Q3 2023
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BIF | Buy | SRH TOTAL RETURN FUND INC | $15,655,970 | +7.5% | 1,206,161 | +9.9% | 5.44% | +12.6% |
| Buy | CION INVT CORP | $10,583,096 | +6.2% | 1,001,239 | +4.3% | 3.67% | +11.3% | |
| CET | Buy | CENTRAL SECS CORP | $8,652,742 | +0.2% | 244,083 | +3.2% | 3.00% | +5.0% |
| Buy | SCREAMING EAGLE ACQUISITN CO | $8,459,012 | +40.0% | 808,701 | +38.1% | 2.94% | +46.8% | |
| FDEU | Buy | FIRST TR DYNAMIC EUROPE EQUI | $7,916,668 | -4.6% | 638,441 | +0.8% | 2.75% | -0.1% |
| Buy | AP ACQUISITION CORP | $7,736,838 | +627.4% | 704,290 | +612.4% | 2.69% | +663.1% | |
| Buy | CARTESIAN GROWTH CORP IIclass a ord | $6,458,728 | +8.0% | 596,501 | +6.4% | 2.24% | +13.2% | |
| NBXG | Buy | NEUBERGER BERMAN NEXT GENERA | $6,111,809 | -2.2% | 586,546 | +2.4% | 2.12% | +2.5% |
| Buy | GORES HOLDINGS IX INC | $5,037,758 | +28.7% | 484,866 | +27.0% | 1.75% | +34.8% | |
| DMF | Buy | BNY MELLON MUN INCOME INC | $4,936,138 | +166.6% | 870,571 | +195.8% | 1.71% | +179.6% |
| FSK | Sell | FS KKR CAP CORP | $4,901,136 | +2.3% | 248,915 | -0.4% | 1.70% | +7.2% |
| ADX | Sell | ADAMS DIVERSIFIED EQUITY FD | $4,590,277 | -20.0% | 275,858 | -19.2% | 1.59% | -16.1% |
| Buy | CENTER COAST BRKFLD MLP ENRG | $4,502,838 | +10.0% | 212,398 | +1.0% | 1.56% | +15.3% | |
| New | ALCHEMY INVTS ACQUISITN CORP | $4,374,347 | – | 423,550 | – | 1.52% | – | |
| CMU | Buy | MFS HIGH YIELD MUN TRsh ben int | $4,218,047 | +34.5% | 1,347,619 | +38.3% | 1.46% | +40.9% |
| Buy | PROJECT ENERGY REIMAGINED ACclass a ord | $4,173,918 | +114.2% | 398,655 | +111.9% | 1.45% | +124.3% | |
| ALCC | Sell | ALTC ACQUISITION CORP | $3,977,929 | -2.2% | 384,341 | -1.5% | 1.38% | +2.4% |
| New | CHENGHE ACQUISITION COclass a ord | $3,791,982 | – | 349,906 | – | 1.32% | – | |
| KTF | Buy | DWS MUN INCOME TR | $3,698,957 | +325.9% | 480,384 | +376.2% | 1.28% | +345.8% |
| APGB | Buy | APOLLO STRATEGIC GRWT CPTL I | $3,638,373 | +337.2% | 346,182 | +329.8% | 1.26% | +357.6% |
| ENX | Sell | EATON VANCE NEW YORK MUN BD | $3,518,094 | -16.1% | 424,378 | -4.9% | 1.22% | -12.1% |
| SZC | Sell | NXG NEXTGEN INFRASTR INCM FD | $3,437,063 | -13.4% | 91,655 | -11.2% | 1.19% | -9.3% |
| New | PONO CAP THREE INC | $3,252,470 | – | 308,291 | – | 1.13% | – | |
| New | HAYMAKER ACQUISITION CORP IVclass a | $3,193,319 | – | 313,994 | – | 1.11% | – | |
| BFZ | Sell | BLACKROCK CALIF MUN INCOME Tsh ben int | $3,022,441 | -34.6% | 293,726 | -24.7% | 1.05% | -31.5% |
| CCV | Sell | CHURCHILL CAPITAL CORP V | $2,881,008 | +0.9% | 277,020 | -1.3% | 1.00% | +5.7% |
| New | ARES ACQUISITION CORP II | $2,815,972 | – | 274,194 | – | 0.98% | – | |
| GIM | Buy | TEMPLETON GLOBAL INCOME FD | $2,798,114 | +2029.4% | 724,900 | +2183.9% | 0.97% | +2106.8% |
| Buy | LIVE OAK CRESTVIEW CLIMATE A | $2,785,485 | +145.7% | 269,650 | +143.8% | 0.97% | +157.2% | |
| NDP | Buy | TORTOISE ENERGY INDEPENDENC | $2,700,343 | +15.0% | 85,265 | +4.4% | 0.94% | +20.4% |
| Sell | SABA CAPITAL INCOME & OPRNT | $2,586,693 | -24.0% | 336,809 | -23.8% | 0.90% | -20.4% | |
| Sell | TRAILBLAZER MERGER CORP Icl a | $2,469,397 | -0.4% | 239,051 | -1.8% | 0.86% | +4.4% | |
| LRFC | Buy | LOGAN RIDGE FINANCE CORP | $2,456,904 | +27.7% | 118,405 | +27.5% | 0.85% | +33.9% |
| ARRW | New | ARROWROOT ACQUISITION CORP | $2,427,260 | – | 231,830 | – | 0.84% | – |
| Buy | COMPASS DIGITAL ACQUISITN COclass a ord | $2,411,626 | +52.3% | 228,807 | +49.5% | 0.84% | +59.4% | |
| New | BOWEN ACQUISITION CORP | $2,404,840 | – | 236,000 | – | 0.84% | – | |
| TPZ | Buy | TORTOISE PWR & ENERGY INFRAS | $2,346,644 | +9.6% | 175,647 | +8.4% | 0.82% | +15.0% |
| KSM | Buy | DWS STRATEGIC MUN INCOME TR | $2,213,662 | +73.5% | 293,979 | +95.5% | 0.77% | +81.8% |
| Buy | EVE MOBILITY ACQUISITION COR | $2,209,318 | +376.8% | 206,865 | +369.2% | 0.77% | +398.1% | |
| New | ACCRETION ACQUISITION CORP | $2,177,817 | – | 207,807 | – | 0.76% | – | |
| Sell | INVESTCORP EUROPE ACQUISITIO | $2,156,079 | -1.5% | 198,169 | -3.5% | 0.75% | +3.3% | |
| CXH | Buy | MFS INVT GRADE MUN TRsh ben int | $2,141,715 | +94.3% | 302,930 | +102.1% | 0.74% | +103.8% |
| JFR | New | NUVEEN FLOATING RATE INCOME | $2,111,423 | – | 257,177 | – | 0.73% | – |
| DSM | Buy | BNY MELLON STRATEGIC MUN BD | $2,072,296 | +261.1% | 416,961 | +314.1% | 0.72% | +278.4% |
| Sell | PORTMAN RIDGE FIN CORP | $1,945,559 | -16.4% | 101,068 | -13.2% | 0.68% | -12.5% | |
| ZTR | Sell | VIRTUS TOTAL RETURN FD INC | $1,874,582 | -31.9% | 390,538 | -13.8% | 0.65% | -28.6% |
| VCIF | Sell | CARLYLE CREDIT INCOME FUND | $1,858,848 | -55.5% | 227,243 | -45.9% | 0.64% | -53.4% |
| MSD | Sell | MORGAN STANLEY EMKT DBT FD I | $1,815,993 | -10.2% | 279,814 | -10.9% | 0.63% | -6.0% |
| New | ALPHA PARTNERS TECH MERGR CO | $1,786,351 | – | 169,162 | – | 0.62% | – | |
| Sell | SDCL EDGE ACQUISITION CORP | $1,730,726 | -0.2% | 163,276 | -1.7% | 0.60% | +4.7% | |
| PGZ | Buy | PRINCIPAL REAL ESTATE INCOME | $1,708,350 | +27.6% | 189,186 | +33.7% | 0.59% | +33.9% |
| Sell | ENPHYS ACQUISITION CORP | $1,675,737 | -2.4% | 159,594 | -3.4% | 0.58% | +2.3% | |
| BIGZ | Buy | BLACKROCK INNOVATION AND GRW | $1,563,745 | +131.5% | 224,676 | +161.0% | 0.54% | +142.4% |
| NHF | Sell | NEXPOINT DIVERSIFIED REL ET | $1,514,660 | -40.1% | 173,899 | -13.9% | 0.53% | -37.2% |
| New | SILVERBOX CORP III | $1,513,529 | – | 147,950 | – | 0.52% | – | |
| New | INFLECTION PT ACQUISITN CRP | $1,484,488 | – | 145,276 | – | 0.52% | – | |
| New | DMY SQUARED TECHNOLOGY GROUP | $1,373,310 | – | 131,416 | – | 0.48% | – | |
| DHY | Sell | CREDIT SUISSE HIGH YIELD BDsh ben int | $1,368,061 | -11.7% | 727,692 | -11.2% | 0.48% | -7.4% |
| Sell | ALPHAVEST ACQUISITION CORPunit 06/19/2024 | $1,303,577 | +1.6% | 121,489 | -0.7% | 0.45% | +6.6% | |
| New | MOUNTAIN & CO I ACQUISITN COclass a ord | $1,186,254 | – | 106,200 | – | 0.41% | – | |
| New | REDWOODS ACQUISITION CORP | $1,120,350 | – | 105,000 | – | 0.39% | – | |
| New | TMT ACQUISITION CORP | $1,037,496 | – | 99,377 | – | 0.36% | – | |
| New | HOWARD HUGHES HOLDINGS INC | $889,560 | – | 12,000 | – | 0.31% | – | |
| Buy | SPRING VALLEY ACQUISTN CORPclass a ord | $872,421 | +323.1% | 81,080 | +314.1% | 0.30% | +345.6% | |
| Sell | OAK WOODS ACQUISITION CORPunit 03/23/2028 | $828,421 | +1.3% | 77,713 | -0.7% | 0.29% | +6.3% | |
| Sell | PEARL HOLDINGS ACQUISITN COR | $798,361 | +0.5% | 74,474 | -1.1% | 0.28% | +5.3% | |
| FTHY | Buy | FIRST TR HIGH YIELD OPPRT 20 | $774,798 | +85.3% | 58,168 | +90.9% | 0.27% | +93.5% |
| CCAP | Sell | CRESCENT CAP BDC INC | $758,522 | -46.5% | 44,358 | -52.7% | 0.26% | -44.0% |
| Sell | DISTOKEN ACQUISITION CORPordinary shares | $692,823 | -1.9% | 66,046 | -3.5% | 0.24% | +3.0% | |
| EDD | Buy | MORGAN STANLEY EMERGING MKTS | $651,823 | +93.9% | 153,010 | +113.4% | 0.23% | +103.6% |
| Sell | ALPHATIME ACQUISITION CORPordinary shares | $644,773 | -5.3% | 61,232 | -6.6% | 0.22% | -0.9% | |
| IHTA | New | INVESCO HIGH INCOME 2024 TAR | $630,895 | – | 90,907 | – | 0.22% | – |
| New | FOUR LEAF ACQUISITION CORP | $605,922 | – | 57,817 | – | 0.21% | – | |
| New | ESH ACQUISITION CORP | $601,229 | – | 59,410 | – | 0.21% | – | |
| CYT | New | CYTEIR THERAPEUTICS INC | $568,000 | – | 200,000 | – | 0.20% | – |
| ECF | Sell | ELLSWORTH GROWTH & INCOME FD | $564,635 | -32.4% | 70,141 | -27.7% | 0.20% | -29.2% |
| New | COLISEUM ACQUISITION CORP | $532,000 | – | 50,000 | – | 0.18% | – | |
| New | KEEN VISION ACQUISITION CORP | $516,372 | – | 50,774 | – | 0.18% | – | |
| New | GOLDEN STAR ACQUISITION CORP | $512,689 | – | 49,824 | – | 0.18% | – | |
| New | BUKIT JALIL GBL ACQUISITION | $503,247 | – | 48,954 | – | 0.18% | – | |
| SSSS | New | SURO CAPITAL CORP | $479,150 | – | 132,362 | – | 0.17% | – |
| Sell | MARS ACQUISITION CORPordinary shares | $422,636 | -2.3% | 40,251 | -3.2% | 0.15% | +2.8% | |
| RVT | New | ROYCE VALUE TR INC | $389,961 | – | 30,300 | – | 0.14% | – |
| SBI | Buy | WESTERN ASSET INTER MUNI FD | $348,205 | +91.7% | 48,632 | +104.1% | 0.12% | +101.7% |
| FAX | Sell | ABRDN ASIA PACIFIC INCOME FU | $302,570 | -46.4% | 123,498 | -40.9% | 0.10% | -43.9% |
| New | CARTICA ACQUISITION CORP | $301,560 | – | 28,000 | – | 0.10% | – | |
| CEE | New | CENTRAL & EASTERN EUROPE FD | $282,501 | – | 32,849 | – | 0.10% | – |
| Sell | CONCORD ACQUISITION CORP II | $257,000 | -84.4% | 25,000 | -84.4% | 0.09% | -83.7% | |
| FEI | Buy | FIRST TR MLP & ENERGY INCOM | $121,751 | +27.7% | 15,392 | +24.5% | 0.04% | +31.2% |
| New | NABORS ENERGY TRANSITION CORcl a | $122,020 | – | 11,998 | – | 0.04% | – | |
| Sell | PLUTONIAN ACQUISITION CORPright 10/26/2027 | $43,994 | -5.6% | 268,585 | -2.1% | 0.02% | 0.0% | |
| Buy | SCREAMING EAGLE ACQUISITN CO*w exp 01/05/202 | $31,608 | +35.3% | 185,931 | +11.4% | 0.01% | +37.5% | |
| Sell | TRAILBLAZER MERGER CORP Iright 04/21/2028 | $28,144 | +24.4% | 156,358 | -1.9% | 0.01% | +42.9% | |
| CVIIWS | Sell | CHURCHILL CAPITAL CORP VII*w exp 02/29/202 | $21,870 | +110.1% | 71,009 | -4.5% | 0.01% | +166.7% |
| New | GOLDEN STAR ACQUISITION CORPright 03/30/2025 | $21,424 | – | 49,824 | – | 0.01% | – | |
| Sell | CARTESIAN GROWTH CORP II*w exp 07/12/202 | $19,194 | +7.8% | 119,964 | -1.2% | 0.01% | +16.7% | |
| Sell | PLUTONIAN ACQUISITION CORP*w exp 10/26/202 | $18,613 | -43.0% | 268,585 | -2.1% | 0.01% | -45.5% | |
| New | BOWEN ACQUISITION CORPright 99/99/9999 | $15,900 | – | 106,000 | – | 0.01% | – | |
| CCVWS | Buy | CHURCHILL CAPITAL CORP V*w exp 10/29/202 | $13,470 | +85.4% | 72,812 | +80.5% | 0.01% | +150.0% |
| New | INFLECTION PT ACQUISITN CRP*w exp 08/31/202 | $12,494 | – | 72,638 | – | 0.00% | – | |
| FZTWS | Sell | FAST ACQUISITION CORP II*w exp 03/16/202 | $10,657 | -83.1% | 21,314 | -76.3% | 0.00% | -81.0% |
| New | ESH ACQUISITION CORPright 99/99/9999 | $12,476 | – | 59,410 | – | 0.00% | – | |
| Sell | DISTOKEN ACQUISITION CORPright 99/99/9999 | $12,555 | -11.2% | 66,079 | -3.5% | 0.00% | -20.0% | |
| New | PONO CAP THREE INC*w exp 01/11/202 | $9,404 | – | 144,665 | – | 0.00% | – | |
| Sell | GLOBAL STAR ACQUISITION INCright 06/21/2024 | $8,307 | +17.2% | 69,227 | -2.3% | 0.00% | +50.0% | |
| CCVIWS | Sell | CHURCHILL CAPITAL CORP VI*w exp 02/17/202 | $7,964 | -53.3% | 52,273 | -44.8% | 0.00% | -50.0% |
| New | BITCOIN DEPOT INC*w exp 06/30/202 | $9,683 | – | 50,992 | – | 0.00% | – | |
| New | BUKIT JALIL GBL ACQUISITIONright 05/02/2024 | $7,343 | – | 48,954 | – | 0.00% | – | |
| Sell | MARS ACQUISITION CORPright 02/09/2028 | $8,453 | -18.6% | 40,251 | -3.2% | 0.00% | 0.0% | |
| LCAHW | Sell | LANDCADIA HOLDINGS IV INC*w exp 03/29/202 | $9,828 | -15.6% | 70,202 | -1.1% | 0.00% | -25.0% |
| New | HAYMAKER ACQUISITION CORP IV*w exp 05/31/202 | $7,499 | – | 37,495 | – | 0.00% | – | |
| New | TMT ACQUISITION CORPright 03/27/2028 | $7,802 | – | 25,000 | – | 0.00% | – | |
| Sell | PATRIA LATIN AMRCN OPPRNTY A*w exp 02/23/202 | $7,492 | +27.1% | 124,488 | -2.0% | 0.00% | +50.0% | |
| Sell | LAKESHORE ACQUISITION II CORright 11/18/2026 | $6,582 | -5.9% | 32,910 | -3.1% | 0.00% | 0.0% | |
| Sell | ALPHATIME ACQUISITION CORPright 03/01/2028 | $6,736 | -32.5% | 61,232 | -6.6% | 0.00% | -33.3% | |
| New | FOUR LEAF ACQUISITION CORP*w exp 03/15/202 | $4,423 | – | 57,817 | – | 0.00% | – | |
| CFFEW | Sell | CF ACQUISITION CORP VIII*w exp 03/31/202 | $5,949 | +391.2% | 23,797 | -2.5% | 0.00% | – |
| Sell | ACCRETION ACQUISITION CORPright 03/01/2028 | $6,458 | -49.6% | 114,708 | -2.9% | 0.00% | -50.0% | |
| New | 10X CAPITAL VENTURE ACQ III*w exp 06/30/202 | $6,189 | – | 34,382 | – | 0.00% | – | |
| Sell | BENEFICIENT*w exp 06/07/202 | $2,914 | -20.6% | 75,698 | -2.0% | 0.00% | 0.0% | |
| New | RELATIVITY ACQUISITION CORP*w exp 12/15/202 | $2,757 | – | 58,538 | – | 0.00% | – | |
| New | KEEN VISION ACQUISITION CORP*w exp 03/15/202 | $2,793 | – | 50,774 | – | 0.00% | – | |
| Sell | SEMPER PARATUS ACQUISITION C*w exp 11/04/202 | $2,995 | +18.2% | 59,900 | -2.4% | 0.00% | 0.0% | |
| Sell | GLOBAL STAR ACQUISITION INC*w exp 07/15/202 | $1,935 | -9.0% | 69,227 | -2.3% | 0.00% | 0.0% | |
| New | CONDUIT PHARMACEUTICALS INC*w exp 09/22/202 | $4,253 | – | 94,500 | – | 0.00% | – | |
| Sell | DISTOKEN ACQUISITION CORP*w exp 11/30/202 | $1,981 | -3.5% | 66,046 | -3.5% | 0.00% | 0.0% | |
| New | JETAI INC*w exp 07/26/202 | $2,480 | – | 50,000 | – | 0.00% | – | |
| Sell | INNOVATIVE INTL ACQUSITIN CO*w exp 07/01/202 | $4,252 | +4.0% | 66,126 | -1.6% | 0.00% | 0.0% | |
| Sell | C5 ACQUISITION CORPORATION*w exp 12/31/202 | $1,855 | -27.4% | 50,000 | -3.4% | 0.00% | 0.0% | |
| Sell | CORNER GROWTH ACQUISITN CORP*w exp 04/09/202 | $2,898 | +20.5% | 28,975 | -0.5% | 0.00% | 0.0% | |
| New | ALCHEMY INVTS ACQUISITN CORP*w exp 11/30/202 | $3,962 | – | 24,014 | – | 0.00% | – | |
| DUNEW | Sell | DUNE ACQUISITION CORP*w exp 10/29/202 | $3,018 | +63.5% | 43,109 | -1.2% | 0.00% | 0.0% |
| Sell | ALPHATIME ACQUISITION CORP*w exp 03/01/202 | $3,123 | -20.6% | 61,232 | -6.6% | 0.00% | 0.0% | |
| New | HORIZON SPACE ACQUSTN I CORP*w exp 03/02/202 | $1,480 | – | 41,694 | – | 0.00% | – | |
| Sell | CACTUS ACQUISITION CORP 1 LT*w exp 08/17/202 | $1,506 | -30.9% | 59,996 | -0.8% | 0.00% | 0.0% | |
| Sell | NOGIN INC*w exp 08/26/202 | $1,873 | +57.9% | 94,116 | -0.7% | 0.00% | – | |
| Exit | FTAC ZEUS ACQUISITION COR*w exp 04/15/202 | $0 | – | -20,390 | – | 0.00% | – | |
| Sell | LAKESHORE ACQUISITION II COR*w exp 11/18/202 | $280 | -34.3% | 16,455 | -3.1% | 0.00% | – | |
| Sell | JUNIPER II CORP*w exp 99/99/999 | $338 | -91.7% | 129,848 | -0.4% | 0.00% | -100.0% | |
| CFIVW | Sell | CF ACQUISITION CORP IV*w exp 12/31/202 | $1,078 | -43.3% | 21,553 | -28.1% | 0.00% | -100.0% |
| Sell | MOVELLA HOLDINGS INC*w exp 02/10/202 | $1,226 | -68.5% | 33,782 | -2.0% | 0.00% | -100.0% | |
| Sell | APPRECIATE HOLDINGS INC*w exp 11/29/202 | $565 | -76.1% | 77,889 | -1.0% | 0.00% | -100.0% | |
| FMIVW | Exit | FORUM MERGER IV CORP*w exp 03/15/202 | $0 | – | -42,433 | – | 0.00% | – |
| Sell | ACCRETION ACQUISITION CORP*w exp 03/01/202 | $1,296 | -53.6% | 57,357 | -2.9% | 0.00% | -100.0% | |
| New | SHAPEWAYS HOLDINGS INC*w exp 09/29/202 | $1,132 | – | 161,693 | – | 0.00% | – | |
| Sell | SIGNA SPORTS UNITED NV*w exp 12/14/202 | $897 | -83.4% | 89,689 | -2.0% | 0.00% | -100.0% | |
| Sell | HCM ACQUISITION CO*w exp 01/20/202 | $1,090 | -28.6% | 63,390 | -6.3% | 0.00% | -100.0% | |
| ADERW | Exit | 26 CAPITAL ACQUISITION CORP*w exp 12/31/202 | $0 | – | -18,043 | – | 0.00% | – |
| Exit | INSIGHT ACQUISITION CORP*w exp 08/26/202 | $0 | – | -12,450 | – | 0.00% | – | |
| Exit | 10X CAP VENTURE ACQSTN CORP*w exp 04/19/202 | $0 | – | -34,382 | – | 0.00% | – | |
| Exit | MURPHY CANYON ACQUISITION CO*w exp 01/25/202 | $0 | – | -94,500 | – | -0.00% | – | |
| NSTDWS | Exit | NORTHERN STAR INVEST CORP IV*w exp 02/25/202 | $0 | – | -35,065 | – | -0.00% | – |
| Exit | WELSBACH TECH METALS ACQU COright 12/22/2026 | $0 | – | -30,000 | – | -0.00% | – | |
| Exit | OXBRIDGE ACQUISITION CORP*w exp 08/04/202 | $0 | – | -50,000 | – | -0.00% | – | |
| EDTXW | Exit | EDTECHX HOLDINGS ACQU CORP I*w exp 06/15/202 | $0 | – | -93,039 | – | -0.00% | – |
| Exit | ENTERPRISE 4.0 TEC ACQSTN CO*w exp 10/21/202 | $0 | – | -56,690 | – | -0.00% | – | |
| Exit | GSR II METEORA ACQUISITN COR*w exp 02/24/202 | $0 | – | -51,504 | – | -0.00% | – | |
| Exit | CONYERS PARK III ACQSITN COR*w exp 08/12/202 | $0 | – | -99,245 | – | -0.00% | – | |
| Exit | FG MERGER CORP*w exp 06/17/202 | $0 | – | -150,000 | – | -0.00% | – | |
| Exit | M3 BRIGADE ACQUISITION III*w exp 07/31/202 | $0 | – | -61,346 | – | -0.01% | – | |
| CLBRWS | Exit | COLOMBIER ACQUISITION CORP*w exp 99/99/999 | $0 | – | -57,366 | – | -0.02% | – |
| CMCT | Exit | CREATIVE MEDIA & CMNTY TR | $0 | – | -26,801 | – | -0.04% | – |
| Exit | TMT ACQUISITION CORPunit 03/27/2028 | $0 | – | -25,000 | – | -0.09% | – | |
| Exit | PEGASUS DIGITAL MOBILITY ACQ | $0 | – | -26,200 | – | -0.09% | – | |
| Exit | FTAC ZEUS ACQUISITION COR | $0 | – | -40,780 | – | -0.14% | – | |
| Exit | HUDSON ACQUISITION I CORP | $0 | – | -44,684 | – | -0.15% | – | |
| Exit | ALCHEMY INVTS ACQUISITN CORPunit 11/30/2027 | $0 | – | -48,035 | – | -0.16% | – | |
| Exit | BUKIT JALIL GBL ACQUISITIONunit 05/02/2029 | $0 | – | -50,000 | – | -0.17% | – | |
| Exit | GOLDEN STAR ACQUISITION CORPunit 05/01/2028 | $0 | – | -49,824 | – | -0.17% | – | |
| Exit | HORIZON SPACE ACQUSTN I CORPunit 03/02/2029 | $0 | – | -56,514 | – | -0.20% | – | |
| Exit | FOUR LEAF ACQUISITION CORPunit 03/15/2028 | $0 | – | -57,817 | – | -0.20% | – | |
| Exit | ESH ACQUISITION CORPunit 06/13/2028 | $0 | – | -60,000 | – | -0.20% | – | |
| Exit | SILVERSPAC INCclass a ord | $0 | – | -62,507 | – | -0.22% | – | |
| Exit | GLOBAL STAR ACQUISITION INC | $0 | – | -68,180 | – | -0.24% | – | |
| Exit | ALPHA STAR ACQUISITION CORPordinary shares | $0 | – | -83,407 | – | -0.30% | – | |
| Exit | BLUE OCEAN ACQUISITION CORP | $0 | – | -88,200 | – | -0.31% | – | |
| HHC | Exit | HOWARD HUGHES CORP | $0 | – | -12,000 | – | -0.31% | – |
| DNAB | Exit | SOCIAL CAP SUVRETTA HLDS CRP | $0 | – | -110,569 | – | -0.38% | – |
| Exit | HEALTHWELL ACQUISITION CORP | $0 | – | -123,085 | – | -0.42% | – | |
| Exit | EVEREST CONSOLIDATOR ACQ COR | $0 | – | -124,381 | – | -0.44% | – | |
| Exit | WAVERLEY CAPITAL ACQUIS CORP | $0 | – | -132,580 | – | -0.46% | – | |
| Exit | CONYERS PARK III ACQSITN COR | $0 | – | -144,418 | – | -0.49% | – | |
| Exit | INFLECTION PT ACQUISITN CRPunit 08/29/2031 | $0 | – | -146,220 | – | -0.49% | – | |
| Exit | RIGEL RESOURCE ACQ CORP | $0 | – | -141,210 | – | -0.50% | – | |
| Exit | JAGUAR GLOBAL GROWTH CORP I | $0 | – | -144,170 | – | -0.50% | – | |
| Exit | PONO CAP THREE INCunit 01/11/2028 | $0 | – | -148,655 | – | -0.51% | – | |
| Exit | KEYARCH ACQUISITION CORP | $0 | – | -150,000 | – | -0.52% | – | |
| Exit | KNIGHTSWAN ACQUISITION CORP | $0 | – | -154,711 | – | -0.54% | – | |
| CLBR | Exit | COLOMBIER ACQUISITION CORPcl a | $0 | – | -177,143 | – | -0.60% | – |
| Exit | FG MERGER CORP | $0 | – | -200,000 | – | -0.70% | – | |
| Exit | EMBRACE CHANGE ACQUISITN CORordinary shares | $0 | – | -203,564 | – | -0.71% | – | |
| Exit | GOGREEN INVESTMENTS CORP | $0 | – | -203,411 | – | -0.72% | – | |
| Exit | AFTERNEXT HEALTHTECH ACQUISI | $0 | – | -234,913 | – | -0.81% | – | |
| Exit | INVESTCORP INDIA ACQUISTN CO | $0 | – | -232,382 | – | -0.82% | – | |
| DNAD | Exit | SOCIAL CAP SUVRETTA HLDS CP | $0 | – | -241,164 | – | -0.83% | – |
| Exit | PLUTONIAN ACQUISITION CORP | $0 | – | -273,930 | – | -0.94% | – | |
| Exit | BYNORDIC ACQUISITION CORP | $0 | – | -279,000 | – | -0.98% | – | |
| Exit | BILANDER ACQUISITION CORP | $0 | – | -303,374 | – | -1.02% | – | |
| AAC | Exit | ARES ACQUISITION CORPORATION | $0 | – | -302,489 | – | -1.06% | – |
| Exit | CONSILIUM ACQUISITN CORP I L | $0 | – | -315,683 | – | -1.10% | – | |
| Exit | M3 BRIGADE ACQUISITION III | $0 | – | -319,173 | – | -1.10% | – | |
| Exit | PORTAGE FINTECH ACQUISITN CO | $0 | – | -360,625 | – | -1.24% | – | |
| JSD | Exit | NUVEEN SHORT DURATION CR OPP | $0 | – | -372,705 | – | -1.43% | – |
| Exit | ELLIOTT OPPORTUNITY II CORP | $0 | – | -520,148 | – | -1.78% | – | |
| Exit | KENSINGTON CAPITAL ACQUISITI | $0 | – | -554,999 | – | -1.94% | – | |
| Exit | INFINITE ACQUISITION CORP | $0 | – | -555,057 | – | -1.94% | – |
Q2 2023
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BIF | New | SRH TOTAL RETURN FUND INC | $14,568,731 | – | 1,097,043 | – | 4.83% | – |
| GAM | New | GENERAL AMERN INVS CO INC | $13,539,851 | – | 324,541 | – | 4.48% | – |
| New | CION INVT CORP | $9,968,059 | – | 960,314 | – | 3.30% | – | |
| CET | New | CENTRAL SECS CORP | $8,632,570 | – | 236,444 | – | 2.86% | – |
| FDEU | New | FIRST TR DYNAMIC EUROPE EQUI | $8,300,183 | – | 633,360 | – | 2.75% | – |
| TWN | New | TAIWAN FD INC | $7,125,861 | – | 227,409 | – | 2.36% | – |
| New | BLACKROCK ESG CAP ALLC TERM | $7,058,338 | – | 450,724 | – | 2.34% | – | |
| NBXG | New | NEUBERGER BERMAN NEXT GENERA | $6,250,164 | – | 572,884 | – | 2.07% | – |
| New | SCREAMING EAGLE ACQUISITN CO | $6,041,834 | – | 585,449 | – | 2.00% | – | |
| New | CARTESIAN GROWTH CORP IIclass a ord | $5,980,372 | – | 560,788 | – | 1.98% | – | |
| New | INFINITE ACQUISITION CORP | $5,866,952 | – | 555,057 | – | 1.94% | – | |
| New | KENSINGTON CAPITAL ACQUISITI | $5,860,789 | – | 554,999 | – | 1.94% | – | |
| TPL | New | TEXAS PACIFIC LAND CORPORATI | $5,792,600 | – | 4,400 | – | 1.92% | – |
| ADX | New | ADAMS DIVERSIFIED EQUITY FD | $5,738,178 | – | 341,355 | – | 1.90% | – |
| New | ELLIOTT OPPORTUNITY II CORP | $5,388,733 | – | 520,148 | – | 1.78% | – | |
| FSK | New | FS KKR CAP CORP | $4,793,005 | – | 249,896 | – | 1.59% | – |
| BFZ | New | BLACKROCK CALIF MUN INCOME Tsh ben int | $4,624,700 | – | 389,941 | – | 1.53% | – |
| JSD | New | NUVEEN SHORT DURATION CR OPP | $4,304,743 | – | 372,705 | – | 1.43% | – |
| ENX | New | EATON VANCE NEW YORK MUN BD | $4,193,500 | – | 446,117 | – | 1.39% | – |
| VCIF | New | VERTICAL CAP INCOME FD | $4,178,004 | – | 420,111 | – | 1.38% | – |
| New | CENTER COAST BRKFLD MLP ENRG | $4,092,399 | – | 210,298 | – | 1.36% | – | |
| BBDC | New | BARINGS BDC INC | $4,074,338 | – | 519,686 | – | 1.35% | – |
| ALCC | New | ALTC ACQUISITION CORP | $4,067,742 | – | 390,004 | – | 1.35% | – |
| SZC | New | NXG NEXTGEN INFRASTR INCM FD | $3,969,732 | – | 103,244 | – | 1.32% | – |
| New | GORES HOLDINGS IX INC | $3,914,270 | – | 381,880 | – | 1.30% | – | |
| New | PORTAGE FINTECH ACQUISITN CO | $3,745,091 | – | 360,625 | – | 1.24% | – | |
| New | SABA CAPITAL INCOME & OPRNT | $3,404,001 | – | 442,078 | – | 1.13% | – | |
| New | M3 BRIGADE ACQUISITION III | $3,335,358 | – | 319,173 | – | 1.10% | – | |
| New | CONSILIUM ACQUISITN CORP I L | $3,311,515 | – | 315,683 | – | 1.10% | – | |
| New | TG VENTURE ACQUISITION CORP | $3,243,581 | – | 309,207 | – | 1.07% | – | |
| AAC | New | ARES ACQUISITION CORPORATION | $3,197,309 | – | 302,489 | – | 1.06% | – |
| HFRO | New | HIGHLAND OPPORTUNITIES | $3,177,865 | – | 351,923 | – | 1.05% | – |
| CMU | New | MFS HIGH YIELD MUN TRsh ben int | $3,137,178 | – | 974,279 | – | 1.04% | – |
| New | BILANDER ACQUISITION CORP | $3,082,280 | – | 303,374 | – | 1.02% | – | |
| New | BYNORDIC ACQUISITION CORP | $2,954,610 | – | 279,000 | – | 0.98% | – | |
| CCV | New | CHURCHILL CAPITAL CORP V | $2,855,197 | – | 280,747 | – | 0.95% | – |
| New | PLUTONIAN ACQUISITION CORP | $2,844,763 | – | 273,930 | – | 0.94% | – | |
| ZTR | New | VIRTUS TOTAL RETURN FD INC | $2,753,656 | – | 452,904 | – | 0.91% | – |
| NHF | New | NEXPOINT DIVERSIFIED REL ET | $2,530,029 | – | 202,079 | – | 0.84% | – |
| DNAD | New | SOCIAL CAP SUVRETTA HLDS CP | $2,496,047 | – | 241,164 | – | 0.83% | – |
| New | INVESTCORP INDIA ACQUISTN CO | $2,483,852 | – | 232,382 | – | 0.82% | – | |
| New | TRAILBLAZER MERGER CORP Icl a | $2,478,647 | – | 243,482 | – | 0.82% | – | |
| New | AFTERNEXT HEALTHTECH ACQUISI | $2,433,699 | – | 234,913 | – | 0.81% | – | |
| NDP | New | TORTOISE ENERGY INDEPENDENC | $2,347,121 | – | 81,639 | – | 0.78% | – |
| New | PORTMAN RIDGE FIN CORP | $2,328,435 | – | 116,480 | – | 0.77% | – | |
| New | INVESTCORP EUROPE ACQUISITIO | $2,188,726 | – | 205,291 | – | 0.72% | – | |
| New | GOGREEN INVESTMENTS CORP | $2,186,085 | – | 203,411 | – | 0.72% | – | |
| New | EMBRACE CHANGE ACQUISITN CORordinary shares | $2,153,707 | – | 203,564 | – | 0.71% | – | |
| TPZ | New | TORTOISE PWR & ENERGY INFRAS | $2,141,156 | – | 162,086 | – | 0.71% | – |
| New | FG MERGER CORP | $2,116,000 | – | 200,000 | – | 0.70% | – | |
| MSD | New | MORGAN STANLEY EMKT DBT FD I | $2,021,381 | – | 313,879 | – | 0.67% | – |
| SWZ | New | SWISS HELVETIA FD INC | $1,952,020 | – | 237,472 | – | 0.65% | – |
| New | PROJECT ENERGY REIMAGINED ACclass a ord | $1,948,643 | – | 188,093 | – | 0.65% | – | |
| LRFC | New | LOGAN RIDGE FINANCE CORP | $1,924,000 | – | 92,902 | – | 0.64% | – |
| DMF | New | BNY MELLON MUN INCOME INC | $1,851,241 | – | 294,315 | – | 0.61% | – |
| PCF | New | HIGH INCOME SECS FD | $1,844,772 | – | 284,687 | – | 0.61% | – |
| CLBR | New | COLOMBIER ACQUISITION CORPcl a | $1,819,259 | – | 177,143 | – | 0.60% | – |
| New | SDCL EDGE ACQUISITION CORP | $1,733,806 | – | 166,153 | – | 0.57% | – | |
| New | ENPHYS ACQUISITION CORP | $1,716,833 | – | 165,239 | – | 0.57% | – | |
| New | CONCORD ACQUISITION CORP II | $1,646,432 | – | 160,471 | – | 0.54% | – | |
| New | KNIGHTSWAN ACQUISITION CORP | $1,635,295 | – | 154,711 | – | 0.54% | – | |
| New | COMPASS DIGITAL ACQUISITN COclass a ord | $1,583,865 | – | 153,000 | – | 0.52% | – | |
| New | KEYARCH ACQUISITION CORP | $1,569,000 | – | 150,000 | – | 0.52% | – | |
| New | PONO CAP THREE INCunit 01/11/2028 | $1,550,472 | – | 148,655 | – | 0.51% | – | |
| DHY | New | CREDIT SUISSE HIGH YIELD BDsh ben int | $1,549,301 | – | 819,736 | – | 0.51% | – |
| New | JAGUAR GLOBAL GROWTH CORP I | $1,525,319 | – | 144,170 | – | 0.50% | – | |
| New | RIGEL RESOURCE ACQ CORP | $1,513,771 | – | 141,210 | – | 0.50% | – | |
| New | INFLECTION PT ACQUISITN CRPunit 08/29/2031 | $1,479,746 | – | 146,220 | – | 0.49% | – | |
| New | CONYERS PARK III ACQSITN COR | $1,474,508 | – | 144,418 | – | 0.49% | – | |
| CCAP | New | CRESCENT CAP BDC INC | $1,418,633 | – | 93,701 | – | 0.47% | – |
| New | WAVERLEY CAPITAL ACQUIS CORP | $1,374,855 | – | 132,580 | – | 0.46% | – | |
| PGZ | New | PRINCIPAL REAL ESTATE INCOME | $1,338,505 | – | 141,491 | – | 0.44% | – |
| BGB | New | BLACKSTONE STRATEGIC CRED 20 | $1,326,957 | – | 121,405 | – | 0.44% | – |
| New | EVEREST CONSOLIDATOR ACQ COR | $1,324,658 | – | 124,381 | – | 0.44% | – | |
| CVII | New | CHURCHILL CAPITAL CORP VII | $1,289,174 | – | 124,920 | – | 0.43% | – |
| New | ALPHAVEST ACQUISITION CORPunit 06/19/2024 | $1,283,315 | – | 122,337 | – | 0.42% | – | |
