$121 Million is the total value of DFPG INVESTMENTS, LLC's 159 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 29.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $7,767,000 | +102.2% | 52,935 | +109.5% | 6.42% | +74.6% |
| ARCT | New | ARCTURUS THERAPEUTICS HLDG I | $4,802,000 | – | 460,450 | +100.0% | 3.97% | – |
| AAPL | Sell | APPLE INC | $4,487,000 | -2.0% | 19,996 | -12.1% | 3.71% | -15.4% |
| VXUS | Buy | VANGUARD STAR FDvg tl intl stk f | $4,248,000 | +139.7% | 84,080 | +149.4% | 3.51% | +106.9% |
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $2,852,000 | -11.3% | 15,383 | -8.8% | 2.36% | -23.4% |
| ICSH | Buy | ISHARES TRultr sh trm bd | $2,752,000 | +709.4% | 54,673 | +709.5% | 2.28% | +597.9% |
| FTSM | Sell | FIRST TR EXCHANGE TRADED FDfirst tr enh new | $2,597,000 | -5.4% | 43,195 | -5.4% | 2.15% | -18.3% |
| MSFT | Sell | MICROSOFT CORP | $2,500,000 | -2.6% | 18,426 | -2.0% | 2.07% | -15.9% |
| BND | Buy | VANGUARD BD INDEX FD INCtotal bnd mrkt | $2,363,000 | +105.8% | 27,884 | +100.8% | 1.95% | +77.7% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $2,344,000 | +10.0% | 11,487 | +15.7% | 1.94% | -5.1% |
| AMZN | Sell | AMAZON COM INC | $2,287,000 | -18.9% | 1,341 | -5.5% | 1.89% | -30.0% |
| ZTS | Buy | ZOETIS INCcl a | $2,173,000 | +50.1% | 17,332 | +35.6% | 1.80% | +29.5% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $2,096,000 | +19.8% | 1,761 | +13.2% | 1.73% | +3.4% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $2,087,000 | -8.7% | 7,234 | -6.0% | 1.72% | -21.2% |
| RSP | Sell | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $1,711,000 | -8.6% | 16,469 | -4.5% | 1.41% | -21.1% |
| AFIN | Sell | AMERICAN FIN TR INC | $1,598,000 | -11.4% | 114,658 | -26.3% | 1.32% | -23.5% |
| FVD | Sell | FIRST TR VALUE LINE DIVID IN | $1,559,000 | -14.3% | 46,165 | -13.6% | 1.29% | -26.0% |
| UHS | Buy | UNIVERSAL HLTH SVCS INCcl b | $1,486,000 | +39.3% | 10,376 | +25.3% | 1.23% | +20.2% |
| SH | Buy | PROSHARES TRshort s&p 500 ne | $1,454,000 | +12.5% | 54,076 | +9.9% | 1.20% | -2.8% |
| VYM | Sell | VANGUARD WHITEHALL FDS INChigh div yld | $1,365,000 | -4.0% | 15,904 | -1.5% | 1.13% | -17.2% |
| JPM | Buy | JPMORGAN CHASE & CO | $1,335,000 | +131.0% | 11,941 | +134.1% | 1.10% | +99.5% |
| LMBS | Sell | FIRST TR EXCHANGE TRADED FDfst low oppt eft | $1,328,000 | -1.5% | 25,494 | -2.2% | 1.10% | -14.9% |
| ABBV | New | ABBVIE INC | $1,305,000 | – | 17,753 | +100.0% | 1.08% | – |
| PSK | Buy | SPDR SERIES TRUSTwells fg pfd etf | $1,149,000 | +3.0% | 26,129 | +1.2% | 0.95% | -11.0% |
| PEP | Buy | PEPSICO INC | $1,130,000 | +22.8% | 8,231 | +17.8% | 0.93% | +6.0% |
