | New | FIRST TR NASDAQ100 TECH INDE | $237,000 | – | 2,287 | +100.0% | 0.16% | – |
| LHX | Sell | L3HARRIS TECHNOLOGIES INC | $235,000 | +0.4% | 1,102 | -1.3% | 0.15% | -20.2% |
| MRK | Sell | MERCK & CO INC | $234,000 | -2.9% | 2,551 | -11.9% | 0.15% | -23.1% |
| DHR | New | DANAHER CORPORATION | $233,000 | – | 1,446 | +100.0% | 0.15% | – |
| AWR | New | AMERICAN STS WTR CO | $232,000 | – | 2,713 | +100.0% | 0.15% | – |
| XLF | Sell | SELECT SECTOR SPDR TRsbi int-finl | $231,000 | +4.1% | 7,530 | -9.3% | 0.15% | -17.5% |
| SBUX | Buy | STARBUCKS CORP | $229,000 | +9.6% | 2,503 | +1.8% | 0.15% | -13.3% |
| GS | New | GOLDMAN SACHS GROUP INC | $229,000 | – | 935 | +100.0% | 0.15% | – |
| SDY | Sell | SPDR SERIES TRUSTs&p divid etf | $227,000 | +6.6% | 2,112 | -2.1% | 0.15% | -15.9% |
| LMT | Sell | LOCKHEED MARTIN CORP | $224,000 | -9.3% | 531 | -17.8% | 0.15% | -28.4% |
| RIGS | Buy | ALPS ETF TRrivrfrnt str inc | $218,000 | +0.5% | 8,745 | +0.4% | 0.14% | -20.1% |
| OGS | New | ONE GAS INC | $217,000 | – | 2,305 | +100.0% | 0.14% | – |
| D | Sell | DOMINION ENERGY INC | $217,000 | -13.5% | 2,613 | -16.0% | 0.14% | -31.4% |
| IVV | New | ISHARES TRcore s&p500 etf | $215,000 | – | 652 | +100.0% | 0.14% | – |
| AINV | Sell | APOLLO INVT CORP | $216,000 | +5.4% | 12,239 | -8.1% | 0.14% | -16.6% |
| INTC | New | INTEL CORP | $214,000 | – | 3,632 | +100.0% | 0.14% | – |
| SKYY | New | FIRST TR EXCHANGE TRADED FD | $214,000 | – | 3,335 | +100.0% | 0.14% | – |
| OXY | New | OCCIDENTAL PETE CORP | $213,000 | – | 4,514 | +100.0% | 0.14% | – |
| IDV | New | ISHARES TRintl sel div etf | $205,000 | – | 6,081 | +100.0% | 0.13% | – |
| HYT | Sell | BLACKROCK CORPOR HI YLD FD I | $199,000 | +6.4% | 17,589 | -0.4% | 0.13% | -16.1% |
| DIAX | New | NUVEEN DOW 30 DYN OVERWRITE | $179,000 | – | 10,027 | +100.0% | 0.12% | – |
| EVV | Sell | EATON VANCE LTD DUR INCOME F | $161,000 | +3.2% | 12,045 | -3.5% | 0.10% | -18.6% |
| TEVA | Sell | TEVA PHARMACEUTICAL INDS LTDsponsored ads | $105,000 | +54.4% | 10,000 | -3.8% | 0.07% | +23.2% |
| PTON | New | PELOTON INTERACTIVE INC | $93,000 | – | 3,000 | +100.0% | 0.06% | – |
| ATEC | New | ALPHATEC HOLDINGS INC | $92,000 | – | 12,657 | +100.0% | 0.06% | – |
| FAX | Sell | ABERDEEN ASIA PACIFIC INCOM | $69,000 | -25.0% | 15,907 | -27.4% | 0.04% | -40.8% |
| Sell | PORTFOLIO RECOVERY ASSOCS INnote 3.000% 8/0 | $45,000 | -25.0% | 45,000 | -25.0% | 0.03% | -42.0% | |
| Sell | PROSPECT CAPITAL CORPORATIONnote 4.750% 4/1 | $40,000 | -42.9% | 40,000 | -42.9% | 0.03% | -55.2% | |
| PTON | New | PELOTON INTERACTIVE INCcall | $33,000 | – | 10,000 | +100.0% | 0.02% | – |
| AVYA | New | AVAYA HLDGS CORPcall | $29,000 | – | 10,000 | +100.0% | 0.02% | – |
| TXMD | THERAPEUTICSMD INC | $26,000 | -27.8% | 10,000 | 0.0% | 0.02% | -43.3% | |
| UNG | New | UNITED STATES NATL GAS FUNDcall | $13,000 | – | 30,000 | +100.0% | 0.01% | – |