| KSM | New | DWS STRATEGIC MUN INCOME TR | $1,276,170 | – | 150,403 | – | 0.42% | – |
| New | HEALTHWELL ACQUISITION CORP | $1,265,314 | – | 123,085 | – | 0.42% | – | |
| AIF | New | APOLLO TACTICAL INCOME FD IN | $1,230,828 | – | 96,992 | – | 0.41% | – |
| DNAB | New | SOCIAL CAP SUVRETTA HLDS CRP | $1,144,389 | – | 110,569 | – | 0.38% | – |
| New | LIVE OAK CRESTVIEW CLIMATE A | $1,133,558 | – | 110,591 | – | 0.38% | – | |
| CXH | New | MFS INVT GRADE MUN TRsh ben int | $1,102,242 | – | 149,863 | – | 0.36% | – |
| New | AP ACQUISITION CORP | $1,063,680 | – | 98,855 | – | 0.35% | – | |
| MXE | New | MEXICO EQUITY & INCOME FD | $1,015,768 | – | 101,158 | – | 0.34% | – |
| HHC | New | HOWARD HUGHES CORP | $947,040 | – | 12,000 | – | 0.31% | – |
| New | BLUE OCEAN ACQUISITION CORP | $932,274 | – | 88,200 | – | 0.31% | – | |
| New | ALPHA STAR ACQUISITION CORPordinary shares | $894,957 | – | 83,407 | – | 0.30% | – | |
| KTF | New | DWS MUN INCOME TR | $868,551 | – | 100,877 | – | 0.29% | – |
| New | DESTRA MULTI-ALTERNATIVE FD | $841,525 | – | 167,969 | – | 0.28% | – | |
| ECF | New | ELLSWORTH GROWTH & INCOME FD | $834,854 | – | 97,076 | – | 0.28% | – |
| APGB | New | APOLLO STRATEGIC GRWT CPTL I | $832,112 | – | 80,553 | – | 0.28% | – |
| CCVI | New | CHURCHILL CAPITAL CORP VI | $834,300 | – | 81,000 | – | 0.28% | – |
| New | OAK WOODS ACQUISITION CORPunit 03/23/2028 | $817,838 | – | 78,262 | – | 0.27% | – | |
| New | PEARL HOLDINGS ACQUISITN COR | $794,542 | – | 75,312 | – | 0.26% | – | |
| New | GLOBAL STAR ACQUISITION INC | $713,845 | – | 68,180 | – | 0.24% | – | |
| New | DISTOKEN ACQUISITION CORPordinary shares | $706,352 | – | 68,445 | – | 0.23% | – | |
| New | ALPHATIME ACQUISITION CORPordinary shares | $680,793 | – | 65,587 | – | 0.23% | – | |
| BIGZ | New | BLACKROCK INNOVATION AND GRW | $675,626 | – | 86,067 | – | 0.22% | – |
| New | SILVERSPAC INCclass a ord | $649,135 | – | 62,507 | – | 0.22% | – | |
| New | ESH ACQUISITION CORPunit 06/13/2028 | $608,400 | – | 60,000 | – | 0.20% | – | |
| New | FOUR LEAF ACQUISITION CORPunit 03/15/2028 | $597,250 | – | 57,817 | – | 0.20% | – | |
| New | HORIZON SPACE ACQUSTN I CORPunit 03/02/2029 | $595,092 | – | 56,514 | – | 0.20% | – | |
| DSM | New | BNY MELLON STRATEGIC MUN BD | $573,927 | – | 100,689 | – | 0.19% | – |
| FAX | New | ABRDN ASIA PACIFIC INCOME FU | $564,284 | – | 208,994 | – | 0.19% | – |
| New | GOLDEN STAR ACQUISITION CORPunit 05/01/2028 | $518,673 | – | 49,824 | – | 0.17% | – | |
| New | BUKIT JALIL GBL ACQUISITIONunit 05/02/2029 | $509,500 | – | 50,000 | – | 0.17% | – | |
| New | ALCHEMY INVTS ACQUISITN CORPunit 11/30/2027 | $490,437 | – | 48,035 | – | 0.16% | – | |
| AGD | New | ABRDN GLOBAL DYNAMIC DIVIDEN | $475,798 | – | 49,874 | – | 0.16% | – |
| New | EVE MOBILITY ACQUISITION COR | $463,386 | – | 44,090 | – | 0.15% | – | |
| New | HUDSON ACQUISITION I CORP | $462,926 | – | 44,684 | – | 0.15% | – | |
| New | MARS ACQUISITION CORPordinary shares | $432,578 | – | 41,594 | – | 0.14% | – | |
| New | TORTOISEECOFIN ACQUISITION C | $427,691 | – | 41,205 | – | 0.14% | – | |
| New | FTAC ZEUS ACQUISITION COR | $425,132 | – | 40,780 | – | 0.14% | – | |
| FTHY | New | FIRST TR HIGH YIELD OPPRT 20 | $418,103 | – | 30,474 | – | 0.14% | – |
| PNNT | New | PENNANTPARK INVT CORP | $396,521 | – | 67,321 | – | 0.13% | – |
| EDD | New | MORGAN STANLEY EMERGING MKTS | $336,212 | – | 71,687 | – | 0.11% | – |
| NBO | New | NEUBERGER BERMAN N Y MUN FD | $332,673 | – | 34,908 | – | 0.11% | – |
| HYB | New | NEW AMER HIGH INCOME FD INC | $305,694 | – | 45,969 | – | 0.10% | – |
| New | PEGASUS DIGITAL MOBILITY ACQ | $279,030 | – | 26,200 | – | 0.09% | – | |
| New | TMT ACQUISITION CORPunit 03/27/2028 | $262,250 | – | 25,000 | – | 0.09% | – | |
| BCV | New | BANCROFT FD LTD | $258,794 | – | 15,143 | – | 0.09% | – |
| New | BELLEVUE LIFE SCNCS AQSTN CO | $221,823 | – | 21,620 | – | 0.07% | – | |
| New | SPRING VALLEY ACQUISTN CORPclass a ord | $206,177 | – | 19,580 | – | 0.07% | – | |
| SBI | New | WESTERN ASSET INTER MUNI FD | $181,600 | – | 23,832 | – | 0.06% | – |
| New | NUVEEN MULTI ASSET INCOME FU | $149,003 | – | 12,779 | – | 0.05% | – | |
| GIM | New | TEMPLETON GLOBAL INCOME FD | $131,404 | – | 31,740 | – | 0.04% | – |
| CMCT | New | CREATIVE MEDIA & CMNTY TR | $133,737 | – | 26,801 | – | 0.04% | – |
| TPHS | New | TRINITY PL HLDGS INC | $122,444 | – | 226,748 | – | 0.04% | – |
| FEI | New | FIRST TR MLP & ENERGY INCOM | $95,334 | – | 12,365 | – | 0.03% | – |
| FZTWS | New | FAST ACQUISITION CORP II*w exp 03/16/202 | $62,924 | – | 90,033 | – | 0.02% | – |
| New | PLUTONIAN ACQUISITION CORPright 10/26/2027 | $46,619 | – | 274,230 | – | 0.02% | – | |
| CLBRWS | New | COLOMBIER ACQUISITION CORP*w exp 99/99/999 | $44,028 | – | 57,366 | – | 0.02% | – |
| New | INVESTCORP EUROPE ACQUISITIO*w exp 12/15/202 | $35,333 | – | 181,475 | – | 0.01% | – | |
| New | PLUTONIAN ACQUISITION CORP*w exp 10/26/202 | $32,633 | – | 274,230 | – | 0.01% | – | |
| New | M3 BRIGADE ACQUISITION III*w exp 07/31/202 | $25,892 | – | 61,346 | – | 0.01% | – | |
| New | SCREAMING EAGLE ACQUISITN CO*w exp 01/05/202 | $23,356 | – | 166,831 | – | 0.01% | – | |
| New | TRAILBLAZER MERGER CORP Iright 04/21/2028 | $22,626 | – | 159,342 | – | 0.01% | – | |
| New | CARTESIAN GROWTH CORP II*w exp 07/12/202 | $17,797 | – | 121,393 | – | 0.01% | – | |
| CCVIWS | New | CHURCHILL CAPITAL CORP VI*w exp 02/17/202 | $17,059 | – | 94,751 | – | 0.01% | – |
| New | KEYARCH ACQUISITION CORPright 01/24/2027 | $16,500 | – | 150,000 | – | 0.01% | – | |
| New | DISTOKEN ACQUISITION CORPright 99/99/9999 | $14,134 | – | 68,445 | – | 0.01% | – | |
| New | ALSET CAPITAL ACQUISITION COright 01/31/2027 | $15,001 | – | 47,500 | – | 0.01% | – | |
| New | NORTHVIEW ACQUISITION CORPright 99/99/9999 | $13,934 | – | 99,528 | – | 0.01% | – | |
| LCAHW | New | LANDCADIA HOLDINGS IV INC*w exp 03/29/202 | $11,644 | – | 70,999 | – | 0.00% | – |
| New | ACCRETION ACQUISITION CORPright 03/01/2028 | $12,815 | – | 118,077 | – | 0.00% | – | |
| New | MARS ACQUISITION CORPright 02/09/2028 | $10,390 | – | 41,594 | – | 0.00% | – | |
| New | HUDSON ACQUISITION I CORPright 99/99/9999 | $9,995 | – | 46,184 | – | 0.00% | – | |
| New | ALPHATIME ACQUISITION CORPright 03/01/2028 | $9,982 | – | 65,587 | – | 0.00% | – | |
| New | FG MERGER CORP*w exp 06/17/202 | $8,020 | – | 150,000 | – | 0.00% | – | |
| CVIIWS | New | CHURCHILL CAPITAL CORP VII*w exp 02/29/202 | $10,410 | – | 74,357 | – | 0.00% | – |
| MBTCR | New | NOCTURNE ACQUISITION CORPright 12/26/2025 | $9,383 | – | 75,000 | – | 0.00% | – |
| New | JAGUAR GLOBAL GROWTH CORP Iright 01/01/2027 | $7,429 | – | 49,526 | – | 0.00% | – | |
| New | ALPHA STAR ACQUISITION CORPright 05/30/2023 | $7,005 | – | 98,665 | – | 0.00% | – | |
| New | GLOBAL STAR ACQUISITION INCright 06/21/2024 | $7,088 | – | 70,880 | – | 0.00% | – | |
| New | CONYERS PARK III ACQSITN COR*w exp 08/12/202 | $4,962 | – | 99,245 | – | 0.00% | – | |
| New | ANDRETTI ACQUISITION CORP*w exp 99/99/999 | $5,432 | – | 72,334 | – | 0.00% | – | |
| New | AGBA GROUP HOLDING LTD*w exp 03/15/202 | $4,940 | – | 82,325 | – | 0.00% | – | |
| New | GSR II METEORA ACQUISITN COR*w exp 02/24/202 | $6,953 | – | 51,504 | – | 0.00% | – | |
| New | LAKESHORE ACQUISITION II CORright 11/18/2026 | $6,996 | – | 33,946 | – | 0.00% | – | |
| New | PATRIA LATIN AMRCN OPPRNTY A*w exp 02/23/202 | $5,895 | – | 127,044 | – | 0.00% | – | |
| New | SIGNA SPORTS UNITED NV*w exp 12/14/202 | $5,400 | – | 91,527 | – | 0.00% | – | |
| New | DIGITAL HEALTH ACQUISITION C*w exp 11/02/202 | $7,331 | – | 116,000 | – | 0.00% | – | |
| CCVWS | New | CHURCHILL CAPITAL CORP V*w exp 10/29/202 | $7,264 | – | 40,336 | – | 0.00% | – |
| New | HNR ACQUISITION CORP*w exp 02/04/202 | $5,985 | – | 63,000 | – | 0.00% | – | |
| New | ALPHA TAU MEDICAL LTD*w exp 03/07/202 | $4,666 | – | 11,809 | – | 0.00% | – | |
| New | TG VENTURE ACQUISITION CORP*w exp 08/15/202 | $5,131 | – | 244,350 | – | 0.00% | – | |
| New | ARISZ ACQUISITION CORPright 99/99/9999 | $5,227 | – | 64,848 | – | 0.00% | – | |
| New | SIZZLE ACQUISITION CORP*w exp 11/02/202 | $7,368 | – | 49,119 | – | 0.00% | – | |
| New | INNOVATIVE INTL ACQUSITIN CO*w exp 07/01/202 | $4,089 | – | 67,208 | – | 0.00% | – | |
| New | BENEFICIENT*w exp 06/07/202 | $3,670 | – | 77,263 | – | 0.00% | – | |
| New | BELLEVUE LIFE SCNCS AQSTN COright 02/09/2028 | $4,134 | – | 21,620 | – | 0.00% | – | |
| New | BELLEVUE LIFE SCNCS AQSTN CO*w exp 02/09/202 | $1,686 | – | 21,620 | – | 0.00% | – | |
| New | KEYARCH ACQUISITION CORP*w exp 01/24/202 | $2,156 | – | 75,000 | – | 0.00% | – | |
| New | C5 ACQUISITION CORPORATION*w exp 12/31/202 | $2,556 | – | 51,750 | – | 0.00% | – | |
| New | MURPHY CANYON ACQUISITION CO*w exp 01/25/202 | $3,780 | – | 94,500 | – | 0.00% | – | |
| New | BLOCKCHAIN COINVSTRS ACQ CRP*w exp 11/01/202 | $3,256 | – | 58,342 | – | 0.00% | – | |
| EDTXW | New | EDTECHX HOLDINGS ACQU CORP I*w exp 06/15/202 | $2,707 | – | 93,039 | – | 0.00% | – |
| New | WELSBACH TECH METALS ACQU COright 12/22/2026 | $2,028 | – | 30,000 | – | 0.00% | – | |
| New | CACTUS ACQUISITION CORP 1 LT*w exp 08/17/202 | $2,179 | – | 60,466 | – | 0.00% | – | |
| DUNEW | New | DUNE ACQUISITION CORP*w exp 10/29/202 | $1,846 | – | 43,633 | – | 0.00% | – |
| COOLW | New | CORNER GROWTH ACQUISITION CO*w exp 99/99/999 | $4,220 | – | 33,333 | – | 0.00% | – |
| New | CORNER GROWTH ACQUISITN CORP*w exp 04/09/202 | $2,405 | – | 29,116 | – | 0.00% | – | |
| New | DISTOKEN ACQUISITION CORP*w exp 11/30/202 | $2,053 | – | 68,445 | – | 0.00% | – | |
| New | ECARX HOLDINGS INC*w exp 12/20/202 | $1,624 | – | 21,889 | – | 0.00% | – | |
| New | ENTERPRISE 4.0 TEC ACQSTN CO*w exp 10/21/202 | $3,118 | – | 56,690 | – | 0.00% | – | |
| New | GLOBAL STAR ACQUISITION INC*w exp 07/15/202 | $2,126 | – | 70,880 | – | 0.00% | – | |
| GFORWS | New | GRAF ACQUISITION CORP IV*w exp 05/31/202 | $3,800 | – | 20,000 | – | 0.00% | – |
| New | HCM ACQUISITION CO*w exp 01/20/202 | $1,527 | – | 67,682 | – | 0.00% | – | |
| CFIVW | New | CF ACQUISITION CORP IV*w exp 12/31/202 | $1,901 | – | 29,981 | – | 0.00% | – |
| New | BLACK MOUNTAIN ACQ CORP*w exp 10/15/202 | $4,010 | – | 76,527 | – | 0.00% | – | |
| New | LIV CAPITAL ACQUISITN CORP I*w exp 02/07/202 | $1,595 | – | 70,875 | – | 0.00% | – | |
| VIIAW | New | 7GC & CO HOLDINGS INC*w exp 12/28/202 | $3,307 | – | 36,742 | – | 0.00% | – |
| New | JUNIPER II CORP*w exp 99/99/999 | $4,054 | – | 130,371 | – | 0.00% | – | |
| New | OXBRIDGE ACQUISITION CORP*w exp 08/04/202 | $2,255 | – | 50,000 | – | 0.00% | – | |
| New | LF CAPITAL ACQUISITION CORP*w exp 02/19/202 | $1,782 | – | 32,397 | – | 0.00% | – | |
| New | APPRECIATE HOLDINGS INC*w exp 11/29/202 | $2,360 | – | 78,654 | – | 0.00% | – | |
| New | ALTENERGY ACQUISITION CORP*w exp 10/29/202 | $1,704 | – | 48,681 | – | 0.00% | – | |
| New | PHOENIX BIOTECH ACQUISITION*w exp 09/01/202 | $2,942 | – | 48,223 | – | 0.00% | – | |
| New | SEMPER PARATUS ACQUISITION C*w exp 11/04/202 | $2,534 | – | 61,362 | – | 0.00% | – | |
| New | ACCRETION ACQUISITION CORP*w exp 03/01/202 | $2,791 | – | 59,043 | – | 0.00% | – | |
| NSTDWS | New | NORTHERN STAR INVEST CORP IV*w exp 02/25/202 | $1,899 | – | 35,065 | – | 0.00% | – |
| New | SPRING VALLEY ACQUISTN CORPright 02/25/2026 | $2,741 | – | 19,580 | – | 0.00% | – | |
| New | MOVELLA HOLDINGS INC*w exp 02/10/202 | $3,891 | – | 34,462 | – | 0.00% | – | |
| New | ALPHATIME ACQUISITION CORP*w exp 03/01/202 | $3,935 | – | 65,587 | – | 0.00% | – | |
| New | POWERUP ACQUISITION CORP*w exp 05/23/202 | $626 | – | 12,500 | – | 0.00% | – | |
| New | NOGIN INC*w exp 08/26/202 | $1,186 | – | 94,796 | – | 0.00% | – | |
| New | FTAC ZEUS ACQUISITION COR*w exp 04/15/202 | $408 | – | 20,390 | – | 0.00% | – | |
| New | ROSE HILL ACQUISITION CORP*w exp 10/07/202 | $452 | – | 18,078 | – | 0.00% | – | |
| New | ALPHA STAR ACQUISITION CORP*w exp 12/13/202 | $997 | – | 98,665 | – | 0.00% | – | |
| CFFEW | New | CF ACQUISITION CORP VIII*w exp 03/31/202 | $1,211 | – | 24,413 | – | 0.00% | – |
| New | LAKESHORE ACQUISITION II COR*w exp 11/18/202 | $426 | – | 16,973 | – | 0.00% | – | |
| New | PAPAYA GRWT OPPORTUNITY CORP*w exp 12/31/202 | $873 | – | 17,455 | – | 0.00% | – | |
| New | ALSET CAPITAL ACQUISITION CO*w exp 01/31/202 | $950 | – | 23,750 | – | 0.00% | – | |
| New | INSIGHT ACQUISITION CORP*w exp 08/26/202 | $375 | – | 12,450 | – | 0.00% | – | |
| New | 10X CAP VENTURE ACQSTN CORP*w exp 04/19/202 | $1,375 | – | 34,382 | – | 0.00% | – | |
| New | JAGUAR GLOBAL GROWTH CORP I*w exp 11/23/202 | $770 | – | 24,763 | – | 0.00% | – | |
| New | GLOBALINK INVT INC*w exp 12/03/202 | $293 | – | 14,636 | – | 0.00% | – | |
| ADERW | New | 26 CAPITAL ACQUISITION CORP*w exp 12/31/202 | $1,191 | – | 18,043 | – | 0.00% | – |
| New | ACHARI VENTURES HLDGS CORP I*w exp 01/01/202 | $1,306 | – | 32,647 | – | 0.00% | – | |
| New | GLOBALINK INVT INCright 12/06/2026 | $1,338 | – | 14,636 | – | 0.00% | – | |
| New | NORTHVIEW ACQUISITION CORP*w exp 08/02/202 | $1,145 | – | 49,764 | – | 0.00% | – | |
| FMIVW | New | FORUM MERGER IV CORP*w exp 03/15/202 | $21 | – | 42,433 | – | 0.00% | – |
| New | ARISZ ACQUISITION CORP*w exp 11/16/202 | $1,226 | – | 64,848 | – | 0.00% | – |
Q4 2022
Q3 2022
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GAM | Buy | GENERAL AMERICAN INVESTORS CO INC | $11,217,000 | -3.8% | 331,362 | +0.5% | 3.28% | +1.7% |
| BIF | Buy | SRH Total Return Fund Inc | $10,130,000 | -7.0% | 931,047 | +2.2% | 2.96% | -1.6% |
| Buy | CION INVESTMENT CORP | $8,286,000 | +42.3% | 974,829 | +45.6% | 2.42% | +50.5% | |
| CET | Buy | Central Securities Corp | $7,920,000 | +6.6% | 234,746 | +11.2% | 2.31% | +12.8% |
| NBXG | Buy | Neuberger Berman Next Generation Connectivity Fund Inc. | $6,518,000 | +40.0% | 690,416 | +47.1% | 1.90% | +48.1% |
| Buy | SCREAMING EAGLE ACQUISITION CORP | $6,176,000 | +1186.7% | 638,639 | +1177.3% | 1.80% | +1256.4% | |
| HERA | Sell | FTAC HERA ACQUISITION CORP | $5,580,000 | -3.9% | 562,144 | -5.1% | 1.63% | +1.7% |
| FRW | Sell | PWP FORWARD ACQUISITION CORP I | $5,397,000 | -2.9% | 549,606 | -3.5% | 1.58% | +2.7% |
| FVIV | Sell | FORTRESS VALUE ACQUISITION CORP IV | $5,260,000 | -3.4% | 534,557 | -4.1% | 1.54% | +2.2% |
| Buy | SABA CAPITAL INCOME & OPPORTUNITIES FUND | $5,096,000 | -0.1% | 644,303 | +1.4% | 1.49% | +5.7% | |
| KAHC | Sell | KKR ACQUISITION HOLDINGS I CORP | $4,963,000 | -2.9% | 504,396 | -3.4% | 1.45% | +2.7% |
| TWN | Sell | TAIWAN FUND INC | $4,778,000 | -42.0% | 227,409 | -30.7% | 1.40% | -38.6% |
| LCA | Sell | LANDCADIA HOLDINGS IV INC | $4,500,000 | -1.6% | 458,209 | -1.9% | 1.32% | +4.1% |
| GXII | Sell | GX ACQUISITION CORP II | $4,491,000 | -2.2% | 457,791 | -2.5% | 1.31% | +3.5% |
| New | CARTESIAN GROWTH CORP II CLASS A ORD | $4,375,000 | – | 436,283 | – | 1.28% | – | |
| DNIF | New | Dividend and Income Fund | $4,266,000 | – | 410,969 | – | 1.25% | – |
| CVII | Sell | CHURCHILL CAPITAL CORP VII | $4,241,000 | -2.4% | 431,466 | -3.0% | 1.24% | +3.2% |
| ALCC | Sell | ALTC ACQUISITION CORP | $4,206,000 | -1.8% | 430,940 | -3.0% | 1.23% | +3.9% |
| ASZ | Sell | AUSTERLITZ ACQUISITION II CORP | $4,151,000 | -1.9% | 423,104 | -2.5% | 1.21% | +3.8% |
| FSK | Buy | FS KKR CAPITAL CORP | $4,132,000 | -1.1% | 243,752 | +13.3% | 1.21% | +4.7% |
| BFZ | Buy | BLACKROCK CALIFORN MUNI IN TR | $3,700,000 | +4.2% | 359,894 | +14.8% | 1.08% | +10.2% |
| Sell | BLACKROCK ESG CAPITAL ALLOCATION TRUST | $3,562,000 | -14.5% | 278,058 | -4.5% | 1.04% | -9.5% | |
| FDEU | Buy | FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND | $3,453,000 | +265.0% | 361,969 | +325.9% | 1.01% | +286.6% |
| DEX | Buy | Delaware Enhanced Global Dividend | $3,415,000 | +43.5% | 499,262 | +59.6% | 1.00% | +51.9% |
| Buy | RUNWAY GROWTH FINANCE CORP | $3,319,000 | +32.8% | 291,902 | +32.0% | 0.97% | +40.6% | |
| ZTR | Buy | VIRTUS TOTAL RETURN FUND INC | $3,271,000 | +441.6% | 525,051 | +605.3% | 0.96% | +472.5% |
| CCVI | Sell | CHURCHILL CAPITAL VI CORP | $3,090,000 | -3.7% | 314,361 | -4.1% | 0.90% | +1.9% |
| CCV | Sell | CHURCHILL CAPITAL V CORP | $3,085,000 | -4.0% | 311,627 | -4.7% | 0.90% | +1.5% |
| MSD | Buy | Morgan Stanley Emerging Mkt Debt Fund | $2,983,000 | +38.3% | 484,178 | +48.4% | 0.87% | +46.1% |
| FZT | Sell | FAST ACQUISITION II CORP | $2,940,000 | -3.0% | 299,586 | -3.5% | 0.86% | +2.6% |
| SRV | Buy | CUSHING MLP & INFRASTRUCTURE TOTAL RETURN FUND | $2,750,000 | +21.1% | 84,414 | +3.3% | 0.80% | +28.1% |
| New | PATRIA LATIN AMERN OPPORTUNITY ACQUISITION CORP CL A | $2,729,000 | – | 268,086 | – | 0.80% | – | |
| FSNB | Sell | FUSION ACQUISITION CORP II | $2,712,000 | -4.0% | 275,601 | -4.3% | 0.79% | +1.5% |
| JCIC | Sell | JACK CREEK INVESTMENT CORP | $2,712,000 | -6.1% | 272,571 | -7.2% | 0.79% | -0.8% |
| TSIBU | New | TISHMAN SPEYER INNOVATION CORP IIunits | $2,605,000 | – | 264,235 | – | 0.76% | – |
| NHF | Sell | NexPoint Credit Strategies Fund | $2,536,000 | -30.7% | 202,079 | -9.0% | 0.74% | -26.7% |
| New | ELLIOTT OPPORTUNITY II CORP | $2,460,000 | – | 250,047 | – | 0.72% | – | |
| BBDC | Buy | Barings BDC | $2,216,000 | +217.5% | 267,988 | +257.3% | 0.65% | +235.2% |
| EDD | Buy | MORGAN STANLEY EMERGING MARK | $2,209,000 | +56.3% | 522,135 | +65.9% | 0.64% | +65.4% |
| PTIC | Sell | PROPTECH INVESTMENT II CORP | $2,167,000 | -9.0% | 217,760 | -9.8% | 0.63% | -3.8% |
| AAC | Sell | ARES ACQUISITION CORP | $2,035,000 | -0.2% | 204,928 | -1.3% | 0.59% | +5.5% |
| Sell | ROC ENERGY ACQUISITION CORP COM | $1,976,000 | -4.5% | 197,180 | -5.1% | 0.58% | +1.1% | |
| Buy | DTRT HEALTH ACQUISITION CORP COM CL A | $1,970,000 | +342.7% | 193,902 | +338.7% | 0.58% | +367.5% | |
| PCF | Sell | High Income Secs FD | $1,961,000 | -17.8% | 284,687 | -13.2% | 0.57% | -13.1% |
| BSKY | New | BIG SKY GROWTH PARTNERS INC CLASS A | $1,950,000 | – | 199,355 | – | 0.57% | – |
| Sell | M3-BRIGADE ACQUISITION III CORPunits | $1,906,000 | -0.4% | 189,114 | -1.8% | 0.56% | +5.3% | |
| Sell | SEMPER PARATUS ACQUISITION CORPunits | $1,855,000 | 0.0% | 182,960 | -1.2% | 0.54% | +5.9% | |
| CLBRU | Buy | COLOMBIER ACQUISITION CORPunits | $1,783,000 | +53.8% | 183,536 | +53.4% | 0.52% | +62.8% |
| AUS | Sell | AUSTERLITZ ACQUISITION CORP Iunits | $1,713,000 | -5.3% | 174,641 | -5.8% | 0.50% | +0.2% |
| Sell | ACCRETION ACQUISITION CORP | $1,697,000 | -6.4% | 170,702 | -7.3% | 0.50% | -1.0% | |
| FMIV | Sell | FORUM MERGER IV CORP | $1,672,000 | -1.7% | 170,432 | -2.1% | 0.49% | +3.8% |
| Sell | FINTECH ACQUISITION CORP VI | $1,657,000 | +0.2% | 166,724 | -0.7% | 0.48% | +6.1% | |
| Sell | LEGATO MERGER II CORP | $1,654,000 | -7.2% | 166,406 | -7.4% | 0.48% | -1.8% | |
| FINM | Buy | MARLIN TECHNOLOGY CORP | $1,648,000 | +38.0% | 165,618 | +37.0% | 0.48% | +45.8% |
| SPKB | Sell | SILVER SPIKE ACQUISITI FCLASS A | $1,620,000 | -5.2% | 163,449 | -6.3% | 0.47% | +0.2% |
| BRIV | Sell | B RILEY PRINCIPAL 250 MERGER CORP | $1,570,000 | -4.2% | 160,361 | -4.8% | 0.46% | +1.5% |
| Sell | HCM ACQUISITION CO UTF EXPunits | $1,552,000 | -11.9% | 153,896 | -13.3% | 0.45% | -7.0% | |
| DNAD | Sell | SOCIAL CAPITAL SUVRETTA HOLDINGS CORP IV | $1,538,000 | -1.3% | 156,669 | -2.4% | 0.45% | +4.4% |
| New | KEYARCH ACQUISITION CORP ORD SHS CL | $1,496,000 | – | 150,000 | – | 0.44% | – | |
| LRFC | Buy | LOGAN RIDGE FINANCE CORP | $1,444,000 | +18.9% | 80,402 | +4.5% | 0.42% | +26.0% |
| COOL | Buy | CORNER GROWTH ACQUISITION CORP | $1,437,000 | -3.6% | 144,211 | +43.3% | 0.42% | +1.9% |
| FAX | Buy | Aberdeen Asia-Pacific Income Fund, Inc. | $1,429,000 | +3.0% | 567,002 | +19.3% | 0.42% | +8.9% |
| Sell | ENTERPRISE 4.0 TECHNOLOGY ACQUISITION CORPunits | $1,363,000 | -3.5% | 134,718 | -4.8% | 0.40% | +2.1% | |
| LHC | Buy | LEO HLDGS CORP II COM CL A | $1,355,000 | +1241.6% | 136,040 | +1233.7% | 0.40% | +1314.3% |
| Sell | CACTUS ACQUISITION CORP | $1,346,000 | -5.7% | 133,943 | -6.5% | 0.39% | -0.3% | |
| LGV | Sell | LONGVIEW ACQUISITION CORP II | $1,253,000 | -3.9% | 127,579 | -4.4% | 0.37% | +1.7% |
| AIF | Sell | Apollo Tactical Income Fund | $1,235,000 | -3.1% | 104,800 | -0.9% | 0.36% | +2.6% |
| Sell | TG VENTURE ACQUISITION CORP | $1,221,000 | -48.1% | 122,555 | -48.3% | 0.36% | -45.1% | |
| Buy | DESTRA MULTI ALTERNATIVE FUND | $1,199,000 | +129.7% | 184,420 | +142.2% | 0.35% | +143.1% | |
| Sell | BLOCKCHAIN COINVSTRS ACQ CRP I CLASS | $1,168,000 | -0.7% | 115,896 | -2.2% | 0.34% | +4.9% | |
| TDF | New | TEMPLETON DRAGON FUND INC | $1,164,000 | – | 125,000 | – | 0.34% | – |
| DNAB | Buy | SOCIAL CAPITAL SUVRETTA HOLDINGS CORP II | $1,159,000 | +191.2% | 118,301 | +189.2% | 0.34% | +208.2% |
| MIT | Buy | MASON INDUSTRIAL TECHNOLOGY INC | $1,075,000 | +35.4% | 109,733 | +35.1% | 0.31% | +43.4% |
| Sell | INNOVATIVE INTL ACQUIS FCLASS A | $1,076,000 | -9.1% | 106,076 | -10.3% | 0.31% | -4.0% | |
| Sell | AVALON ACQUISITION INC CLASS A COM | $1,073,000 | -7.2% | 106,748 | -7.8% | 0.31% | -1.9% | |
| Sell | C5 AQUISTION 1 SH & 1/2 WTunits | $1,058,000 | -1.5% | 103,500 | -3.7% | 0.31% | +4.0% | |
| Buy | CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND | $1,039,000 | +186.2% | 62,762 | +176.9% | 0.30% | +204.0% | |
| New | GSR II METEORA ACQUISITN CORP CLASS A COM | $1,031,000 | – | 103,680 | – | 0.30% | – | |
| Sell | BLACK MOUNTAIN ACQUISITION CORP | $1,028,000 | -5.4% | 102,496 | -6.1% | 0.30% | 0.0% | |
| BTWN | Sell | BRIDGETOWN HLDGS LTD FCLASS A | $1,012,000 | -5.9% | 100,820 | -6.9% | 0.30% | -0.3% |
| JEQ | Buy | ABERDEEN JAPAN EQUITY FUND | $1,001,000 | +320.6% | 199,375 | +366.0% | 0.29% | +342.4% |
| GHAC | Sell | GAMING & HOSPITALITY ACQUISITION CORP | $992,000 | -3.9% | 100,739 | -4.3% | 0.29% | +1.8% |
| Sell | PHOENIX BIOTECH ACQUISITCLASS A | $982,000 | -1.1% | 97,364 | -1.7% | 0.29% | +4.7% | |
| Sell | SIZZLE ACQUISITION CORP | $978,000 | -2.0% | 97,180 | -2.7% | 0.29% | +3.6% | |
| MGU | Sell | Macquarie Global Infrastructure | $958,000 | -18.7% | 50,264 | -1.0% | 0.28% | -13.8% |
| Sell | G SQUARED ASCEND II INC COM CL A | $929,000 | +0.8% | 93,606 | -0.5% | 0.27% | +6.3% | |
| NBW | Buy | NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC | $908,000 | -6.3% | 86,515 | +11.5% | 0.26% | -1.1% |
| Buy | Juniper II | $905,000 | +23.1% | 90,776 | +22.6% | 0.26% | +30.0% | |
| LFT | Sell | Lument Financial Trust | $880,000 | -28.9% | 407,629 | -21.6% | 0.26% | -24.9% |
| Sell | AXIOS SUSTAINABLE GROW FCLASS A | $880,000 | -6.5% | 87,063 | -7.7% | 0.26% | -1.2% | |
| New | NABORS ENERGY TRANSITIONCLASS A | $877,000 | – | 87,300 | – | 0.26% | – | |
| Sell | ALPHA STAR ACQUISITION F | $856,000 | -1.2% | 84,907 | -2.7% | 0.25% | +4.6% | |
| Sell | HUNT COS ACQUISITION C FCLASS A | $848,000 | -3.0% | 83,592 | -3.8% | 0.25% | +2.9% | |
| ASA | Buy | ASA Gold & Precious Metals | $848,000 | +189.4% | 67,687 | +238.4% | 0.25% | +206.2% |
| GSQD | Sell | G SQUARED ASCEND I INC | $810,000 | -8.8% | 81,620 | -9.8% | 0.24% | -3.3% |
| ZWRK | Sell | Z-WORK ACQUISITION CORP | $788,000 | 0.0% | 79,991 | -0.1% | 0.23% | +5.5% |
| Sell | FINANCIAL STRATEGIES ACQUISITI CLASS A COM | $765,000 | -8.7% | 76,266 | -9.6% | 0.22% | -3.5% | |
| Sell | ALTENERGY ACQUISITION CORPunits | $746,000 | -1.1% | 74,201 | -1.9% | 0.22% | +4.8% | |
| Sell | LF CAPITAL ACQUISITION II CORPunits | $739,000 | -8.2% | 73,640 | -8.7% | 0.22% | -2.7% | |
| GHY | New | PGIM Global Short Duration High Yield Fund, Inc. | $730,000 | – | 68,996 | – | 0.21% | – |
| HGLB | Sell | Highland Global Allocation Fund | $721,000 | -48.9% | 82,732 | -43.3% | 0.21% | -45.8% |
| Sell | 10X CAP VENTURE ACQU UTF EXPunits | $715,000 | -7.4% | 70,885 | -7.8% | 0.21% | -1.9% | |
| FACA | Sell | FIGURE ACQUISITION CORP I | $709,000 | -2.5% | 71,955 | -3.1% | 0.21% | +3.0% |
| KTF | Buy | DWS Municipal Income Trust | $706,000 | -32.2% | 84,800 | +163.4% | 0.21% | -28.2% |
| TBCP | Sell | THUNDER BRDG CAP PARTNERCLASS A | $702,000 | -0.3% | 71,255 | -0.7% | 0.20% | +5.7% |
| New | Global Star Acquisition, Inc.units | $690,000 | – | 69,000 | – | 0.20% | – | |
| LOKMU | Sell | LIVE OAK MOBILITY 28 UTS EXP 03/01/28units | $681,000 | -13.9% | 69,120 | -14.1% | 0.20% | -8.7% |
| Sell | INVESTCORP EUROPE ACQU FCLASS A | $644,000 | -6.0% | 63,706 | -6.9% | 0.19% | -0.5% | |
| Sell | Relativity Acquisition Corp.units | $641,000 | -6.8% | 63,617 | -6.8% | 0.19% | -1.6% | |
| WPCA | Sell | WARBURG PINCUS CAPITAL FCLASS A | $632,000 | -1.7% | 63,720 | -2.8% | 0.18% | +3.9% |
| ECF | Sell | ELLSWORTH GROWTH AND INCOME FUND LTD | $628,000 | -62.8% | 78,351 | -60.4% | 0.18% | -60.7% |
| EQHA | Sell | DWS Municipal Income Trust | $616,000 | -4.2% | 62,416 | -4.6% | 0.18% | +1.1% |
| ENX | Buy | EV NY Muni | $610,000 | -71.0% | 280,305 | +24.0% | 0.18% | -69.4% |
| Sell | ARISZ ACQUISITION CORP | $607,000 | -10.3% | 61,092 | -11.0% | 0.18% | -5.3% | |
| WPCBU | Sell | WARBURG PINCUS CAPITAL CORPORATION I-Bunits | $598,000 | -8.8% | 60,311 | -9.6% | 0.18% | -3.3% |
| SCOB | Sell | SCION TECH GROWTH II | $594,000 | -1.0% | 59,786 | -2.4% | 0.17% | +4.8% |
| GLHA | Sell | GLASS HOUSES ACQUISITION CORP | $586,000 | -12.1% | 59,675 | -12.3% | 0.17% | -7.1% |
| MXF | New | MEXICO FUND INC | $572,000 | – | 43,900 | – | 0.17% | – |
| PDOT | Sell | PERIDOT ACQUISITION CO FCLASS A | $562,000 | -2.6% | 56,705 | -3.6% | 0.16% | +3.1% |
| GTPA | New | GORES TECHNOLOGY PARTNERCLASS A | $547,000 | – | 55,625 | – | 0.16% | – |
| VFL | Sell | DELAWARE INVESTMENTS NATIONAL MUNICIPAL INCOME FUND | $546,000 | -86.3% | 50,181 | -85.8% | 0.16% | -85.6% |
| ASGI | New | ABRDN GLOBAL INFRASTRUCTURE | $537,000 | – | 34,118 | – | 0.16% | – |
| WPCB | Sell | WARBURG PINCUS CAPITAL IB CORP | $526,000 | -8.8% | 52,997 | -9.9% | 0.15% | -3.1% |
| PRPC | New | CC NEUBERGER PRINCIPAL HOLDINGS III REGISTERED SHS -A- | $513,000 | – | 51,700 | – | 0.15% | – |