| VXF | Sell | VANGUARD INDEX FDSextend mkt etf | $1,089,000 | -11.3% | 9,655 | -6.0% | 0.90% | -23.5% |
| KO | Buy | COCA COLA CO | $1,087,000 | +33.4% | 20,285 | +28.5% | 0.90% | +15.1% |
| BX | New | BLACKSTONE GROUP INC | $1,052,000 | – | 23,061 | +100.0% | 0.87% | – |
| BNDX | Buy | VANGUARD CHARLOTTE FDSintl bd idx etf | $1,015,000 | +105.5% | 17,249 | +100.9% | 0.84% | +77.4% |
| T | Buy | AT&T INC | $1,008,000 | +102.0% | 26,904 | +80.8% | 0.83% | +74.3% |
| FSK | Buy | FS KKR CAPITAL CORP | $1,006,000 | +0.3% | 177,449 | +9.3% | 0.83% | -13.4% |
| DIS | Buy | DISNEY WALT CO | $994,000 | +21.1% | 7,738 | +33.5% | 0.82% | +4.6% |
| FB | Sell | FACEBOOK INCcl a | $983,000 | -28.4% | 5,530 | -19.7% | 0.81% | -38.3% |
| CLNC | Buy | COLONY CR REAL ESTATE INC | $962,000 | -4.0% | 70,021 | +9.2% | 0.80% | -17.1% |
| VB | Sell | VANGUARD INDEX FDSsmall cp etf | $961,000 | -13.7% | 6,450 | -8.8% | 0.79% | -25.5% |
| JPST | Buy | JP MORGAN EXCHANGE TRADED FDultra shrt inc | $954,000 | +12.0% | 18,902 | +11.8% | 0.79% | -3.3% |
| SHOP | Buy | SHOPIFY INCcl a | $951,000 | +288.2% | 3,057 | +302.2% | 0.79% | +234.5% |
| QYLD | Buy | GLOBAL X FDSnasdaq 100 cover | $946,000 | +30.1% | 42,385 | +35.3% | 0.78% | +12.4% |
| VOO | Sell | VANGUARD INDEX FDS | $924,000 | -16.9% | 3,488 | -14.4% | 0.76% | -28.3% |
| BABA | Sell | ALIBABA GROUP HLDG LTDsponsored ads | $916,000 | -26.8% | 5,659 | -23.6% | 0.76% | -36.8% |
| BAC | Buy | BANK AMER CORP | $908,000 | -3.0% | 32,849 | +3.0% | 0.75% | -16.3% |
| MA | Buy | MASTERCARD INCcl a | $890,000 | +14.2% | 3,333 | +16.9% | 0.74% | -1.3% |
| RHS | Buy | INVESCO EXCHANGE TRADED FD Ts&p500 eql stp | $885,000 | +37.4% | 6,451 | +35.7% | 0.73% | +18.5% |
| FDIV | Buy | FIRST TR EXCHANGE TRADED FDft strg incm etf | $871,000 | -0.5% | 17,295 | +0.0% | 0.72% | -14.1% |
| VUG | Buy | VANGUARD INDEX FDSgrowth etf | $815,000 | +0.6% | 5,003 | +2.9% | 0.67% | -13.1% |
| GLD | New | SPDR GOLD TRUST | $794,000 | – | 5,596 | +100.0% | 0.66% | – |
| V | Buy | VISA INC | $792,000 | +36.1% | 4,593 | +40.2% | 0.66% | +17.6% |
| SPLG | Buy | SPDR SERIES TRUSTportfolio lr etf | $754,000 | +2.6% | 22,243 | +6.0% | 0.62% | -11.5% |
| WM | Buy | WASTE MGMT INC DEL | $753,000 | +22.8% | 6,559 | +25.2% | 0.62% | +6.0% |
| IYK | Buy | ISHARES TRu.s. cnsm gd etf | $714,000 | +41.9% | 5,780 | +41.2% | 0.59% | +22.4% |
| SPYD | Buy | SPDR SERIES TRUSTprtflo s&p500 hi | $708,000 | +0.7% | 19,428 | +5.8% | 0.58% | -13.1% |
| NOBL | Buy | PROSHARES TRs&p 500 dv arist | $697,000 | +0.7% | 10,112 | +2.0% | 0.58% | -13.1% |
| PAYC | Buy | PAYCOM SOFTWARE INC | $678,000 | +126.0% | 3,267 | +161.4% | 0.56% | +95.1% |
