$388 Million is the total value of Bulldog Investors, LLP's 83 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 37.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| STC | Sell | STEWART INFORMATION SERVICES | $42,596,000 | -9.3% | 964,143 | -5.4% | 10.96% | -8.7% |
| NYRT | Buy | NEW YORK REIT INC | $31,638,000 | +16.7% | 3,265,032 | +21.9% | 8.14% | +17.5% |
| SWZ | Buy | SWISS HELVETIA FUND | $24,667,000 | +35.6% | 2,126,494 | +19.4% | 6.35% | +36.5% |
| GLQ | Buy | CLOUGH GLOBAL EQUITY FUND | $15,350,000 | +30.5% | 1,214,401 | +14.9% | 3.95% | +31.3% |
| NRO | Sell | NEUBERGER BERMAN REAL ESTATE | $15,216,000 | -48.4% | 2,860,100 | -48.0% | 3.92% | -48.1% |
| DHG | DEUTSCHE HIGH INCOME OPPORT | $14,831,000 | +1.7% | 1,012,392 | 0.0% | 3.82% | +2.3% | |
| HIL | Sell | HILL INTERNATIONAL INC | $13,985,000 | -17.0% | 3,370,000 | -13.0% | 3.60% | -16.5% |
| KEF | Buy | KOREA EQUITY FD INC | $13,058,000 | +161.4% | 1,487,216 | +120.6% | 3.36% | +163.2% |
| PCF | Buy | PUTNAM HIGH INCOME SECURITIE | $12,850,000 | +29.8% | 1,482,158 | +22.8% | 3.31% | +30.7% |
| JFC | Buy | JPMORGAN CHINA REGION FD INC | $12,797,000 | +142.8% | 698,141 | +106.4% | 3.29% | +144.4% |
| MVC | MVC CAPITAL INC | $12,396,000 | +4.8% | 1,378,812 | 0.0% | 3.19% | +5.5% | |
| LCM | ADVENT/CLAYMORE ENH GR & INC | $12,337,000 | +1.7% | 1,461,794 | 0.0% | 3.18% | +2.4% | |
| JOF | Sell | JAPAN SMALLER CAPTLZTN FD INC | $12,293,000 | +8.5% | 1,134,038 | -2.7% | 3.16% | +9.2% |
| LGI | Sell | LAZARD GLOBAL TOT RT & INC | $11,970,000 | +6.7% | 797,557 | -2.4% | 3.08% | +7.4% |
| PHF | Buy | PACHOLDER HIGH YIELD FUND | $11,622,000 | +12.9% | 1,505,407 | +5.3% | 2.99% | +13.7% |
| CET | Sell | CENTRAL SECS CORP COM | $8,903,000 | +59.6% | 371,496 | -8.3% | 2.29% | +60.6% |
| USA | Buy | LIBERTY ALL STAR EQUITY FD SHsh ben int | $8,581,000 | +56.9% | 1,571,531 | +48.3% | 2.21% | +57.9% |
| DCA | Sell | VIRTUS TOTAL RETURN FD | $7,887,000 | -64.8% | 1,804,725 | -64.0% | 2.03% | -64.6% |
| FAM | Sell | FIRST TRUST ABERDEEN GLOBAL | $7,819,000 | -11.9% | 672,929 | -15.4% | 2.01% | -11.3% |
| SZC | Sell | CUSHING RENAISSANCE FD | $7,671,000 | -26.3% | 416,010 | -30.5% | 1.98% | -25.8% |
| TY | TRI CONTL CORP COM | $7,253,000 | +4.9% | 313,691 | 0.0% | 1.87% | +5.5% | |
| STLR | New | STELLAR ACQUISITION III INC | $6,621,000 | – | 653,000 | +100.0% | 1.70% | – |
| DEX | Buy | DELAWARE ENHANCED GBL DIV & | $6,248,000 | +100.0% | 568,505 | +84.0% | 1.61% | +101.3% |
| GECC | GREAT ELM CAP CORP | $5,349,000 | -2.5% | 470,056 | 0.0% | 1.38% | -1.9% | |
| MACQU | M I ACQUISITION CORPunit 99/99/9999 | $3,986,000 | +0.6% | 390,000 | 0.0% | 1.03% | +1.3% | |
| BIF | BOULDER GROWTH & INCM FD INC | $3,967,000 | +4.0% | 426,605 | 0.0% | 1.02% | +4.7% | |
| SGF | Buy | ABERDEEN SINGAPORE FD INC | $3,325,000 | +25.9% | 310,794 | +1.9% | 0.86% | +26.6% |