| SSSS | Sell | Suro Cap Corp | $511,000 | -85.5% | 132,165 | -76.0% | 0.15% | -84.7% |
| KF | Sell | Korea Fund Inc. | $481,000 | -37.7% | 25,048 | -21.0% | 0.14% | -33.8% |
| Sell | ROSE HILL ACQUISITION CORP | $473,000 | -8.5% | 46,636 | -9.6% | 0.14% | -3.5% | |
| HCIC | Sell | HENNESSY CAPITAL INVESTMENT CORP V | $446,000 | -4.5% | 45,172 | -4.9% | 0.13% | +0.8% |
| FCAXU | Sell | FORTRESS CAPITAL ACQUISITION CORPunits | $420,000 | -2.3% | 42,167 | -3.2% | 0.12% | +3.4% |
| HIE | Sell | MILLER/HOWARD HIGH INCOME EQUITY FUND | $415,000 | -22.6% | 45,767 | -20.4% | 0.12% | -18.2% |
| Sell | PAPAYA GROWTH OPP 28 UTS EXP 12/31/28units | $380,000 | -1.6% | 37,862 | -2.3% | 0.11% | +3.7% | |
| ACIIU | Buy | ATLAS CREST INVESTMENT II CORPunits | $356,000 | +18.7% | 36,208 | +18.5% | 0.10% | +25.3% |
| IVH | Sell | Delaware Ivy High Income Opportunities Fund | $302,000 | -27.2% | 29,962 | -26.0% | 0.09% | -23.5% |
| Sell | INDUSTRIAL HUMAN CAPITAL INC | $289,000 | -83.4% | 28,475 | -83.6% | 0.08% | -82.5% | |
| ADER | Sell | 26 CAPITAL ACQUISITION CORP | $289,000 | -2.0% | 29,240 | -2.8% | 0.08% | +3.7% |
| KVSC | Sell | KHOSLA VENTURES ACQUISITCLASS A | $267,000 | -10.1% | 27,297 | -10.6% | 0.08% | -4.9% |
| ACII | Sell | ATLAS CREST INVESTMENT CORP II | $267,000 | -4.3% | 27,065 | -4.9% | 0.08% | +1.3% |
| New | POWERUP ACQUISITION CO FCLASS A | $254,000 | – | 25,000 | – | 0.07% | – | |
| IAE | New | VOYA ASIA PAC HI DVD EQ INC | $252,000 | – | 42,040 | – | 0.07% | – |
| Sell | LAKESHORE ACQUISITION II CORP UTSunits | $248,000 | -37.2% | 24,494 | -37.6% | 0.07% | -33.9% | |
| MNP | Sell | Western Asset Municipal Partners Fund Inc. | $238,000 | -37.4% | 21,221 | -30.2% | 0.07% | -33.3% |
| CLRM | Sell | CLARIM ACQUISITION CORP | $211,000 | -21.9% | 21,448 | -21.9% | 0.06% | -17.3% |
| Sell | GLOBALINK INVESTMENT INC | $192,000 | -8.1% | 19,276 | -8.5% | 0.06% | -3.4% | |
| AEF | New | Aberdeen Em Mrkt Eqty inc. | $159,000 | – | 34,658 | – | 0.05% | – |
| TSIB | Sell | TISHMAN SPEYER INNOVATION CORP II | $136,000 | -95.5% | 13,808 | -95.5% | 0.04% | -95.2% |
| Sell | INDUSTRIAL TECH ACQSTNS II INC UNIT EX 033128units | $131,000 | -22.9% | 13,072 | -23.4% | 0.04% | -19.1% | |
| New | LAKESHORE ACQUISITION II CORP COM | $130,000 | – | 12,904 | – | 0.04% | – | |
| GTPB | New | GORES TECHNOLOGY PARTNERS II CLASS A COM | $113,000 | – | 11,500 | – | 0.03% | – |
| IRL | Sell | NEW IRELAND FUND INC | $100,000 | -91.4% | 123,615 | -15.5% | 0.03% | -90.9% |
| MFM | Sell | MFS MUNICIPAL INCOME TRUST | $97,000 | -19.8% | 19,977 | -10.1% | 0.03% | -15.2% |
| JCICW | Sell | JACK CREEK INVESTMENT CORPwarrants | $81,000 | +211.5% | 313,059 | -2.0% | 0.02% | +242.9% |
| FZTWS | Sell | FAST ACQUISITION II CORPwarrants | $50,000 | +354.5% | 108,774 | -2.7% | 0.02% | +400.0% |
| Sell | BIOTE CORP WT EXP EXP 05/26/27warrants | $49,000 | -23.4% | 143,023 | -3.5% | 0.01% | -22.2% | |
| New | SCREAMING EAGLE ACQUISITION CORP WTSwarrants | $38,000 | – | 174,513 | – | 0.01% | – | |
| Buy | ELLIOTT OPPORTUNITY II CORPwarrants | $37,000 | -28.8% | 234,076 | +16.6% | 0.01% | -21.4% | |
| IGACW | Sell | IG ACQUISITION CORPwarrants | $34,000 | +9.7% | 229,166 | -1.9% | 0.01% | +11.1% |
| Sell | LEGATO MERGER II CORPwarrants | $32,000 | +33.3% | 87,595 | -6.0% | 0.01% | +28.6% | |
| FRWAW | Sell | PWP FORWARD ACQUISITION CORP Iwarrants | $26,000 | -21.2% | 216,568 | -0.8% | 0.01% | -11.1% |
| Sell | SIGNA SPORTS UTD BV WT EXPwarrants | $20,000 | +11.1% | 95,107 | -2.1% | 0.01% | +20.0% | |
| Buy | DTRT HEALTH ACQUISITION WT 8/31/29warratns | $20,000 | +900.0% | 97,550 | +232.5% | 0.01% | +500.0% | |
| New | PATRIA LATIN AMERN OPPORTUNITY ACQUISITION CORP WTwarrants | $22,000 | – | 134,876 | – | 0.01% | – | |
| New | GSR II METEORA ACQUISITN CORP WTS EXP 02/24/2027warrants | $17,000 | – | 104,448 | – | 0.01% | – | |
| Buy | Juniper II Corp. WTSwarrants | $16,000 | -30.4% | 130,488 | +5.6% | 0.01% | -16.7% | |
| New | KEYARCH ACQUISITION CORPrights | $17,000 | – | 150,000 | – | 0.01% | – | |
| Sell | ACCRETION ACQUISITION CORPrights | $16,000 | -27.3% | 176,399 | -5.5% | 0.01% | -16.7% | |
| GXIIW | Sell | GX ACQUISITION CORP IIwarrants | $16,000 | -30.4% | 158,364 | -1.8% | 0.01% | -16.7% |
| Sell | ROC ENERGY ACQUISITION CORP RTS EXP 11/30/2028rights | $12,000 | -64.7% | 201,589 | -4.3% | 0.00% | -55.6% | |
| HERAW | Sell | FTAC HERA ACQUISITION CORPwarrants | $13,000 | -64.9% | 151,262 | -2.4% | 0.00% | -60.0% |
| Sell | ALPHA STAR ACQUIS 23 RTSRIGHTS EXP 05/20/23rights | $15,000 | +114.3% | 98,665 | -3.3% | 0.00% | +100.0% | |
| KAHCWS | Sell | KKR ACQUISITION HOLDINGS I CORPwarrants | $14,000 | -67.4% | 117,469 | -2.3% | 0.00% | -66.7% |
| FVIVWS | Sell | FORTRESS VALUE ACQUISITION CORP IVwarrants | $12,000 | -7.7% | 69,647 | -1.8% | 0.00% | 0.0% |
| PTICW | Sell | PROPTECH INVESTMENT II CORPwarrants | $14,000 | +40.0% | 84,900 | -2.4% | 0.00% | +33.3% |
| New | CARTESIAN GROWTH 28 WTSWARRANTS EXP 07/12/28warrants | $14,000 | – | 145,561 | – | 0.00% | – | |
| Buy | TG VENTURE ACQUISITION CORPwarrants | $15,000 | -21.1% | 248,272 | +60.1% | 0.00% | -20.0% | |
| Buy | ALPHA TAU MED LTD WTSwarrants | $15,000 | +15.4% | 33,441 | +25.4% | 0.00% | 0.0% | |
| CVIIWS | Sell | CHURCHILL CAPITAL CORP VIIwarrants | $11,000 | -62.1% | 83,181 | -1.9% | 0.00% | -62.5% |
| Sell | AXIOS SUSTAINABLE GR RTSRIGHTS EXPrights | $9,000 | 0.0% | 91,713 | -3.7% | 0.00% | +50.0% | |
| GLBLW | Sell | CARTESIAN GROWTH CORPwarrants | $10,000 | -44.4% | 37,968 | -2.9% | 0.00% | -40.0% |
| VLGEA | Sell | Village Supermarkets | $10,000 | -99.1% | 35,122 | -24.4% | 0.00% | -99.0% |
| LCAHW | Sell | LANDCADIA HOLDINGS IV INCwarrants | $11,000 | -54.2% | 74,843 | -2.9% | 0.00% | -57.1% |
| CCVIWS | Sell | CHURCHILL CAPITAL VI CORPwarrants | $9,000 | -60.9% | 65,927 | -2.3% | 0.00% | -50.0% |
| Buy | AXIOS SUSTAINABLE GR WTSWARRANTS EXPwarrants | $7,000 | -12.5% | 119,244 | +25.2% | 0.00% | 0.0% | |
| Sell | SHAPEWAYS HOLDINGS INCwarrants | $8,000 | -46.7% | 165,829 | -1.1% | 0.00% | -50.0% | |
| Sell | BLACK MOUNTAIN ACQUISITION CORPwarrants | $8,000 | -42.9% | 77,808 | -3.0% | 0.00% | -50.0% | |
| CCVWS | Sell | CHURCHILL CAPITAL V CORP WTSwarrants | $7,000 | -75.9% | 84,156 | -2.9% | 0.00% | -75.0% |
| EDTXW | Sell | EDTECHX HOLDINGS ACQUISITION CORP II WTSwarrants | $6,000 | 0.0% | 94,333 | -2.2% | 0.00% | 0.0% |
| ADERW | New | 26 CAPITAL ACQUISITION CORPwarrants | $6,000 | – | 18,043 | – | 0.00% | – |
| Sell | AVALON ACQUISITION INC WTS EXP 12/31/2026warrants | $8,000 | 0.0% | 83,698 | -8.4% | 0.00% | 0.0% | |
| BRIVW | Sell | B RILEY PRINCIPAL 250 MERGER CORPwarrants | $6,000 | -62.5% | 53,260 | -5.8% | 0.00% | -50.0% |
| AGBAR | Sell | AGBA Acquisition Ltd. RTSrights | $5,000 | 0.0% | 32,994 | -1.2% | 0.00% | 0.0% |
| EQHAWS | Sell | EQ HEALTH ACQUISITION CORPwarrants | $2,000 | -33.3% | 32,158 | -3.3% | 0.00% | 0.0% |
| Sell | FINANCIAL STRATEGIES ACQUISITI WTS EXP 03/31/2028warrants | $3,000 | -57.1% | 78,887 | -9.6% | 0.00% | -50.0% | |
| Sell | PHOENIX BIOTECH A 26 WTFWARRANTS EXP 09/01/26warrants | $4,000 | -20.0% | 50,139 | -3.1% | 0.00% | 0.0% | |
| AGBAW | Sell | AGBA Acquisition Ltd. WTSwarrants | $4,000 | +33.3% | 97,650 | -1.0% | 0.00% | 0.0% |
| Sell | SIZZLE ACQUISITIO 26 WTFWARRANTS EXP 11/02/26warrants | $5,000 | +25.0% | 49,998 | -4.1% | 0.00% | 0.0% | |
| NSTDWS | New | NORTHERN STAR INVESTMENT CORP IVwarrants | $3,000 | – | 42,176 | – | 0.00% | – |
| Sell | ALPHA STAR ACQUIS 26 WTSWARRANTS EXP 12/13/26warrants | $4,000 | 0.0% | 98,665 | -3.3% | 0.00% | 0.0% | |
| NSTCWS | Sell | NORTHERN STAR INVESTMENT CORP IIIwarrants | $2,000 | -85.7% | 50,974 | -46.0% | 0.00% | -75.0% |
| Sell | FINANCIAL STRATEGIES ACQUISITI RTS EXP 07/01/2023rights | $4,000 | -55.6% | 78,887 | -9.6% | 0.00% | -50.0% | |
| ASZWS | Sell | AUSTERLITZ ACQUISITION II CORPwarrants | $2,000 | 0.0% | 16,676 | -7.0% | 0.00% | 0.0% |
| Sell | BLOCKCHAIN COINVSTRS WT 11/01/28warrants | $4,000 | -20.0% | 59,228 | -3.5% | 0.00% | 0.0% | |
| Sell | FINTECH ACQUISITION CORP VIwarrants | $2,000 | -60.0% | 41,681 | -1.2% | 0.00% | 0.0% | |
| Sell | CACTUS ACQUISITION CORP WT 8/27/28warrants | $5,000 | -37.5% | 68,675 | -4.8% | 0.00% | -50.0% | |
| FMIVW | Sell | FORUM MERGER IV CORPwarrants | $3,000 | -70.0% | 44,372 | -2.0% | 0.00% | -66.7% |
| MITWS | Buy | MASON INDUSTRIAL TECHNOLOGY INCwarrants | $5,000 | -70.6% | 130,606 | +7.0% | 0.00% | -80.0% |
| CFFEW | Sell | CF ACQUISITION CORP VIIIwarrants | $2,000 | -66.7% | 25,252 | -1.6% | 0.00% | -50.0% |
| FSNBWS | Sell | FUSION ACQUISITION CORP IIwarrants | $5,000 | -44.4% | 95,034 | -3.4% | 0.00% | -50.0% |
| AACWS | Sell | ARES ACQUISITION WT 12/31/27warrants | $4,000 | -50.0% | 35,017 | -1.2% | 0.00% | -50.0% |
| Sell | G SQUARED ASCEND 26 WTSWARRANTS EXP 12/31/26warrants | $3,000 | 0.0% | 31,202 | -1.1% | 0.00% | 0.0% | |
| LGVWS | Sell | LONGVIEW ACQUISITION CORP IIwarrants | $3,000 | -50.0% | 42,325 | -4.9% | 0.00% | -50.0% |
| BSKYW | New | BIG SKY GROWTH PARTNERS INC WT EXPwarrants | $4,000 | – | 49,450 | – | 0.00% | – |
| Sell | HUNT COS ACQUISITION WTFWARRANTS EXPwarrants | $2,000 | -77.8% | 58,231 | -3.1% | 0.00% | -50.0% | |
| Sell | INNOVATIVE INTL A 26 WTFWARRANTS EXP 10/26/26warrants | $2,000 | -66.7% | 77,183 | -3.2% | 0.00% | -50.0% | |
| New | KEYARCH ACQUISITION CORPwarrants | $4,000 | – | 75,000 | – | 0.00% | – | |
| New | LAKESHORE ACQUISITION II CORP RTSrights | $2,000 | – | 12,904 | – | 0.00% | – | |
| Sell | GIGINTERNATIONAL1 INCwarrants | $4,000 | -20.0% | 94,298 | -1.6% | 0.00% | 0.0% | |
| FINMW | Sell | MARLIN TECHNOLOGY CORPwarrants | $3,000 | -57.1% | 55,749 | -5.8% | 0.00% | -50.0% |
| Sell | INDUSTRIAL HUMAN CAPITAL INCwarrants | $4,000 | -42.9% | 179,696 | -1.8% | 0.00% | -50.0% | |
| Sell | ACCRETION ACQUISITION CORPwarrants | $4,000 | -50.0% | 88,199 | -5.5% | 0.00% | -50.0% | |
| INDT | Sell | INDUS REALTY TRUST INC | $5,000 | -99.9% | 47,975 | -34.3% | 0.00% | -99.9% |
| GLHAW | Sell | GLASS HOUSES ACQUISITION CORPwarrants | $2,000 | -50.0% | 29,230 | -11.2% | 0.00% | 0.0% |
| Sell | GLOBALINK INVESTMENT RTSRIGHTS EXPrights | $3,000 | +50.0% | 19,276 | -14.4% | 0.00% | 0.0% | |
| New | POWERUP ACQUISITI 28 WTSWARRANTS EXP 03/31/28warrants | $1,000 | – | 12,500 | – | 0.00% | – | |
| GHACW | Sell | GAMING & HOSPITALITY ACQUISITION CORPwarrants | $1,000 | -83.3% | 50,115 | -3.0% | 0.00% | -100.0% |
| Sell | ROSE HILL ACQUISITION CORPwarrants | $1,000 | -85.7% | 24,243 | -7.8% | 0.00% | -100.0% | |
| KAIRW | Sell | KAIROS ACQUISITION CORPwarrants | $0 | -100.0% | 11,417 | -50.0% | 0.00% | – |
| GSQDWS | Sell | G SQUARED ASCEND I INCwarrants | $1,000 | -50.0% | 14,627 | -10.0% | 0.00% | -100.0% |
| FACAWS | Sell | FIGURE ACQUISITION CORP Iwarrants | $0 | -100.0% | 10,089 | -6.9% | 0.00% | -100.0% |
| VIIAW | Sell | 7GC & CO HLDGS IN 25 WTSWARRANTS EXP 12/28/25warrants | $1,000 | -50.0% | 38,394 | -3.5% | 0.00% | -100.0% |
| New | LAKESHORE ACQUISITION II CORP WTSwarrants | $1,000 | – | 6,452 | – | 0.00% | – | |
| LHCWS | New | LEO HLDGS CORP II WTS EXP 01/07/2028warrants | $1,000 | – | 31,460 | – | 0.00% | – |
| Exit | CLARUS THERAPEUTICS HLDNGS INC WTS EXP 08/11/2026warrants | $0 | – | -14,011 | – | 0.00% | – | |
| GOACWS | Exit | GO ACQUISITION CORP WTS EXP 08/31/2027warrants | $0 | – | -90,165 | – | 0.00% | – |
| PDOTWS | Sell | PERIDOT ACQUISITI 28 WTFWARRANTS EXP 04/30/28warrants | $1,000 | -50.0% | 11,341 | -3.6% | 0.00% | -100.0% |
| SPKBW | Sell | SILVER SPIKE ACQU 26 WTFWARRANTS EXP 02/26/26warrants | $1,000 | -66.7% | 39,775 | -4.9% | 0.00% | -100.0% |
| SCOBW | Sell | SCION TECH GROWTH IIwarrants | $1,000 | -50.0% | 19,766 | -2.4% | 0.00% | -100.0% |
| Sell | CORNER GROWTH ACQUISITION CORP 2 WTSwarrants | $1,000 | -75.0% | 30,584 | -1.1% | 0.00% | -100.0% | |
| TWNIWS | Sell | TAILWIND INTERNTN 28 WTSWARRANTS EXP 03/01/28warrants | $1,000 | -80.0% | 55,907 | -3.9% | 0.00% | -100.0% |
| PFDRW | Sell | PATHFINDER ACQUISITION CORP Warrantswarrants | $1,000 | -83.3% | 40,483 | -6.6% | 0.00% | -100.0% |
| Sell | GLOBALINK INVESTM 26 WTSWARRANTS EXP 12/03/26warrants | $1,000 | 0.0% | 19,276 | -14.4% | 0.00% | – | |
| New | INSIGHT ACQUISITION CORPwarrants | $1,000 | – | 12,450 | – | 0.00% | – | |
| ETACW | Exit | E MERGE TECHNOLOGY ACQUISITION WTS EXP 07/30/2025warrants | $0 | – | -40,564 | – | -0.00% | – |
| ISLEW | Exit | ISLEWORTH HEALTHC 27 WTFWARRANTS EXP 08/02/27warrants | $0 | – | -47,692 | – | -0.00% | – |
| CRSAW | Exit | CRESCENT ACQUISITION CORP WT EXP 03/07/24warrants | $0 | – | -6,250 | – | -0.00% | – |
| BRPMW | Exit | B RILEY PRIN MERGER CORP WTS EXP 04/08/24warrants | $0 | – | -24,163 | – | -0.00% | – |
| Exit | ARCHER AVIATION I 26 WTFWARRANTS EXP 09/16/26warrants | $0 | – | -17,572 | – | -0.00% | – | |
| PRPBWS | Exit | CC NEUBERGER PRIN HLDGS II 7/29/25warrants | $0 | – | -26,175 | – | -0.00% | – |
| Exit | SOFTWARE ACQUISIT 28 WTFWARRANTS EXP 03/01/28warrants | $0 | – | -123,444 | – | -0.01% | – | |
| SNCR | Exit | SYNCHRONOSS TECHNOLOGIES INC | $0 | – | -75,000 | – | -0.02% | – |
| Exit | GIGINTERNATIONAL1 INC COM | $0 | – | -18,456 | – | -0.05% | – | |
| PCPCU | Exit | PERIPHAS CAPITAL 23 UTS EXP 12/10/23unit | $0 | – | -8,874 | – | -0.06% | – |
| Exit | POWERUP ACQUISITION UTS EXPunit | $0 | – | -25,000 | – | -0.07% | – | |
| Exit | JUNIPER II CORP UNIT 1 CL A & 1/2 WT EXPunit | $0 | – | -26,000 | – | -0.07% | – | |
| MITU | Exit | MASON INDL TECHNOLOGY INC UNIT 1 CL A & 1/3 RED WT EXPunit | $0 | – | -31,569 | – | -0.08% | – |
| Exit | PIONEER MUN HIGH INCOME OPPORT | $0 | – | -26,406 | – | -0.09% | – | |
| RMT | Exit | ROYCE MICRO CAP TR INC | $0 | – | -43,506 | – | -0.10% | – |
| MIC | Exit | MACQUARIE INFRASTRUCTURE | $0 | – | -100,000 | – | -0.11% | – |
| Exit | ACHARI VENTURES HLDGS CORP I COM | $0 | – | -40,000 | – | -0.11% | – | |
| BCV | Exit | BANCROFT FUND LTD | $0 | – | -25,171 | – | -0.13% | – |
| GTPAU | Exit | GORES TECHNOLOGY 28 UTS EXP 03/16/28unit | $0 | – | -51,004 | – | -0.14% | – |
| CFFE | Exit | CF ACQUISITION CORP VIIICLASS A | $0 | – | -59,716 | – | -0.17% | – |
| Exit | NUBIA BRAND 1 SH & 1/2 WTunit | $0 | – | -70,000 | – | -0.19% | – | |
| JOF | Exit | JAPAN SMALLER CAPITALIZATION FD INC | $0 | – | -143,972 | – | -0.25% | – |
| GOAC | Exit | GO ACQUISITION CORP CLASS A | $0 | – | -94,080 | – | -0.26% | – |
| Exit | GSR II METEORA ACQUISITN CORP UNIT EX 022427unit | $0 | – | -109,844 | – | -0.30% | – | |
| DNAA | Exit | SOCIAL CAP SUVRETTA HL FCLASS A | $0 | – | -126,616 | – | -0.35% | – |
| LHCU | Exit | LEO HOLDINGS CORP II UTS EXPunit | $0 | – | -130,134 | – | -0.35% | – |
| MUDS | Exit | MUDRICK CAPITAL ACQU CORP II COM CL A | $0 | – | -128,669 | – | -0.36% | – |
| EOCWU | Exit | ELLIOTT OPPORTUNITY UTS EXPunit | $0 | – | -136,437 | – | -0.37% | – |
| Exit | KEYARCH ACQUISITION 1 SH & 1/2 WTunit | $0 | – | -150,000 | – | -0.37% | – | |
| Exit | WESTERN ACQSTN 1 SH & 1 WTunit | $0 | – | -150,000 | – | -0.41% | – | |
| DNAC | Exit | SOCIAL CAP SUVRETTA HLD CRPIII CLASS | $0 | – | -153,378 | – | -0.42% | – |
| PRPB | Exit | CC NEUBERGER PRIN HLDGS II | $0 | – | -204,700 | – | -0.56% | – |
| BSKYU | Exit | BIG SKY GROWTH PA 26 UTS EXP 04/01/26unit | $0 | – | -217,937 | – | -0.59% | – |
| Exit | SOFTWARE ACQUISITION GROCLASS A | $0 | – | -232,251 | – | -0.64% | – | |
| Exit | PATRIA LATIN AMERICA UTF EXPunit | $0 | – | -281,555 | – | -0.78% | – | |
| BRPM | Exit | B RILEY PRINCIPAL MERGER CORP | $0 | – | -298,096 | – | -0.82% | – |
| Exit | CARTESIAN GROWTH CORP II UNIT 1 CL A & 1/3 WTunit | $0 | – | -455,224 | – | -1.26% | – | |
| Exit | SCREAMING EAGLE 1 SH & 1/3 WTunit | $0 | – | -536,042 | – | -1.44% | – |
Q2 2022
Q4 2021
Q3 2021
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CET | Buy | CENTRAL SECURITIES CORP | $17,623,000 | +8.2% | 417,101 | +8.0% | 5.00% | +15.1% |
| SSSS | Buy | Suro Cap Corp | $9,903,000 | +0.6% | 767,045 | +5.2% | 2.81% | +7.1% |
| HERA | Sell | FTAC HERA ACQUISITION CORP | $6,819,000 | -0.5% | 700,088 | -0.4% | 1.93% | +5.9% |
| FRW | New | PWP FORWARD ACQUISITION CORP I | $6,743,000 | – | 700,970 | – | 1.91% | – |
| VCIF | Buy | Vertical Capital Income Fund | $6,617,000 | -1.4% | 630,820 | +1.5% | 1.88% | +4.9% |
| HYAC | Sell | HAYMAKER ACQUISITION CORP III | $6,584,000 | -0.1% | 676,303 | -0.8% | 1.87% | +6.2% |
| FVIV | Sell | FORTRESS VALUE ACQUISITION CORP IV | $6,546,000 | -1.1% | 672,100 | -0.4% | 1.86% | +5.2% |
| GGPI | Buy | GORES GUGGENHEIM INC | $6,082,000 | +11.6% | 595,123 | +6.6% | 1.72% | +18.7% |
| KAHC | Sell | KKR ACQUISITION HOLDINGS I CORP | $5,453,000 | -1.1% | 559,240 | -0.4% | 1.55% | +5.2% |
| TMTS | Sell | SPARTACUS ACQUISITION CORP | $5,356,000 | +0.3% | 529,292 | -0.3% | 1.52% | +6.8% |
| GXII | Sell | GX ACQUISITION CORP II | $5,261,000 | -0.9% | 544,590 | -1.0% | 1.49% | +5.4% |
| LCA | Buy | LANDCADIA HOLDINGS IV INC | $4,999,000 | +41.2% | 513,265 | +42.0% | 1.42% | +50.3% |
| FZT | Sell | FAST ACQUISITION II CORP | $4,807,000 | -1.9% | 495,579 | -1.1% | 1.36% | +4.4% |
| HFRO | New | HIGHLAND INCOME FUND | $4,746,000 | – | 440,679 | – | 1.34% | – |
| ASZ | New | AUSTERLITZ ACQUISITION II CORP | $4,496,000 | – | 461,119 | – | 1.27% | – |
| YAC | Sell | YUCAIPA ACQUISITION CORP | $4,391,000 | -1.3% | 444,399 | -1.4% | 1.24% | +5.1% |
| CVII | Buy | CHURCHILL CAPITAL CORP VII | $4,359,000 | +1.5% | 448,485 | +1.7% | 1.24% | +8.0% |
| ALCC | New | ALTC ACQUISITION CORP | $4,337,000 | – | 442,130 | – | 1.23% | – |
| NDP | Buy | TORTOISE ENERGY INDEPENDENCE FUND INC | $4,064,000 | +26.4% | 187,889 | +18.3% | 1.15% | +34.4% |
| MSD | Sell | Morgan Stanley Emerging Mkt Debt Fund | $4,010,000 | -22.6% | 440,159 | -20.6% | 1.14% | -17.7% |
| TPZ | Buy | Tortoise Power & Energy | $3,912,000 | +15.9% | 295,439 | +20.0% | 1.11% | +23.4% |
| CCV | Sell | CHURCHILL CAPITAL V CORP | $3,904,000 | -3.0% | 399,164 | -0.1% | 1.11% | +3.3% |
| CCVI | Sell | CHURCHILL CAPITAL VI CORP | $3,642,000 | -1.1% | 372,775 | -0.1% | 1.03% | +5.2% |
| JCICU | Sell | JACK CREEK INVESTMENT CORP.units | $3,310,000 | -1.1% | 329,385 | -1.1% | 0.94% | +5.2% |
| NSTC | Sell | NORTHERN STAR INVESTMENT CORP III | $3,307,000 | -1.1% | 339,516 | -0.7% | 0.94% | +5.2% |
| PACX | Buy | PIONEER MERGER CORP | $3,249,000 | +30.3% | 327,172 | +30.0% | 0.92% | +38.5% |
| GIM | Buy | Templeton Global Income Fund. | $3,161,000 | +5.3% | 587,505 | +9.6% | 0.90% | +12.0% |
| PTIC | New | PROPTECH INVESTMENT II CORP | $3,081,000 | – | 314,364 | – | 0.87% | – |
| FSNB | Sell | FUSION ACQUISITION CORP II | $3,076,000 | -1.0% | 316,765 | -1.5% | 0.87% | +5.3% |
| TSIBU | Sell | TISHMAN SPEYER INNOVATION CORP IIunits | $3,049,000 | -2.1% | 304,883 | -1.2% | 0.86% | +4.2% |
| SBEAU | Sell | SILVERBOX ENGAGED MERGER I CORPunits | $3,012,000 | -1.7% | 303,336 | -1.0% | 0.85% | +4.7% |
| BRW | Sell | SABA CAPITAL INCOME & OPPORTUNITIES FUND | $3,008,000 | -49.7% | 661,195 | -47.9% | 0.85% | -46.5% |
| OACB | Buy | OAKTREE ACQUISITION II CORP | $2,957,000 | +55.7% | 301,769 | +57.0% | 0.84% | +65.6% |
| GOAC | Sell | GO ACQUISITION CORP | $2,949,000 | +0.1% | 300,663 | -0.2% | 0.84% | +6.5% |
| NSTD | Sell | NORTHERN STAR INVESTMENT CORP IV | $2,801,000 | -1.3% | 285,834 | -0.8% | 0.79% | +5.0% |
| AIF | New | Apollo Tactical Income Fund | $2,696,000 | – | 170,405 | – | 0.76% | – |
| TPL | Buy | TEXAS PACIFIC LAND CORP | $2,661,000 | -20.8% | 2,200 | +4.8% | 0.75% | -15.8% |
| TWNIU | Buy | TAILWIND INTERNATIONAL ACQUISITION CORPunits | $2,614,000 | +32.1% | 263,517 | +33.2% | 0.74% | +40.6% |
| LGV | Buy | LONGVIEW ACQUISITION CORP II | $2,588,000 | +33.1% | 261,645 | +31.9% | 0.73% | +41.7% |
| YSAC | Sell | YELLOWSTONE ACQUISITION CO | $2,497,000 | -42.0% | 246,026 | -42.5% | 0.71% | -38.2% |
| LOKB | Sell | LIVE OAK ACQUISITION CORCLASS A | $2,489,000 | +0.4% | 249,351 | -0.2% | 0.71% | +7.0% |
| PFDR | New | PATHFINDER ACQUISITION CORP | $2,474,000 | – | 250,365 | – | 0.70% | – |
| CFVIU | Buy | CF ACQUISITION CORP VIunits | $2,302,000 | +3.9% | 233,695 | +5.4% | 0.65% | +10.7% |
| BSKYU | Sell | BIG SKY GROWTH PARTNERS INCunits | $2,276,000 | -1.2% | 228,042 | -1.1% | 0.64% | +5.0% |
| New | DTRT HEALTH ACQUISITION CORPunits | $2,268,000 | – | 224,582 | – | 0.64% | – | |
| ZWRK | New | Z-WORK ACQUISITION CORP | $2,147,000 | – | 220,437 | – | 0.61% | – |
| SPAQ | New | SPARTAN ACQUISITION III CORP | $2,082,000 | – | 210,748 | – | 0.59% | – |
| THMA | Sell | THIMBLE POINT ACQUISITION CORP | $2,051,000 | +0.4% | 206,301 | -0.2% | 0.58% | +6.8% |
| FINMU | Sell | MARLIN TECHNOLOGY CORPunits | $2,005,000 | -2.5% | 200,507 | -1.9% | 0.57% | +3.6% |
| New | GIGINTERNATIONAL1 INC | $1,969,000 | – | 199,534 | – | 0.56% | – | |
| SPKBU | Sell | SILVER SPIKE ACQUISITION CORP IIunits | $1,965,000 | -2.3% | 196,132 | -1.5% | 0.56% | +3.9% |
| DNAD | New | SOCIAL CAPITAL SUVRETTA HOLDINGS CORP IV | $1,960,000 | – | 199,766 | – | 0.56% | – |
| FMIV | Sell | FORUM MERGER IV CORP | $1,923,000 | -0.7% | 196,988 | -0.6% | 0.54% | +5.6% |
| DNAC | New | SOCIAL CAPITAL SUVRETTA HOLDINGS CORP III | $1,915,000 | – | 195,448 | – | 0.54% | – |
| CLBRU | Sell | COLOMBIER ACQUISITION CORPunits | $1,908,000 | -0.7% | 193,319 | -0.2% | 0.54% | +5.7% |
| AACU | Sell | ARES ACQUISITION CORPunits | $1,905,000 | -1.1% | 192,407 | -0.1% | 0.54% | +5.3% |
| AUS | Buy | AUSTERLITZ ACQUISITION CORP Iunits | $1,820,000 | +3.9% | 183,058 | +3.6% | 0.52% | +10.5% |
| GHAC | Sell | GAMING & HOSPITALITY ACQUISITION CORP | $1,771,000 | +0.5% | 180,723 | -0.5% | 0.50% | +6.8% |
| FTVIU | Buy | FINTECH ACQUISITION VI CORPunits | $1,736,000 | +759.4% | 173,580 | +767.9% | 0.49% | +811.1% |
| BRIV | New | B RILEY PRINCIPAL 250 MERGER CORP | $1,731,000 | – | 179,148 | – | 0.49% | – |
| AFT | Sell | Apollo Senior Floating Rate Fund | $1,706,000 | -63.5% | 107,982 | -63.8% | 0.48% | -61.2% |
| DNAA | New | SOCIAL CAPITAL SUVRETTA HOLDINGS CORP I | $1,705,000 | – | 171,370 | – | 0.48% | – |
| DNAB | New | SOCIAL CAPITAL SUVRETTA HOLDINGS CORP II | $1,692,000 | – | 171,266 | – | 0.48% | – |
| LHCU | Sell | LEO HOLDINGS CORP IIunits | $1,563,000 | -2.3% | 158,341 | -1.4% | 0.44% | +4.0% |
| BSN | Sell | BROADSTONE ACQUISITION CORP | $1,529,000 | -1.3% | 153,692 | -1.9% | 0.43% | +4.8% |
| New | SOFTWARE ACQUISITION GROUP INC IIIunits | $1,511,000 | – | 149,580 | – | 0.43% | – | |
| FSK | Sell | FS KKR CAPITAL CORP | $1,511,000 | +2.4% | 68,553 | -0.0% | 0.43% | +8.9% |
| GIG | New | GIGCAPITAL4 INC | $1,469,000 | – | 148,998 | – | 0.42% | – |
| JSD | Sell | Nuveen Short Duration Credit Opp Fund | $1,432,000 | -65.0% | 94,855 | -65.2% | 0.41% | -62.8% |
| DEX | Buy | Delaware Enhanced Global Dividend | $1,353,000 | +18.4% | 133,714 | +25.4% | 0.38% | +25.9% |
| JOF | Buy | Japan Smaller Capitalization | $1,259,000 | +8.1% | 139,153 | +7.7% | 0.36% | +15.2% |
| CFFEU | Sell | CF ACQUISITION VIII CORPunits | $1,208,000 | -0.3% | 119,169 | -0.7% | 0.34% | +5.9% |
| USA | New | Liberty All-Star Equity Fund | $1,198,000 | – | 139,239 | – | 0.34% | – |
| LOKMU | Sell | LIVE OAK MOBILITY ACQUISITION CORPunits | $1,174,000 | -2.6% | 118,488 | -1.3% | 0.33% | +3.7% |
| SWZ | Buy | Swiss Helvetia Fund | $1,160,000 | +92.4% | 126,277 | +103.8% | 0.33% | +104.3% |
| New | PORTMAN RIDGE FINANCE CORP | $1,147,000 | – | 47,085 | – | 0.32% | – | |
| IRL | Sell | New Ireland Fund | $1,147,000 | +0.3% | 93,129 | -0.6% | 0.32% | +6.6% |
| MNR | New | MONMOUTH REAL ESTATE INVESTMENT CORP | $1,119,000 | – | 60,000 | – | 0.32% | – |
| VTA | New | Invesco Dynamic Credit Opportunities Fund | $1,093,000 | – | 93,400 | – | 0.31% | – |
| CTAC | Sell | CERBERUS TELECOM ACQUISITION CORP | $1,063,000 | -49.6% | 136,157 | -35.9% | 0.30% | -46.4% |
| SPY | Sell | SPDR S&P 500 ETF TRUST | $1,038,000 | -18.8% | 2,419 | -19.1% | 0.29% | -13.8% |
| GSQBU | Buy | G SQUARED ASCEND II INCunits | $1,006,000 | +0.5% | 100,124 | +0.1% | 0.28% | +6.7% |
| TRONU | Sell | CORNER GROWTH ACQUISITION CORP 2units | $986,000 | -1.9% | 99,108 | -0.9% | 0.28% | +4.1% |
| EOCWU | Buy | ELLIOTT OPPORTUNITY II CORPunits | $940,000 | +84.0% | 92,895 | +82.1% | 0.27% | +95.6% |
| New | SOFTWARE ACQUISITION GROUP III INC | $915,000 | – | 92,850 | – | 0.26% | – | |
| SRV | New | CUSHING MLP & INFRASTRUCTURE TOTAL RETURN FUND | $901,000 | – | 28,351 | – | 0.26% | – |
| GSQD | Sell | G SQUARED ASCEND I INC | $883,000 | -3.2% | 89,495 | -3.2% | 0.25% | +2.9% |
| MBAC | Sell | M3BRIGADE ACQUISITION II CORP | $783,000 | -56.7% | 183,714 | -1.3% | 0.22% | -53.9% |
| HZAC | Sell | HORIZON ACQUISITION CO FCLASS A | $761,000 | -0.3% | 76,273 | -0.5% | 0.22% | +6.4% |
| PDOTU | Sell | PERIDOT ACQUISITION CORP IIunits | $758,000 | -4.4% | 76,895 | -3.2% | 0.22% | +1.9% |
| SCOBU | Sell | SCION TECH GROWTH IIunits | $741,000 | -0.9% | 74,481 | -1.1% | 0.21% | +5.5% |
| GLHAU | Sell | GLASS HOUSES ACQUISITION CORPunits | $729,000 | -4.7% | 73,449 | -3.0% | 0.21% | +1.5% |
| WPCBU | Sell | WARBURG PINCUS CAPITAL CORPORATION I-Bunits | $728,000 | -2.2% | 73,380 | -1.2% | 0.21% | +4.0% |
| DRAYU | New | MACONDRAY CAPITAL ACQUISITION CORP Iunits | $721,000 | – | 72,229 | – | 0.20% | – |
| HCCCU | Sell | HEALTHCARE CAPITAL CORPunits | $695,000 | -0.6% | 68,578 | -2.0% | 0.20% | +5.9% |
| EQHAU | Sell | EQ HEALTH ACQUISITION CORPunits | $689,000 | -1.3% | 68,858 | -1.6% | 0.20% | +4.8% |
| WPCB | Sell | WARBURG PINCUS CAPITAL IB CORP | $681,000 | -3.4% | 69,668 | -3.5% | 0.19% | +2.7% |
| GTPAU | Sell | GORES TECHNOLOGY PARTNERS INCunits | $651,000 | -1.4% | 65,211 | -0.7% | 0.18% | +5.1% |
| BTNB | New | BRIDGETOWN 2 HOLDINGS LTD | $642,000 | – | 64,738 | – | 0.18% | – |
| MACQU | Sell | MCAP ACQUISITION CORPunits | $569,000 | -2.9% | 55,723 | -5.1% | 0.16% | +3.2% |