| OTLK | New | OUTLOOK THERAPEUTICS INC | $12,000 | – | 13,500 | +100.0% | 0.01% | – |
| UA | New | UNDER ARMOUR INCcall | $9,000 | – | 20,000 | +100.0% | 0.01% | – |
| UNG | New | UNITED STATES NATL GAS FUNDunit par | $0 | – | 23 | +100.0% | 0.00% | – |
| T | Exit | AT&T INCcall | $0 | – | -10,000 | -100.0% | -0.01% | – |
| JE | Exit | JUST ENERGY GROUP INC | $0 | – | -12,720 | -100.0% | -0.02% | – |
| NOK | Exit | NOKIA CORPsponsored adr | $0 | – | -15,620 | -100.0% | -0.06% | – |
| CHI | Exit | CALAMOS CONV OPP AND INC FDsh ben int | $0 | – | -11,590 | -100.0% | -0.10% | – |
| AMLP | Exit | ALPS ETF TRalerian mlp | $0 | – | -17,962 | -100.0% | -0.13% | – |
| IQ | Exit | IQIYI INCsponsored ads | $0 | – | -10,270 | -100.0% | -0.13% | – |
| SHY | Exit | ISHARES TR1 3 yr treas bd | $0 | – | -2,419 | -100.0% | -0.17% | – |
| PG | Exit | PROCTER & GAMBLE CO | $0 | – | -1,714 | -100.0% | -0.17% | – |
| BSV | Exit | VANGUARD BD INDEX FD INCshort trm bond | $0 | – | -2,589 | -100.0% | -0.17% | – |
| VZ | Exit | VERIZON COMMUNICATIONS INC | $0 | – | -3,531 | -100.0% | -0.17% | – |
| IJH | Exit | ISHARES TRcore s&p mcp etf | $0 | – | -1,170 | -100.0% | -0.18% | – |
| SPAB | Exit | SPDR SERIES TRUSTportfolio agrgte | $0 | – | -7,352 | -100.0% | -0.18% | – |
| AGG | Exit | ISHARES TRcore us aggbd et | $0 | – | -1,991 | -100.0% | -0.19% | – |
| ICLN | Exit | ISHARES TRgl clean ene etf | $0 | – | -21,893 | -100.0% | -0.20% | – |
| MBB | Exit | ISHARES TRmbs etf | $0 | – | -2,205 | -100.0% | -0.20% | – |
| BIDU | Exit | BAIDU INCspon adr rep a | $0 | – | -2,762 | -100.0% | -0.23% | – |
| ATVI | Exit | ACTIVISION BLIZZARD INC | $0 | – | -8,005 | -100.0% | -0.36% | – |
| SDS | Exit | PROSHARES TRultrashrt s&p500 | $0 | – | -18,533 | -100.0% | -0.48% | – |
| JXI | Exit | ISHARES TRglob utilits etf | $0 | – | -11,066 | -100.0% | -0.53% | – |
| IYK | Exit | ISHARES TRu.s. cnsm gd etf | $0 | – | -5,780 | -100.0% | -0.59% | – |
| ABBV | Exit | ABBVIE INC | $0 | – | -17,753 | -100.0% | -1.08% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-04
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 20 | Q3 2023 | 7.1% |
| FIRST TR EXCHANGE-TRADED FD | 20 | Q3 2023 | 9.3% |
| INVESCO QQQ TR | 20 | Q3 2023 | 3.3% |
| AMAZON COM INC | 20 | Q3 2023 | 3.6% |
| MICROSOFT CORP | 20 | Q3 2023 | 3.3% |
| VANGUARD INDEX FDS | 20 | Q3 2023 | 6.4% |
| META PLATFORMS INC | 20 | Q3 2023 | 2.9% |
| ALPHABET INC | 20 | Q3 2023 | 1.9% |
| SPDR S&P 500 ETF TR | 20 | Q3 2023 | 2.8% |
| BERKSHIRE HATHAWAY INC DEL | 20 | Q3 2023 | 2.5% |
View DFPG INVESTMENTS, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| X-17A-5 | 2024-02-28 |
| 13F-HR | 2024-01-10 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-07-24 |
| 13F-HR | 2023-04-11 |
| 13F-HR | 2023-02-02 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-08-01 |
| 13F-HR | 2022-04-22 |
| 13F-HR | 2022-01-31 |
View DFPG INVESTMENTS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.