| CIK | Sell | CREDIT SUISSE ASSET MGMT INC | $3,299,000 | -22.0% | 999,817 | -25.3% | 0.85% | -21.5% |
| PAAC | PACIFIC SPECIAL ACQUISITION | $3,105,000 | +0.3% | 300,000 | 0.0% | 0.80% | +1.0% | |
| APF | Buy | MORGAN STANLEY ASIA PAC FD | $3,083,000 | +37.6% | 460,014 | +334.1% | 0.79% | +38.6% |
| SOR | New | SOURCE CAPITAL INC | $3,070,000 | – | 81,743 | +100.0% | 0.79% | – |
| MIIIU | M III ACQUISITION CORPunit 99/99/9999t | $2,666,000 | +1.9% | 265,200 | 0.0% | 0.69% | +2.5% | |
| XRDC | CROSSROADS CAPITAL INC | $2,568,000 | +7.5% | 1,121,332 | 0.0% | 0.66% | +8.2% | |
| AHPA | New | AVISTA HEALTHCARE PUB ACQ CO | $2,486,000 | – | 252,000 | +100.0% | 0.64% | – |
| DDF | Buy | DELAWARE INV DIVIDEND & INV | $2,362,000 | +22.4% | 228,898 | +18.3% | 0.61% | +23.1% |
| ADX | ADAMS EXPRESS COMPANY | $2,295,000 | +8.2% | 166,914 | 0.0% | 0.59% | +9.0% | |
| IRL | Sell | NEW IRELAND FUND INC | $2,167,000 | -3.9% | 171,201 | -9.1% | 0.56% | -3.1% |
| SVVC | Sell | FIRSTHAND TECHNOLOGY VALUE | $2,039,000 | -4.5% | 256,186 | -8.0% | 0.52% | -3.8% |
| ANDA | ANDINA ACQUISITION CORP II | $2,031,000 | +1.6% | 201,285 | 0.0% | 0.52% | +2.3% | |
| FFA | Buy | FIRST TR ENHANCED EQTY INC | $2,010,000 | +370.7% | 139,222 | +340.1% | 0.52% | +374.3% |
| HNTUF | HUNTER MARITIME ACQUISITIONunit | $1,943,000 | +1.1% | 189,400 | 0.0% | 0.50% | +1.6% | |
| GRR | Buy | ASIA TIGERS FUND INC | $1,706,000 | +28.9% | 149,803 | +3.7% | 0.44% | +29.9% |
| GAM | GENERAL AMERICAN INVESTORS | $1,635,000 | +7.4% | 48,808 | 0.0% | 0.42% | +8.2% | |
| GLO | New | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $1,317,000 | – | 127,970 | +100.0% | 0.34% | – |
| DSU | Sell | BLACKROCK DEBT STRAT FD INC | $1,315,000 | -65.5% | 114,133 | -66.1% | 0.34% | -65.4% |
| AWP | New | ALPINE GLOBAL PREMIER PPTYS | $1,297,000 | – | 226,679 | +100.0% | 0.33% | – |
| EQS | EQUUS TOTAL RETURN INC | $1,238,000 | +23.9% | 497,162 | 0.0% | 0.32% | +25.1% | |
| RVT | Sell | ROYCE VALUE TRUST | $1,039,000 | -34.4% | 74,200 | -37.3% | 0.27% | -34.1% |
| KMM | DEUTSCHE MULTI-MARKET INCOME | $873,000 | +2.1% | 100,341 | 0.0% | 0.22% | +2.7% | |
| CUBA | Buy | HERZFELD CARIBBEAN BASIN FD | $682,000 | +55.0% | 96,306 | +46.9% | 0.18% | +55.8% |
| ECF | ELLSWORTH FUND INC | $665,000 | +4.4% | 77,045 | 0.0% | 0.17% | +4.9% | |
| JEQ | New | ABERDEEN JAPAN EQUITY FD | $638,000 | – | 80,207 | +100.0% | 0.16% | – |
| BHAC | BARINGTON HILCO ACQUISITION | $519,000 | +0.6% | 50,823 | 0.0% | 0.13% | +1.5% | |
| ISL | New | ABERDEEN ISRAEL FUND INC | $498,000 | – | 28,425 | +100.0% | 0.13% | – |
| FT | Buy | FRANKLIN UNVL TRsh ben int | $449,000 | +82.5% | 64,278 | +74.7% | 0.12% | +84.1% |
| LBF | New | DEUTSCHE GLOBAL HIGH INCOME | $447,000 | – | 52,601 | +100.0% | 0.12% | – |