| HIE | Buy | MILLER/HOWARD HIGH INCOME EQUITY FUND | $558,000 | +0.9% | 56,723 | +7.5% | 0.16% | +7.5% |
| FACA | Sell | FIGURE ACQUISITION CORP I | $545,000 | -2.3% | 55,304 | -0.8% | 0.15% | +3.4% |
| New | OXBRIDGE ACQUISITION CORPunits | $512,000 | – | 50,000 | – | 0.14% | – | |
| New | STONEBRIDGE ACQUISITION CORPunits | $508,000 | – | 50,400 | – | 0.14% | – | |
| NAACU | Sell | NORTH ATLANTIC ACQUISITION CORPunits | $488,000 | -2.8% | 49,175 | -1.6% | 0.14% | +3.0% |
| FCAXU | Sell | FORTRESS CAPITAL ACQUISITION CORPunits | $482,000 | -3.0% | 49,203 | -0.8% | 0.14% | +3.8% |
| New | WINVEST ACQUISITION CORPunits | $458,000 | – | 45,000 | – | 0.13% | – | |
| MCAEU | Sell | MOUNTAIN CREST ACQUISITION CORP IIIunits | $456,000 | -32.6% | 44,749 | -33.9% | 0.13% | -28.3% |
| CEE | New | CENTRAL AND EASTERN EUROPE FUND INC | $432,000 | – | 14,952 | – | 0.12% | – |
| New | ALPINE ACQUISITION CORPunits | $403,000 | – | 40,000 | – | 0.11% | – | |
| BIF | Sell | Boulder Growth & Income Fund | $391,000 | -96.5% | 29,794 | -96.4% | 0.11% | -96.3% |
| ACIIU | Sell | ATLAS CREST INVESTMENT II CORPunits | $377,000 | -2.3% | 37,776 | -1.9% | 0.11% | +3.9% |
| New | PACIFICO ACQUISITION CORPunits | $355,000 | – | 35,000 | – | 0.10% | – | |
| CVIIU | Sell | CHURCHILL CAPITAL CORP VIIunits | $317,000 | -19.9% | 32,125 | -18.7% | 0.09% | -15.1% |
| RIV | New | RiverNorth Opportunities Fund, Inc. | $312,000 | – | 18,352 | – | 0.09% | – |
| CLRM | New | CLARIM ACQUISITION CORP | $282,000 | – | 28,905 | – | 0.08% | – |
| ACII | New | ATLAS CREST INVESTMENT CORP II | $257,000 | – | 26,318 | – | 0.07% | – |
| New | GIGCAPITAL5 INCunits | $257,000 | – | 25,000 | – | 0.07% | – | |
| New | INSIGHT ACQUISITION CORPunits | $249,000 | – | 25,000 | – | 0.07% | – | |
| GGPIW | Sell | GORES GUGGENHEIM INC Warrantswarrants | $232,000 | +50.6% | 111,321 | -0.7% | 0.07% | +61.0% |
| IGACW | Sell | IG ACQUISITION CORP WTSwarrants | $215,000 | -26.9% | 262,443 | -0.1% | 0.06% | -21.8% |
| TMTSW | Sell | SPARTACUS ACQUISITION CORP WTSwarrants | $212,000 | -35.6% | 133,578 | -49.6% | 0.06% | -31.8% |
| New | AESTHER HEALTHCARE ACQUISITION CORPunits | $203,000 | – | 20,000 | – | 0.06% | – | |
| YSACW | Sell | YELLOWSTONE ACQUISITION CO WTSwarrants | $201,000 | +18.9% | 213,815 | -0.1% | 0.06% | +26.7% |
| TSIB | New | TISHMAN SPEYER INNOVATION CORP II | $196,000 | – | 20,050 | – | 0.06% | – |
| AAC | New | ARES ACQUISITION CORP | $195,000 | – | 20,000 | – | 0.06% | – |
| VAQC | New | VECTOR ACQUISITION II CORP | $195,000 | – | 20,000 | – | 0.06% | – |
| HERAW | Sell | FTAC HERA ACQUISITION CORPwarrants | $180,000 | -22.4% | 175,022 | -0.4% | 0.05% | -17.7% |
| New | SHAPEWAYS HOLDINGS INCwarrants | $178,000 | – | 179,612 | – | 0.05% | – | |
| KAIRU | Sell | KAIROS ACQUISITION CORPunits | $160,000 | -35.7% | 16,000 | -36.0% | 0.04% | -31.8% |
| CCVIWS | Buy | CHURCHILL CAPITAL VI CORPwarrants | $158,000 | +50.5% | 127,312 | +70.3% | 0.04% | +60.7% |
| LOKBWS | Sell | LIVE OAK ACQUISIT 25 WTSWARRANTS EXP 12/07/25warrants | $155,000 | -17.1% | 81,417 | -2.2% | 0.04% | -12.0% |
| BIOTU | Sell | BIOTECH ACQUISITION COunits | $140,000 | -69.2% | 13,957 | -69.0% | 0.04% | -66.9% |
| HYACW | Sell | HAYMAKER ACQUISITION CORP IIIwarrants | $136,000 | -18.1% | 169,804 | -0.7% | 0.04% | -11.4% |
| KAHCWS | Sell | KKR ACQUISITION HOLDINGS I CORPwarrants | $134,000 | -19.3% | 139,911 | -0.4% | 0.04% | -13.6% |
| FZTWS | Sell | FAST ACQUISITION II CORPwarrants | $113,000 | -28.0% | 124,577 | -1.0% | 0.03% | -23.8% |
| FRWAW | New | PWP FORWARD ACQUISITION CORP Iwarrants | $112,000 | – | 136,344 | – | 0.03% | – |
| CLBR | New | COLOMBIER ACQUISITION CORP | $105,000 | – | 10,865 | – | 0.03% | – |
| New | CASCADIA ACQUISITION CORPunits | $98,000 | – | 10,000 | – | 0.03% | – | |
| New | ARCHER AVIATION INCwarrants | $95,000 | – | 59,853 | – | 0.03% | – | |
| GXIIW | Sell | GX ACQUISITION CORP IIwarrants | $94,000 | -44.4% | 181,530 | -1.0% | 0.03% | -40.0% |
| LCAHW | Sell | LANDCADIA HOLDINGS IV INCwarrants | $90,000 | -6.2% | 90,145 | -0.9% | 0.03% | 0.0% |
| BSNWS | Sell | BROADSTONE ACQUISITION CORPwarrants | $84,000 | -10.6% | 78,096 | -0.4% | 0.02% | -4.0% |
| New | GIGINTERNATIONAL1 INCwarrants | $84,000 | – | 100,000 | – | 0.02% | – | |
| CVIIWS | Buy | CHURCHILL CAPITAL CORP VIIwarrants | $83,000 | -32.5% | 89,697 | +1.7% | 0.02% | -27.3% |
| PTICW | New | PROPTECH INVESTMENT II CORPwarrants | $84,000 | – | 104,788 | – | 0.02% | – |
| GOACWS | Sell | GO ACQUISITION CORP WTSwarrants | $74,000 | -32.7% | 100,221 | -0.2% | 0.02% | -27.6% |
| FSNBWS | Sell | FUSION ACQUISITION CORP IIwarrants | $69,000 | -34.9% | 106,512 | -1.3% | 0.02% | -28.6% |
| New | JASPER THERAPEUTICS INC WTSwarrants | $71,000 | – | 47,887 | – | 0.02% | – | |
| TRMT | New | TREMONT MORTGAGE TRUSTrights | $70,000 | – | 13,500 | – | 0.02% | – |
| LGVWS | Buy | LONGVIEW ACQUISITION CORP IIwarrants | $68,000 | +23.6% | 52,570 | +32.1% | 0.02% | +26.7% |
| QFTAWS | Sell | QUANTUM FINTECH ACQUISITION CORPwarrants | $67,000 | -18.3% | 246,357 | -0.5% | 0.02% | -13.6% |
| FVIVWS | Sell | FORTRESS VALUE ACQUISITION CORP IVwarrants | $68,000 | -37.0% | 84,125 | -0.4% | 0.02% | -34.5% |
| THMAW | Sell | THIMBLE POINT ACQUISITION CORPwarrants | $65,000 | -36.3% | 68,767 | -0.2% | 0.02% | -33.3% |
| CCVWS | Sell | CHURCHILL CAPITAL V CORP WTSwarrants | $61,000 | -70.4% | 46,914 | -53.0% | 0.02% | -69.1% |
| SPAQWS | New | SPARTAN ACQUISITION III CORPwarrants | $58,000 | – | 52,687 | – | 0.02% | – |
| NSTCWS | Sell | NORTHERN STAR INVESTMENT CORP IIIwarrants | $56,000 | -20.0% | 56,946 | -0.3% | 0.02% | -15.8% |
| GIGGW | New | GIGCAPITAL4 INCwarrants | $52,000 | – | 49,666 | – | 0.02% | – |
| GLBLW | Sell | CARTESIAN GROWTH CORPwarrants | $48,000 | +26.3% | 45,547 | -1.0% | 0.01% | +40.0% |
| PFDRW | New | PATHFINDER ACQUISITION CORP Warrantswarrants | $48,000 | – | 50,073 | – | 0.01% | – |
| FMIVW | Sell | FORUM MERGER IV CORPwarrants | $51,000 | -20.3% | 49,348 | -0.6% | 0.01% | -17.6% |
| ZWRKW | New | Z-WORK ACQUISITION CORPwarrants | $47,000 | – | 73,479 | – | 0.01% | – |
| HZACWS | Sell | HORIZON ACQUISITI 25 WTFWARRANTS EXP 08/19/25warrants | $42,000 | -4.5% | 24,767 | -0.5% | 0.01% | 0.0% |
| GHACW | Sell | GAMING & HOSPITALITY ACQUISITION CORPwarrants | $42,000 | -34.4% | 60,392 | -0.2% | 0.01% | -29.4% |
| BRIVW | New | B RILEY PRINCIPAL 250 MERGER CORPwarrants | $42,000 | – | 59,872 | – | 0.01% | – |
| NSTDWS | Sell | NORTHERN STAR INVESTMENT CORP IVwarrants | $43,000 | -38.6% | 48,148 | -0.4% | 0.01% | -36.8% |
| MBACWS | Sell | M3BRIGADE ACQUISITION II CORPwarrants | $35,000 | -51.4% | 61,238 | -1.3% | 0.01% | -47.4% |
| ISLEW | Sell | ISLEWORTH HEALTHCARE ACQUISITION CORP WTSwarrants | $36,000 | -23.4% | 65,108 | -3.8% | 0.01% | -23.1% |
| MBTCR | New | NOCTURNE ACQUISITION CORPrights | $32,000 | – | 75,000 | – | 0.01% | – |
| New | SOFTWARE ACQUISITION GROUP III INCwarrants | $31,000 | – | 56,250 | – | 0.01% | – | |
| New | CLARUS THERAPEUTICS HOLDINGS INCwarrants | $33,000 | – | 43,590 | – | 0.01% | – | |
| CASWS | Sell | CASCADE ACQUISITION CORP WTSwarrants | $27,000 | -34.1% | 43,914 | -0.3% | 0.01% | -27.3% |
| CHPMW | Sell | CHP MERGER CORP WTSwarrants | $28,000 | -39.1% | 50,000 | -4.8% | 0.01% | -33.3% |
| ASZWS | New | AUSTERLITZ ACQUISITION II CORPwarrants | $21,000 | – | 20,285 | – | 0.01% | – |
| MONCW | New | MONUMENT CIRCLE ACQUISITION CORPwarrants | $17,000 | – | 29,785 | – | 0.01% | – |
| GSQDWS | Sell | G SQUARED ASCEND I INCwarrants | $19,000 | -17.4% | 18,355 | -3.1% | 0.01% | -16.7% |
| COVAW | New | COVA ACQUISITION CORPwarrants | $14,000 | – | 24,750 | – | 0.00% | – |
| CTACWS | Sell | CERBERUS TELECOM ACQUISITION CORP Wtswarrants | $15,000 | -51.6% | 15,062 | -20.6% | 0.00% | -50.0% |
| FACAWS | Sell | FIGURE ACQUISITION CORP Iwarrants | $15,000 | -21.1% | 14,010 | -0.8% | 0.00% | -20.0% |
| New | ANGEL OAK FINL ST 21 RTS RIGHTS EXP 10/14/21rights | $7,000 | – | 33,455 | – | 0.00% | – | |
| LWACW | Exit | LOCUST WALK ACQUISITION CORP WT EXP 12/31/2025 EXP 12/31/25warrant | $0 | – | -19,566 | – | -0.01% | – |
| BLUWW | Exit | BLUE WTR ACQUISITION CORP WTS EXP 08/31/2027warrant | $0 | – | -46,390 | – | -0.01% | – |
| GLEO | Exit | GALILEO ACQUISITION CORP REGISTERED SHS | $0 | – | -9,599 | – | -0.03% | – |
| AMHCW | Exit | AMPLITUDE HEALTHC 26 WTSWARRANTS EXP 12/01/26warrant | $0 | – | -91,733 | – | -0.03% | – |
| DLCAU | Exit | DEEP LAKE CAP ACQUISITION CORP UNIT 1 CL A SH & 1/2 WT EXP 01/04/2026unit | $0 | – | -12,500 | – | -0.03% | – |
| EQS | Exit | EQUUS TOTAL RETURN INC COM | $0 | – | -66,126 | – | -0.03% | – |
| ACICWS | Exit | ATLAS CREST INVT CORP WTS EXP 01/30/2027warrant | $0 | – | -108,460 | – | -0.04% | – |
| LIIIU | Exit | LEO HLDGS III COR 28 UTF EXP 01/31/28unit | $0 | – | -19,176 | – | -0.05% | – |
| VACQ | Exit | VECTOR ACQUISITION COR FCLASS A | $0 | – | -20,000 | – | -0.05% | – |
| RVT | Exit | ROYCE VALUE TR INC COM | $0 | – | -16,700 | – | -0.08% | – |
| CLRMU | Exit | CLARIM ACQUISITION CORP UNIT 1 COM CL A & 1/3 WT EXPunit | $0 | – | -31,592 | – | -0.08% | – |
| GLEOWS | Exit | GALILEO ACQUISITION CORP WARRANT -31 10 26warrant | $0 | – | -293,024 | – | -0.09% | – |
| Exit | GOLDEN PATH ACQUISITION CORP Uunit | $0 | – | -35,000 | – | -0.09% | – | |
| BCAC | Exit | BROOKLINE CAP ACQUISITION CORP | $0 | – | -37,664 | – | -0.10% | – |
| COVAU | Exit | COVA ACQUISITION COR UTF EXPunit | $0 | – | -49,500 | – | -0.13% | – |
| BSGAU | Exit | BLUE SAFARI GRP ACQUISITN CORPunit | $0 | – | -49,966 | – | -0.13% | – |
| MOTVU | Exit | MOTIVE CAP CORP UNIT 1 SH CL A & 1/3 RED WT EXP ISIN #KYG6293A1296unit | $0 | – | -50,000 | – | -0.13% | – |
| PCF | Exit | HIGH INCOME SECS FD SH BEN INT | $0 | – | -51,745 | – | -0.13% | – |
| PACE | Exit | TPG PACE TECH OPPORTUNITIES CORP COM USD0.0001 CL A | $0 | – | -57,096 | – | -0.15% | – |
| LWAC | Exit | LOCUST WALK ACQUISITION CORP CL A | $0 | – | -59,198 | – | -0.16% | – |
| MONCU | Exit | MONUMENT CIRCLE ACQUISITN CORP UNIT EX 011426unit | $0 | – | -60,000 | – | -0.16% | – |
| LGVU | Exit | LONGVIEW ACQUISITION CORP II UNIT 1 CL A & 1/5 WT EXPunit | $0 | – | -66,882 | – | -0.18% | – |
| CFFVU | Exit | CF ACQUISITION CORP V UNIT EX 012526unit | $0 | – | -66,676 | – | -0.18% | – |
| CAS | Exit | CASCADE ACQUISITION CORP COM CL A | $0 | – | -70,713 | – | -0.19% | – |
| TWNTU | Exit | TAILWIND TWO ACQUISITION CORPunit | $0 | – | -70,000 | – | -0.19% | – |
| MBTCU | Exit | NOCTURNE ACQUISITION CORPunit | $0 | – | -75,000 | – | -0.20% | – |
| ASZU | Exit | AUSTERLITZ ACQUISITI UTS EXPunit | $0 | – | -81,140 | – | -0.22% | – |
| JRO | Exit | NUVEEN FLOATING RATE INCOME OP | $0 | – | -100,345 | – | -0.26% | – |
| EMPW | Exit | EMPOWER LTD COM USD0.0001 CL A | $0 | – | -111,480 | – | -0.30% | – |
| PTMN | Exit | PORTMAN RIDGE FIN CORP COM | $0 | – | -483,696 | – | -0.31% | – |
| GLBL | Exit | CARTESIAN GROWTH CORP CL A SHS | $0 | – | -134,232 | – | -0.35% | – |
| DUNE | Exit | DUNE ACQUISITION CORP COM CL A | $0 | – | -139,976 | – | -0.36% | – |
| CHPM | Exit | CHP MERGER CORP COM CL A | $0 | – | -145,000 | – | -0.38% | – |
| AEAC | Exit | AUTHENTIC EQUITY ACQUISTN CORP | $0 | – | -150,000 | – | -0.39% | – |
| GIGGU | Exit | GIGCAPITAL4 INCunit | $0 | – | -149,000 | – | -0.41% | – |
| BRIVU | Exit | B RILEY PRIN 250 MERGER CORP UNIT EX 040626unit | $0 | – | -178,330 | – | -0.47% | – |
| GIWWU | Exit | GIGINTERNATIONAL1 INC UNIT EX 051926unit | $0 | – | -200,000 | – | -0.54% | – |
| SPAQU | Exit | SPARTAN ACQUISITION CORP III UNIT 1 COM & 1/4 WT EXPunit | $0 | – | -211,176 | – | -0.57% | – |
| CCAP | Exit | CRESCENT CAP BDC INC | $0 | – | -113,862 | – | -0.57% | – |
| BLUW | Exit | BLUE WTR ACQUISITION CORP COM CL A | $0 | – | -217,070 | – | -0.58% | – |
| ZWRKU | Exit | Z-WORK ACQUISITION CORP UNITunit | $0 | – | -220,440 | – | -0.59% | – |
| QFTA | Exit | QUANTUM FINTECH ACQUISITION CORP COM | $0 | – | -247,594 | – | -0.64% | – |
| PFDRU | Exit | PATHFINDER ACQUISITION CORP UNIT 1 COM & 1/5 WT EXPunit | $0 | – | -254,338 | – | -0.67% | – |
| ETAC | Exit | E MERGE TECHNOLOGY ACQUISITION CORP COM CL A | $0 | – | -267,396 | – | -0.70% | – |
| ACIC | Exit | ATLAS CREST INVT CORP | $0 | – | -269,442 | – | -0.72% | – |
| AMHC | Exit | AMPLITUDE HEALTHCARE ACQUISITION CORP CL A | $0 | – | -277,973 | – | -0.74% | – |
| PTICU | Exit | PROPTECH INVESTMENT CORP II UNIT EXunit | $0 | – | -315,000 | – | -0.84% | – |
| IGAC | Exit | IG ACQUISITION CORP COM CL A | $0 | – | -525,330 | – | -1.36% | – |
| SRNG | Exit | SOARING EAGLE ACQUISITION CORP COM USD0.0001 CL A | $0 | – | -591,706 | – | -1.57% | – |
| FRWAU | Exit | PWP FORWARD ACQUISITION CORP I UNIT EXP 031026unit | $0 | – | -683,710 | – | -1.81% | – |
Q2 2021
Q4 2020
Q3 2020
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BPR | Buy | BROOKFIELD PPTY REIT INC CLASS Aunits | $70,751,000 | +9781.4% | 865,992 | +1104.0% | 22.79% | +7043.3% |
| PPR | Buy | VOYA PRIME RATE CF | $9,961,000 | +1377.9% | 2,258,729 | +1263.2% | 3.21% | +969.3% |
| GAM | Sell | GENERAL AMERICAN INVESTORS | $9,856,000 | +6.6% | 290,302 | -0.1% | 3.17% | -23.0% |
| TLI | Sell | WESTERN ASSET CORPORATE LN FD | $8,439,000 | +8.3% | 911,445 | -0.0% | 2.72% | -21.7% |
| RGT | Buy | ROYCE GLOBAL VALUE TR INC COM | $8,246,000 | +11.3% | 671,534 | +4.9% | 2.66% | -19.5% |
| SOR | Sell | SOURCE CAPITAL INC | $7,308,000 | +11.2% | 198,315 | -0.2% | 2.35% | -19.6% |
| VMM | Sell | DELAWARE INV MINN MUNI II | $6,706,000 | +2.3% | 515,811 | -0.5% | 2.16% | -26.1% |
| VCIF | Sell | VERTICAL CAP INCOME FUND SHS B | $6,338,000 | +2.4% | 638,270 | -0.2% | 2.04% | -26.0% |
| CCIVU | New | CHURCHILL CAPITAL 25 UTS EXP 08/04/25units | $6,320,000 | – | 630,770 | – | 2.04% | – |
| TWN | Buy | TAIWAN FD INC | $5,954,000 | +13.0% | 258,543 | +4.1% | 1.92% | -18.3% |
| SSSS | Sell | SUTTER ROCK CAP CORP COM | $5,086,000 | +15.0% | 469,209 | -10.2% | 1.64% | -16.9% |
| EFF | Sell | EV FLOATING-RATE INCOME PLUS | $4,859,000 | +1.1% | 346,673 | -0.2% | 1.56% | -26.9% |
| DNIF | Sell | DIVIDEND AND INCOME FUND | $4,852,000 | -12.4% | 533,307 | -2.0% | 1.56% | -36.7% |
| YACU | New | YUCAIPA ACQUISITION UTSunits | $4,694,000 | – | 460,186 | – | 1.51% | – |
| RMRM | Sell | RMR MORTGAGE TRUST | $4,249,000 | -25.0% | 468,890 | -3.4% | 1.37% | -45.8% |
| GLEO | Buy | GALILEO ACQUISITION CORP | $3,890,000 | +11.7% | 392,905 | +11.8% | 1.25% | -19.3% |
| BWG | Sell | BRANDYWINE GLOBAL INCOME | $3,846,000 | -64.9% | 334,126 | -64.8% | 1.24% | -74.6% |
| VIHAU | New | VPC IMPACT ACQUISITION HLDGSunits | $3,529,000 | – | 352,888 | – | 1.14% | – |
| GIKU | Buy | GIGCAPITAL3 INC UNITunits | $3,279,000 | +13.1% | 316,854 | +9.7% | 1.06% | -18.3% |
| DFPHU | Sell | DFP HEALTHCARE ACQUISITIONS CORP UNIT 1 COM CL A & 1/4 WT EXPunits | $3,254,000 | +1.5% | 311,400 | -0.2% | 1.05% | -26.7% |
| BFTU | New | FOLEY TRASIMENE ACQUISITION CORP II UNIT | $3,136,000 | – | 307,410 | – | 1.01% | – |
| GOACU | New | GO ACQUISITION CORP UNITunits | $3,108,000 | – | 308,285 | – | 1.00% | – |
| FGNAU | New | FG NEW AMER ACQUISITION CORP UNITunits | $3,091,000 | – | 308,775 | – | 1.00% | – |
| ETACU | New | E MERGE TECHNOLOGY ACQUISITION CORP UNITunits | $2,715,000 | – | 269,350 | – | 0.87% | – |
| FIIIU | New | FORUM MERGER III CORP UNITunits | $2,615,000 | – | 250,525 | – | 0.84% | – |
| JIHU | Sell | JUNIPER INDL HLDGS INCunits | $2,563,000 | +10.0% | 224,422 | -0.8% | 0.82% | -20.5% |
| AMHC | Sell | AMPLITUDE HEALTHCARE ACQ CLASS | $2,464,000 | -1.5% | 248,250 | -0.7% | 0.79% | -28.8% |
| PTAC | New | PROPTECH ACQUISITION CORP A | $2,424,000 | – | 217,796 | – | 0.78% | – |
| THBR | Sell | Thunderbridge Acq. | $2,388,000 | +74.2% | 234,093 | -35.9% | 0.77% | +25.9% |
| Sell | GARRISON CAP INC COM | $2,378,000 | +12.3% | 622,470 | -0.7% | 0.77% | -18.9% | |
| PIC | Sell | PIVOTAL INVT CORP II COM | $2,326,000 | -9.8% | 201,709 | -25.0% | 0.75% | -34.8% |
| HNW | Sell | PIONEER DIVERSIFIED HIGH INC | $2,167,000 | +3.0% | 160,410 | -8.3% | 0.70% | -25.5% |
| CAPAU | New | HIGHCAPE CAP ACQUISITION CORP UNITunits | $1,822,000 | – | 180,000 | – | 0.59% | – |
| CCAP | Sell | CRESCENT CAP BDC INC | $1,817,000 | +0.5% | 142,502 | -0.4% | 0.58% | -27.4% |
| JFR | New | NUVEEN FLOATING RATE INCOME FD | $1,815,000 | – | 218,377 | – | 0.58% | – |
| OAC | New | OAKTREE ACQUISITION CORP SHS CL A | $1,788,000 | – | 152,179 | – | 0.58% | – |
| HCCO | New | HEALTHCARE MERGER CORP | $1,759,000 | – | 173,300 | – | 0.57% | – |
| ASA | Sell | ASA GOLD AND PRECIOUS METALS | $1,749,000 | -40.2% | 82,203 | -50.7% | 0.56% | -56.8% |
| SAQN | Sell | SOFTWARE ACQUISITION GRO CLASS A | $1,692,000 | -1.9% | 169,874 | -1.0% | 0.54% | -29.0% |
| LCAPU | New | LIONHEART ACQUISITION CORP I UNITunits | $1,693,000 | – | 170,000 | – | 0.54% | – |
| JRO | New | NUVEEN FLOATING RT INC OPP FD | $1,660,000 | – | 202,464 | – | 0.54% | – |
| FSRV | New | FINSERV ACQUISITION CORP CL A | $1,643,000 | – | 163,836 | – | 0.53% | – |
| CFFA | Sell | CF FIN ACQUISITION CORP CL A | $1,618,000 | -39.5% | 155,547 | -36.9% | 0.52% | -56.3% |
| BSNU | New | BROADSTONE ACQUISITION CORP UNITunits | $1,568,000 | – | 157,310 | – | 0.50% | – |
| BMRG | New | B RILEY PRIN MERGER CORP II CL A | $1,520,000 | – | 151,848 | – | 0.49% | – |
| CHPM | New | CHP MERGER CORP CLASS A | $1,478,000 | – | 145,000 | – | 0.48% | – |
| GHIV | New | GORES HLDGS IV INC COM CL A | $1,440,000 | – | 139,700 | – | 0.46% | – |
| DMYT | New | DMY TECHNOLOGY GROUP INC CL A | $1,300,000 | – | 101,852 | – | 0.42% | – |
| APXTU | Sell | APEX TECHNOLOGY ACQUISITIONunits | $1,291,000 | -48.9% | 109,415 | -50.3% | 0.42% | -63.1% |
| SPY | Sell | SPDR S&P 500 | $1,293,000 | +4.5% | 3,862 | -3.7% | 0.42% | -24.5% |
| HGLB | Sell | HIGHLAND GLOBAL ALLOCATION FD | $1,269,000 | -9.2% | 204,743 | -5.6% | 0.41% | -34.3% |
| FUSE | New | FUSION ACQUISITION CORP CL A | $1,170,000 | – | 118,998 | – | 0.38% | – |
| VLGEA | Buy | Village Supermarket | $1,166,000 | -9.7% | 47,382 | +1.7% | 0.38% | -34.6% |
| TPZ | New | TORTOISE POWER ENERGY INFRASTRUCTURE | $1,163,000 | – | 136,522 | – | 0.38% | – |
| APXT | New | APEX TECHNOLOGY ACQUISITION CORP CL A | $1,154,000 | – | 108,884 | – | 0.37% | – |
| HYAC | Sell | HAYMAKER ACQUISITIONCORP II | $1,153,000 | -3.8% | 115,256 | -0.4% | 0.37% | -30.5% |
| PRPBU | New | CC NEUBERGER PRIN HLDGS II UNITSunits | $1,082,000 | – | 104,700 | – | 0.35% | – |
| HZACU | New | HORIZON ACQUISITION CORP UNITunits | $1,081,000 | – | 103,910 | – | 0.35% | – |
| TGNA | Sell | TEGNA INC | $1,074,000 | +5.1% | 91,406 | -0.4% | 0.35% | -24.0% |
| FSKR | Buy | FS KKR CAPITAL CORP II | $1,062,000 | +686.7% | 72,178 | +591.4% | 0.34% | +470.0% |
| ACTCU | New | ARCLIGHT CLEAN TRANSITION CORP UNITunits | $1,004,000 | – | 100,000 | – | 0.32% | – |
| ALUS | New | ALUSSA ENERGY ACQUISITION CORP COM | $993,000 | – | 100,000 | – | 0.32% | – |
| SAMA | Sell | SCHULTZE SPL PURP ACQUSTN CORP COM | $890,000 | -2.0% | 87,461 | -1.5% | 0.29% | -29.1% |
| FEAC | New | FLYING EAGLE ACQUISITIONCLASS A | $885,000 | – | 72,762 | – | 0.28% | – |
| JSD | New | NUVEEN SHRT DURATION CRED OPPS | $876,000 | – | 70,732 | – | 0.28% | – |
| FT | Sell | FRANKLIN UNIVERSAL TRUST | $780,000 | -26.3% | 114,383 | -28.0% | 0.25% | -46.8% |
| BOWXU | New | BOWX ACQUISITION CORP UNITunits | $721,000 | – | 70,248 | – | 0.23% | – |
| PEO | Sell | ADAMS NATURAL RESOURCES FUND | $696,000 | -83.2% | 71,180 | -80.5% | 0.22% | -87.9% |
| GIX | New | GIGCAPITAL2 INC COM | $695,000 | – | 68,430 | – | 0.22% | – |
| PSACU | New | PROPERTY SOLUTIONS ACQUISITIONunits | $671,000 | – | 66,525 | – | 0.22% | – |
| PHD | Sell | PIONEER FLOATING RATE CF | $636,000 | -2.3% | 63,005 | -8.0% | 0.20% | -29.3% |
| GHIVU | Sell | GORES HOLDINGS IV IN UTS EXPunits | $632,000 | -69.7% | 59,300 | -70.4% | 0.20% | -78.0% |
| FAX | Sell | ABERDEEN ASIA PACIFIC INCOM FD | $616,000 | -62.6% | 154,504 | -64.2% | 0.20% | -73.0% |
| ACNDU | New | ASCENDANT DIGITAL ACQUISITION CORP UNIT | $526,000 | – | 50,000 | – | 0.17% | – |
| FSLF | New | FIRST EAGLE SENIOR LOAN FUNDcpm | $475,000 | – | 38,311 | – | 0.15% | – |
| GDL | Sell | GDL FUND/THE | $431,000 | -49.1% | 51,442 | -50.0% | 0.14% | -63.1% |
| DTF | New | DTF TAX FREE INCOME INC | $366,000 | – | 25,344 | – | 0.12% | – |
| TPHS | Sell | TRINITY PLACE HOLDINGS INC | $319,000 | +1.3% | 226,097 | -1.1% | 0.10% | -26.4% |
| PCF | Sell | HIGH INCOME SECS FD | $318,000 | -40.4% | 38,118 | -45.5% | 0.10% | -57.1% |
| HCAC | Sell | HENNESSY CAPITAL ACQUISI CLASS A | $293,000 | -84.0% | 26,300 | -84.5% | 0.09% | -88.5% |
| HOLUU | New | HOLICITY INCunits | $259,000 | – | 25,000 | – | 0.08% | – |
| New | DMY TECHNOLOGY GR 27 WTSwarrants | $242,000 | – | 80,797 | – | 0.08% | – | |
| GLEOWS | Sell | GALILEO ACQUISITI 26 WTS WARRANTS EXP 10/31/26warrants | $233,000 | +6.4% | 375,405 | -0.4% | 0.08% | -23.5% |
| SCPEWS | Buy | SC HEALTH CORP WTF WARRANTS EXPwarrants | $220,000 | +19.6% | 220,300 | +29.6% | 0.07% | -13.4% |
| CPSRU | New | CAPSTAR SPECIAL PURP UTSunit | $204,000 | – | 20,000 | – | 0.07% | – |
| OACBU | New | OAKTREE ACQUISITION II UTS EXPunits | $206,000 | – | 20,000 | – | 0.07% | – |
| PICWS | Buy | PIVOTAL INVESTMENT CORP II WTSwarrants | $194,000 | +424.3% | 52,495 | +11.8% | 0.06% | +287.5% |
| PTACW | New | PROPTECH ACQUISITION CORP WTwarrants | $187,000 | – | 113,898 | – | 0.06% | – |
| GIXWS | Sell | GIGCAPITAL2 INC W EXP 02/28/202warrants | $175,000 | +82.3% | 192,757 | -0.2% | 0.06% | +30.2% |
| CCXWS | Buy | CHURCHILL CAP CORP II WT EXPwarrants | $175,000 | -5.9% | 81,620 | +26.7% | 0.06% | -32.5% |
| OACWS | New | OAKTREE ACQUISITION WARRANTSwarrants | $169,000 | – | 57,826 | – | 0.05% | – |
| HCCOW | New | HEALTHCARE MERGER CORP RED WTSwarrants | $155,000 | – | 86,650 | – | 0.05% | – |
| FEACWS | New | FLYING EAGLE ACQU 27 WTSwarrants | $134,000 | – | 41,171 | – | 0.04% | – |
| EQS | Sell | EQUUS TOTAL RETURN INC | $111,000 | -11.2% | 91,476 | -14.4% | 0.04% | -35.7% |
| APXTW | New | APEX TECHNOLOGY ACQUISITION CORP WTwarrants | $106,000 | – | 54,442 | – | 0.03% | – |
| AMHCW | Sell | AMPLITUDE HEALTHCARE ACQ WTSwarrants | $103,000 | +9.6% | 92,208 | -1.9% | 0.03% | -21.4% |
| RMG | Sell | RMG ACQUISITION CORP | $102,000 | -91.6% | 47,603 | -59.8% | 0.03% | -93.9% |
| FAIIU | New | FORTRESS VALUE ACQUI UTS EXPunits | $103,000 | – | 10,000 | – | 0.03% | – |
| THCAW | Sell | TUSCAN HLDGS CORP IIwarrants | $80,000 | -16.7% | 177,466 | -0.2% | 0.03% | -39.5% |
| SAQNW | Sell | SOFTWARE ACQUISIT 26 WTS WARRANTS EXP 10/01/26warrants | $82,000 | +6.5% | 84,937 | -1.0% | 0.03% | -23.5% |
| FSRVW | New | FINSERV ACQUISITION CORP CL A WTSwarrants | $75,000 | – | 81,918 | – | 0.02% | – |
| LGCWS | Sell | LEGACY ACQUISITION CORP WT EXP EXP 11/30/22warrants | $72,000 | -19.1% | 133,887 | -26.5% | 0.02% | -42.5% |
| TDACW | Sell | TRIDENT ACQUISITIONS CORPwarrants | $68,000 | -23.6% | 183,670 | -5.2% | 0.02% | -45.0% |
| GIXRT | Sell | GIGCAPITAL2 INC RIGHT 02/28/2026rights | $64,000 | +23.1% | 192,757 | -0.2% | 0.02% | -8.7% |
| ANDAW | Sell | ANDINA ACQUISITION CORP IIIwarrants | $65,000 | -23.5% | 196,350 | -0.7% | 0.02% | -44.7% |
| FUSEWS | New | FUSION ACQUISITION CORP WTwarrants | $65,000 | – | 59,499 | – | 0.02% | – |
| ANDAR | Sell | ANDINA ACQUISITION CORP IIIrights | $63,000 | +26.0% | 198,350 | -0.7% | 0.02% | -9.1% |
| GHIVW | New | GORES HLDGS IV INC WTwarrants | $58,000 | – | 34,925 | – | 0.02% | – |
| BMRGWS | New | B RILEY PRIN MERGER CORP II WTwarrants | $60,000 | – | 44,398 | – | 0.02% | – |
| CHPMW | New | CHP MERGER CORP. 24 WTSwarrants | $59,000 | – | 52,500 | – | 0.02% | – |
| DEHWS | New | D8 HLDGS CORP. 27 WTFwarrants | $46,000 | – | 64,575 | – | 0.02% | – |
| ACAMW | Sell | ACAMAR PARTNERS ACQUISITION CORP WTwarrants | $41,000 | -50.6% | 36,885 | -42.1% | 0.01% | -64.9% |
| CFFAW | Sell | CF FIN ACQUISITION CORP RED WT EXP 04/30/25warrants | $34,000 | -59.0% | 35,197 | -29.7% | 0.01% | -70.3% |
| HYACW | Sell | HAYMAKER ACQUISITIONCORP IIwarrants | $25,000 | -35.9% | 25,147 | -0.7% | 0.01% | -52.9% |
| SAMAW | Sell | SCHULTZE SPL PURP ACQUISITION CORP WTwarrants | $21,000 | -61.1% | 40,925 | -2.0% | 0.01% | -70.8% |
| LGHLW | New | LION GROUP HLDG LTD WTwarrants | $3,000 | – | 35,500 | – | 0.00% | – |
| GSMGW | New | GLRY STR NW MDIA 25 WTF WARRANTSwarrants | $2,000 | – | 42,082 | – | 0.00% | – |
| KBLMW | Sell | KBL MERGER CORP IV-CW22warrants | $3,000 | -96.8% | 11,007 | -96.3% | 0.00% | -97.6% |
| KBLMR | Sell | KBL MERGER CORP IV-RTSrights | $3,000 | -93.9% | 16,792 | -94.3% | 0.00% | -95.5% |
| TOTAW | Exit | TOTTENHAM ACQUISTIONwarrants | $0 | – | -14,150 | – | -0.00% | – |
| Exit | LION GROUP HLDGwarrants | $0 | – | -36,100 | – | -0.00% | – | |
| ATCXW | Exit | ATLAS TECHNICAL C 25 WTS WARRANTSwarrants | $0 | – | -25,291 | – | -0.00% | – |
| HCCHW | Exit | HL ACQUISITIONwarrants | $0 | – | -11,053 | – | -0.01% | – |
| HCCHR | Exit | HL ACQUISITIONrights | $0 | – | -49,031 | – | -0.02% | – |
| HCACW | Exit | HENNESSY CAPITAL 25 WTSwarrants | $0 | – | -103,949 | – | -0.05% | – |
| GRAFWS | Exit | GRAF INDL CORPwarrants | $0 | – | -59,437 | – | -0.06% | – |
| LFACW | Exit | LF CAP ACQUISITIONwarrants | $0 | – | -167,000 | – | -0.07% | – |
| DPHCU | Exit | DIAMONDPEAK HLDGS CORunits | $0 | – | -15,008 | – | -0.07% | – |
| NFINW | Exit | NETFIN ACQUISITIO 24 WTF WARRANTSwarrants | $0 | – | -103,700 | – | -0.08% | – |
| LCAHU | Exit | LANDCADIA HLDGS II INC UNIT EX 050926units | $0 | – | -10,197 | – | -0.08% | – |
| PICU | Exit | PIVOTALINVESTMENT COIRP IIunits | $0 | – | -18,000 | – | -0.08% | – |
| DPHCW | Exit | DIAMONDPEAK HLDGS CORP RED WTwarrants | $0 | – | -105,770 | – | -0.08% | – |
| LCAHW | Exit | LANDCADIA HLDGS II INC W EXP 05/09/202warrants | $0 | – | -40,628 | – | -0.10% | – |