| SRLN | Buy | SSGA ACTIVE ETF TRblkstn gsosrln | $660,000 | +10.2% | 14,410 | +10.8% | 0.55% | -4.9% |
| ITA | Buy | ISHARES TRus aer def etf | $644,000 | +15.6% | 2,951 | +13.2% | 0.53% | -0.2% |
| JXI | Buy | ISHARES TRglob utilits etf | $636,000 | +55.5% | 11,066 | +49.5% | 0.53% | +34.2% |
| WTR | Buy | AQUA AMERICA INC | $631,000 | +61.4% | 14,011 | +49.0% | 0.52% | +39.6% |
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $606,000 | +32.3% | 7,457 | +30.8% | 0.50% | +14.1% |
| XLU | Buy | SELECT SECTOR SPDR TRsbi int-utils | $595,000 | +63.9% | 9,316 | +56.2% | 0.49% | +41.4% |
| FEP | Sell | FIRST TR EXCH TRD ALPHA FD Ieurope alphadex | $591,000 | -7.5% | 17,853 | -2.4% | 0.49% | -20.3% |
| SDS | New | PROSHARES TRultrashrt s&p500 | $577,000 | – | 18,533 | +100.0% | 0.48% | – |
| PYPL | Buy | PAYPAL HLDGS INC | $576,000 | +10.6% | 5,794 | +31.7% | 0.48% | -4.6% |
| AMTD | Buy | TD AMERITRADE HLDG CORP | $571,000 | -7.0% | 17,082 | +42.5% | 0.47% | -19.7% |
| XLV | Buy | SELECT SECTOR SPDR TRsbi healthcare | $551,000 | -1.6% | 6,252 | +3.9% | 0.46% | -15.1% |
| VOT | VANGUARD INDEX FDSmcap gr idxvip | $544,000 | -5.1% | 3,773 | 0.0% | 0.45% | -18.0% | |
| ARCC | Buy | ARES CAP CORP | $536,000 | +0.6% | 29,443 | +0.2% | 0.44% | -13.1% |
| LULU | Buy | LULULEMON ATHLETICA INC | $534,000 | +130.2% | 2,793 | +124.2% | 0.44% | +98.6% |
| CNC | Buy | CENTENE CORP DEL | $523,000 | +28.5% | 12,240 | +51.9% | 0.43% | +10.8% |
| AVYA | Buy | AVAYA HLDGS CORP | $509,000 | +172.2% | 38,998 | +132.1% | 0.42% | +135.2% |
| XLI | Buy | SELECT SECTOR SPDR TRsbi int-inds | $507,000 | +50.9% | 6,848 | +56.3% | 0.42% | +30.1% |
| COLD | Buy | AMERICOLD RLTY TR | $501,000 | +80.2% | 13,371 | +65.7% | 0.41% | +55.6% |
| FTEC | Buy | FIDELITY COVINGTON TRmsci info tech i | $485,000 | -1.8% | 7,774 | +0.0% | 0.40% | -15.2% |
| SPDW | Buy | SPDR INDEX SHS FDSportfolio devlpd | $481,000 | +6.2% | 16,825 | +9.3% | 0.40% | -8.3% |
| DAL | Buy | DELTA AIR LINES INC DEL | $481,000 | +23.0% | 9,040 | +36.4% | 0.40% | +6.4% |
| TWLO | New | TWILIO INCcl a | $480,000 | – | 4,424 | +100.0% | 0.40% | – |
| LAZ | New | LAZARD LTD | $466,000 | – | 13,329 | +100.0% | 0.38% | – |
| CVX | Sell | CHEVRON CORP NEW | $455,000 | -12.7% | 4,069 | -3.7% | 0.38% | -24.6% |
| FPX | Sell | FIRST TR EXCHANGE TRADED FDus eqty oppt etf | $454,000 | -17.2% | 6,142 | -10.5% | 0.38% | -28.6% |
| RDVY | Buy | FIRST TR EXCHANGE TRADED FDrisng divd achiv | $443,000 | -1.8% | 14,471 | +0.0% | 0.37% | -15.3% |
| DWX | Sell | SPDR INDEX SHS FDSs&p intl etf | $440,000 | -22.4% | 11,407 | -20.9% | 0.36% | -33.0% |