| TGLS | Sell | TECNOGLASS INC | $401,000 | -55.0% | 36,980 | -49.2% | 0.10% | -54.8% |
| AEF | New | ABERDEEN CHILE FD INC | $341,000 | – | 48,900 | +100.0% | 0.09% | – |
| OACQ | Buy | ORIGO ACQUISITION CORP | $343,000 | +64.1% | 32,785 | +63.2% | 0.09% | +66.0% |
| ABE | New | ABERDEEN EMERGING MKTS SMALL | $280,000 | – | 21,500 | +100.0% | 0.07% | – |
| GSVC | Sell | GSV CAPITAL CORP | $280,000 | -11.9% | 62,496 | -1.2% | 0.07% | -11.1% |
| VVPR | VIVOPOWER INTERNATIONAL PLC | $270,000 | -18.2% | 59,990 | 0.0% | 0.07% | -17.9% | |
| LOR | New | LAZARD WORLD DIVIDEND & INCOME | $263,000 | – | 24,650 | +100.0% | 0.07% | – |
| GDL | GDL FUND | $261,000 | 0.0% | 26,554 | 0.0% | 0.07% | 0.0% | |
| JTPY | JETPAY CORP | $237,000 | +4.4% | 100,877 | 0.0% | 0.06% | +5.2% | |
| STLRW | New | STELLAR AQCUISITION III*w exp 03/22/202 | $222,000 | – | 653,000 | +100.0% | 0.06% | – |
| PAACR | PACIFIC SPECIAL ACQUISITIONright 03/15/2017 | $125,000 | -21.4% | 300,000 | 0.0% | 0.03% | -22.0% | |
| GCH | New | ABERDEEN GTR CHINA FD | $107,000 | – | 10,235 | +100.0% | 0.03% | – |
| PAACW | PACIFIC SPECIAL ACQUISITION*w exp 10/20/202 | $104,000 | +23.8% | 300,000 | 0.0% | 0.03% | +28.6% | |
| IF | New | ABERDEEN INDONESIA FD | $106,000 | – | 14,758 | +100.0% | 0.03% | – |
| HRMNW | HARMONY MERGER CORP-WARRANT*w exp 01/01/202 | $100,000 | +42.9% | 200,000 | 0.0% | 0.03% | +44.4% | |
| ANDAR | ANDINA ACQUISITION CORP IIright 09/01/2017 | $95,000 | +20.3% | 201,285 | 0.0% | 0.02% | +20.0% | |
| ELECW | ELECTRUM SPL ACQUISITION COR*w exp 99/99/999 | $68,000 | +61.9% | 151,020 | 0.0% | 0.02% | +63.6% | |
| AHPAW | New | AVISTA HEALTHCARE PUB ACQ CO*w exp 99/99/999 | $65,000 | – | 130,910 | +100.0% | 0.02% | – |
| ANDAW | ANDINA ACQUISITION CORP II*w exp 11/23/202 | $57,000 | +5.6% | 201,285 | 0.0% | 0.02% | +7.1% | |
| WHLR | Sell | WHEELER REAL ESTATE INVESTME | $35,000 | -99.2% | 20,069 | -99.2% | 0.01% | -99.2% |
| BHACR | BARINGTON HILCO ACQUISITIONrights | $18,000 | +38.5% | 50,823 | 0.0% | 0.01% | +66.7% | |
| OACRF | ORIGO ACQUISITION CORP-RTSright 12/12/2016 | $14,000 | -56.2% | 75,000 | 0.0% | 0.00% | -50.0% | |
| QPACW | Sell | QUINPARIO ACQUISITION C-CW23*w exp 01/01/202 | $17,000 | +70.0% | 33,337 | -34.8% | 0.00% | +33.3% |
| AXAR | New | AXAR ACQUISTION COPR*w exp | $11,000 | – | 150,176 | +100.0% | 0.00% | – |
| OAQCF | ORIGO ACQUISITION COR. WT*w exp 12/17/202 | $8,000 | -65.2% | 75,000 | 0.0% | 0.00% | -66.7% | |
| BHACW | BARINGTON HILCO ACQUISITION*w exp 02/11/201 | $9,000 | +28.6% | 50,823 | 0.0% | 0.00% | 0.0% | |
| COYNW | Buy | COPSYNC INC*w exp 11/12/202 | $2,000 | +100.0% | 30,000 | +177.9% | 0.00% | – |
| Exit | ISHARES US REAL 1/20/2017 79.00 | $0 | – | -11,900 | -100.0% | -0.00% | – | |
| Exit | ISHARES US REAL 1/20/2017 73.00 | $0 | – | -11,900 | -100.0% | -0.00% | – | |
| COYNQ | Exit | COPSYNC INC | $0 | – | -10,794 | -100.0% | -0.00% | – |