| TCRD | Exit | THL CREDIT INC | $0 | – | -80,055 | – | -0.12% | – |
| KCACU | Exit | KENSINGTON CAP ACQUISITION CORP UNITunits | $0 | – | -30,000 | – | -0.13% | – |
| FMCIW | Exit | FORUM MERGER II CORPWT EXP 09/30/2025warrants | $0 | – | -88,185 | – | -0.18% | – |
| FRG | Exit | FRANCHISE GROUP | $0 | – | -20,000 | – | -0.20% | – |
| HCCH | Exit | HL ACQUISITION | $0 | – | -40,081 | – | -0.22% | – |
| FSK | Exit | FS KKR CAPITAL CORP COM | $0 | – | -61,738 | – | -0.38% | – |
| CHPMU | Exit | CHP MERGER CORPunits | $0 | – | -105,000 | – | -0.47% | – |
| SPAQ | Exit | SPARTAN ENERGY ACQUISITI CLASS A | $0 | – | -100,000 | – | -0.48% | – |
| BOMN | Exit | BOSTON OMAHA CORP COM | $0 | – | -74,218 | – | -0.53% | – |
| LCA | Exit | LANDCADIA HLDGS II INC | $0 | – | -73,493 | – | -0.54% | – |
| FUSEU | Exit | Fusion Acq. Unitsunits | $0 | – | -120,000 | – | -0.54% | – |
| FMCI | Exit | FORUM MERGER II CORPCL A | $0 | – | -91,466 | – | -0.67% | – |
| CCXXU | Exit | CHURCHILL CAP CORP IIIunits | $0 | – | -140,000 | – | -0.70% | – |
| FVACU | Exit | FORTRESS VALUE ACQUI UTSunits | $0 | – | -168,278 | – | -0.77% | – |
| FSRVU | Exit | FINSERV ACQUISITION CORP UNITunit | $0 | – | -164,950 | – | -0.77% | – |
| HIO | Exit | WESTERN ASSET HI INC OPP | $0 | – | -387,371 | – | -0.80% | – |
| HCCOU | Exit | HEALTHCARE MERGER CORP UNITunits | $0 | – | -180,000 | – | -0.83% | – |
| DMYTU | Exit | DMY TECHNOLOGY GR 27 UTS EXP 02/21/27unit | $0 | – | -180,000 | – | -0.85% | – |
| ANDA | Exit | ANDINA ACQUISTION CORP III | $0 | – | -199,650 | – | -0.91% | – |
| OACU | Exit | OAKTREE ACQUISTIONunits | $0 | – | -200,000 | – | -0.95% | – |
| BMRGU | Exit | B RILEY PRIN MERGER UTSunits | $0 | – | -199,571 | – | -1.04% | – |
| PTACU | Exit | PROPTECH ACQUISITION CORP UNITunits | $0 | – | -229,500 | – | -1.08% | – |
| FEACU | Exit | FLYING EAGLE UNITSunits | $0 | – | -230,500 | – | -1.20% | – |
| GFY | Exit | WESTERN ASST VARIABL RTE | $0 | – | -204,553 | – | -1.43% | – |
| DPHC | Exit | DIAMONDPEAK HLDGS CORP COM CL A | $0 | – | -317,572 | – | -1.46% | – |
| IIF | Exit | MORGAN STANLEY INDIA INVEST | $0 | – | -351,479 | – | -2.54% | – |
Q2 2020
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CET | New | CENTRAL SECS CORP COM | $11,067,000 | – | 383,591 | – | 4.93% | – |
| BWG | New | BRANDYWINE GLOBAL INCOME | $10,961,000 | – | 949,933 | – | 4.88% | – |
| GAM | New | GENERAL AMERICAN INVESTORS | $9,246,000 | – | 290,602 | – | 4.12% | – |
| BIF | New | BOULDER GROWTH & INCM FD INC | $7,890,000 | – | 837,629 | – | 3.52% | – |
| TLI | New | WESTERN ASSET CORPORATE LN FD | $7,792,000 | – | 911,446 | – | 3.47% | – |
| RGT | New | ROYCE GLOBAL VALUE TR INC COM | $7,408,000 | – | 640,301 | – | 3.30% | – |
| SOR | New | SOURCE CAPITAL INC | $6,571,000 | – | 198,615 | – | 2.93% | – |
| VMM | New | DELAWARE INV MINN MUNI II | $6,557,000 | – | 518,311 | – | 2.92% | – |
| VCIF | New | VERTICAL CAP INCOME FUND SHS B | $6,191,000 | – | 639,605 | – | 2.76% | – |
| IIF | New | MORGAN STANLEY INDIA INVEST | $5,708,000 | – | 351,479 | – | 2.54% | – |
| RMRM | New | RMR REAL ESTATE INCOME FUND COM | $5,662,000 | – | 485,566 | – | 2.52% | – |
| DNIF | New | DIVIDEND AND INCOME FUND | $5,538,000 | – | 544,060 | – | 2.47% | – |
| TWN | New | TAIWAN FD INC | $5,268,000 | – | 248,352 | – | 2.35% | – |
| EFF | New | EV FLOATING-RATE INCOME PLUS | $4,804,000 | – | 347,455 | – | 2.14% | – |
| SSSS | New | SUTTER ROCK CAP CORP COM | $4,424,000 | – | 522,293 | – | 1.97% | – |
| PEO | New | ADAMS NATURAL RESOURCES | $4,155,000 | – | 365,768 | – | 1.85% | – |
| GLEO | New | GALILEO ACQUISITION CORP | $3,483,000 | – | 351,500 | – | 1.55% | – |
| DPHC | New | DIAMONDPEAK HLDGS CORP COM CL A | $3,271,000 | – | 317,572 | – | 1.46% | – |
| GFY | New | WESTERN ASST VARIABL RTE | $3,211,000 | – | 204,553 | – | 1.43% | – |
| DFPHU | New | DFP HEALTHCARE ACQUISITIONS CORP UNIT 1 COM CL A & 1/4 WT EXPunits | $3,207,000 | – | 312,100 | – | 1.43% | – |
| ADX | New | ADAMS EXPRESS COMPANY | $3,172,000 | – | 212,740 | – | 1.41% | – |
| ASA | New | ASA GOLD AND PRECIOUS METALS | $2,924,000 | – | 166,874 | – | 1.30% | – |
| GIKU | New | GIGCAPITAL3 INC UNITunits | $2,900,000 | – | 288,884 | – | 1.29% | – |
| JOF | New | JAPAN SMALLER CAPTLZTN FD INC | $2,850,000 | – | 364,423 | – | 1.27% | – |
| FEACU | New | FLYING EAGLE UNITSunits | $2,685,000 | – | 230,500 | – | 1.20% | – |
| CFFA | New | CF FIN ACQUISITION CORP CL A | $2,675,000 | – | 246,552 | – | 1.19% | – |
| PIC | New | PIVOTAL INVT CORP II COM | $2,579,000 | – | 268,878 | – | 1.15% | – |
| APXTU | New | APEX TECHNOLOGY ACQUISITIONunits | $2,526,000 | – | 220,000 | – | 1.13% | – |
| AMHC | New | AMPLITUDE HEALTHCARE ACQ CLASS | $2,502,000 | – | 250,000 | – | 1.12% | – |
| PTACU | New | PROPTECH ACQUISITION CORP UNITunits | $2,433,000 | – | 229,500 | – | 1.08% | – |
| BMRGU | New | B RILEY PRIN MERGER UTSunits | $2,337,000 | – | 199,571 | – | 1.04% | – |
| JIHU | New | JUNIPER INDL HLDGS INCunits | $2,329,000 | – | 226,150 | – | 1.04% | – |
| OACU | New | OAKTREE ACQUISTIONunits | $2,140,000 | – | 200,000 | – | 0.95% | – |
| New | GARRISON CAP INC COM | $2,118,000 | – | 626,709 | – | 0.94% | – | |
| HNW | New | PIONEER DIVERSIFIED HIGH INC | $2,103,000 | – | 175,010 | – | 0.94% | – |
| GHIVU | New | GORES HOLDINGS IV IN UTS EXPunits | $2,084,000 | – | 200,400 | – | 0.93% | – |
| ANDA | New | ANDINA ACQUISTION CORP III | $2,048,000 | – | 199,650 | – | 0.91% | – |
| GRIF | New | GRIFFIN INL RLTY INC | $1,953,000 | – | 36,054 | – | 0.87% | – |
| DMYTU | New | DMY TECHNOLOGY GR 27 UTS EXP 02/21/27unit | $1,904,000 | – | 180,000 | – | 0.85% | – |
| HCCOU | New | HEALTHCARE MERGER CORP UNITunits | $1,857,000 | – | 180,000 | – | 0.83% | – |
| HCAC | New | HENNESSY CAPITAL ACQUISI CLASS A | $1,826,000 | – | 169,816 | – | 0.81% | – |
| CCAP | New | CRESCENT CAP BDC INC | $1,808,000 | – | 143,003 | – | 0.81% | – |
| HIO | New | WESTERN ASSET HI INC OPP | $1,790,000 | – | 387,371 | – | 0.80% | – |
| HIL | New | HILL INTL INC COM | $1,784,000 | – | 1,173,405 | – | 0.80% | – |
| FVACU | New | FORTRESS VALUE ACQUI UTSunits | $1,733,000 | – | 168,278 | – | 0.77% | – |
| FSRVU | New | FINSERV ACQUISITION CORP UNITunit | $1,732,000 | – | 164,950 | – | 0.77% | – |
| SAQN | New | SOFTWARE ACQUISITION GRO CLASS A | $1,724,000 | – | 171,524 | – | 0.77% | – |
| FAX | New | ABERDEEN ASIA PACIFIC INCOM FD | $1,646,000 | – | 432,108 | – | 0.73% | – |
| MVC | New | MVC CAPITAL INC | $1,582,000 | – | 242,311 | – | 0.70% | – |
| CCXXU | New | CHURCHILL CAP CORP IIIunits | $1,583,000 | – | 140,000 | – | 0.70% | – |
| BBDC | New | BARINGS BDC INC COM | $1,573,000 | – | 198,125 | – | 0.70% | – |
| FMCI | New | FORUM MERGER II CORPCL A | $1,505,000 | – | 91,466 | – | 0.67% | – |
| HGLB | New | HIGHLAND GLOBAL ALLOCATION FD | $1,397,000 | – | 216,996 | – | 0.62% | – |
| THBR | New | THUNDERBRIDGE ACQ. | $1,371,000 | – | 365,471 | – | 0.61% | – |
| VLGEA | New | VILLAGE SUPERMARKET | $1,291,000 | – | 46,582 | – | 0.58% | – |
| SPY | New | SPDR S&P 500 | $1,237,000 | – | 4,012 | – | 0.55% | – |
| FUSEU | New | Fusion Acq. Unitsunits | $1,219,000 | – | 120,000 | – | 0.54% | – |
| RMG | New | RMG ACQUISITION CORP | $1,211,000 | – | 118,398 | – | 0.54% | – |
| LCA | New | LANDCADIA HLDGS II INC | $1,202,000 | – | 73,493 | – | 0.54% | – |
| HYAC | New | HAYMAKER ACQUISITIONCORP II | $1,198,000 | – | 115,759 | – | 0.53% | – |
| BOMN | New | BOSTON OMAHA CORP COM | $1,187,000 | – | 74,218 | – | 0.53% | – |
| JEQ | New | ABERDEEN JAPAN EQUITY FD | $1,157,000 | – | 149,244 | – | 0.52% | – |
| LOAKU | New | LIVE OAK ACQUISITION CORP UNITunits | $1,112,000 | – | 110,972 | – | 0.50% | – |
| SPAQ | New | SPARTAN ENERGY ACQUISITI CLASS A | $1,072,000 | – | 100,000 | – | 0.48% | – |
| CHPMU | New | CHP MERGER CORPunits | $1,064,000 | – | 105,000 | – | 0.47% | – |
| FT | New | FRANKLIN UNIVERSAL TRUST | $1,058,000 | – | 158,848 | – | 0.47% | – |
| TGNA | New | TEGNA INC | $1,022,000 | – | 91,746 | – | 0.46% | – |
| AEF | New | ABERDEEN EMERGIONG MKT EQ | $979,000 | – | 161,825 | – | 0.44% | – |
| SAMA | New | SCHULTZE SPL PURP ACQUSTN CORP COM | $908,000 | – | 88,768 | – | 0.40% | – |
| FSK | New | FS KKR CAPITAL CORP COM | $864,000 | – | 61,738 | – | 0.38% | – |
| GDL | New | GDL FUND/THE | $846,000 | – | 102,800 | – | 0.38% | – |
| SCPEU | New | SC HEALTH CORP UNIT 99/99/9999units | $819,000 | – | 78,715 | – | 0.36% | – |
| IRL | New | NEW IRELAND FUND INC COM | $762,000 | – | 98,329 | – | 0.34% | – |
| BPR | New | BROOKFIELD PPTY REIT INC CLASS Aunits | $716,000 | – | 71,926 | – | 0.32% | – |
| PPR | New | VOYA PRIME RATE CF | $674,000 | – | 165,697 | – | 0.30% | – |
| PHD | New | PIONEER FLOATING RATE CF | $651,000 | – | 68,505 | – | 0.29% | – |
| HHC | New | HOWARD HUGHES CORP | $623,000 | – | 12,000 | – | 0.28% | – |
| PCF | New | HIGH INCOME SECS FD | $534,000 | – | 70,000 | – | 0.24% | – |
| SWZ | New | SWISS HELVETIA FUND | $488,000 | – | 62,248 | – | 0.22% | – |
| HCCH | New | HL ACQUISITION | $488,000 | – | 40,081 | – | 0.22% | – |
| FRG | New | FRANCHISE GROUP | $438,000 | – | 20,000 | – | 0.20% | – |
| FMCIW | New | FORUM MERGER II CORPWT EXP 09/30/2025warrants | $414,000 | – | 88,185 | – | 0.18% | – |
| TPHS | New | TRINITY PLACE HOLDINGS INC | $315,000 | – | 228,523 | – | 0.14% | – |
| KCACU | New | KENSINGTON CAP ACQUISITION CORP UNITunits | $301,000 | – | 30,000 | – | 0.13% | – |
| ALUSU | New | ALUSSA ENERGY ACQUIS UTF EXP | $272,000 | – | 27,200 | – | 0.12% | – |
| TCRD | New | THL CREDIT INC | $259,000 | – | 80,055 | – | 0.12% | – |
| LCAHW | New | LANDCADIA HLDGS II INC W EXP 05/09/202warrants | $219,000 | – | 40,628 | – | 0.10% | – |
| GLEOWS | New | GALILEO ACQUISITI 26 WTS WARRANTSwarrants | $219,000 | – | 377,100 | – | 0.10% | – |
| RVT | New | ROYCE VALUE TRUST | $209,000 | – | 16,700 | – | 0.09% | – |
| CCXWS | New | CHURCHILL CAP CORP II WT EXPwarrants | $186,000 | – | 64,419 | – | 0.08% | – |
| DPHCW | New | DIAMONDPEAK HLDGS CORP RED WTwarrants | $186,000 | – | 105,770 | – | 0.08% | – |
| PICU | New | PIVOTALINVESTMENT COIRP IIunits | $185,000 | – | 18,000 | – | 0.08% | – |
| SCPEWS | New | SC HEALTH CORP WTF WARRANTS EXPwarrants | $184,000 | – | 170,000 | – | 0.08% | – |
| LCAHU | New | LANDCADIA HLDGS II INC UNIT EX 050926units | $176,000 | – | 10,197 | – | 0.08% | – |
| NFINW | New | NETFIN ACQUISITIO 24 WTF WARRANTSwarrants | $172,000 | – | 103,700 | – | 0.08% | – |
| DPHCU | New | DIAMONDPEAK HLDGS CORunits | $165,000 | – | 15,008 | – | 0.07% | – |
| LFACW | New | LF CAP ACQUISITIONwarrants | $150,000 | – | 167,000 | – | 0.07% | – |
| FCT | New | FIRST TR SR FLTG RT INC FD 2 | $148,000 | – | 13,584 | – | 0.07% | – |
| GRAFWS | New | GRAF INDL CORPwarrants | $136,000 | – | 59,437 | – | 0.06% | – |
| FSKR | New | FS KKR CAPITAL CORP II | $135,000 | – | 10,440 | – | 0.06% | – |
| CRSA | New | CRESCENT ACQUISITION CORP CL A | $131,000 | – | 12,500 | – | 0.06% | – |
| EQS | New | EQUUS TOTAL RETURN INC | $125,000 | – | 106,919 | – | 0.06% | – |
| HCACW | New | HENNESSY CAPITAL 25 WTSwarrants | $114,000 | – | 103,949 | – | 0.05% | – |
| GIXWS | New | GIGCAPITAL2 INC W EXP 02/28/202warrants | $96,000 | – | 193,226 | – | 0.04% | – |
| THCAW | New | TUSCAN HLDGS CORP IIwarrants | $96,000 | – | 177,747 | – | 0.04% | – |
| AMHCW | New | AMPLITUDE HEALTHCARE ACQ WTSwarrants | $94,000 | – | 93,958 | – | 0.04% | – |
| KBLMW | New | KBL MERGER CORP IV-CW22warrants | $93,000 | – | 300,407 | – | 0.04% | – |
| TDACW | New | TRIDENT ACQUISITIONS CORPwarrants | $89,000 | – | 193,670 | – | 0.04% | – |
| LGCWS | New | LEGACY ACQUISITION CORPwarrants | $89,000 | – | 182,206 | – | 0.04% | – |
| ANDAW | New | ANDINA ACQUISITION CORP IIIwarrants | $85,000 | – | 197,650 | – | 0.04% | – |
| ACAMW | New | ACAMAR PARTNERS ACQUISITION CORP WTwarrants | $83,000 | – | 63,751 | – | 0.04% | – |
| CFFAW | New | CF FIN ACQUISITION CORP RED WTwarrants | $83,000 | – | 50,064 | – | 0.04% | – |
| SAQNW | New | SOFTWARE ACQUISIT 26 WTSwarrants | $77,000 | – | 85,762 | – | 0.03% | – |
| SAMAW | New | SCHULTZE SPL PURP ACQUISITION CORP WTwarrants | $54,000 | – | 41,750 | – | 0.02% | – |
| GIXRT | New | GIGCAPITAL2 INC RIGHT 02/28/2026rights | $52,000 | – | 193,226 | – | 0.02% | – |
| KBLMR | New | KBL MERGER CORP IV-RTSrights | $49,000 | – | 293,792 | – | 0.02% | – |
| ANDAR | New | ANDINA ACQUISITION CORP IIIrights | $50,000 | – | 199,650 | – | 0.02% | – |
| HCCHR | New | HL ACQUISITIONrights | $46,000 | – | 49,031 | – | 0.02% | – |
| RMGWS | New | RMG ACQUISITION CORPwarants | $47,000 | – | 47,603 | – | 0.02% | – |
| IGICW | New | INTL GNRL INSURANCE HLDNGS LTD WT EXwarrants | $45,000 | – | 132,500 | – | 0.02% | – |
| HYACW | New | HAYMAKER ACQUISITIONCORP IIwarrants | $39,000 | – | 25,314 | – | 0.02% | – |
| MNCLW | New | MONOCLE ACQUISITION CORP WT 6/12/2024warrants | $36,000 | – | 55,000 | – | 0.02% | – |
| PICWS | New | PIVOTAL INVESTMENT CORP II WTSwarrants | $37,000 | – | 46,959 | – | 0.02% | – |
| AGBAW | New | AGBA ACQUISITION LTD WT 5/10/24warrants | $34,000 | – | 118,350 | – | 0.02% | – |
| ALACR | New | ALBERTON ACQUISITION CORPrights | $30,000 | – | 115,555 | – | 0.01% | – |
| ALACW | New | ALBERTON ACQUISITION CORPwarrants | $30,000 | – | 115,555 | – | 0.01% | – |
| HCCHW | New | HL ACQUISITIONwarrants | $25,000 | – | 11,053 | – | 0.01% | – |
| LOACW | New | LONGEVITY ACQUISTION CORPwarrants | $24,000 | – | 121,215 | – | 0.01% | – |
| LOACR | New | LONGEVITY ACQUISTION CORPrights | $20,000 | – | 100,315 | – | 0.01% | – |
| AGBAR | New | AGBA ACQUISITION LTD RTSrights | $19,000 | – | 118,350 | – | 0.01% | – |
| TURN | New | 180 DEGREE CAP CORP COM | $17,000 | – | 10,000 | – | 0.01% | – |
| THCBW | New | TUSCAN HOLDINGS C 26 WTSwarrants | $14,000 | – | 23,194 | – | 0.01% | – |
| ATCXW | New | ATLAS TECHNICAL C 25 WTS WARRANTSwarrants | $10,000 | – | 25,291 | – | 0.00% | – |
| New | LION GROUP HLDGwarrants | $6,000 | – | 36,100 | – | 0.00% | – | |
| AVCTW | New | AMERICAN VRTUAL VLOUD TECH WTSwarrants | $5,000 | – | 21,154 | – | 0.00% | – |
| TOTAW | New | TOTTENHAM ACQUISTIONwarrants | $3,000 | – | 14,150 | – | 0.00% | – |
Q4 2019
Q3 2019
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BWG | Buy | BRANDYWINE GLOBAL INCOME | $11,512,000 | +62.1% | 951,444 | +57.3% | 5.17% | +132.5% |
| CET | Buy | CENTRAL SECS CORP COM | $11,460,000 | +4.3% | 364,971 | +1.4% | 5.14% | +49.7% |
| GAM | Buy | GENERAL AMERICAN INVESTORS | $10,563,000 | -90.4% | 290,602 | +0.2% | 4.74% | -86.3% |
| VTA | Buy | INVESCO DYNAMIC CR OPPORTUNITIES FD COM | $9,705,000 | +26.9% | 881,445 | +28.8% | 4.36% | +82.0% |
| SOR | Buy | SOURCE CAPITAL INC | $7,800,000 | +11.4% | 213,615 | +11.6% | 3.50% | +59.9% |
| VCIF | Buy | VERTICAL CAP INCOME FUND SHS B | $6,854,000 | +537.0% | 641,805 | +466.5% | 3.08% | +812.8% |
| TLI | Buy | WESTERN ASSET CORPORATE LN FD | $5,976,000 | +705.4% | 629,694 | +711.9% | 2.68% | +1056.0% |
| VTIQU | Buy | INVESCO SENIOR INCM TR46131h107 | $5,792,000 | +14.0% | 1,378,963 | +17.2% | 2.60% | +63.6% |
| PEO | Buy | Adams Nautal Resources | $5,794,000 | +115.5% | 365,988 | +125.1% | 2.60% | +209.2% |
| DNIF | Buy | DIVIDEND AND INCOME FUND | $4,948,000 | +4.8% | 414,086 | +1.1% | 2.22% | +50.4% |
| BTZ | Buy | BLACKROCK CREDIT ALLOCATION INCOME TRCOM | $4,618,000 | +39.6% | 339,028 | +32.9% | 2.07% | +100.3% |
| TWN | Buy | TAIWAN FD INC | $3,989,000 | +13.9% | 215,951 | +4.6% | 1.79% | +63.5% |
| HIL | Sell | HILL INTL INC COM | $3,597,000 | +9.7% | 1,202,948 | -1.0% | 1.61% | +57.3% |
| THCA | New | TUSCAN HOLDINGS CORP II | $3,537,000 | – | 360,509 | – | 1.59% | – |
| DTF | New | DTF TAX FREE INCOME INC | $3,477,000 | – | 240,316 | – | 1.56% | – |
| FT | Sell | FRANKLIN UNIVERSAL TRUST | $3,429,000 | -11.4% | 454,721 | -14.0% | 1.54% | +27.1% |
| LACQ | Buy | LEISURE ACQUISITION | $2,797,000 | +51.4% | 273,688 | +50.1% | 1.26% | +117.1% |
| EFF | New | EV FLOATING-RATE INCOME PLUS | $2,673,000 | – | 175,762 | – | 1.20% | – |
| LGC | Buy | LEGACY ACQUISITION | $2,437,000 | +55.7% | 238,943 | +54.2% | 1.09% | +123.3% |
| RGT | Buy | ROYCE GLOBAL VALUE TR INC COM | $2,428,000 | +13.8% | 239,933 | +18.7% | 1.09% | +63.4% |
| MXE | Buy | MEXICO EQUITY & INCOME | $2,367,000 | -5.1% | 225,079 | +0.2% | 1.06% | +36.2% |
| NUO | Sell | NUVEEN OHIO QUALITY MUNICIPAL INCOME FD | $2,323,000 | -54.6% | 147,239 | -57.1% | 1.04% | -34.9% |
| APXTU | New | APEX TECHNOLOGY ACQUISITIONunits | $2,242,000 | – | 220,000 | – | 1.01% | – |
| FMCI | Buy | FORUM MERGER II CORPCL A | $2,109,000 | +25.6% | 208,643 | +24.8% | 0.95% | +80.4% |
| FSK | Buy | FS KKR CAPITAL CORP COM | $2,101,000 | +10.6% | 360,413 | +13.1% | 0.94% | +58.8% |
| TMCX | Buy | TRINITY MERGER CORP | $2,037,000 | +3.6% | 195,118 | +2.1% | 0.91% | +48.6% |
| CCX | New | CHURCHILL CAP CORP II CL A | $1,937,000 | – | 193,296 | – | 0.87% | – |
| VLT | Sell | INVESCO HIGH INCOME TRUST | $1,886,000 | -34.1% | 131,681 | -33.3% | 0.85% | -5.6% |
| PCF | Buy | HIGH INCOME SECS FD | $1,869,000 | +2.7% | 220,107 | +0.0% | 0.84% | +47.5% |
| ACAM | Sell | ACAMAR PARTNERS AC 25 | $1,867,000 | -4.6% | 191,292 | -5.0% | 0.84% | +36.7% |
| RMGU | Sell | RMG ACQUISITION C 24 UTS EXP 02/07/24units | $1,734,000 | -2.9% | 171,852 | -3.4% | 0.78% | +39.2% |
| LFAC | Sell | LF CAP ACQUISITION CORP | $1,730,000 | +0.7% | 168,650 | -0.4% | 0.78% | +44.5% |
| IPOA | New | SOCIAL CAPITAL HEDOSOPHIA HO | $1,710,000 | – | 159,835 | – | 0.77% | – |
| FAX | Sell | ABERDEEN ASIA PACIFIC INCOM FD | $1,706,000 | -26.0% | 407,108 | -26.2% | 0.77% | +6.2% |
| ANDA | Buy | ANDINA ACQUISTION CORP III | $1,687,000 | +3.9% | 168,850 | +3.1% | 0.76% | +49.0% |
| HGLB | Buy | HIGHLAND GLOBAL ALLOCATION FD | $1,590,000 | +371.8% | 155,119 | +417.1% | 0.71% | +580.0% |
| GPAQ | Sell | GORDON POINT ACQ | $1,575,000 | -11.4% | 150,400 | -12.6% | 0.71% | +27.2% |
| TIBR | Sell | TIBERIUS ACQUISTION CORP. | $1,539,000 | -3.9% | 150,321 | -4.6% | 0.69% | +37.9% |
| NPAUU | New | NEW PROVIDENCE ACQUISITIN CO UNIT 09/01/2024units | $1,520,000 | – | 150,600 | – | 0.68% | – |
| LCA | New | LANDCADIA HLDGS II INC CL A | $1,489,000 | – | 152,388 | – | 0.67% | – |
| GIX | New | GIGCAPITAL2 INC | $1,408,000 | – | 143,226 | – | 0.63% | – |
| FLLCU | New | FELLAZO INCunits | $1,394,000 | – | 140,000 | – | 0.63% | – |
| HNW | New | PIONEER DIVERSIFIED HIGH INC | $1,394,000 | – | 96,162 | – | 0.63% | – |
| PICU | New | PIVOTALINVESTMENT COIRP IIunits | $1,277,000 | – | 125,479 | – | 0.57% | – |
| AGBA | New | AGBA ACQUISITION LTDunits | $1,242,000 | – | 124,850 | – | 0.56% | – |
| New | BOXWOOD MERGER CORP | $1,197,000 | – | 118,850 | – | 0.54% | – | |
| AEF | Sell | ABERDEEN EMERGING MKT EQ | $1,126,000 | -40.5% | 161,825 | -37.5% | 0.50% | -14.7% |
| NFINU | New | NETFIN ACQUISITION CORPunits | $1,049,000 | – | 104,000 | – | 0.47% | – |
| LOAC | Sell | LONGEVITY ACQUISTION CORP | $1,034,000 | -5.7% | 100,315 | -7.6% | 0.46% | +35.3% |
| BBDC | Buy | BARINGS BDC INC COM | $1,029,000 | +30.3% | 101,359 | +26.2% | 0.46% | +87.0% |
| HFRO | New | HIGHLAND INCOME FUND | $983,000 | – | 73,656 | – | 0.44% | – |
| STNL | Buy | SENTINEL ENERGY SVCS INC DEL CL A | $958,000 | +256.1% | 93,274 | +252.6% | 0.43% | +411.9% |
| AINV | Buy | APOLLO INVT CORP COM NEW | $899,000 | +2.6% | 58,692 | +5.9% | 0.40% | +47.1% |
| AMCI | Sell | AMCI ACQUISITION CORP | $859,000 | -6.5% | 85,601 | -7.4% | 0.39% | +34.5% |
| EDTX | Sell | EDTECHX HLDGS ACQUISITION CORP COM | $841,000 | -8.2% | 82,824 | -10.0% | 0.38% | +31.4% |
| JEQ | Sell | ABERDEEN JAPAN EQUITY FD | $837,000 | +3.1% | 114,992 | -0.9% | 0.38% | +48.0% |
| MNCL | New | MONOCLE ACQUISITION CORP | $794,000 | – | 79,737 | – | 0.36% | – |
| SCPEU | New | SC HEALTH CORP UNIT 99/99/9999units | $773,000 | – | 74,715 | – | 0.35% | – |
| HYAC | New | HAYMAKER ACQUISITIONCORP II | $752,000 | – | 75,959 | – | 0.34% | – |
| SPY | Buy | SPDR S&P 500 | $730,000 | +30.8% | 2,461 | +29.1% | 0.33% | +87.4% |
| SAMAU | Buy | SCHULTZ SPEC PURPunits | $725,000 | +19.0% | 70,000 | +16.7% | 0.32% | +70.2% |
| PACQ | Sell | PURE ACQUISTION | $716,000 | -88.4% | 69,826 | -88.6% | 0.32% | -83.4% |
| BRPM | Sell | B RILEY PRINCIPAL MERGER CORP | $679,000 | -7.1% | 68,497 | -8.7% | 0.30% | +33.2% |
| CFFAU | Sell | CF FIN ACQUISITION CORP CL A12528n107 | $675,000 | -10.2% | 66,752 | -11.0% | 0.30% | +28.9% |
| EHI | Buy | WESTERN ASSET GLD HI INCOME | $595,000 | +64.4% | 59,889 | +64.1% | 0.27% | +136.3% |
| JQC | Sell | NUVEEN CREDIT STRATEGIES | $512,000 | -74.0% | 68,461 | -72.5% | 0.23% | -62.7% |
| New | DFB HEALTHCARE ACQUISTION CORP | $509,000 | – | 49,998 | – | 0.23% | – | |
| GRAFU | Sell | GRAF INDL CORP UNITunits | $482,000 | -8.2% | 46,756 | -8.3% | 0.22% | +31.7% |
| WHF | Sell | WHITEHORSE FIN INC | $482,000 | -33.2% | 34,630 | -34.0% | 0.22% | -4.4% |
| ALAC | Buy | ALBERTON ACQUISITIONCORP | $467,000 | -62.3% | 141,911 | +16.2% | 0.21% | -45.7% |
| FAM | Buy | FIRST TR ABERDEN GLBL OPP FD | $451,000 | +15.3% | 42,670 | +13.6% | 0.20% | +65.6% |
| TOTA | Sell | TOTTENHAM ACQUISTION | $368,000 | -13.8% | 35,799 | -14.5% | 0.16% | +23.1% |
| PAACU | Sell | PROFICIENT ALPHA ACQUISITION CORP UNITunits | $361,000 | -20.1% | 36,100 | -19.8% | 0.16% | +14.9% |
| MNCLU | Sell | MONOCLE ACQUISITION CORP UNITunits | $316,000 | -73.9% | 30,263 | -74.2% | 0.14% | -62.4% |
| DPHCU | New | DIAMONDPEAK HLDGS COR | $233,000 | – | 22,811 | – | 0.10% | – |
| BRPMU | New | B RILEY PRIN MERGER CORP UNIT 1 COM & 1/2 WT EXP 04/08/24units | $182,000 | – | 18,003 | – | 0.08% | – |
| TMCXW | Sell | TRINITY MERGER CORPwarrants | $179,000 | +123.8% | 140,567 | -42.5% | 0.08% | +220.0% |
| CRSA | New | CRESCENT ACQUISITION CORP CL A | $123,000 | – | 12,500 | – | 0.06% | – |
| THCBW | Buy | TUSCAN HOLDINGS C 26 WTSwarrants | $119,000 | +205.1% | 222,786 | +345.6% | 0.05% | +341.7% |
| CCXWS | New | CHURCHILL CAP CORP II WT EXPwarrants | $93,000 | – | 64,419 | – | 0.04% | – |
| KBLMR | Sell | KBL MERGER CORP IV-RTSrights | $90,000 | 0.0% | 439,890 | -0.7% | 0.04% | +42.9% |
| BWMCW | New | BOXWOOD MERGER CORP WTwarrants | $83,000 | – | 118,850 | – | 0.04% | – |
| FMCIW | Sell | FORUM MERGER II CORPWT EXP 09/30/2025warrants | $77,000 | -13.5% | 130,689 | -7.1% | 0.04% | +25.0% |
| ORSNU | New | ORISUN ACQUISITION CORPunits | $70,000 | – | 70,000 | – | 0.03% | – |
| LGCWS | Buy | LEGACY ACQUISITION CORPwarrants | $64,000 | +190.9% | 182,896 | +170.0% | 0.03% | +314.3% |
| TKKSR | Sell | TKK SYMPHONY ACQUISITION CORP RTSrights | $61,000 | -19.7% | 254,521 | -40.1% | 0.03% | +12.5% |
| ANDAR | Buy | ANDINA ACQUISITION CORP IIIrights | $51,000 | +24.4% | 168,850 | +3.1% | 0.02% | +76.9% |
| GIXRT | New | GIGCAPITAL2 INC RIGHT 02/28/2026rights | $42,000 | – | 143,226 | – | 0.02% | – |
| GIXWS | New | GIGCAPITAL2 INC W EXP 02/28/202warrants | $40,000 | – | 143,226 | – | 0.02% | – |
| KBLMW | Sell | KBL MERGER CORP IV-CW22warrants | $39,000 | -42.6% | 437,350 | -3.2% | 0.02% | -14.3% |
| LCAHW | New | LANDCADIA HLDGS II INC W EXP 05/09/202warrants | $39,000 | – | 50,794 | – | 0.02% | – |
| HYACW | New | HAYMAKER ACQUISITIONCORP IIwarrants | $38,000 | – | 25,314 | – | 0.02% | – |
| ACAMW | Sell | ACAMAR PARTNERS ACQUISITION CORP WT EXPwarrants | $36,000 | -28.0% | 63,951 | -4.7% | 0.02% | 0.0% |
| MNCLW | New | MONOCLE ACQUISITION CORP WT 6/12/2024warrants | $33,000 | – | 79,737 | – | 0.02% | – |
| CFFAW | Sell | CF FIN ACQUISITION CORP RED WT EXP 04/30/25warrants | $33,000 | -2.9% | 50,064 | -11.0% | 0.02% | +36.4% |
| ALACR | Sell | ALBERTON ACQUISITION CORPrights | $34,000 | +6.2% | 115,555 | -9.7% | 0.02% | +50.0% |
| ANDAW | Buy | ANDINA ACQUISITION CORP IIIwarrants | $33,000 | 0.0% | 168,850 | +3.1% | 0.02% | +50.0% |
| AMCIW | Sell | AMCI ACQUISITION CORPwarrants | $30,000 | +7.1% | 85,601 | -7.4% | 0.01% | +44.4% |
| BROGR | New | TWELVE SEAS INVESTME RTSrights | $26,000 | – | 82,400 | – | 0.01% | – |
| AGBAR | New | AGBA ACQUISITION LTD RTSrights | $24,000 | – | 124,850 | – | 0.01% | – |
| TKKSW | Sell | TKK SYMPHONY ACQUISTION WTwarrants | $23,000 | -32.4% | 254,521 | -3.6% | 0.01% | -9.1% |
| BRPAR | Sell | BIG ROCK PARTNERS ACQUISTION-RTrights | $23,000 | -25.8% | 122,102 | -38.7% | 0.01% | 0.0% |
| LOACR | Sell | LONGEVITY ACQUISTION CORPrights | $20,000 | -9.1% | 100,315 | -7.6% | 0.01% | +28.6% |
| EDTXW | Sell | EDTECHX HLDGS ACQUISITION CORPwarrants | $20,000 | -16.7% | 82,824 | -10.0% | 0.01% | +12.5% |
| GLACR | Sell | GREENLAND ACQUISITION CORP USDRT 1/10 OF 1 ORDrights | $15,000 | +7.1% | 25,100 | -32.3% | 0.01% | +75.0% |
| BRPMWS | Sell | B RILEY PRIN MERGER CORP WTS EXP 04/08/24warrants | $15,000 | -16.7% | 34,248 | -8.7% | 0.01% | +16.7% |
| HHHHR | Sell | WEALTHBRIDGE ACQUISITION LTDrights | $14,000 | +16.7% | 63,938 | -5.9% | 0.01% | +50.0% |
| ALACW | Sell | ALBERTON ACQUISITION CORPwarrants | $13,000 | 0.0% | 115,555 | -9.7% | 0.01% | +50.0% |
| DDMXW | Sell | DD3 ACQUISITION C 23 WTSwarrants | $11,000 | +57.1% | 31,400 | -16.0% | 0.01% | +150.0% |
| BRPAW | Sell | BIG ROCK PARTNERS ACQUISTION-CW22warrants | $12,000 | -52.0% | 70,101 | -37.8% | 0.01% | -37.5% |
| LOACW | Sell | LONGEVITY ACQUISTION CORPwarrants | $11,000 | -42.1% | 121,215 | -9.2% | 0.01% | -16.7% |
| AGBAW | New | AGBA ACQUISITION LTD WT 5/10/24warrants | $10,000 | – | 124,850 | – | 0.00% | – |
| WRLSR | Sell | PENSARE ACQUISITION CORPrights | $9,000 | +12.5% | 30,000 | -36.0% | 0.00% | +33.3% |
| TOTAR | Sell | TOTTENHAM ACQUISTIONrights | $8,000 | -50.0% | 36,974 | -12.9% | 0.00% | -20.0% |
| TOTAW | Sell | TOTTENHAM ACQUISTIONwarrants | $6,000 | +200.0% | 36,974 | -12.9% | 0.00% | +200.0% |
| HHHHW | Sell | WEALTHBRIDGE ACQUISITION LTDwarrants | $7,000 | +40.0% | 63,938 | -5.9% | 0.00% | +50.0% |