| ATVI | Buy | ACTIVISION BLIZZARD INC | $433,000 | +51.4% | 8,005 | +29.6% | 0.36% | +30.7% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $422,000 | -28.0% | 355 | -31.9% | 0.35% | -37.8% |
| LLY | Buy | LILLY ELI & CO | $420,000 | -2.6% | 3,920 | +2.8% | 0.35% | -16.0% |
| ONEY | Sell | SPDR SERIES TRUSTrussell yield | $415,000 | -5.5% | 6,176 | -0.8% | 0.34% | -18.3% |
| VGT | Buy | VANGUARD WORLD FDSinf tech etf | $404,000 | +8.3% | 1,916 | +10.4% | 0.33% | -6.4% |
| NFLX | Sell | NETFLIX INC | $401,000 | -38.4% | 1,480 | -13.7% | 0.33% | -46.9% |
| FTA | Buy | FIRST TR LRG CP VL ALPHADEX | $398,000 | -6.4% | 8,140 | +0.0% | 0.33% | -19.2% |
| IYG | Buy | ISHARES TRu.s. fin svc etf | $394,000 | +8.8% | 3,015 | +13.5% | 0.33% | -6.1% |
| WB | Sell | WEIBO CORPsponsored adr | $386,000 | +2.1% | 8,335 | -4.6% | 0.32% | -11.9% |
| FDIS | Buy | FIDELITY COVINGTON TRmsci consm dis | $386,000 | +14.9% | 8,667 | +20.7% | 0.32% | -0.9% |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $382,000 | -42.3% | 9,583 | -38.4% | 0.32% | -50.2% |
| NKE | Sell | NIKE INCcl b | $380,000 | -29.9% | 4,146 | -32.6% | 0.31% | -39.5% |
| ZM | Buy | ZOOM VIDEO COMMUNICATIONS INcl a | $377,000 | +49.6% | 5,122 | +84.9% | 0.31% | +29.5% |
| UBER | Sell | UBER TECHNOLOGIES INC | $378,000 | -35.4% | 12,896 | -2.5% | 0.31% | -44.3% |
| CSCO | Sell | CISCO SYS INC | $375,000 | -21.7% | 8,075 | -5.0% | 0.31% | -32.5% |
| BA | Sell | BOEING CO | $375,000 | -22.2% | 1,003 | -26.5% | 0.31% | -32.9% |
| JNJ | Sell | JOHNSON & JOHNSON | $359,000 | -13.9% | 2,725 | -7.6% | 0.30% | -25.6% |
| HYLS | Buy | FIRST TR EXCHANGE TRADED FDfirst tr ta hiyl | $353,000 | 0.0% | 7,363 | +0.5% | 0.29% | -13.6% |
| UTG | Sell | REAVES UTIL INCOME FD | $352,000 | -5.9% | 9,836 | -5.0% | 0.29% | -18.7% |
| OKE | Buy | ONEOK INC NEW | $350,000 | +9.4% | 5,125 | +11.9% | 0.29% | -5.6% |
| RWO | Sell | SPDR INDEX SHS FDSdj glb rl es etf | $350,000 | -7.2% | 6,760 | -8.2% | 0.29% | -19.9% |
| VNQ | Sell | VANGUARD INDEX FDSreal estate etf | $345,000 | 0.0% | 3,716 | -2.8% | 0.28% | -13.6% |
| FTSL | Buy | FIRST TR EXCHANGE TRADED FDsenior ln fd | $329,000 | +0.6% | 6,978 | +0.6% | 0.27% | -13.1% |
| LQD | Sell | ISHARES TRiboxx inv cp etf | $328,000 | -17.6% | 2,569 | -20.3% | 0.27% | -28.9% |
| VEA | Sell | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $318,000 | -37.6% | 7,945 | -35.4% | 0.26% | -46.1% |
| JHMU | New | JOHN HANCOCK ETF TRUSTmltfactr utils | $309,000 | – | 9,045 | +100.0% | 0.26% | – |
| ORCL | Sell | ORACLE CORP | $301,000 | -28.5% | 5,565 | -21.2% | 0.25% | -38.2% |