| MFIN | Exit | MEDALLION FINL CORP | $0 | – | -10,000 | -100.0% | -0.01% | – |
| ECACR | Exit | E-COMPASS ACQUISITION CORPright 02/18/2017 | $0 | – | -100,000 | -100.0% | -0.02% | – |
| FTF | Exit | FRANKLIN LTD DURATION INC TR | $0 | – | -16,860 | -100.0% | -0.05% | – |
| QPAC | Exit | QUINPARIO ACQUISITION CORP 2 | $0 | – | -51,097 | -100.0% | -0.13% | – |
| COTY | Exit | COTY INC-CL A | $0 | – | -28,474 | -100.0% | -0.13% | – |
| MSF | Exit | MORGAN STANLEY EMER MKTS FD | $0 | – | -56,083 | -100.0% | -0.19% | – |
| ECAC | Exit | E-COMPASS ACQUISITION CORP | $0 | – | -100,000 | -100.0% | -0.26% | – |
| AHPAU | Exit | AVISTA HEALTHCARE PUB ACQ COunit | $0 | – | -250,000 | -100.0% | -0.65% | – |
| EMGCQ | Exit | EMERGENT CAPITAL INC | $0 | – | -4,032,377 | -100.0% | -1.25% | – |
| Exit | IMPERIAL HLDGS INCnote 8.500% 2/1 | $0 | – | -9,243,000 | -100.0% | -1.69% | – | |
| STLRU | Exit | STELLAR ACQUISITION III INCunit 03/22/2022 | $0 | – | -653,000 | -100.0% | -1.72% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2017-04-19
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CENTRAL SECURITIES CORP | 54 | Q3 2023 | 5.2% |
| SRH TOTAL RETURN FUND INC COM | 54 | Q3 2023 | 5.4% |
| ADAMS EXPRESS COMPANY | 53 | Q3 2023 | 2.7% |
| SWISS HELVETIA FUND | 47 | Q3 2023 | 7.1% |
| EQUUS TOTAL RETURN INC COM | 46 | Q2 2021 | 0.4% |
| MVC CAPITAL INC | 44 | Q3 2020 | 4.1% |
| GENERAL AMERN INVS INC | 43 | Q3 2023 | 34.5% |
| ROYCE VALUE TRUST | 40 | Q3 2023 | 2.7% |
| ELLSWORTH GROWTH & INCOME FD | 39 | Q3 2023 | 0.8% |
| TRI CONTL CORP COM | 37 | Q1 2019 | 2.3% |
View Bulldog Investors, LLP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| TG Venture Acquisition Corp. | September 19, 2023 | 309,207 | 22.2% |
| Carlyle Credit Income Fund | August 31, 2023 | ? | ? |
| TORTOISE ENERGY INDEPENDENCE FUND, INC. | July 19, 2023 | ? | ? |
| TORTOISE ENERGY INDEPENDENCE FUND, INC. | June 23, 2023 | ? | ? |
| NXG NextGen Infrastructure Income Fund | June 12, 2023 | ? | ? |
| NXG NextGen Infrastructure Income Fund | May 08, 2023 | ? | ? |
| FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND | April 12, 2023 | ? | ? |
| Nuveen Short Duration Credit Opportunities Fund | April 04, 2023 | ? | ? |
| FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND | March 06, 2023 | ? | ? |
| CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND | February 13, 2023 | 176,545 | 3.6% |
View Bulldog Investors, LLP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-05-01 |
| PREC14A | 2024-04-29 |
| SC 13D | 2024-03-19 |
| SC 13D | 2024-03-05 |
| SC 13D/A | 2024-02-28 |
| 13F-HR | 2024-02-14 |
| SCHEDULE 13D/A | 2024-02-12 |
| SC 13D/A | 2024-02-08 |
| SC 13G/A | 2024-02-01 |
| SC 13G | 2024-02-01 |
View Bulldog Investors, LLP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.