| GLACW | Sell | GREENLAND ACQUISITION CORP USDRED WT PUR 1/2 ONE ORD SHwarrants | $5,000 | +25.0% | 25,100 | -32.3% | 0.00% | +100.0% |
| CNACW | Exit | CONSTELLATION ALPHA CAPITAL-CW22warrants | $0 | – | -25,001 | – | -0.00% | – |
| CNACR | Exit | CONSTELLATION ALPHA CAPITAL-RTrights | $0 | – | -31,001 | – | -0.00% | – |
| XYNPW | Exit | XYNOMIC PHARMACUTCLS HLDNG INCwarrants | $0 | – | -50,000 | – | -0.00% | – |
| OPESW | Exit | OPES ACQUISITION CORP WT EXP EXP 03/13/23warrants | $0 | – | -66,670 | – | -0.01% | – |
| JFKKW | Exit | 8I ENTERPRISES ACQUISITIN CORPwarrants | $0 | – | -77,000 | – | -0.01% | – |
| GIGWS | Exit | GIGCAPITAL INC-CW23warrants | $0 | – | -85,838 | – | -0.01% | – |
| JFKKR | Exit | 8I ENTERPRISES ACQUISITIN CORPrights | $0 | – | -77,000 | – | -0.01% | – |
| MMDMW | Exit | MODERN MEDIA ACQUISITIO-CW22warrants | $0 | – | -134,856 | – | -0.01% | – |
| XYNO | Exit | XYNOMIC PHARMACUTCLS HLDNG INC | $0 | – | -10,000 | – | -0.01% | – |
| PVTWS | Exit | PIVOTAL ACQUISITION CORPwarrants | $0 | – | -39,287 | – | -0.02% | – |
| GIGRT | Exit | GIGCAPITAL INC-RTSrights | $0 | – | -110,734 | – | -0.02% | – |
| BRACW | Exit | BLACK RIDGE ACQUISTION CORP CWwarrants | $0 | – | -167,145 | – | -0.02% | – |
| MMDMR | Exit | MODERN MEDIA ACQUISITION-RTSrights | $0 | – | -248,930 | – | -0.02% | – |
| PTMN | Exit | PORTMAN RIDGE FIN CORP COM | $0 | – | -31,937 | – | -0.02% | – |
| BRACR | Exit | BLACK RIDGE ACQUISITION CORP RTS EXPrights | $0 | – | -180,820 | – | -0.02% | – |
| CTACU | Exit | CHASERG TECY ACQ UTSunits | $0 | – | -10,300 | – | -0.03% | – |
| LGCU | Exit | LEGACY ACQUISITIONunits | $0 | – | -26,400 | – | -0.09% | – |
| GLAC | Exit | GREENLAND ACQUISITION CORP USDORD SHS | $0 | – | -36,300 | – | -0.12% | – |
| DDMX | Exit | DD3 ACQUISITION CORP F | $0 | – | -37,400 | – | -0.12% | – |
| PVT | Exit | PIVOTAL ACQUISITION CORP | $0 | – | -38,787 | – | -0.12% | – |
| CEV | Exit | EATON VANCE CA MUNI INCOME TR | $0 | – | -35,000 | – | -0.14% | – |
| THCB | Exit | TUSCAN HOLDINGS CORP | $0 | – | -50,000 | – | -0.16% | – |
| DFBHU | Exit | DFB HEALTHCARE ACQUISTION CORPunits | $0 | – | -50,000 | – | -0.16% | – |
| OPESU | Exit | OPES ACQUISTION CORP.units | $0 | – | -55,390 | – | -0.18% | – |
| HIX | Exit | WESTERN ASSET HIGH INCM FD II | $0 | – | -87,389 | – | -0.19% | – |
| HHHH | Exit | WEALTHBRIDGE ACQUISITION LTD | $0 | – | -67,788 | – | -0.21% | – |
| OPES | Exit | OPES ACQUISITION CORP COM | $0 | – | -68,370 | – | -0.22% | – |
| MMDM | Exit | MODERN MEDIA ACQUISITION COR | $0 | – | -68,200 | – | -0.22% | – |
| JFK | Exit | 8I ENTERPRISES AC 25 UTF EXP 10/01/25 | $0 | – | -77,000 | – | -0.24% | – |
| BROGU | Exit | TWELVE SEAS INVESTMENTunits | $0 | – | -81,000 | – | -0.27% | – |
| HYACU | Exit | HAYMAKER ACQUISITION CORP II U | $0 | – | -84,658 | – | -0.27% | – |
| CCA | Exit | MFS CALIF MUN FD | $0 | – | -79,506 | – | -0.30% | – |
| Exit | BOXWOOD MERGER CORPunits | $0 | – | -119,450 | – | -0.38% | – | |
| AGBAU | Exit | AGBA ACQUISITION LTDunits | $0 | – | -131,250 | – | -0.41% | – |
| DUC | Exit | DUFF & PHELPS UTIL & CORP BOND | $0 | – | -153,517 | – | -0.42% | – |
| NBO | Exit | NEUBERGER BERMAN NY MUNI | $0 | – | -120,134 | – | -0.46% | – |
| GIXU | Exit | GIG CAPITAL TWO I 26 UTSunits | $0 | – | -152,750 | – | -0.48% | – |
| LCAHU | Exit | LANDCADIA HLDGS II INCunits | $0 | – | -159,568 | – | -0.50% | – |
| TDAC | Exit | TRIDENT ACQUISTION CORP | $0 | – | -196,400 | – | -0.64% | – |
| CCXU | Exit | CHURCHILL CAP CORP II UNIT 1 COM & 1 WT EXP 07/02/2024unit | $0 | – | -221,338 | – | -0.70% | – |
| LOR | Exit | LAZARD WORLD DIVIDEND & INCOME | $0 | – | -239,689 | – | -0.75% | – |
| TKKS | Exit | TKK SYMPHONY ACQUISTION | $0 | – | -289,351 | – | -0.91% | – |
| BRAC | Exit | BLACK RIDGE ACQUISITION CORP COM | $0 | – | -361,859 | – | -1.16% | – |
| BSE | Exit | BLACKROCK NEW YORK MUN INCOME QUALITY TR COM | $0 | – | -385,740 | – | -1.60% | – |
| NHS | Exit | NEUBERGER BERMAN HIGH YIELD STRATEGIES FD INC COM | $0 | – | -536,416 | – | -1.96% | – |
Q2 2019
Q4 2018
Q3 2018
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PCF | New | HIGH INCOME SECS FD | $17,845,000 | – | 1,882,423 | – | 5.02% | – |
| SWZ | Sell | SWISS HELVETIA FUND | $17,507,000 | -32.9% | 2,057,237 | -2.6% | 4.92% | -28.3% |
| CET | Buy | CENTRAL SECS CORP COM | $17,305,000 | +70.7% | 586,621 | +61.0% | 4.87% | +82.4% |
| CHN | Sell | CHINA FUND INC | $15,674,000 | -21.7% | 799,670 | -16.5% | 4.41% | -16.3% |
| AKP | Buy | ALLIANCE CALIF MUNI INCOME | $13,686,000 | +36.8% | 1,007,805 | +32.3% | 3.85% | +46.1% |
| PACQ | Sell | PURE ACQUISTION | $12,735,000 | +0.5% | 1,312,178 | -0.2% | 3.58% | +7.4% |
| EEM | New | ISHARES TRmsci emg mkt etf | $11,864,000 | – | 276,424 | – | 3.34% | – |
| SOR | Buy | SOURCE CAPITAL INC | $9,271,000 | +27.9% | 230,615 | +26.4% | 2.61% | +36.6% |
| TWN | Buy | TAIWAN FD INC | $9,117,000 | +9.0% | 475,588 | +14.5% | 2.56% | +16.5% |
| BPR | New | BROOKFIELD PROPERTY REIT I-A | $8,506,000 | – | 406,410 | – | 2.39% | – |
| GAM | Buy | GENERAL AMERICAN INVESTORS | $8,376,000 | +427.8% | 226,554 | +389.9% | 2.36% | +463.6% |
| BBDC | New | BARINGS BDC INC | $7,928,000 | – | 792,037 | – | 2.23% | – |
| KMM | Buy | DEUTSCHE MULTI-MARKET INCOME | $7,614,000 | +2.5% | 847,857 | +0.5% | 2.14% | +9.5% |
| MVC | Sell | MVC CAPITAL INC | $7,591,000 | -0.5% | 786,604 | -1.9% | 2.14% | +6.4% |
| JOF | Sell | JAPAN SMALLER CAPTLZTN FD INC | $7,267,000 | -9.0% | 656,455 | -4.2% | 2.04% | -2.8% |
| FAM | New | FIRST TR ABERDEN GLBL OPP FD | $6,917,000 | – | 719,727 | – | 1.94% | – |
| BSE | Buy | BLACKROCK NEW YORK MUN INCOME QUALITY TR COM | $6,743,000 | +43.8% | 541,626 | +43.3% | 1.90% | +53.6% |
| DEX | Sell | DELAWARE ENHANCED GBL DIV & | $6,498,000 | -16.5% | 580,180 | -15.5% | 1.83% | -10.8% |
| INDU | Buy | INDUSTREA ACQUISITION CORP | $6,482,000 | +10.5% | 635,468 | +6.8% | 1.82% | +18.1% |
| LOR | Buy | LAZARD WORLD DIVIDEND & INCOME | $6,342,000 | +164.7% | 608,027 | +163.0% | 1.78% | +182.7% |
| TKKS | New | TKK SYMPHONY ACQUISTION | $6,120,000 | – | 644,176 | – | 1.72% | – |
| APF | Sell | MORGAN STANLEY ASIA PAC FD | $6,046,000 | -3.5% | 366,173 | -0.2% | 1.70% | +3.1% |
| BWG | Buy | BRANDYWINE GLOBAL INCOME | $5,791,000 | +3286.5% | 202,684 | +1249.2% | 1.63% | +3520.0% |
| JEQ | Sell | ABERDEEN JAPAN EQUITY FD | $5,721,000 | -35.0% | 681,885 | -31.5% | 1.61% | -30.5% |
| CMSS | Buy | CM SEVEN STAR ACQUISTION | $5,599,000 | +13.4% | 555,407 | +11.2% | 1.58% | +21.2% |
| KBLM | Buy | KBL MERGER CORP IV | $5,540,000 | +10.0% | 548,653 | +8.4% | 1.56% | +17.5% |
| ADX | Buy | ADAMS DIVERSIFIED EQUITY FD | $5,283,000 | +42.8% | 316,902 | +32.1% | 1.49% | +52.7% |
| TY | Sell | TRI CONTL CORP COM | $4,524,000 | -29.5% | 162,318 | -33.0% | 1.27% | -24.7% |
| ALGRU | New | ALLEGRO MERGER CORP.units | $4,317,000 | – | 420,350 | – | 1.21% | – |
| TDACU | Sell | TRIDENT ACQUISTIONunits | $3,941,000 | -6.7% | 389,752 | -7.0% | 1.11% | -0.4% |
| BRAC | Buy | BLACK RIDGE ACQUISITION CORP COM | $3,863,000 | +4.7% | 394,150 | +4.4% | 1.09% | +11.8% |
| MMDM | Buy | MODERN MEDIA ACQUISITION COR | $3,569,000 | +16.2% | 353,386 | +14.8% | 1.00% | +24.3% |
| FMCIU | New | FORUM MERGER II CORPunits | $3,534,000 | – | 349,540 | – | 0.99% | – |
| AHPA | Buy | AVISTA HEALTHCARE PUB ACQ CO | $3,427,000 | +5.9% | 329,683 | +2.1% | 0.96% | +13.1% |
| LTNU | Sell | UNION ACQUISITION CORP UNITSunit | $3,386,000 | -43.4% | 324,071 | -44.5% | 0.95% | -39.5% |
| GIG | Buy | GIGCAPITAL INC | $3,094,000 | +19.6% | 311,238 | +18.3% | 0.87% | +27.8% |
| LFACU | Sell | LF CAPITAL ACQUISTIONunits | $2,999,000 | -9.8% | 296,674 | -10.2% | 0.84% | -3.7% |
| KST | Buy | DEUTSCHE STRATEGIC INCOME TR | $2,993,000 | +4.4% | 238,124 | +1.7% | 0.84% | +11.7% |
| TIBRU | Sell | TIBERIUS ACQUISTIONunits | $2,925,000 | -10.4% | 285,963 | -11.8% | 0.82% | -4.2% |
| IAM | Buy | I-AM CAPITAL ACQUISITION CO | $2,918,000 | +10.8% | 287,528 | +18.1% | 0.82% | +18.5% |
| BRPA | Buy | BIG ROCK PARTNERS ACQUISTION | $2,853,000 | +17.2% | 285,226 | +16.1% | 0.80% | +25.1% |
| DOTA | Buy | DRAPER OAKWOOD TECHNOLOGY AC | $2,749,000 | +11.4% | 270,243 | +9.3% | 0.77% | +19.1% |
| TBRGU | Sell | THUNDER BRIDGE ACQUISTIONunits | $2,729,000 | -10.8% | 269,417 | -11.6% | 0.77% | -4.7% |
| BCAC | Buy | BISON CAPITAL ACQUISITION | $2,630,000 | +34.3% | 257,639 | +31.8% | 0.74% | +43.7% |
| MTEC | Buy | MTECH ACQUISITION CORP. | $2,464,000 | +10.7% | 241,558 | +6.0% | 0.69% | +18.3% |
| WRLS | Buy | PENSARE ACQUISITION CORP | $2,316,000 | +12.6% | 232,491 | +11.9% | 0.65% | +20.3% |
| EIV | New | EATON VANCE MUN BD FD II | $2,183,000 | – | 188,522 | – | 0.61% | – |
| APB | Buy | ASIA PAC FD INC COM | $2,043,000 | +57.0% | 151,407 | +61.1% | 0.58% | +68.1% |
| DUC | New | DUFF & PHELPS UTIL & CORP BOND | $2,007,000 | – | 239,191 | – | 0.56% | – |
| LOACU | New | LONGEVITY ACQUISTION CORPunits | $1,907,000 | – | 186,197 | – | 0.54% | – |
| NYRT | Sell | NEW YORK REIT INC | $1,858,000 | -87.0% | 102,400 | -87.0% | 0.52% | -86.1% |
| VLT | Buy | INVESCO HIGH INCOME TRUST | $1,642,000 | +225.1% | 119,846 | +220.2% | 0.46% | +247.4% |
| TPHS | Buy | TRINITY PLACE HOLDINGS INC | $1,635,000 | +3.9% | 268,502 | +11.7% | 0.46% | +11.1% |
| TMCX | Sell | TRINITY MERGER CORP | $1,573,000 | -38.1% | 160,000 | -38.5% | 0.44% | -33.8% |
| CNAC | Buy | CONSTELLATION ALPHA CAPITAL CORP | $1,538,000 | +43.2% | 152,018 | +40.9% | 0.43% | +53.0% |
| TZACU | New | TENZING ACQUISITION CORPunits | $1,520,000 | – | 151,042 | – | 0.43% | – |
| LACQU | Sell | LEISURE ACQUISITION CORP UNITunits | $1,402,000 | -10.3% | 135,235 | -13.3% | 0.39% | -4.1% |
| OPESU | Sell | OPES ACQUISTION CORP.units | $1,335,000 | -10.3% | 131,470 | -11.3% | 0.38% | -4.3% |
| MUDSU | Sell | MUDRICK CAPITAL ACQUISTIONunits | $1,308,000 | -12.2% | 127,506 | -12.5% | 0.37% | -6.1% |
| GECC | Sell | GREAT ELM CAP CORP | $1,247,000 | -53.7% | 128,559 | -55.9% | 0.35% | -50.5% |
| BKT | Buy | BLACKROCK INCOME TR | $1,073,000 | +605.9% | 187,605 | +620.9% | 0.30% | +655.0% |
| DNIF | Sell | DIVIDEND & INCOME FD COM NEW | $980,000 | -18.1% | 82,155 | -15.3% | 0.28% | -12.4% |
| VTIQU | Sell | VECTOIQ ACQUISTIONunits | $969,000 | -10.0% | 95,020 | -11.2% | 0.27% | -3.5% |
| LDF | New | LATIN AMERICAN DISCOVERY FD | $915,000 | – | 82,099 | – | 0.26% | – |
| MXE | New | MEXICO EQUITY & INCOME | $852,000 | – | 69,375 | – | 0.24% | – |
| BROGU | Sell | TWELVE SEAS INVESTMENTunits | $846,000 | -81.4% | 82,400 | -81.7% | 0.24% | -80.1% |
| STC | Sell | STEWART INFORMATION SERVICES | $830,000 | -94.0% | 18,448 | -94.3% | 0.23% | -93.6% |
| DTF | New | DTF TAX FREE INCOME | $782,000 | – | 60,863 | – | 0.22% | – |
| VEAC | New | VANTAGE ENERGY ACQUISITION CORP COM CL A | $621,000 | – | 62,413 | – | 0.18% | – |
| TOTAU | New | TOTTENHAM ACQUISTIONunits | $545,000 | – | 52,474 | – | 0.15% | – |
| PACQW | Sell | PURE ACQUISTION WTSwarrants | $518,000 | -37.1% | 384,062 | -40.3% | 0.15% | -32.7% |
| GLACU | New | GREENLAND ACQUISITION CORP UNITSunits | $505,000 | – | 49,500 | – | 0.14% | – |
| HCCHU | Sell | HL ACQUISITIONunits | $500,000 | -50.3% | 49,031 | -51.0% | 0.14% | -46.8% |
| HUNTF | Buy | HUNTER MARITIME ACQUISITIONcl a | $415,000 | +270.5% | 41,618 | +264.5% | 0.12% | +303.4% |
| MTECW | Buy | MTECH ACQUISITION CORPwarrants | $358,000 | +141.9% | 241,558 | +6.0% | 0.10% | +159.0% |
| STNLU | Buy | SENTINEL ENERGY SERVICESunits | $334,000 | +167.2% | 32,413 | +161.1% | 0.09% | +184.8% |
| INDUW | Buy | INDUSTREA ACQUISITION CORP-CW22warrants | $335,000 | -2.6% | 607,967 | +1.7% | 0.09% | +3.3% |
| TKKSR | New | TKK SYMPHONY ACQUISITION CORP RTSrights | $299,000 | – | 658,776 | – | 0.08% | – |
| CMSSR | Buy | CM SEVEN STAR ACQUISITION CORP RTS EXP 2018rights | $267,000 | +66.9% | 510,909 | +2.3% | 0.08% | +78.6% |
| KBLMR | Buy | KBL MERGER CORP IV-RTSrights | $239,000 | +42.3% | 519,515 | +5.9% | 0.07% | +52.3% |
| KAAC | Sell | KAYNE ANDERSON ACQUISITION | $207,000 | -2.8% | 20,400 | -5.6% | 0.06% | +3.6% |
| AEF | Sell | ABERDEEN EMERGING MKT EQ | $180,000 | -98.8% | 26,253 | -98.8% | 0.05% | -98.7% |
| HCAC | Sell | HENNESSY CAP ACQUISITION CORP III COM | $173,000 | +0.6% | 16,939 | -0.1% | 0.05% | +8.9% |
| TKKSW | New | TKK SYMPHONY ACQUISTION WTwarrants | $158,000 | – | 656,776 | – | 0.04% | – |
| BRACW | Buy | BLACK RIDGE ACQUISTION CORP CWwarrants | $154,000 | +31.6% | 353,600 | +3.8% | 0.04% | +38.7% |
| GIGRT | Buy | GIGCAPITAL INC-RTSrights | $139,000 | +28.7% | 261,402 | +8.5% | 0.04% | +39.3% |
| BRACR | Buy | BLACK RIDGE ACQUISITION CORP RTS EXPrights | $137,000 | +16.1% | 370,875 | +2.3% | 0.04% | +25.8% |
| MMDMR | Buy | MODERN MEDIA ACQUISITION-RTSrights | $136,000 | -9.3% | 309,607 | +7.2% | 0.04% | -2.6% |
| CMSSW | Buy | CM SEVEN STAR ACQUISITION CORP WTS EXP 08/21/2022warrants | $129,000 | +30.3% | 275,328 | +10.3% | 0.04% | +38.5% |
| KBLMW | Buy | KBL MERGER CORP IV-CW22warrants | $112,000 | -22.8% | 525,985 | +5.0% | 0.03% | -18.4% |
| GIGWS | Buy | GIGCAPITAL INC-CW23warrants | $101,000 | +24.7% | 202,999 | +13.1% | 0.03% | +33.3% |
| CCCU | New | CHURCHILL CAP CORP UNITunits | $101,000 | – | 10,000 | – | 0.03% | – |
| MZF | Sell | MEDLEY MANAGEMENT | $98,000 | -96.5% | 18,743 | -90.5% | 0.03% | -96.2% |
| MMDMW | Buy | MODERN MEDIA ACQUISITIO-CW22warrants | $90,000 | -3.2% | 156,078 | +9.1% | 0.02% | +4.2% |
| DOTAW | Buy | DRAPER OAKWOOD TECHNOLOGY AC-CW22warrants | $74,000 | -16.9% | 124,762 | +2.5% | 0.02% | -8.7% |
| AHPAW | Buy | AVISTA HEALTHCARE PUB ACQ CO*w exp 99/99/999 | $53,000 | -55.8% | 265,228 | +2.9% | 0.02% | -53.1% |
| WRLSR | Buy | PENSARE ACQUISITION CORPrights | $53,000 | +82.8% | 117,219 | +13.3% | 0.02% | +87.5% |
| HNTWF | Buy | HUNTER MARITIME ACQUISITION WTSw exp 99/99/999 | $30,000 | -16.7% | 113,735 | +16.0% | 0.01% | -11.1% |
| VEACW | New | VANTAGE ENERGY ACQUISITION CORP WTSwarrants | $20,000 | – | 13,500 | – | 0.01% | – |
| STLRW | Sell | STELLAR AQCUISITION III*w exp 03/22/202 | $19,000 | -85.9% | 390,881 | -24.8% | 0.01% | -86.1% |
| OSPRW | Exit | OSPREY ENERGY ACQUISITION CO*w exp 07/21/202 | $0 | – | -10,610 | – | -0.00% | – |
| ATACR | Exit | ATLANTIC ACQUISITION CORPright 02/08/2019 | $0 | – | -80,343 | – | -0.01% | – |
| INDUU | Exit | INDUSTREA ACQUISITION CORPunit 07/21/2024 | $0 | – | -10,000 | – | -0.03% | – |
| KBLMU | Exit | KBL MERGER CORP IVunit 01/15/2024 | $0 | – | -11,082 | – | -0.03% | – |
| MTECU | Exit | MTECH ACQUISITION CORPunit 01/19/2023 | $0 | – | -16,000 | – | -0.04% | – |
| GIGU | Exit | GIGCAPITAL INCunit 03/06/2025 | $0 | – | -16,000 | – | -0.04% | – |
| MACQW | Exit | M I ACQUISITIONS INC*w exp 11/15/202 | $0 | – | -176,834 | – | -0.07% | – |
| DSU | Exit | BLACKROCK DEBT STRAT FD INC | $0 | – | -23,929 | – | -0.07% | – |
| GGZ | Exit | GABELLI GLB SML & MD CP VAL | $0 | – | -25,086 | – | -0.08% | – |
| CUBA | Exit | HERZFELD CARIBBEAN BASIN FD | $0 | – | -69,005 | – | -0.12% | – |
| RVT | Exit | ROYCE VALUE TR INC | $0 | – | -41,706 | – | -0.17% | – |
| GDL | Exit | GDL FUND | $0 | – | -93,002 | – | -0.22% | – |
| IRL | Exit | NEW IRELAND FUND INC | $0 | – | -162,831 | – | -0.50% | – |
| FT | Exit | FRANKLIN UNVL TRsh ben int | $0 | – | -377,325 | – | -0.66% | – |
| ACSF | Exit | AMERICAN CAP SR FLOATING LTD | $0 | – | -225,717 | – | -0.73% | – |
| ATAC | Exit | ATLANTIC ACQUISITION CORP | $0 | – | -280,567 | – | -0.74% | – |
| NTC | Exit | NUVEEN CONNECTICUT QLTY MUN | $0 | – | -348,717 | – | -1.10% | – |
| STLR | Exit | STELLAR ACQUISITION III INC | $0 | – | -595,414 | – | -1.63% | – |
| TCAP | Exit | TRIANGLE CAP CORP | $0 | – | -805,281 | – | -2.44% | – |
| PCF | Exit | PUTMAN HIGH INCOME SEC FUND | $0 | – | -1,972,844 | – | -4.84% | – |
| HIL | Exit | HILL INTERNATIONAL INC | $0 | – | -3,611,055 | – | -5.61% | – |
Q2 2018
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SWZ | New | SWISS HELVETIA FD INC | $26,081,000 | – | 2,111,785 | – | 6.86% | – |
| HIL | New | HILL INTERNATIONAL INC | $21,305,000 | – | 3,611,055 | – | 5.61% | – |
| CHN | New | CHINA FD INC | $20,020,000 | – | 957,877 | – | 5.27% | – |
| PCF | New | PUTMAN HIGH INCOME SEC FUND | $18,407,000 | – | 1,972,844 | – | 4.84% | – |
| AEF | New | ABERDEEN EMRG MRKTS EQT INM | $15,453,000 | – | 2,207,509 | – | 4.07% | – |
| NYRT | New | NEW YORK REIT INC | $14,323,000 | – | 785,251 | – | 3.77% | – |
| STC | New | STEWART INFORMATION SVCS COR | $13,859,000 | – | 321,774 | – | 3.65% | – |
| PACQ | New | PURE ACQUISITION CORPcl a | $12,673,000 | – | 1,314,678 | – | 3.34% | – |
| CET | New | CENTRAL SECS CORP | $10,140,000 | – | 364,456 | – | 2.67% | – |
| AKP | New | ALLIANCE CALIF MUN INCOME FD | $10,008,000 | – | 761,664 | – | 2.63% | – |
| TCAP | New | TRIANGLE CAP CORP | $9,261,000 | – | 805,281 | – | 2.44% | – |
| JEQ | New | ABERDEEN JAPAN EQUITY FD INC | $8,797,000 | – | 995,107 | – | 2.32% | – |
| TWN | New | TAIWAN FD INC | $8,361,000 | – | 415,328 | – | 2.20% | – |
| JOF | New | JAPAN SMALLER CAPTLZTN FD IN | $7,989,000 | – | 685,169 | – | 2.10% | – |
| DEX | New | DELAWARE ENHANCED GBL DIV & | $7,783,000 | – | 686,921 | – | 2.05% | – |
| MVC | New | MVC CAPITAL INC | $7,627,000 | – | 802,106 | – | 2.01% | – |
| KMM | New | DEUTSCHE MULTI-MKT INCOME TR | $7,431,000 | – | 843,529 | – | 1.96% | – |
| SOR | New | SOURCE CAP INC | $7,251,000 | – | 182,409 | – | 1.91% | – |
| TY | New | TRI CONTL CORP | $6,419,000 | – | 242,143 | – | 1.69% | – |
| APF | New | MORGAN STANLEY ASIA PAC FD I | $6,265,000 | – | 366,820 | – | 1.65% | – |
| STLR | New | STELLAR ACQUISITION III INC | $6,180,000 | – | 595,414 | – | 1.63% | – |
| LTNU | New | UNION ACQUISITION CORPunit 99/99/9999 | $5,979,000 | – | 583,434 | – | 1.57% | – |
| INDU | New | INDUSTREA ACQUISITION CORPcl a | $5,866,000 | – | 594,967 | – | 1.54% | – |
| KBLM | New | KBL MERGER CORP IV | $5,038,000 | – | 506,071 | – | 1.33% | – |
| CMSS | New | CM SEVEN STAR ACQUISITION CO | $4,938,000 | – | 499,257 | – | 1.30% | – |
| BSE | New | BLACKROCK NY MUNI INC QLTY T | $4,690,000 | – | 377,881 | – | 1.23% | – |
| BROGU | New | TWELVE SEAS INVESTMENT COMPAunit 06/21/2023 | $4,537,000 | – | 451,000 | – | 1.19% | – |
| BIF | New | BOULDER GROWTH & INCOME FD I | $4,385,000 | – | 426,605 | – | 1.15% | – |
| TDACU | New | TRIDENT ACQUISITIONS CORPunit 05/09/2023 | $4,225,000 | – | 419,250 | – | 1.11% | – |
| NTC | New | NUVEEN CONNECTICUT QLTY MUN | $4,174,000 | – | 348,717 | – | 1.10% | – |
| ADX | New | ADAMS DIVERSIFIED EQUITY FD | $3,699,000 | – | 239,896 | – | 0.97% | – |
| BRAC | New | BLACK RIDGE ACQUISITION CORP | $3,689,000 | – | 377,400 | – | 0.97% | – |
| LFACU | New | LF CAP ACQUISITION CORPunit 06/19/2025 | $3,326,000 | – | 330,250 | – | 0.88% | – |
| TIBRU | New | TIBERIUS ACQUISITION CORPunit 02/28/2021 | $3,265,000 | – | 324,234 | – | 0.86% | – |
| AHPA | New | AVISTA HEALTHCARE PUB ACQ COcl a | $3,236,000 | – | 322,978 | – | 0.85% | – |
| MMDM | New | MODERN MEDIA ACQUISITION | $3,072,000 | – | 307,836 | – | 0.81% | – |
| TBRGU | New | THUNDER BRIDGE ACQUISITION Lunit 01/01/2025 | $3,058,000 | – | 304,750 | – | 0.80% | – |
| KST | New | DEUTSCHE STRATEGIC INCOME TR | $2,866,000 | – | 234,146 | – | 0.75% | – |
| MZF | New | MANAGED DURATION INVT GRD FU | $2,833,000 | – | 197,620 | – | 0.75% | – |
| ATAC | New | ATLANTIC ACQUISITION CORP | $2,827,000 | – | 280,567 | – | 0.74% | – |
| ACSF | New | AMERICAN CAP SR FLOATING LTD | $2,776,000 | – | 225,717 | – | 0.73% | – |
| GECC | New | GREAT ELM CAP CORP | $2,694,000 | – | 291,572 | – | 0.71% | – |
| IAM | New | I AM CAP ACQUISITION CO | $2,633,000 | – | 243,528 | – | 0.69% | – |
| GIG | New | GIGCAPITAL INC | $2,588,000 | – | 262,988 | – | 0.68% | – |
| TMCX | New | TRINITY MERGER CORP | $2,540,000 | – | 260,000 | – | 0.67% | – |
| FT | New | FRANKLIN UNVL TRsh ben int | $2,521,000 | – | 377,325 | – | 0.66% | – |
| DOTA | New | DRAPER OAKWOOD TECHNOLOGY | $2,467,000 | – | 247,224 | – | 0.65% | – |
| BRPA | New | BIG ROCK PARTNERS ACQUISI CO | $2,435,000 | – | 245,667 | – | 0.64% | – |
| LOR | New | LAZARD WORLD DIVID & INCOME | $2,396,000 | – | 231,232 | – | 0.63% | – |
| MTEC | New | MTECH ACQUISITION CORP | $2,225,000 | – | 227,949 | – | 0.59% | – |
| WRLS | New | PENSARE ACQUISITION CORP | $2,057,000 | – | 207,741 | – | 0.54% | – |
| BCAC | New | BISON CAP ACQUISITION CORP | $1,958,000 | – | 195,414 | – | 0.52% | – |
| IRL | New | NEW IRELAND FUND INC | $1,902,000 | – | 162,831 | – | 0.50% | – |
| GAM | New | GENERAL AMERN INVS INC | $1,587,000 | – | 46,245 | – | 0.42% | – |
| TPHS | New | TRINITY PL HLDGS INC | $1,574,000 | – | 240,340 | – | 0.41% | – |
| LACQU | New | LEISURE ACQUISITION CORPunit 99/99/9999 | $1,563,000 | – | 156,000 | – | 0.41% | – |
| MUDSU | New | MUDRICK CAP ACQUISITION CORPunit 02/01/2023 | $1,489,000 | – | 145,706 | – | 0.39% | – |
| OPESU | New | OPES ACQUISITION CORPunit 03/07/2023 | $1,489,000 | – | 148,174 | – | 0.39% | – |
| NHF | New | NEXPOINT STRATEGIC OPORTUNT | $1,374,000 | – | 62,595 | – | 0.36% | – |
| APB | New | ASIA PAC FD INC COM | $1,301,000 | – | 93,969 | – | 0.34% | – |
| DNIF | New | DIVIDEND & INCOME FUND | $1,196,000 | – | 97,033 | – | 0.32% | – |
| EQS | New | EQUUS TOTAL RETURN INC | $1,173,000 | – | 497,162 | – | 0.31% | – |
| CNAC | New | CONSTELLATION ALPHA CAP CORP | $1,074,000 | – | 107,854 | – | 0.28% | – |
| VTIQU | New | VECTOIQ ACQUISITION CORPunit 05/11/2023 | $1,077,000 | – | 107,000 | – | 0.28% | – |
| HYAC | New | HAYMAKER ACQUISITION CORP | $1,031,000 | – | 105,912 | – | 0.27% | – |
| HCCHU | New | HL ACQUISITIONS CORPunit 06/21/2023 | $1,006,000 | – | 100,000 | – | 0.26% | – |
| GDL | New | GDL FUND | $854,000 | – | 93,002 | – | 0.22% | – |
| PACQW | New | PURE ACQUISITION CORP*w exp 04/17/202 | $824,000 | – | 643,714 | – | 0.22% | – |
| AWP | New | ALPINE GLOBAL PREMIER PPTYS | $788,000 | – | 123,487 | – | 0.21% | – |
| RVT | New | ROYCE VALUE TR INC | $659,000 | – | 41,706 | – | 0.17% | – |
| VLT | New | INVESCO HIGH INCOME TR II | $505,000 | – | 37,425 | – | 0.13% | – |
| CUBA | New | HERZFELD CARIBBEAN BASIN FD | $455,000 | – | 69,005 | – | 0.12% | – |
| GSVC | New | GSV CAP CORP | $412,000 | – | 60,104 | – | 0.11% | – |
| INDUW | New | INDUSTREA ACQUISITION CORP*w exp 08/01/202 | $344,000 | – | 597,967 | – | 0.09% | – |
| GGZ | New | GABELLI GLB SML & MD CP VAL | $304,000 | – | 25,086 | – | 0.08% | – |
| DSU | New | BLACKROCK DEBT STRAT FD INC | $268,000 | – | 23,929 | – | 0.07% | – |
| MACQW | New | M I ACQUISITIONS INC*w exp 11/15/202 | $267,000 | – | 176,834 | – | 0.07% | – |
| MPAC | New | MATLIN & PARTNERS ACQUISITIOcl a | $247,000 | – | 25,000 | – | 0.06% | – |
| KAAC | New | KAYNE ANDERSON ACQUISITION | $213,000 | – | 21,600 | – | 0.06% | – |
| RWGE | New | REGALWOOD GLOBAL ENERGY LTD | $182,000 | – | 18,696 | – | 0.05% | – |
| HCAC | New | HENNESSY CAP ACQUSTON CORP I | $172,000 | – | 16,949 | – | 0.04% | – |
| BWG | New | BRANDYWINEGBL GLBAL INM OPRT | $171,000 | – | 15,023 | – | 0.04% | – |
| GIGU | New | GIGCAPITAL INCunit 03/06/2025 | $168,000 | – | 16,000 | – | 0.04% | – |
| KBLMR | New | KBL MERGER CORP IVright 03/22/2019 | $168,000 | – | 490,403 | – | 0.04% | – |
| MTECU | New | MTECH ACQUISITION CORPunit 01/19/2023 | $165,000 | – | 16,000 | – | 0.04% | – |
| CMSSR | New | CM SEVEN STAR ACQUISITION COright 08/21/2022 | $160,000 | – | 499,234 | – | 0.04% | – |
| BKT | New | BLACKROCK INCOME TR INC | $152,000 | – | 26,023 | – | 0.04% | – |
| MTECW | New | MTECH ACQUISITION CORP*w exp 08/01/202 | $148,000 | – | 227,949 | – | 0.04% | – |
| MMDMR | New | MODERN MEDIA ACQUISITIONright 99/99/9999 | $150,000 | – | 288,782 | – | 0.04% | – |
| KBLMW | New | KBL MERGER CORP IV*w exp 01/15/202 | $145,000 | – | 501,153 | – | 0.04% | – |
| DOTAR | New | DRAPER OAKWOOD TECHNOLOGYright 09/19/2018 | $144,000 | – | 243,524 | – | 0.04% | – |
| STLRW | New | STELLAR ACQUISITION III INC*w exp 03/22/202 | $135,000 | – | 519,630 | – | 0.04% | – |
| KRNY | New | KEARNY FINL CORP MD | $135,000 | – | 10,000 | – | 0.04% | – |
| STNLU | New | SENTINEL ENERGY SVCS INCunit 11/02/2022 | $125,000 | – | 12,413 | – | 0.03% | – |
| AHPAW | New | AVISTA HEALTHCARE PUB ACQ CO*w exp 99/99/999 | $120,000 | – | 257,678 | – | 0.03% | – |
| BRACW | New | BLACK RIDGE ACQUISITION CORP*w exp 07/10/202 | $117,000 | – | 340,495 | – | 0.03% | – |
| BRACR | New | BLACK RIDGE ACQUISITION CORPright 07/10/2019 | $118,000 | – | 362,500 | – | 0.03% | – |
| KBLMU | New | KBL MERGER CORP IVunit 01/15/2024 | $116,000 | – | 11,082 | – | 0.03% | – |
| LGCU | New | LEGACY ACQUISITION CORPunit 05/31/2024 | $114,000 | – | 11,400 | – | 0.03% | – |
| HUNTF | New | HUNTER MARITIME ACQUISITIONcl a | $112,000 | – | 11,418 | – | 0.03% | – |
| BRPAR | New | BIG ROCK PARTNERS ACQUISTION-RTrights | $110,000 | – | 244,162 | – | 0.03% | – |
| GIGRT | New | GIGCAPITAL INCright 03/06/2020 | $108,000 | – | 240,818 | – | 0.03% | – |
| INDUU | New | INDUSTREA ACQUISITION CORPunit 07/21/2024 | $103,000 | – | 10,000 | – | 0.03% | – |
| TMCXW | New | TRINITY MERGER CORP*w exp 05/11/202 | $104,000 | – | 260,000 | – | 0.03% | – |
| CMSSW | New | CM SEVEN STAR ACQUISITION CO*w exp 08/21/202 | $99,000 | – | 249,616 | – | 0.03% | – |
| IAMXW | New | I AM CAP ACQUISITION CO*w exp 05/22/202 | $90,000 | – | 243,528 | – | 0.02% | – |
| MMDMW | New | MODERN MEDIA ACQUISITION*w exp 05/17/202 | $93,000 | – | 143,078 | – | 0.02% | – |
| DOTAW | New | DRAPER OAKWOOD TECHNOLOGY*w exp 09/19/202 | $89,000 | – | 121,762 | – | 0.02% | – |
| IAMXR | New | I AM CAP ACQUISITION COright 05/22/2019 | $88,000 | – | 243,528 | – | 0.02% | – |
| GIGWS | New | GIGCAPITAL INC*w exp 06/08/202 | $81,000 | – | 179,461 | – | 0.02% | – |
| BCACR | New | BISON CAP ACQUISITION CORPright 03/20/2019 | $64,000 | – | 195,414 | – | 0.02% | – |
| HYACW | New | HAYMAKER ACQUISITION CORP*w exp 10/27/202 | $46,000 | – | 52,956 | – | 0.01% | – |