| PFF | Sell | ISHARES TRpfd and incm sec | $301,000 | -26.9% | 8,104 | -27.7% | 0.25% | -37.0% |
| FIDU | New | FIDELITY COVINGTON TRmsci indl indx | $300,000 | – | 7,897 | +100.0% | 0.25% | – |
| STAA | New | STAAR SURGICAL CO | $295,000 | – | 12,000 | +100.0% | 0.24% | – |
| SCHD | Buy | SCHWAB STRATEGIC TRus dividend eq | $287,000 | -1.0% | 5,437 | +0.0% | 0.24% | -14.7% |
| AVGO | Sell | BROADCOM INC | $282,000 | -13.2% | 1,042 | -11.7% | 0.23% | -25.1% |
| BIDU | Buy | BAIDU INCspon adr rep a | $275,000 | +36.8% | 2,762 | +57.8% | 0.23% | +18.2% |
| AMGN | Buy | AMGEN INC | $271,000 | +9.3% | 1,381 | +1.2% | 0.22% | -5.5% |
| IQDY | FLEXSHARES TRint qltdvdynam | $265,000 | -4.7% | 11,315 | 0.0% | 0.22% | -17.7% | |
| IVW | Sell | ISHARES TRs&p 500 grwt etf | $265,000 | -26.2% | 1,511 | -23.2% | 0.22% | -36.3% |
| OGE | OGE ENERGY CORP | $254,000 | +0.8% | 5,839 | 0.0% | 0.21% | -12.9% | |
| ERH | Sell | WELLS FARGO UTILITIES AND HIwf utilities inc | $253,000 | -3.1% | 18,907 | -6.5% | 0.21% | -16.4% |
| D | New | DOMINION ENERGY INC | $251,000 | – | 3,109 | +100.0% | 0.21% | – |
| LMT | New | LOCKHEED MARTIN CORP | $247,000 | – | 646 | +100.0% | 0.20% | – |
| MRK | Sell | MERCK & CO INC | $241,000 | -18.9% | 2,896 | -17.3% | 0.20% | -29.9% |
| SPYV | New | SPDR SERIES TRUSTprtflo s&p500 vl | $239,000 | – | 7,727 | +100.0% | 0.20% | – |
| MBB | New | ISHARES TRmbs etf | $239,000 | – | 2,205 | +100.0% | 0.20% | – |
| MUB | Sell | ISHARES TRnational mun etf | $239,000 | 0.0% | 2,088 | -0.9% | 0.20% | -13.5% |
| ICLN | Buy | ISHARES TRgl clean ene etf | $239,000 | +41.4% | 21,893 | +40.7% | 0.20% | +22.2% |
| UTF | Buy | COHEN & STEERS INFRASTRUCTUR | $238,000 | +3.5% | 9,196 | +6.3% | 0.20% | -10.5% |
| ET | Buy | ENERGY TRANSFER LP | $236,000 | +37.2% | 19,127 | +61.2% | 0.20% | +18.2% |
| GNL | Sell | GLOBAL NET LEASE INC | $235,000 | -24.4% | 12,052 | -21.8% | 0.19% | -34.9% |
| ANGL | Buy | VANECK VECTORS ETF TRfallen angel hg | $235,000 | +1.7% | 8,136 | +2.8% | 0.19% | -12.2% |
| LHX | New | L3HARRIS TECHNOLOGIES INC | $234,000 | – | 1,117 | +100.0% | 0.19% | – |
| XLE | Buy | SELECT SECTOR SPDR TRenergy | $233,000 | -9.3% | 4,171 | +2.5% | 0.19% | -21.5% |
| HYS | Buy | PIMCO ETF TR0-5 high yield | $227,000 | -0.4% | 2,305 | +1.2% | 0.19% | -13.8% |
| AGG | Buy | ISHARES TRcore us aggbd et | $226,000 | +10.8% | 1,991 | +8.4% | 0.19% | -4.1% |
| XLF | Sell | SELECT SECTOR SPDR TRsbi int-finl | $222,000 | -12.6% | 8,305 | -8.2% | 0.18% | -24.7% |
| COST | Sell | COSTCO WHSL CORP NEW | $220,000 | +4.8% | 755 | -3.1% | 0.18% | -9.5% |
| SPAB | Sell | SPDR SERIES TRUSTportfolio agrgte | $219,000 | +0.5% | 7,352 | -2.0% | 0.18% | -13.4% |