| ATACR | New | ATLANTIC ACQUISITION CORPright 02/08/2019 | $46,000 | – | 80,343 | – | 0.01% | – |
| BRPAW | New | BIG ROCK PARTNERS ACQUISTION-CW22warrants | $45,000 | – | 122,081 | – | 0.01% | – |
| BCACW | New | BISON CAP ACQUISITION CORP*w exp 06/20/202 | $35,000 | – | 97,707 | – | 0.01% | – |
| HNTWF | New | HUNTER MARITIME ACQUISITION*w exp 11/17/202 | $36,000 | – | 98,016 | – | 0.01% | – |
| CNACR | New | CONSTELLATION ALPHA CAP CORPright 99/99/9999 | $36,000 | – | 54,854 | – | 0.01% | – |
| WRLSR | New | PENSARE ACQUISITION CORPright 99/99/9999 | $29,000 | – | 103,469 | – | 0.01% | – |
| WRLSW | New | PENSARE ACQUISITION CORP*w exp 07/27/202 | $26,000 | – | 41,202 | – | 0.01% | – |
| CNACW | New | CONSTELLATION ALPHA CAP CORP*w exp 03/23/202 | $18,000 | – | 48,854 | – | 0.01% | – |
| BHACW | New | BARINGTON HILCO ACQUISITION*w exp 02/11/202 | $6,000 | – | 48,053 | – | 0.00% | – |
| OSPRW | New | OSPREY ENERGY ACQUISITION CO*w exp 07/21/202 | $6,000 | – | 10,610 | – | 0.00% | – |
Q4 2017
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BHACW | Exit | BARINGTON HILCO ACQUISITION*w exp 02/11/201 | $0 | – | -49,649 | – | -0.00% | – |
| BHACR | Exit | BARINGTON HILCO ACQUISITIONrights | $0 | – | -49,649 | – | -0.00% | – |
| QPACW | Exit | QUINPARIO ACQUISITION C-CW23*w exp 01/01/202 | $0 | – | -32,582 | – | -0.00% | – |
| ELECW | Exit | ELECTRUM SPL ACQUISITION COR*w exp 99/99/999 | $0 | – | -47,820 | – | -0.00% | – |
| OAQCF | Exit | ORIGO ACQUISITION COR. WT*w exp 12/17/202 | $0 | – | -73,423 | – | -0.01% | – |
| OACRF | Exit | ORIGO ACQUISITION CORP-RTSright 12/12/2016 | $0 | – | -73,423 | – | -0.01% | – |
| HNTWF | Exit | HUNTER MARITIME ACQUISITION WTSw exp 99/99/999 | $0 | – | -93,414 | – | -0.02% | – |
| ANDAW | Exit | ANDINA ACQUISITION CORP II*w exp 11/23/202 | $0 | – | -196,406 | – | -0.02% | – |
| MMDMW | Exit | MODERN MEDIA ACQUISITIO-CW22warrants | $0 | – | -147,043 | – | -0.02% | – |
| BRQSW | Exit | BORQS TECHNOLOGIES INC -CW22*w exp 99/99/999 | $0 | – | -292,153 | – | -0.02% | – |
| AHPAW | Exit | AVISTA HEALTHCARE PUB ACQ CO*w exp 99/99/999 | $0 | – | -248,436 | – | -0.03% | – |
| MMDMR | Exit | MODERN MEDIA ACQUISITION-RTSrights | $0 | – | -282,325 | – | -0.03% | – |
| NEXTW | Exit | NEXTDECADE CORPw exp 99/99/999 | $0 | – | -123,986 | – | -0.03% | – |
| ANDAR | Exit | ANDINA ACQUISITION CORP IIright 09/01/2017 | $0 | – | -196,406 | – | -0.03% | – |
| MACQW | Exit | M I ACQUISITIONS INC*w exp 99/99/999 | $0 | – | -384,235 | – | -0.04% | – |
| VVPR | Exit | VIVOPOWER INTERNATIONAL PLC | $0 | – | -58,609 | – | -0.06% | – |
| STLRW | Exit | STELLAR AQCUISITION III*w exp 03/22/202 | $0 | – | -640,219 | – | -0.07% | – |
| LOR | Exit | LAZARD WORLD DIVIDEND & INCOME | $0 | – | -23,192 | – | -0.08% | – |
| GDL | Exit | GDL FUND | $0 | – | -26,554 | – | -0.08% | – |
| ELEC | Exit | ELECTRUM SPL ACQUISITION COR | $0 | – | -27,020 | – | -0.08% | – |
| GSVC | Exit | GSV CAPITAL CORP | $0 | – | -60,104 | – | -0.09% | – |
| IRL | Exit | NEW IRELAND FUND | $0 | – | -31,795 | – | -0.13% | – |
| Exit | SPDR S&P ETF TR TR UNITtr unit | $0 | – | -1,750 | – | -0.13% | – | |
| ECF | Exit | ELLSWORTH FUND INC | $0 | – | -48,595 | – | -0.13% | – |
| CUBA | Exit | HERZFELD CARIBBEAN BASIN FD | $0 | – | -69,940 | – | -0.15% | – |
| CNACU | Exit | CONSTELLATION ALPHA CAPITALunit | $0 | – | -50,000 | – | -0.15% | – |
| BHAC | Exit | BARINGTON HILCO ACQUISITION | $0 | – | -52,080 | – | -0.16% | – |
| TPHS | Exit | TRINITY PLACE HOLDINGS INC | $0 | – | -84,683 | – | -0.17% | – |
| ABE | Exit | ABERDEEN EMERGING MKTS SMALL | $0 | – | -43,119 | – | -0.18% | – |
| DSU | Exit | BLACKROCK DEBT STRAT FD INC | $0 | – | -60,644 | – | -0.20% | – |
| WRLSU | Exit | PENSARE ACQUISITIONunits | $0 | – | -84,600 | – | -0.25% | – |
| FFA | Exit | FIRST TR ENHANCED EQTY INC | $0 | – | -69,613 | – | -0.30% | – |
| LAQ | Exit | ABERDEEN LATIN AMERICAN EQTY | $0 | – | -39,461 | – | -0.31% | – |
| RVT | Exit | ROYCE VALUE TRUST | $0 | – | -74,200 | – | -0.34% | – |
| IF | Exit | ABERDEEN INDONESIA FD | $0 | – | -151,330 | – | -0.34% | – |
| EQS | Exit | EQUUS TOTAL RETURN INC | $0 | – | -497,162 | – | -0.35% | – |
| GLO | Exit | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $0 | – | -125,563 | – | -0.39% | – |
| AWP | Exit | ALPINE GLOBAL PREMIER PPTYS | $0 | – | -226,679 | – | -0.44% | – |
| NTC | Exit | NUVEEN CONNECTICUT QLTY MUN FD | $0 | – | -125,003 | – | -0.44% | – |
| ATACU | Exit | ATLANTIC ACQUISITION COR - Uunit | $0 | – | -150,000 | – | -0.45% | – |
| SVVC | Exit | FIRSTHAND TECHNOLOGY VALUE | $0 | – | -210,715 | – | -0.49% | – |
| GAM | Exit | GENERAL AMERICAN INVESTORS | $0 | – | -48,808 | – | -0.51% | – |
| FT | Exit | FRANKLIN UNVL TRsh ben int | $0 | – | -242,418 | – | -0.51% | – |
| KST | Exit | DEUTSCHE STRATEGIC INCOME TR | $0 | – | -143,311 | – | -0.52% | – |
| HUNTF | Exit | HUNTER MARITIME ACQUISITIONcl a | $0 | – | -186,828 | – | -0.53% | – |
| DDF | Exit | DELAWARE INV DIVIDEND & INV | $0 | – | -182,008 | – | -0.57% | – |
| ANDA | Exit | ANDINA ACQUISITION CORP II | $0 | – | -196,406 | – | -0.58% | – |
| BCACU | Exit | BISON CAPITAL ACQUISITIONunit | $0 | – | -200,000 | – | -0.60% | – |
| GRR | Exit | ASIA TIGERS FUND INC | $0 | – | -172,630 | – | -0.62% | – |
| VPV | Exit | INVESCO PA VALUE MUN INCOME TR | $0 | – | -182,321 | – | -0.65% | – |
| TWN | Exit | TAIWAN FD INC | $0 | – | -117,043 | – | -0.70% | – |
| AHPA | Exit | AVISTA HEALTHCARE PUB ACQ CO | $0 | – | -248,436 | – | -0.72% | – |
| DOTAU | Exit | DRAPER OAKWOOD TECHNOLOGY ACunit | $0 | – | -250,000 | – | -0.74% | – |
| IAMXU | Exit | I-AM CAPITAL ACQUISITION COunit | $0 | – | -250,000 | – | -0.74% | – |
| MIIIU | Exit | M III ACQUISITION CORPunit 99/99/9999t | $0 | – | -261,911 | – | -0.78% | – |
| MMDM | Exit | MODERN MEDIA ACQUISITION COR | $0 | – | -289,686 | – | -0.82% | – |
| GCH | Exit | ABERDEEN GTR CHINA FD | $0 | – | -248,080 | – | -0.84% | – |
| TKF | Exit | TURKISH INVT FD INC | $0 | – | -322,661 | – | -0.88% | – |
| ADX | Exit | ADAMS EXPRESS COMPANY | $0 | – | -239,896 | – | -1.06% | – |
| MACQ | Exit | M I ACQUISITIONS INC | $0 | – | -384,235 | – | -1.13% | – |
| FMCIU | Exit | FORUM MERGER CORPunit | $0 | – | -421,427 | – | -1.25% | – |
| GECC | Exit | GREAT ELM CAP CORP | $0 | – | -415,072 | – | -1.26% | – |
| BIF | Exit | BOULDER GROWTH & INCM FD INC | $0 | – | -426,605 | – | -1.26% | – |
| SGF | Exit | ABERDEEN SINGAPORE FD INC | $0 | – | -384,563 | – | -1.30% | – |
| JEQ | Exit | ABERDEEN JAPAN EQUITY FD | $0 | – | -528,129 | – | -1.33% | – |
| KBLMU | Exit | KBL MERGER CORP IVunit | $0 | – | -502,000 | – | -1.48% | – |
| KMM | Exit | DEUTSCHE MULTI-MARKET INCOME | $0 | – | -593,845 | – | -1.54% | – |
| ISL | Exit | ABERDEEN ISRAEL FUND INC | $0 | – | -279,913 | – | -1.66% | – |
| INDUU | Exit | INDUSTREA ACQUISITION CORPunit | $0 | – | -600,000 | – | -1.76% | – |
| STLR | Exit | STELLAR ACQUISITION III INC | $0 | – | -640,219 | – | -1.89% | – |
| TY | Exit | TRI CONTL CORP COM | $0 | – | -263,957 | – | -1.96% | – |
| CHN | Exit | CHINA FUND INC | $0 | – | -351,363 | – | -2.07% | – |
| SOR | Exit | SOURCE CAPITAL INC | $0 | – | -178,637 | – | -2.08% | – |
| DEX | Exit | DELAWARE ENHANCED GBL DIV & | $0 | – | -631,553 | – | -2.17% | – |
| USA | Exit | LIBERTY ALL STAR EQUITY FD SHsh ben int | $0 | – | -1,254,477 | – | -2.19% | – |
| APF | Exit | MORGAN STANLEY ASIA PAC FD | $0 | – | -452,116 | – | -2.26% | – |
| MVC | Exit | MVC CAPITAL INC | $0 | – | -802,106 | – | -2.33% | – |
| GLQ | Exit | CLOUGH GLOBAL EQUITY FUND | $0 | – | -610,898 | – | -2.35% | – |
| LGI | Exit | LAZARD GLOBAL TOT RT & INC | $0 | – | -488,605 | – | -2.38% | – |
| CET | Exit | CENTRAL SECS CORP COM | $0 | – | -368,295 | – | -2.76% | – |
| AEF | Exit | ABERDEEN CHILE FD INC | $0 | – | -1,236,905 | – | -3.01% | – |
| JOF | Exit | JAPAN SMALLER CAPTLZTN FD INC | $0 | – | -935,763 | – | -3.41% | – |
| PCF | Exit | PUTNAM HIGH INCOME SECURITIE | $0 | – | -1,519,970 | – | -3.93% | – |
| DHG | Exit | DEUTSCHE HIGH INCOME OPPORT | $0 | – | -985,907 | – | -4.33% | – |
| HIL | Exit | HILL INTERNATIONAL INC | $0 | – | -3,373,163 | – | -4.65% | – |
| SWZ | Exit | SWISS HELVETIA FUND | $0 | – | -1,917,876 | – | -7.10% | – |
| STC | Exit | STEWART INFORMATION SERVICES | $0 | – | -716,283 | – | -7.84% | – |
| NYRT | Exit | NEW YORK REIT INC | $0 | – | -3,831,249 | – | -8.72% | – |
Q3 2017
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NYRT | Buy | NEW YORK REIT INC | $30,075,000 | +1.4% | 3,831,249 | +11.6% | 8.72% | +15.8% |
| STC | Sell | STEWART INFORMATION SERVICES | $27,047,000 | -21.5% | 716,283 | -5.7% | 7.84% | -10.4% |
| HIL | Buy | HILL INTERNATIONAL INC | $16,021,000 | -5.8% | 3,373,163 | +3.1% | 4.65% | +7.5% |
| DHG | Buy | DEUTSCHE HIGH INCOME OPPORT | $14,917,000 | +2.1% | 985,907 | +0.4% | 4.33% | +16.5% |
| PCF | Buy | PUTNAM HIGH INCOME SECURITIE | $13,564,000 | +4.1% | 1,519,970 | +2.6% | 3.93% | +18.8% |
| JOF | Sell | JAPAN SMALLER CAPTLZTN FD INC | $11,744,000 | +5.8% | 935,763 | -3.2% | 3.41% | +20.8% |
| AEF | Buy | ABERDEEN CHILE FD INC | $10,378,000 | +88.9% | 1,236,905 | +59.4% | 3.01% | +115.6% |
| LGI | Sell | LAZARD GLOBAL TOT RT & INC | $8,189,000 | -35.8% | 488,605 | -37.4% | 2.38% | -26.8% |
| GLQ | Sell | CLOUGH GLOBAL EQUITY FUND | $8,098,000 | -42.3% | 610,898 | -45.1% | 2.35% | -34.2% |
| MVC | Sell | MVC CAPITAL INC | $8,029,000 | -39.6% | 802,106 | -40.5% | 2.33% | -31.1% |
| USA | Sell | LIBERTY ALL STAR EQUITY FD SHsh ben int | $7,564,000 | -15.2% | 1,254,477 | -20.4% | 2.19% | -3.2% |
| DEX | Buy | DELAWARE ENHANCED GBL DIV & | $7,490,000 | +17.7% | 631,553 | +13.2% | 2.17% | +34.4% |
| SOR | Buy | SOURCE CAPITAL INC | $7,185,000 | +81.9% | 178,637 | +74.9% | 2.08% | +107.8% |
| CHN | Buy | CHINA FUND INC | $7,150,000 | +207.3% | 351,363 | +78.2% | 2.07% | +250.8% |
| TY | Sell | TRI CONTL CORP COM | $6,744,000 | -11.7% | 263,957 | -15.9% | 1.96% | +0.8% |
| INDUU | New | INDUSTREA ACQUISITION CORPunit | $6,066,000 | – | 600,000 | – | 1.76% | – |
| ISL | Buy | ABERDEEN ISRAEL FUND INC | $5,738,000 | +49.8% | 279,913 | +41.3% | 1.66% | +71.0% |
| KMM | Buy | DEUTSCHE MULTI-MARKET INCOME | $5,321,000 | +96.3% | 593,845 | +92.7% | 1.54% | +123.9% |
| KBLMU | Buy | KBL MERGER CORP IVunit | $5,120,000 | -0.0% | 502,000 | +97.2% | 1.48% | +14.1% |
| JEQ | Buy | ABERDEEN JAPAN EQUITY FD | $4,600,000 | +109.2% | 528,129 | +104.1% | 1.33% | +138.6% |
| SGF | Buy | ABERDEEN SINGAPORE FD INC | $4,476,000 | +32.2% | 384,563 | +25.7% | 1.30% | +50.8% |
| MACQ | New | M I ACQUISITIONS INC | $3,900,000 | – | 384,235 | – | 1.13% | – |
| ADX | Buy | ADAMS EXPRESS COMPANY | $3,649,000 | +34.3% | 239,896 | +26.2% | 1.06% | +53.3% |
| TKF | Buy | TURKISH INVT FD INC | $3,025,000 | +478.4% | 322,661 | +495.2% | 0.88% | +559.4% |
| GCH | Buy | ABERDEEN GTR CHINA FD | $2,910,000 | +408.7% | 248,080 | +397.5% | 0.84% | +482.1% |
| MMDM | New | MODERN MEDIA ACQUISITION COR | $2,827,000 | – | 289,686 | – | 0.82% | – |
| IAMXU | New | I-AM CAPITAL ACQUISITION COunit | $2,562,000 | – | 250,000 | – | 0.74% | – |
| DOTAU | New | DRAPER OAKWOOD TECHNOLOGY ACunit | $2,555,000 | – | 250,000 | – | 0.74% | – |
| TWN | Buy | TAIWAN FD INC | $2,409,000 | +630.0% | 117,043 | +561.7% | 0.70% | +732.1% |
| VPV | Buy | INVESCO PA VALUE MUN INCOME TR | $2,244,000 | +1977.8% | 182,321 | +1992.3% | 0.65% | +2311.1% |
| GRR | Buy | ASIA TIGERS FUND INC | $2,136,000 | +11.1% | 172,630 | +6.8% | 0.62% | +26.8% |
| DDF | Sell | DELAWARE INV DIVIDEND & INV | $1,958,000 | -17.0% | 182,008 | -19.3% | 0.57% | -5.2% |
| KST | New | DEUTSCHE STRATEGIC INCOME TR | $1,786,000 | – | 143,311 | – | 0.52% | – |
| FT | Buy | FRANKLIN UNVL TRsh ben int | $1,762,000 | +113.6% | 242,418 | +110.1% | 0.51% | +143.3% |
| SVVC | Sell | FIRSTHAND TECHNOLOGY VALUE | $1,687,000 | -19.2% | 210,715 | -15.3% | 0.49% | -7.9% |
| ATACU | New | ATLANTIC ACQUISITION COR - Uunit | $1,542,000 | – | 150,000 | – | 0.45% | – |
| NTC | New | NUVEEN CONNECTICUT QLTY MUN FD | $1,526,000 | – | 125,003 | – | 0.44% | – |
| IF | Buy | ABERDEEN INDONESIA FD | $1,174,000 | +987.0% | 151,330 | +963.7% | 0.34% | +1159.3% |
| LAQ | New | ABERDEEN LATIN AMERICAN EQTY | $1,080,000 | – | 39,461 | – | 0.31% | – |
| FFA | Sell | FIRST TR ENHANCED EQTY INC | $1,048,000 | -68.4% | 69,613 | -39.8% | 0.30% | -63.9% |
| WRLSU | New | PENSARE ACQUISITIONunits | $874,000 | – | 84,600 | – | 0.25% | – |
| DSU | Sell | BLACKROCK DEBT STRAT FD INC | $708,000 | -9.1% | 60,644 | -10.2% | 0.20% | +3.5% |
| ABE | Buy | ABERDEEN EMERGING MKTS SMALL | $602,000 | +106.2% | 43,119 | +104.1% | 0.18% | +136.5% |
| TPHS | Buy | TRINITY PLACE HOLDINGS INC | $594,000 | +31.7% | 84,683 | +33.4% | 0.17% | +49.6% |
| BHAC | Buy | BARINGTON HILCO ACQUISITION | $539,000 | +6.1% | 52,080 | +4.9% | 0.16% | +20.9% |
| CNACU | Sell | CONSTELLATION ALPHA CAPITALunit | $513,000 | -15.6% | 50,000 | -16.7% | 0.15% | -3.9% |
| ECF | Sell | ELLSWORTH FUND INC | $450,000 | -36.1% | 48,595 | -36.9% | 0.13% | -27.4% |
| New | SPDR S&P ETF TR TR UNITtr unit | $440,000 | – | 1,750 | – | 0.13% | – | |
| IRL | New | NEW IRELAND FUND | $436,000 | – | 31,795 | – | 0.13% | – |
| LOR | Sell | LAZARD WORLD DIVIDEND & INCOME | $263,000 | -3.0% | 23,192 | -5.7% | 0.08% | +10.1% |
| MACQW | New | M I ACQUISITIONS INC*w exp 99/99/999 | $133,000 | – | 384,235 | – | 0.04% | – |
| NEXTW | New | NEXTDECADE CORPw exp 99/99/999 | $115,000 | – | 123,986 | – | 0.03% | – |
| MMDMR | New | MODERN MEDIA ACQUISITION-RTSrights | $101,000 | – | 282,325 | – | 0.03% | – |
| BRQSW | New | BORQS TECHNOLOGIES INC -CW22*w exp 99/99/999 | $82,000 | – | 292,153 | – | 0.02% | – |
| MMDMW | New | MODERN MEDIA ACQUISITIO-CW22warrants | $79,000 | – | 147,043 | – | 0.02% | – |
| ELECW | Sell | ELECTRUM SPL ACQUISITION COR*w exp 99/99/999 | $15,000 | -71.7% | 47,820 | -67.6% | 0.00% | -69.2% |
| AXAR | Exit | AXAR ACQUISTION COPR*wexp | $0 | – | -145,430 | – | -0.00% | – |
| PAACW | Exit | PACIFIC SPECIAL ACQUISITION*w exp 10/20/202 | $0 | – | -292,853 | – | -0.04% | – |
| HRMNW | Exit | HARMONY MERGER CORP-WARRANT*w exp 01/01/202 | $0 | – | -195,386 | – | -0.04% | – |
| JTPY | Exit | JETPAY CORP | $0 | – | -98,985 | – | -0.05% | – |
| OACQ | Exit | ORIGO ACQUISITION CORP | $0 | – | -32,736 | – | -0.09% | – |
| LBF | Exit | DEUTSCHE GLOBAL HIGH INCOME | $0 | – | -51,801 | – | -0.12% | – |
| BOMN | Exit | BOSTON OMAHA CORP | $0 | – | -35,000 | – | -0.12% | – |
| CIK | Exit | CREDIT SUISSE ASSET MGMT INC | $0 | – | -214,073 | – | -0.18% | – |
| NHF | Exit | NEXPOINT CR STRATEGIES FD | $0 | – | -60,101 | – | -0.33% | – |
| PAACR | Exit | PACIFIC SPECIAL ACQUISITIONright 03/15/2017 | $0 | – | -309,084 | – | -0.34% | – |
| PAAC | Exit | PACIFIC SPECIAL ACQUISITION | $0 | – | -329,370 | – | -0.60% | – |
| MACQU | Exit | M I ACQUISITION CORPunit 99/99/9999 | $0 | – | -384,235 | – | -1.01% | – |
| SZC | Exit | CUSHING RENAISSANCE FD | $0 | – | -239,141 | – | -1.06% | – |
| LCM | Exit | ADVENT/CLAYMORE ENH GR & INC | $0 | – | -553,318 | – | -2.11% | – |
| NRO | Exit | NEUBERGER BERMAN REAL ESTATE | $0 | – | -1,818,319 | – | -2.50% | – |
| PHF | Exit | PACHOLDER HIGH YIELD FUND | $0 | – | -1,791,276 | – | -3.62% | – |
| KEF | Exit | KOREA EQUITY FD INC | $0 | – | -2,028,103 | – | -3.63% | – |
| JFC | Exit | JPMORGAN CHINA REGION FD INC | $0 | – | -1,040,153 | – | -5.30% | – |
Q2 2017
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| STC | New | STEWART INFORMATION SERVICES | $34,463,000 | – | 759,436 | – | 8.76% | – |
| NYRT | New | NEW YORK REIT INC | $29,649,000 | – | 3,431,561 | – | 7.53% | – |
| SWZ | New | SWISS HELVETIA FUND | $24,357,000 | – | 1,917,876 | – | 6.19% | – |
| JFC | New | JPMORGAN CHINA REGION FD INC | $20,876,000 | – | 1,040,153 | – | 5.30% | – |
| HIL | New | HILL INTERNATIONAL INC | $17,009,000 | – | 3,270,947 | – | 4.32% | – |
| DHG | New | DEUTSCHE HIGH INCOME OPPORT | $14,606,000 | – | 981,606 | – | 3.71% | – |
| KEF | New | KOREA EQUITY FD INC | $14,278,000 | – | 2,028,103 | – | 3.63% | – |
| PHF | New | PACHOLDER HIGH YIELD FUND | $14,258,000 | – | 1,791,276 | – | 3.62% | – |
| GLQ | New | CLOUGH GLOBAL EQUITY FUND | $14,037,000 | – | 1,113,189 | – | 3.57% | – |
| MVC | New | MVC CAPITAL INC | $13,301,000 | – | 1,348,959 | – | 3.38% | – |
| PCF | New | PUTNAM HIGH INCOME SECURITIE | $13,028,000 | – | 1,482,158 | – | 3.31% | – |
| LGI | New | LAZARD GLOBAL TOT RT & INC | $12,764,000 | – | 780,413 | – | 3.24% | – |
| JOF | New | JAPAN SMALLER CAPTLZTN FD INC | $11,095,000 | – | 966,501 | – | 2.82% | – |
| NRO | New | NEUBERGER BERMAN REAL ESTATE | $9,819,000 | – | 1,818,319 | – | 2.50% | – |
| CET | New | CENTRAL SECS CORP COM | $9,182,000 | – | 368,295 | – | 2.33% | – |
| USA | New | LIBERTY ALL STAR EQUITY FD SHsh ben int | $8,923,000 | – | 1,576,533 | – | 2.27% | – |
| LCM | New | ADVENT/CLAYMORE ENH GR & INC | $8,305,000 | – | 553,318 | – | 2.11% | – |
| TY | New | TRI CONTL CORP COM | $7,638,000 | – | 313,691 | – | 1.94% | – |
| APF | New | MORGAN STANLEY ASIA PAC FD | $7,519,000 | – | 452,116 | – | 1.91% | – |
| STLR | New | STELLAR ACQUISITION III INC | $6,427,000 | – | 640,219 | – | 1.63% | – |
| DEX | New | DELAWARE ENHANCED GBL DIV & | $6,361,000 | – | 558,016 | – | 1.62% | – |
| AEF | New | ABERDEEN CHILE FD INC | $5,495,000 | – | 776,076 | – | 1.40% | – |
| KBLMU | New | KBL MERGER CORP IVunit | $5,121,000 | – | 254,500 | – | 1.30% | – |
| GECC | New | GREAT ELM CAP CORP | $4,408,000 | – | 415,072 | – | 1.12% | – |
| FMCIU | New | FORUM MERGER CORPunit | $4,294,000 | – | 421,427 | – | 1.09% | – |
| SZC | New | CUSHING RENAISSANCE FD | $4,183,000 | – | 239,141 | – | 1.06% | – |
| BIF | New | BOULDER GROWTH & INCM FD INC | $4,142,000 | – | 426,605 | – | 1.05% | – |
| MACQU | New | M I ACQUISITION CORPunit 99/99/9999 | $3,963,000 | – | 384,235 | – | 1.01% | – |
| SOR | New | SOURCE CAPITAL INC | $3,949,000 | – | 102,165 | – | 1.00% | – |
| ISL | New | ABERDEEN ISRAEL FUND INC | $3,830,000 | – | 198,089 | – | 0.97% | – |
| SGF | New | ABERDEEN SINGAPORE FD INC | $3,387,000 | – | 305,856 | – | 0.86% | – |
| FFA | New | FIRST TR ENHANCED EQTY INC | $3,313,000 | – | 115,620 | – | 0.84% | – |
| ADX | New | ADAMS EXPRESS COMPANY | $2,717,000 | – | 190,152 | – | 0.69% | – |
| KMM | New | DEUTSCHE MULTI-MARKET INCOME | $2,711,000 | – | 308,118 | – | 0.69% | – |
| MIIIU | New | M III ACQUISITION CORPunit 99/99/9999t | $2,687,000 | – | 261,911 | – | 0.68% | – |
| AHPA | New | AVISTA HEALTHCARE PUB ACQ CO | $2,447,000 | – | 248,436 | – | 0.62% | – |
| PAAC | New | PACIFIC SPECIAL ACQUISITION | $2,368,000 | – | 329,370 | – | 0.60% | – |
| DDF | New | DELAWARE INV DIVIDEND & INV | $2,358,000 | – | 225,506 | – | 0.60% | – |
| CHN | New | CHINA FUND INC | $2,327,000 | – | 197,158 | – | 0.59% | – |
| JEQ | New | ABERDEEN JAPAN EQUITY FD | $2,199,000 | – | 258,723 | – | 0.56% | – |
| SVVC | New | FIRSTHAND TECHNOLOGY VALUE | $2,088,000 | – | 248,905 | – | 0.53% | – |
| BCACU | New | BISON CAPITAL ACQUISITIONunit | $2,040,000 | – | 200,000 | – | 0.52% | – |
| ANDA | New | ANDINA ACQUISITION CORP II | $1,985,000 | – | 196,406 | – | 0.50% | – |
| GRR | New | ASIA TIGERS FUND INC | $1,922,000 | – | 161,657 | – | 0.49% | – |
| HUNTF | New | HUNTER MARITIME ACQUISITIONcl a | $1,829,000 | – | 186,828 | – | 0.46% | – |
| GAM | New | GENERAL AMERICAN INVESTORS | $1,677,000 | – | 48,808 | – | 0.43% | – |
| AWP | New | ALPINE GLOBAL PREMIER PPTYS | $1,437,000 | – | 226,679 | – | 0.36% | – |
| GLO | New | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $1,331,000 | – | 125,563 | – | 0.34% | – |
| PAACR | New | PACIFIC SPECIAL ACQUISITIONright 03/15/2017 | $1,320,000 | – | 309,084 | – | 0.34% | – |
| NHF | New | NEXPOINT CR STRATEGIES FD | $1,309,000 | – | 60,101 | – | 0.33% | – |
| EQS | New | EQUUS TOTAL RETURN INC | $1,173,000 | – | 497,162 | – | 0.30% | – |
| RVT | New | ROYCE VALUE TRUST | $1,083,000 | – | 74,200 | – | 0.28% | – |
| FT | New | FRANKLIN UNVL TRsh ben int | $825,000 | – | 115,385 | – | 0.21% | – |
| DSU | New | BLACKROCK DEBT STRAT FD INC | $779,000 | – | 67,534 | – | 0.20% | – |
| CIK | New | CREDIT SUISSE ASSET MGMT INC | $721,000 | – | 214,073 | – | 0.18% | – |
| ECF | New | ELLSWORTH FUND INC | $704,000 | – | 77,045 | – | 0.18% | – |
| CNACU | New | CONSTELLATION ALPHA CAPITALunit | $608,000 | – | 60,000 | – | 0.16% | – |
| GCH | New | ABERDEEN GTR CHINA FD | $572,000 | – | 49,865 | – | 0.14% | – |
| TKF | New | TURKISH INVT FD INC | $523,000 | – | 54,207 | – | 0.13% | – |
| BHAC | New | BARINGTON HILCO ACQUISITION | $508,000 | – | 49,649 | – | 0.13% | – |
| BOMN | New | BOSTON OMAHA CORP | $461,000 | – | 35,000 | – | 0.12% | – |
| TPHS | New | TRINITY PLACE HOLDINGS INC | $451,000 | – | 63,489 | – | 0.12% | – |
| LBF | New | DEUTSCHE GLOBAL HIGH INCOME | $451,000 | – | 51,801 | – | 0.12% | – |
| OACQ | New | ORIGO ACQUISITION CORP | $340,000 | – | 32,736 | – | 0.09% | – |
| CUBA | New | HERZFELD CARIBBEAN BASIN FD | $331,000 | – | 69,940 | – | 0.08% | – |
| TWN | New | TAIWAN FD INC | $330,000 | – | 17,689 | – | 0.08% | – |
| ABE | New | ABERDEEN EMERGING MKTS SMALL | $292,000 | – | 21,130 | – | 0.07% | – |
| GDL | New | GDL FUND | $272,000 | – | 26,554 | – | 0.07% | – |
| LOR | New | LAZARD WORLD DIVIDEND & INCOME | $271,000 | – | 24,606 | – | 0.07% | – |
| ELEC | New | ELECTRUM SPL ACQUISITION COR | $273,000 | – | 27,020 | – | 0.07% | – |
| GSVC | New | GSV CAPITAL CORP | $261,000 | – | 60,104 | – | 0.07% | – |
| VVPR | New | VIVOPOWER INTERNATIONAL PLC | $224,000 | – | 58,609 | – | 0.06% | – |
| JTPY | New | JETPAY CORP | $208,000 | – | 98,985 | – | 0.05% | – |
| STLRW | New | STELLAR AQCUISITION III*w exp 03/22/202 | $205,000 | – | 640,219 | – | 0.05% | – |
| HRMNW | New | HARMONY MERGER CORP-WARRANT*w exp 01/01/202 | $156,000 | – | 195,386 | – | 0.04% | – |
| PAACW | New | PACIFIC SPECIAL ACQUISITION*w exp 10/20/202 | $152,000 | – | 292,853 | – | 0.04% | – |
| AHPAW | New | AVISTA HEALTHCARE PUB ACQ CO*w exp 99/99/999 | $112,000 | – | 248,436 | – | 0.03% | – |
| IF | New | ABERDEEN INDONESIA FD | $108,000 | – | 14,227 | – | 0.03% | – |
| VPV | New | INVESCO PA VALUE MUN INCOME TR | $108,000 | – | 8,714 | – | 0.03% | – |
| ANDAR | New | ANDINA ACQUISITION CORP IIright 09/01/2017 | $86,000 | – | 196,406 | – | 0.02% | – |
| ELECW | New | ELECTRUM SPL ACQUISITION COR*w exp 99/99/999 | $53,000 | – | 147,507 | – | 0.01% | – |
| ANDAW | New | ANDINA ACQUISITION CORP II*w exp 11/23/202 | $41,000 | – | 196,406 | – | 0.01% | – |
| HNTWF | New | HUNTER MARITIME ACQUISITION WTSw exp 99/99/999 | $29,000 | – | 93,414 | – | 0.01% | – |
| BHACR | New | BARINGTON HILCO ACQUISITIONrights | $20,000 | – | 49,649 | – | 0.01% | – |
| OACRF | New | ORIGO ACQUISITION CORP-RTSright 12/12/2016 | $17,000 | – | 73,423 | – | 0.00% | – |
| QPACW | New | QUINPARIO ACQUISITION C-CW23*w exp 01/01/202 | $12,000 | – | 32,582 | – | 0.00% | – |
| AXAR | New | AXAR ACQUISTION COPR*wexp | $12,000 | – | 145,430 | – | 0.00% | – |
| OAQCF | New | ORIGO ACQUISITION COR. WT*w exp 12/17/202 | $13,000 | – | 73,423 | – | 0.00% | – |
| BHACW | New | BARINGTON HILCO ACQUISITION*w exp 02/11/201 | $7,000 | – | 49,649 | – | 0.00% | – |
Q4 2016
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Exit | ISHARES US REAL 10/21/2016 72.00 | $0 | – | -12,800 | – | 0.00% | – | |
| COYNW | Exit | COPSYNC INC*w exp 11/12/202 | $0 | – | -30,000 | – | -0.00% | – |
| BHACW | Exit | BARINGTON HILCO ACQUISITION*w exp 02/11/201 | $0 | – | -50,823 | – | -0.00% | – |
| QPACW | Exit | QUINPARIO ACQUISITION C-CW23*w exp 01/01/202 | $0 | – | -51,097 | – | -0.00% | – |
| BHACR | Exit | BARINGTON HILCO ACQUISITIONrights | $0 | – | -50,823 | – | -0.00% | – |
| OAQCF | Exit | ORIGO ACQUISITION COR. WT*w exp 12/17/202 | $0 | – | -75,000 | – | -0.00% | – |
| Exit | SPDR S&P 500 ET 10/21/2016 209.00 | $0 | – | -16,000 | – | -0.00% | – | |
| AUMAW | Exit | AR CAPITAL ACQUISITION-CW19*w exp 10/06/201 | $0 | – | -200,173 | – | -0.00% | – |
| Exit | ISHARES US REAL 10/21/2016 82.00 | $0 | – | -25,000 | – | -0.00% | – | |
| OACRF | Exit | ORIGO ACQUISITION CORP-RTSright 12/12/2016 | $0 | – | -75,000 | – | -0.00% | – |
| GRSHW | Exit | GORES HOLDINGS INC*w exp 08/13/202 | $0 | – | -21,500 | – | -0.00% | – |
| COYNQ | Exit | COPSYNC INC | $0 | – | -30,000 | – | -0.01% | – |
| ANDAW | Exit | ANDINA ACQUISITION CORP II*w exp 11/23/202 | $0 | – | -201,285 | – | -0.01% | – |
| TRTLW | Exit | TERRAPIN 3 ACQUISITION-CW19warrants | $0 | – | -200,000 | – | -0.01% | – |
| PAACW | Exit | PACIFIC SPECIAL ACQUISITION*w exp 10/20/202 | $0 | – | -300,000 | – | -0.01% | – |
| ARWAW | Exit | AROWANA INC*w exp 04/29/202 | $0 | – | -400,000 | – | -0.01% | – |
| MFIN | Exit | MEDALLION FINL CORP | $0 | – | -10,000 | – | -0.01% | – |
| ELECW | Exit | ELECTRUM SPL ACQUISITION COR*w exp 99/99/999 | $0 | – | -151,020 | – | -0.01% | – |
| CLDCF | Exit | CHINA LENDING CORP*w exp 03/30/202 | $0 | – | -251,050 | – | -0.01% | – |
| ECACR | Exit | E-COMPASS ACQUISITION CORPright 02/18/2017 | $0 | – | -100,000 | – | -0.01% | – |
| ANDAR | Exit | ANDINA ACQUISITION CORP IIright 09/01/2017 | $0 | – | -201,285 | – | -0.01% | – |
| PAACR | Exit | PACIFIC SPECIAL ACQUISITIONright 03/15/2017 | $0 | – | -300,000 | – | -0.01% | – |
| ARWAR | Exit | AROWANA INCright 01/01/2017 | $0 | – | -400,000 | – | -0.02% | – |
| HRMNW | Exit | HARMONY MERGER CORP-WARRANT*w exp 01/01/202 | $0 | – | -200,918 | – | -0.02% | – |
| DDF | Exit | DELAWARE INV DIVIDEND & INV | $0 | – | -14,049 | – | -0.03% | – |
| IRL | Exit | NEW IRELAND FUND INC | $0 | – | -13,985 | – | -0.04% | – |
| AAPC | Exit | ATLANTIC ALLIANCE PARTNER CO | $0 | – | -20,000 | – | -0.05% | – |
| ECF | Exit | ELLSWORTH FUND INC | $0 | – | -34,123 | – | -0.06% | – |