| RIGS | Buy | ALPS ETF TRrivrfrnt str inc | $217,000 | +0.9% | 8,707 | +0.5% | 0.18% | -13.1% |
| IJH | Sell | ISHARES TRcore s&p mcp etf | $217,000 | -52.9% | 1,170 | -50.7% | 0.18% | -59.4% |
| VBK | Buy | VANGUARD INDEX FDSsml cp grw etf | $215,000 | 0.0% | 1,210 | +6.1% | 0.18% | -13.6% |
| SDY | Sell | SPDR SERIES TRUSTs&p divid etf | $213,000 | -7.4% | 2,158 | -4.7% | 0.18% | -20.0% |
| BSV | New | VANGUARD BD INDEX FD INCshort trm bond | $210,000 | – | 2,589 | +100.0% | 0.17% | – |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $211,000 | -12.1% | 3,531 | -17.1% | 0.17% | -24.3% |
| SBUX | New | STARBUCKS CORP | $209,000 | – | 2,459 | +100.0% | 0.17% | – |
| PG | Sell | PROCTER & GAMBLE CO | $207,000 | -26.1% | 1,714 | -30.9% | 0.17% | -36.2% |
| SHY | New | ISHARES TR1 3 yr treas bd | $206,000 | – | 2,419 | +100.0% | 0.17% | – |
| AINV | Buy | APOLLO INVT CORP | $205,000 | -5.5% | 13,321 | +0.3% | 0.17% | -18.8% |
| HYT | Buy | BLACKROCK CORPOR HI YLD FD I | $187,000 | +7.5% | 17,655 | +9.7% | 0.16% | -7.2% |
| IQ | New | IQIYI INCsponsored ads | $161,000 | – | 10,270 | +100.0% | 0.13% | – |
| AMLP | Buy | ALPS ETF TRalerian mlp | $159,000 | -5.9% | 17,962 | +6.2% | 0.13% | -19.1% |
| EVV | Buy | EATON VANCE LTD DUR INCOME F | $156,000 | +4.7% | 12,476 | +5.9% | 0.13% | -9.8% |
| CHI | New | CALAMOS CONV OPP AND INC FDsh ben int | $121,000 | – | 11,590 | +100.0% | 0.10% | – |
| FAX | Buy | ABERDEEN ASIA PACIFIC INCOM | $92,000 | 0.0% | 21,907 | +0.6% | 0.08% | -13.6% |
| NOK | Buy | NOKIA CORPsponsored adr | $77,000 | +1.3% | 15,620 | +3.0% | 0.06% | -12.3% |
| Sell | PROSPECT CAPITAL CORPORATIONnote 4.750% 4/1 | $70,000 | -7.9% | 70,000 | -6.7% | 0.06% | -20.5% | |
| TEVA | New | TEVA PHARMACEUTICAL INDS LTDsponsored ads | $68,000 | – | 10,400 | +100.0% | 0.06% | – |
| Sell | PORTFOLIO RECOVERY ASSOCS INnote 3.000% 8/0 | $60,000 | -6.2% | 60,000 | -7.7% | 0.05% | -18.0% | |
| TXMD | THERAPEUTICSMD INC | $36,000 | +38.5% | 10,000 | 0.0% | 0.03% | +20.0% | |
| JE | Sell | JUST ENERGY GROUP INC | $27,000 | -59.1% | 12,720 | -19.4% | 0.02% | -65.1% |
| T | New | AT&T INCcall | $17,000 | – | 10,000 | +100.0% | 0.01% | – |
| LYG | Exit | LLOYDS BANKING GROUP PLCsponsored adr | $0 | – | -13,735 | -100.0% | -0.04% | – |
| IGR | Exit | CBRE CLARION GLOBAL REAL EST | $0 | – | -10,065 | -100.0% | -0.07% | – |
| CZR | Exit | CAESARS ENTMT CORP | $0 | – | -10,000 | -100.0% | -0.12% | – |
| CRON | Exit | CRONOS GROUP INC | $0 | – | -11,500 | -100.0% | -0.17% | – |
| QTEC | Exit | FIRST TR NASDAQ100 TECH INDE | $0 | – | -2,287 | -100.0% | -0.19% | – |
| CGC | Exit | CANOPY GROWTH CORP | $0 | – | -5,170 | -100.0% | -0.19% | – |
| AXP | Exit | AMERICAN EXPRESS CO | $0 | – | -1,667 | -100.0% | -0.20% | – |
| HRS | Exit | HARRIS CORP DEL | $0 | – | -1,116 | -100.0% | -0.20% | – |
| DHR | Exit | DANAHER CORPORATION | $0 | – | -1,533 | -100.0% | -0.21% | – |
| VNLA | Exit | JANUS DETROIT STR TRhendrsn shrt etf | $0 | – | -4,500 | -100.0% | -0.21% | – |
| IEFA | Exit | ISHARES TRcore msci eafe | $0 | – | -3,679 | -100.0% | -0.22% | – |
| IJR | Exit | ISHARES TRcore s&p scp etf | $0 | – | -2,919 | -100.0% | -0.22% | – |
| MCO | Exit | MOODYS CORP | $0 | – | -1,172 | -100.0% | -0.22% | – |
| STZ | Exit | CONSTELLATION BRANDS INCcl a | $0 | – | -1,247 | -100.0% | -0.24% | – |
| BE | Exit | BLOOM ENERGY CORP | $0 | – | -20,100 | -100.0% | -0.25% | – |
| XLK | Exit | SELECT SECTOR SPDR TRtechnology | $0 | – | -3,550 | -100.0% | -0.27% | – |
| PFE | Exit | PFIZER INC | $0 | – | -6,628 | -100.0% | -0.28% | – |
| GOOS | Exit | CANADA GOOSE HOLDINGS INC | $0 | – | -7,092 | -100.0% | -0.28% | – |
| ADES | Exit | ADVANCED EMISSIONS SOLUTS IN | $0 | – | -26,483 | -100.0% | -0.32% | – |
| CCL | Exit | CARNIVAL CORPunit 99/99/9999 | $0 | – | -7,621 | -100.0% | -0.34% | – |
| ACWV | Exit | ISHARES INCmin vol gbl etf | $0 | – | -4,642 | -100.0% | -0.41% | – |
| SIVB | Exit | SVB FINL GROUP | $0 | – | -2,288 | -100.0% | -0.48% | – |
| AX | Exit | AXOS FINL INC | $0 | – | -20,370 | -100.0% | -0.52% | – |
| NVDA | Exit | NVIDIA CORP | $0 | – | -6,600 | -100.0% | -0.99% | – |
| BX | Exit | BLACKSTONE GROUP L P | $0 | – | -23,882 | -100.0% | -1.06% | – |
| ZBRA | Exit | ZEBRA TECHNOLOGIES CORPcl a | $0 | – | -5,718 | -100.0% | -1.16% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-10-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 20 | Q3 2023 | 7.1% |
| FIRST TR EXCHANGE-TRADED FD | 20 | Q3 2023 | 9.3% |
| INVESCO QQQ TR | 20 | Q3 2023 | 3.3% |
| AMAZON COM INC | 20 | Q3 2023 | 3.6% |
| MICROSOFT CORP | 20 | Q3 2023 | 3.3% |
| VANGUARD INDEX FDS | 20 | Q3 2023 | 6.4% |
| META PLATFORMS INC | 20 | Q3 2023 | 2.9% |
| ALPHABET INC | 20 | Q3 2023 | 1.9% |
| SPDR S&P 500 ETF TR | 20 | Q3 2023 | 2.8% |
| BERKSHIRE HATHAWAY INC DEL | 20 | Q3 2023 | 2.5% |
View DFPG INVESTMENTS, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| X-17A-5 | 2024-02-28 |
| 13F-HR | 2024-01-10 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-07-24 |
| 13F-HR | 2023-04-11 |
| 13F-HR | 2023-02-02 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-08-01 |
| 13F-HR | 2022-04-22 |
| 13F-HR | 2022-01-31 |
View DFPG INVESTMENTS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.