| GDL | Exit | GDL FUND | $0 | – | -28,598 | – | -0.06% | – |
| GSVC | Exit | GSV CAPITAL CORP | $0 | – | -80,704 | – | -0.09% | – |
| JTPY | Exit | JETPAY CORP | $0 | – | -144,207 | – | -0.09% | – |
| QPAC | Exit | QUINPARIO ACQUISITION CORP 2 | $0 | – | -51,097 | – | -0.11% | – |
| BHAC | Exit | BARINGTON HILCO ACQUISITION | $0 | – | -50,823 | – | -0.12% | – |
| COTY | Exit | COTY INC-CL A | $0 | – | -25,000 | – | -0.13% | – |
| KMM | Exit | DEUTSCHE MULTI-MARKET INCOME | $0 | – | -71,219 | – | -0.14% | – |
| APF | Exit | MORGAN STANLEY ASIA PAC FD | $0 | – | -49,443 | – | -0.17% | – |
| GRR | Exit | ASIA TIGERS FUND INC | $0 | – | -82,840 | – | -0.19% | – |
| TGLS | Exit | TECNOGLASS INC | $0 | – | -72,748 | – | -0.20% | – |
| SGF | Exit | ABERDEEN SINGAPORE FD INC | $0 | – | -93,379 | – | -0.20% | – |
| EQS | Exit | EQUUS TOTAL RETURN INC | $0 | – | -497,162 | – | -0.21% | – |
| ECAC | Exit | E-COMPASS ACQUISITION CORP | $0 | – | -100,000 | – | -0.23% | – |
| RVT | Exit | ROYCE VALUE TRUST | $0 | – | -88,300 | – | -0.25% | – |
| MIIIU | Exit | M III ACQUISITION CORPunit 99/99/9999t | $0 | – | -165,000 | – | -0.36% | – |
| ANDA | Exit | ANDINA ACQUISITION CORP II | $0 | – | -201,285 | – | -0.45% | – |
| CIK | Exit | CREDIT SUISSE ASSET MGMT INC | $0 | – | -669,142 | – | -0.47% | – |
| ADX | Exit | ADAMS EXPRESS COMPANY | $0 | – | -166,914 | – | -0.50% | – |
| JFC | Exit | JPMORGAN CHINA REGION FD INC | $0 | – | -132,784 | – | -0.52% | – |
| XRDC | Exit | CROSSROADS CAPITAL INC | $0 | – | -1,121,032 | – | -0.52% | – |
| SVVC | Exit | FIRSTHAND TECHNOLOGY VALUE | $0 | – | -315,041 | – | -0.56% | – |
| CET | Exit | CENTRAL SECS CORP COM | $0 | – | -137,645 | – | -0.66% | – |
| PAAC | Exit | PACIFIC SPECIAL ACQUISITION | $0 | – | -300,000 | – | -0.69% | – |
| BIF | Exit | BOULDER GROWTH & INCM FD INC | $0 | – | -426,605 | – | -0.81% | – |
| MACQU | Exit | M I ACQUISITION CORPunit 99/99/9999 | $0 | – | -390,000 | – | -0.88% | – |
| ARWA | Exit | AROWANA INC | $0 | – | -400,000 | – | -0.92% | – |
| USA | Exit | LIBERTY ALL STAR EQUITY FD SH | $0 | – | -851,229 | – | -0.99% | – |
| PCF | Exit | PUTNAM HIGH INCOME SECURITIE | $0 | – | -566,995 | – | -1.02% | – |
| FULL | Exit | FULL CIRCLE CAP CORP | $0 | – | -1,752,062 | – | -1.04% | – |
| KEF | Exit | KOREA EQUITY FD INC | $0 | – | -555,167 | – | -1.07% | – |
| JOF | Exit | JAPAN SMALLER CAPTLZTN FD INC | $0 | – | -444,626 | – | -1.08% | – |
| KHI | Exit | DEUTSCHE HIGH INCOME TRUST | $0 | – | -496,077 | – | -1.09% | – |
| CFD | Exit | NUVEEN DIVERSIFIED COMMODITY | $0 | – | -621,807 | – | -1.27% | – |
| GAM | Exit | GENERAL AMERICAN INVESTORS | $0 | – | -189,259 | – | -1.39% | – |
| STLRU | Exit | STELLAR ACQUISITION III INCunit 03/22/2022 | $0 | – | -653,000 | – | -1.47% | – |
| WHLR | Exit | WHEELER REAL ESTATE INVESTME | $0 | – | -3,746,911 | – | -1.48% | – |
| TY | Exit | TRI CONTL CORP COM | $0 | – | -313,691 | – | -1.51% | – |
| Exit | IMPERIAL HLDGS INCnote 8.500% 2/1 | $0 | – | -9,243,000 | – | -1.82% | – | |
| GLQ | Exit | CLOUGH GLOBAL EQUITY FUND | $0 | – | -773,418 | – | -1.98% | – |
| FAM | Exit | FIRST TRUST ABERDEEN GLOBAL | $0 | – | -768,304 | – | -2.04% | – |
| PHF | Exit | PACHOLDER HIGH YIELD FUND | $0 | – | -1,312,701 | – | -2.11% | – |
| SZC | Exit | CUSHING RENAISSANCE FD | $0 | – | -635,722 | – | -2.37% | – |
| MVC | Exit | MVC CAPITAL INC | $0 | – | -1,378,812 | – | -2.58% | – |
| EMGCQ | Exit | EMERGENT CAPITAL INC | $0 | – | -4,032,377 | – | -2.66% | – |
| LCM | Exit | ADVENT/CLAYMORE ENH GR & INC | $0 | – | -1,461,794 | – | -2.75% | – |
| LGI | Exit | LAZARD GLOBAL TOT RT & INC | $0 | – | -887,641 | – | -2.80% | – |
| DHG | Exit | DEUTSCHE HIGH INCOME OPPORT | $0 | – | -1,012,392 | – | -3.23% | – |
| HIL | Exit | HILL INTERNATIONAL INC | $0 | – | -3,875,519 | – | -4.03% | – |
| SWZ | Exit | SWISS HELVETIA FUND | $0 | – | -1,700,751 | – | -4.10% | – |
| CTF | Exit | NUVEEN LONG/SHORT COMMODITY | $0 | – | -1,468,743 | – | -4.38% | – |
| FAV | Exit | FIRST TRUST DIVIDEND AND INC | $0 | – | -2,190,168 | – | -4.50% | – |
| NYRT | Exit | NEW YORK REIT INC | $0 | – | -2,463,293 | – | -5.08% | – |
| DCA | Exit | VIRTUS TOTAL RETURN FD | $0 | – | -5,016,152 | – | -5.36% | – |
| NRO | Exit | NEUBERGER BERMAN REAL ESTATE | $0 | – | -5,698,062 | – | -7.31% | – |
| JGV | Exit | NUVEEN GLOBAL EQU INC FD | $0 | – | -2,753,299 | – | -7.41% | – |
| STC | Exit | STEWART INFORMATION SERVICES | $0 | – | -1,019,318 | – | -10.21% | – |
Q3 2016
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| STC | Sell | STEWART INFORMATION SERVICES | $45,309,000 | -3.2% | 1,019,318 | -9.8% | 10.21% | -15.1% |
| JGV | Buy | NUVEEN GLOBAL EQU INC FD | $32,874,000 | +30.0% | 2,753,299 | +27.1% | 7.41% | +14.0% |
| DCA | Buy | VIRTUS TOTAL RETURN FD | $23,777,000 | +16.7% | 5,016,152 | +14.2% | 5.36% | +2.3% |
| NYRT | Buy | NEW YORK REIT INC | $22,539,000 | +358.6% | 2,463,293 | +363.6% | 5.08% | +302.0% |
| FAV | Buy | FIRST TRUST DIVIDEND AND INC | $19,952,000 | +31.2% | 2,190,168 | +29.5% | 4.50% | +15.0% |
| SWZ | Buy | SWISS HELVETIA FUND | $18,181,000 | +73.9% | 1,700,751 | +68.4% | 4.10% | +52.5% |
| DHG | Sell | DEUTSCHE HIGH INCOME OPPORT | $14,325,000 | -15.5% | 1,012,392 | -18.8% | 3.23% | -25.9% |
| LGI | Buy | LAZARD GLOBAL TOT RT & INC | $12,400,000 | +92.1% | 887,641 | +79.9% | 2.80% | +68.4% |
| SZC | Buy | CUSHING RENAISSANCE FD | $10,508,000 | +26.8% | 635,722 | +20.2% | 2.37% | +11.2% |
| PHF | Sell | PACHOLDER HIGH YIELD FUND | $9,359,000 | -10.2% | 1,312,701 | -10.8% | 2.11% | -21.3% |
| FAM | Buy | FIRST TRUST ABERDEEN GLOBAL | $9,051,000 | +92.7% | 768,304 | +87.1% | 2.04% | +68.9% |
| GLQ | Buy | CLOUGH GLOBAL EQUITY FUND | $8,781,000 | +3652.6% | 773,418 | +3435.5% | 1.98% | +3200.0% |
| WHLR | Sell | WHEELER REAL ESTATE INVESTME | $6,557,000 | -1.6% | 3,746,911 | -13.4% | 1.48% | -13.8% |
| STLRU | New | STELLAR ACQUISITION III INCunit 03/22/2022 | $6,510,000 | – | 653,000 | – | 1.47% | – |
| GAM | Buy | GENERAL AMERICAN INVESTORS | $6,179,000 | +7.4% | 189,259 | +1.4% | 1.39% | -5.9% |
| KHI | Buy | DEUTSCHE HIGH INCOME TRUST | $4,818,000 | +711.1% | 496,077 | +633.2% | 1.09% | +609.8% |
| JOF | New | JAPAN SMALLER CAPTLZTN FD INC | $4,792,000 | – | 444,626 | – | 1.08% | – |
| KEF | Buy | KOREA EQUITY FD INC | $4,756,000 | +117.9% | 555,167 | +99.9% | 1.07% | +91.1% |
| FULL | Buy | FULL CIRCLE CAP CORP | $4,625,000 | +3.8% | 1,752,062 | +6.2% | 1.04% | -9.0% |
| PCF | Buy | PUTNAM HIGH INCOME SECURITIE | $4,547,000 | +72.0% | 566,995 | +64.5% | 1.02% | +50.7% |
| MACQU | New | M I ACQUISITION CORPunit 99/99/9999 | $3,908,000 | – | 390,000 | – | 0.88% | – |
| SVVC | Sell | FIRSTHAND TECHNOLOGY VALUE | $2,473,000 | +5.1% | 315,041 | -0.3% | 0.56% | -7.9% |
| JFC | Buy | JPMORGAN CHINA REGION FD INC | $2,288,000 | +138.1% | 132,784 | +110.0% | 0.52% | +108.9% |
| CIK | Buy | CREDIT SUISSE ASSET MGMT INC | $2,101,000 | +77.9% | 669,142 | +66.1% | 0.47% | +55.9% |
| ANDA | Sell | ANDINA ACQUISITION CORP II | $1,989,000 | +0.1% | 201,285 | -1.5% | 0.45% | -12.3% |
| MIIIU | New | M III ACQUISITION CORPunit 99/99/9999t | $1,617,000 | – | 165,000 | – | 0.36% | – |
| SGF | Buy | ABERDEEN SINGAPORE FD INC | $875,000 | +453.8% | 93,379 | +432.7% | 0.20% | +380.5% |
| TGLS | New | TECNOGLASS INC | $876,000 | – | 72,748 | – | 0.20% | – |
| GRR | Buy | ASIA TIGERS FUND INC | $833,000 | +486.6% | 82,840 | +460.1% | 0.19% | +408.1% |
| APF | New | MORGAN STANLEY ASIA PAC FD | $746,000 | – | 49,443 | – | 0.17% | – |
| KMM | Buy | DEUTSCHE MULTI-MARKET INCOME | $609,000 | +32.1% | 71,219 | +25.8% | 0.14% | +15.1% |
| COTY | New | COTY INC-CL A | $588,000 | – | 25,000 | – | 0.13% | – |
| BHAC | Sell | BARINGTON HILCO ACQUISITION | $512,000 | +0.6% | 50,823 | -9.0% | 0.12% | -12.2% |
| QPAC | Sell | QUINPARIO ACQUISITION CORP 2 | $506,000 | -8.8% | 51,097 | -8.9% | 0.11% | -20.3% |
| JTPY | Sell | JETPAY CORP | $388,000 | +10.9% | 144,207 | -6.1% | 0.09% | -3.3% |
| GDL | Sell | GDL FUND | $284,000 | -46.9% | 28,598 | -46.9% | 0.06% | -53.6% |
| ECF | Sell | ELLSWORTH FUND INC | $279,000 | +0.7% | 34,123 | -2.8% | 0.06% | -11.3% |
| IRL | New | NEW IRELAND FUND INC | $171,000 | – | 13,985 | – | 0.04% | – |
| DDF | New | DELAWARE INV DIVIDEND & INV | $139,000 | – | 14,049 | – | 0.03% | – |
| CLDCF | New | CHINA LENDING CORP*w exp 03/30/202 | $50,000 | – | 251,050 | – | 0.01% | – |
| MFIN | New | MEDALLION FINL CORP | $42,000 | – | 10,000 | – | 0.01% | – |
| GRSHW | Sell | GORES HOLDINGS INC*w exp 08/13/202 | $19,000 | -50.0% | 21,500 | -85.7% | 0.00% | -60.0% |
| New | SPDR S&P 500 ET 10/21/2016 209.00 | $12,000 | – | 16,000 | – | 0.00% | – | |
| Sell | ISHARES US REAL 10/21/2016 82.00 | $13,000 | -71.1% | 25,000 | -59.1% | 0.00% | -75.0% | |
| AUMAW | Sell | AR CAPITAL ACQUISITION-CW19*w exp 10/06/201 | $12,000 | -14.3% | 200,173 | -2.4% | 0.00% | -25.0% |
| BHACR | Sell | BARINGTON HILCO ACQUISITIONrights | $8,000 | 0.0% | 50,823 | -9.0% | 0.00% | 0.0% |
| QPACW | Sell | QUINPARIO ACQUISITION C-CW23*w exp 01/01/202 | $9,000 | -10.0% | 51,097 | -8.9% | 0.00% | -33.3% |
| BHACW | Sell | BARINGTON HILCO ACQUISITION*w exp 02/11/201 | $5,000 | +25.0% | 50,823 | -9.0% | 0.00% | 0.0% |
| Buy | ISHARES US REAL 10/21/2016 72.00 | $1,000 | 0.0% | 12,800 | +15.3% | 0.00% | – | |
| Exit | SPDR S&P 500 ET 07/15/2016 214.00 | $0 | – | -10,000 | – | -0.00% | – | |
| Exit | SPDR S&P 500 ET 07/15/2016 204.00 | $0 | – | -10,000 | – | -0.00% | – | |
| GGACW | Exit | GARNERO GROUP ACQUISIT-CW19*w exp 06/24/201 | $0 | – | -586,828 | – | -0.01% | – |
| CADTW | Exit | DT ASIA INVTS LTD WT 033021*w exp 03/29/202 | $0 | – | -261,050 | – | -0.01% | – |
| FNTCW | Exit | FINTECH ACQUISITION CORP*w exp 02/19/202 | $0 | – | -43,116 | – | -0.01% | – |
| GGACR | Exit | GARNERO GROUP ACQUISITIO-RTSright 06/25/2016 | $0 | – | -535,528 | – | -0.01% | – |
| TFSCR | Exit | 1347 CAP CORPright 07/21/2016 | $0 | – | -250,000 | – | -0.02% | – |
| TFSCW | Exit | 1347 CAP CORP*w exp 07/15/202 | $0 | – | -250,000 | – | -0.02% | – |
| CADTR | Exit | DT ASIA INVESTMENTS LTD-RTSright 03/30/2016 | $0 | – | -261,050 | – | -0.02% | – |
| KRNY | Exit | KEARNY FINANCIAL CORP/MD | $0 | – | -25,000 | – | -0.08% | – |
| BCV | Exit | BANCROFT FUND LTD | $0 | – | -39,976 | – | -0.34% | – |
| GRSH | Exit | GORES HLDGS INCcl a | $0 | – | -150,000 | – | -0.37% | – |
| FNTC | Exit | FINTECH ACQUISITION CORP | $0 | – | -153,399 | – | -0.39% | – |
| TRTL | Exit | TERRAPIN 3 ACQUISITION COR-A | $0 | – | -200,000 | – | -0.51% | – |
| LBF | Exit | DEUTSCHE GLOBAL HIGH INCOME | $0 | – | -268,610 | – | -0.56% | – |
| TFSC | Exit | 1347 CAPITAL CORP | $0 | – | -252,484 | – | -0.60% | – |
| FUR | Exit | WINTHROP REALTY TRUST | $0 | – | -2,558,908 | – | -5.78% | – |
Q2 2016
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| STC | New | STEWART INFORMATION SERVICES | $46,802,000 | – | 1,130,200 | – | 12.03% | – |
| NRO | New | NEUBERGER BERMAN REAL ESTATE | $32,365,000 | – | 5,698,062 | – | 8.32% | – |
| JGV | New | NUVEEN GLOBAL EQU INC FD | $25,279,000 | – | 2,166,135 | – | 6.50% | – |
| FUR | New | WINTHROP REALTY TRUST | $22,493,000 | – | 2,558,908 | – | 5.78% | – |
| CTF | New | NUVEEN LONG/SHORT COMMODITY | $21,796,000 | – | 1,468,743 | – | 5.60% | – |
| DCA | New | VIRTUS TOTAL RETURN FD | $20,378,000 | – | 4,391,983 | – | 5.24% | – |
| DHG | New | DEUTSCHE HIGH INCOME OPPORT | $16,949,000 | – | 1,246,289 | – | 4.36% | – |
| HIL | New | HILL INTERNATIONAL INC | $15,773,000 | – | 3,875,519 | – | 4.06% | – |
| FAV | New | FIRST TRUST DIVIDEND AND INC | $15,205,000 | – | 1,691,267 | – | 3.91% | – |
| EMGCQ | New | EMERGENT CAPITAL INC | $13,549,000 | – | 4,032,377 | – | 3.48% | – |
| LCM | New | ADVENT/CLAYMORE ENH GR & INC | $11,972,000 | – | 1,461,794 | – | 3.08% | – |
| MVC | New | MVC CAPITAL INC | $11,086,000 | – | 1,378,812 | – | 2.85% | – |
| SWZ | New | SWISS HELVETIA FUND | $10,454,000 | – | 1,010,103 | – | 2.69% | – |
| PHF | New | PACHOLDER HIGH YIELD FUND | $10,423,000 | – | 1,472,141 | – | 2.68% | – |
| SZC | New | CUSHING RENAISSANCE FD | $8,289,000 | – | 529,001 | – | 2.13% | – |
| New | IMPERIAL HLDGS INCnote 8.500% 2/1 | $7,891,000 | – | 9,243,000 | – | 2.03% | – | |
| WHLR | New | WHEELER REAL ESTATE INVESTME | $6,666,000 | – | 4,328,415 | – | 1.71% | – |
| LGI | New | LAZARD GLOBAL TOT RT & INC | $6,454,000 | – | 493,347 | – | 1.66% | – |
| TY | New | TRI CONTL CORP COM | $6,443,000 | – | 313,691 | – | 1.66% | – |
| CFD | New | NUVEEN DIVERSIFIED COMMODITY | $6,106,000 | – | 621,807 | – | 1.57% | – |
| GAM | New | GENERAL AMERICAN INVESTORS | $5,754,000 | – | 186,696 | – | 1.48% | – |
| NYRT | New | NEW YORK REIT INC | $4,915,000 | – | 531,394 | – | 1.26% | – |
| FAM | New | FIRST TRUST ABERDEEN GLOBAL | $4,698,000 | – | 410,647 | – | 1.21% | – |
| FULL | New | FULL CIRCLE CAPITAL CORP | $4,456,000 | – | 1,650,429 | – | 1.15% | – |
| USA | New | LIBERTY ALL STAR EQUITY FD SH | $4,273,000 | – | 851,229 | – | 1.10% | – |
| ARWA | New | AROWANA INC | $4,022,000 | – | 400,000 | – | 1.03% | – |
| BIF | New | BOULDER GROWTH & INCM FD INC | $3,458,000 | – | 426,605 | – | 0.89% | – |
| PAAC | New | PACIFIC SPECIAL ACQUISITION | $3,066,000 | – | 300,000 | – | 0.79% | – |
| CET | New | CENTRAL SECS CORP COM | $2,703,000 | – | 137,645 | – | 0.70% | – |
| PCF | New | PUTNAM HIGH INCOME SECURITIE | $2,644,000 | – | 344,699 | – | 0.68% | – |
| SVVC | New | FIRSTHAND TECHNOLOGY VALUE | $2,354,000 | – | 316,141 | – | 0.60% | – |
| TFSC | New | 1347 CAPITAL CORP | $2,338,000 | – | 252,484 | – | 0.60% | – |
| XRDC | New | CROSSROADS CAPITAL INC | $2,309,000 | – | 1,121,032 | – | 0.59% | – |
| LBF | New | DEUTSCHE GLOBAL HIGH INCOME | $2,184,000 | – | 268,610 | – | 0.56% | – |
| KEF | New | KOREA EQUITY FD INC | $2,183,000 | – | 277,704 | – | 0.56% | – |
| ADX | New | ADAMS EXPRESS COMPANY | $2,115,000 | – | 166,914 | – | 0.54% | – |
| TRTL | New | TERRAPIN 3 ACQUISITION COR-A | $1,992,000 | – | 200,000 | – | 0.51% | – |
| ANDA | New | ANDINA ACQUISITION CORP II | $1,987,000 | – | 204,285 | – | 0.51% | – |
| FNTC | New | FINTECH ACQUISITION CORP | $1,534,000 | – | 153,399 | – | 0.39% | – |
| GRSH | New | GORES HLDGS INCcl a | $1,455,000 | – | 150,000 | – | 0.37% | – |
| BCV | New | BANCROFT FUND LTD | $1,309,000 | – | 39,976 | – | 0.34% | – |
| CIK | New | CREDIT SUISSE ASSET MGMT INC | $1,181,000 | – | 402,956 | – | 0.30% | – |
| RVT | New | ROYCE VALUE TRUST | $1,039,000 | – | 88,300 | – | 0.27% | – |
| ECAC | New | E-COMPASS ACQUISITION CORP | $1,015,000 | – | 100,000 | – | 0.26% | – |
| JFC | New | JPMORGAN CHINA REGION FD INC | $961,000 | – | 63,232 | – | 0.25% | – |
| EQS | New | EQUUS TOTAL RETURN INC | $885,000 | – | 497,162 | – | 0.23% | – |
| KHI | New | DEUTSCHE HIGH INCOME TRUST | $594,000 | – | 67,655 | – | 0.15% | – |
| QPAC | New | QUINPARIO ACQUISITION CORP 2 | $555,000 | – | 56,097 | – | 0.14% | – |
| GDL | New | GDL FUND | $535,000 | – | 53,898 | – | 0.14% | – |
| BHAC | New | BARINGTON HILCO ACQUISITION | $509,000 | – | 55,823 | – | 0.13% | – |
| KMM | New | DEUTSCHE MULTI-MARKET INCOME | $461,000 | – | 56,604 | – | 0.12% | – |
| GSVC | New | GSV CAPITAL CORP | $405,000 | – | 80,704 | – | 0.10% | – |
| JTPY | New | JETPAY CORP | $350,000 | – | 153,651 | – | 0.09% | – |
| KRNY | New | KEARNY FINANCIAL CORP/MD | $315,000 | – | 25,000 | – | 0.08% | – |
| ECF | New | ELLSWORTH FUND INC | $277,000 | – | 35,123 | – | 0.07% | – |
| GLQ | New | CLOUGH GLOBAL EQUITY FUND | $234,000 | – | 21,876 | – | 0.06% | – |
| AAPC | New | ATLANTIC ALLIANCE PARTNER CO | $208,000 | – | 20,000 | – | 0.05% | – |
| SGF | New | ABERDEEN SINGAPORE FD INC | $158,000 | – | 17,530 | – | 0.04% | – |
| GRR | New | ASIA TIGERS FUND INC | $142,000 | – | 14,791 | – | 0.04% | – |
| CADTR | New | DT ASIA INVESTMENTS LTD-RTSright 03/30/2016 | $94,000 | – | 261,050 | – | 0.02% | – |
| TFSCW | New | 1347 CAP CORP*w exp 07/15/202 | $80,000 | – | 250,000 | – | 0.02% | – |
| ARWAR | New | AROWANA INCright 01/01/2017 | $74,000 | – | 400,000 | – | 0.02% | – |
| TFSCR | New | 1347 CAP CORPright 07/21/2016 | $65,000 | – | 250,000 | – | 0.02% | – |
| PAACR | New | PACIFIC SPECIAL ACQUISITIONright 03/15/2017 | $63,000 | – | 300,000 | – | 0.02% | – |
| New | ISHARES US REAL 08/19/2016 85.00 | $45,000 | – | 61,100 | – | 0.01% | – | |
| GGACR | New | GARNERO GROUP ACQUISITIO-RTSright 06/25/2016 | $48,000 | – | 535,528 | – | 0.01% | – |
| TRTLW | New | TERRAPIN 3 ACQUISITION-CW19warrants | $42,000 | – | 200,000 | – | 0.01% | – |
| COYNQ | New | COPSYNC INC | $39,000 | – | 30,000 | – | 0.01% | – |
| HRMNW | New | HARMONY MERGER CORP-WARRANT*w exp 01/01/202 | $40,000 | – | 200,918 | – | 0.01% | – |
| GRSHW | New | GORES HOLDINGS INC*w exp 08/13/202 | $38,000 | – | 150,000 | – | 0.01% | – |
| ELECW | New | ELECTRUM SPL ACQUISITION COR*w exp 99/99/999 | $35,000 | – | 151,020 | – | 0.01% | – |
| ANDAR | New | ANDINA ACQUISITION CORP IIright 09/01/2017 | $36,000 | – | 201,285 | – | 0.01% | – |
| FNTCW | New | FINTECH ACQUISITION CORP*w exp 02/19/202 | $34,000 | – | 43,116 | – | 0.01% | – |
| PAACW | New | PACIFIC SPECIAL ACQUISITION*w exp 10/20/202 | $30,000 | – | 300,000 | – | 0.01% | – |
| ARWAW | New | AROWANA INC*w exp 04/29/202 | $32,000 | – | 400,000 | – | 0.01% | – |
| CADTW | New | DT ASIA INVTS LTD WT 033021*w exp 03/29/202 | $29,000 | – | 261,050 | – | 0.01% | – |
| ECACR | New | E-COMPASS ACQUISITION CORPright 02/18/2017 | $24,000 | – | 100,000 | – | 0.01% | – |
| GGACW | New | GARNERO GROUP ACQUISIT-CW19*w exp 06/24/201 | $23,000 | – | 586,828 | – | 0.01% | – |
| ANDAW | New | ANDINA ACQUISITION CORP II*w exp 11/23/202 | $16,000 | – | 201,285 | – | 0.00% | – |
| AUMAW | New | AR CAPITAL ACQUISITION-CW19*w exp 10/06/201 | $14,000 | – | 205,173 | – | 0.00% | – |
| QPACW | New | QUINPARIO ACQUISITION C-CW23*w exp 01/01/202 | $10,000 | – | 56,097 | – | 0.00% | – |
| OACRF | New | ORIGO ACQUISITION CORP-RTSright 12/12/2016 | $11,000 | – | 75,000 | – | 0.00% | – |
| BHACR | New | BARINGTON HILCO ACQUISITIONright 02/13/2017 | $8,000 | – | 55,823 | – | 0.00% | – |
| New | SPDR S&P 500 ET 07/15/2016 204.00 | $8,000 | – | 10,000 | – | 0.00% | – | |
| COYNW | New | COPSYNC INC*w exp 11/12/202 | $8,000 | – | 30,000 | – | 0.00% | – |
| BHACW | New | BARINGTON HILCO ACQUISITION*w exp 02/11/201 | $4,000 | – | 55,823 | – | 0.00% | – |
| New | SPDR S&P 500 ET 07/15/2016 214.00 | $3,000 | – | 10,000 | – | 0.00% | – | |
| OAQCF | New | ORIGO ACQUISITION COR. WT*w exp 12/17/202 | $5,000 | – | 75,000 | – | 0.00% | – |
| New | ISHARES US REAL 07/15/2016 74.00 | $1,000 | – | 11,100 | – | 0.00% | – |
Q4 2015
Q3 2015
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| STC | Sell | STEWART INFORMATION SERVICES | $48,233,000 | -1.4% | 1,178,997 | -4.0% | 10.38% | +2.8% |
| FUR | Buy | WINTHROP REALTY TRUST | $32,421,000 | +4.7% | 2,257,723 | +10.5% | 6.98% | +9.2% |
| GAM | Sell | GENERAL AMERICAN INVESTORS | $29,070,000 | -31.4% | 938,339 | -22.9% | 6.25% | -28.5% |
| RIT | Buy | LMP REAL ESTATE INCOME FUND | $23,665,000 | +25.5% | 1,927,142 | +19.6% | 5.09% | +30.8% |
| EMGCQ | New | EMERGENT CAPITAL INC | $22,217,000 | – | 4,076,463 | – | 4.78% | – |
| DRA | Sell | DIVERSIFIED REAL ASSET INCOM | $21,509,000 | -17.2% | 1,337,654 | -9.6% | 4.63% | -13.7% |
| DHG | Buy | DWS HIGH INCOME OPPORTUNITIES | $18,067,000 | -9.9% | 1,373,893 | +0.0% | 3.89% | -6.1% |
| NRO | Buy | NEUBERGER BERMAN REAL ESTATE | $13,947,000 | +213.6% | 3,025,301 | +222.5% | 3.00% | +226.9% |
| CTF | Buy | NUVEEN LONG/SHORT COMMODITY | $13,510,000 | +10.2% | 844,346 | +13.3% | 2.91% | +14.9% |
| GLQ | Sell | CLOUGH GLOBAL EQUITY FUND | $13,323,000 | -30.7% | 1,052,385 | -19.0% | 2.87% | -27.8% |
| GHI | Buy | GLOBAL HIGH INCOME FUND INC | $13,082,000 | +56.5% | 1,694,614 | +72.2% | 2.81% | +63.1% |
| LCM | Buy | ADVENT/CLAYMORE ENH GR & INC | $12,771,000 | +105.1% | 1,557,483 | +126.9% | 2.75% | +113.9% |
| HIL | Buy | HILL INTERNATIONAL INC | $11,954,000 | -23.4% | 3,644,390 | +22.8% | 2.57% | -20.1% |
| USA | Sell | LIBERTY ALL STAR EQUITY FD SH | $11,718,000 | -36.8% | 2,306,646 | -28.5% | 2.52% | -34.1% |
| SWZ | Buy | SWISS HELVETIA FUND | $10,396,000 | -7.2% | 957,239 | +0.0% | 2.24% | -3.2% |
| QPACW | New | QUINPARIO ACQUISITION C-CW23warrants | $9,847,000 | – | 39,389 | – | 2.12% | – |
| BIF | Sell | BOULDER GROWTH & INCM FD INC | $9,461,000 | -33.2% | 1,269,995 | -24.4% | 2.04% | -30.4% |
| NYRT | Buy | NEW YORK REIT INC | $8,855,000 | +24.5% | 880,186 | +23.2% | 1.90% | +29.9% |
| WHLR | Buy | WHEELER REAL ESTATE INVESTME | $8,167,000 | +82.9% | 4,298,173 | +95.4% | 1.76% | +90.6% |
| SVVC | Sell | FIRSTHAND TECHNOLOGY VALUE | $6,139,000 | -34.3% | 721,410 | -0.3% | 1.32% | -31.4% |
| LBF | Buy | DWS GLBL HIGH INCOME FUND INC | $5,903,000 | -7.1% | 780,911 | +0.0% | 1.27% | -3.1% |
| FAV | New | FIRST TRUST DIVIDEND AND INC | $5,425,000 | – | 693,758 | – | 1.17% | – |
| BDCV | Buy | BDCA VENTURE INC | $5,350,000 | +5.3% | 1,140,617 | +1.0% | 1.15% | +9.7% |
| FULL | Buy | FULL CIRCLE CAPITAL CORP | $5,325,000 | +13.4% | 1,730,453 | +31.5% | 1.15% | +18.3% |
| CFD | Buy | NUVEEN DIVERSIFIED COMMODITY | $4,911,000 | +3.6% | 476,214 | +19.7% | 1.06% | +8.1% |
| CADT | Buy | DT ASIA INVESTMENTS LTD | $4,493,000 | +68.1% | 448,950 | +66.3% | 0.97% | +75.2% |
| GDEF | Buy | GLOBAL DEFENSE & NATL SEC SYS | $3,699,000 | +0.7% | 351,599 | +0.5% | 0.80% | +5.0% |
| JGV | New | NUVEEN GLOBAL EQU INC FD | $3,477,000 | – | 341,201 | – | 0.75% | – |
| IRT | Buy | INDEPENDENCE REALTY TRUST IN | $3,474,000 | +361.4% | 481,838 | +381.8% | 0.75% | +381.9% |
| HYF | New | MANAGED HI YLD PLUS FUND INC | $2,430,000 | – | 1,509,946 | – | 0.52% | – |
| ADX | Sell | ADAMS EXPRESS COMPANY | $2,172,000 | -55.9% | 170,381 | -51.7% | 0.47% | -54.0% |
| HRMN | New | HARMONY MERGER CORP | $1,989,000 | – | 200,918 | – | 0.43% | – |
| GYRO | New | GYRODYNE LLC | $1,953,000 | – | 69,641 | – | 0.42% | – |
| TRF | New | TEMPLETON RUSSIA & EAST EURO | $1,909,000 | – | 196,209 | – | 0.41% | – |
| ROIQ | Sell | ROI ACQUISITION CORP II | $1,885,000 | -3.7% | 188,488 | -1.3% | 0.41% | +0.5% |
| PHF | New | PACHOLDER HIGH YIELD FUND | $1,771,000 | – | 280,158 | – | 0.38% | – |
| BCV | Sell | BANCROFT FUND LTD | $1,736,000 | -11.8% | 92,809 | -0.1% | 0.37% | -8.1% |
| FTT | Buy | FEDERATED ENHANCED TREASURY | $1,586,000 | +355.7% | 117,298 | +345.5% | 0.34% | +373.6% |
| FNTCU | Buy | FINTECH ACQUISITION CORP | $1,575,000 | +9.7% | 155,000 | +14.7% | 0.34% | +14.5% |
| GRSHU | New | GORES HOLDINGS INC | $1,513,000 | – | 150,000 | – | 0.33% | – |
| SRV | New | CUSHING MLP TOTAL RETURN FUN | $1,166,000 | – | 99,174 | – | 0.25% | – |
| ECACU | New | E-COMPASS ACQUISITION CORP | $1,008,000 | – | 100,000 | – | 0.22% | – |
| TAI | New | TRANSAMERICA INCOME SHARES | $870,000 | – | 40,178 | – | 0.19% | – |
| BDBD | New | BOULDER BRANDS INC | $671,000 | – | 81,895 | – | 0.14% | – |
| GDL | Buy | GABELLI GLOBALDEAL FUND (THE) | $639,000 | -0.9% | 65,202 | +3.1% | 0.14% | +3.0% |
| ECF | Sell | ELLSWORTH FUND INC | $516,000 | -17.2% | 65,922 | -6.5% | 0.11% | -14.0% |
| RVT | New | ROYCE VALUE TRUST | $392,000 | – | 34,100 | – | 0.08% | – |
| QPAC | New | QUINPARIO ACQUISITION CORP 2 | $389,000 | – | 39,389 | – | 0.08% | – |
| SBY | New | SILVER BAY REALTY TRUST CORP | $383,000 | – | 23,931 | – | 0.08% | – |
| CACQ | New | CAESARS ACQUISITION CO-CL A | $351,000 | – | 49,458 | – | 0.08% | – |
| QPACU | Sell | QUINPARIO ACQUISITION CORP 2 | $263,000 | -61.3% | 25,611 | -60.6% | 0.06% | -59.3% |
| JGH | Sell | NUVEEN GLOBAL HIGH INC FD | $230,000 | -95.5% | 15,975 | -94.8% | 0.05% | -95.4% |
| JTPY | Sell | JETPAY CORP | $215,000 | -4.4% | 77,698 | -5.5% | 0.05% | 0.0% |
| PANL | Sell | PANGAEA LOGISTICS SOLUTIONS | $168,000 | -23.3% | 54,345 | -20.0% | 0.04% | -20.0% |
| CMK | Sell | MFS INTERMARKET INC TRUST I | $78,000 | -99.2% | 9,046 | -99.2% | 0.02% | -99.1% |
| HRMNW | New | HARMONY MERGER CORP-WARRANTwarrants | $60,000 | – | 200,918 | – | 0.01% | – |
| RSO | Sell | RESOURCES CAPITAL CORP. | $56,000 | -27.3% | 5,000 | -75.0% | 0.01% | -25.0% |
| CADTR | Sell | DT ASIA INVESTMENTS LTD-RTSrights | $50,000 | -18.0% | 267,178 | -1.0% | 0.01% | -15.4% |
| DDF | Sell | DELAWARE INV DIVIDEND & INC | $36,000 | -94.1% | 4,317 | -93.0% | 0.01% | -93.7% |
| RGT | New | ROYCE GLOBAL VALUE TR INC COM | $25,000 | – | 3,542 | – | 0.01% | – |
| ROIQW | Sell | ROI ACQUISITION CORP-CW17warrants | $20,000 | -59.2% | 54,486 | -71.5% | 0.00% | -60.0% |
| New | Put SPDR S&P 500 ET Apr10 115.00 | $17,000 | – | 10,200 | – | 0.00% | – | |
| New | Put ISHARES DJ US R Apr10 48.00 | $6,000 | – | 21,500 | – | 0.00% | – | |
| CNLMW | Sell | C B PHARMA ACQUISITION CORPwarrants | $5,000 | -82.8% | 23,814 | -68.2% | 0.00% | -83.3% |
| WHLRW | Sell | WHEELER REAL ESTATE INVESTMEwarrants | $2,000 | -50.0% | 23,000 | -52.1% | 0.00% | -100.0% |
| CIF | Exit | MFS INTERMEDIATE HIGH INC FN | $0 | – | -92,276 | – | -0.05% | – |
| SGF | Exit | ABERDEEN SINGAPORE FUND INC | $0 | – | -25,000 | – | -0.06% | – |
| OAKS | Exit | FIVE OAKS INVESTMENT CORP | $0 | – | -50,107 | – | -0.09% | – |
| MSP | Exit | MADISON STRATEGIC SECTR PREM | $0 | – | -48,074 | – | -0.12% | – |
| HRMNU | Exit | HARMONY MERGER CORP | $0 | – | -200,918 | – | -0.42% | – |
| WHLRP | Exit | WHEELER REIT INC 9% SERIES Bconvertible preferred stocks | $0 | – | -167,854 | – | -0.83% | – |
| AUMA | Exit | AR CAPITAL ACQUISITION CORP | $0 | – | -410,346 | – | -0.84% | – |
| TSRE | Exit | TRADE STREET RESIDENTIAL INC | $0 | – | -977,150 | – | -1.34% | – |
| AYN | Exit | ALLIANCE NEW YORK MUNI INC | $0 | – | -573,615 | – | -1.66% | – |
| IFT | Exit | IMPERIAL HOLDINGS INC | $0 | – | -4,076,463 | – | -4.87% | – |
Q2 2015
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| STC | New | STEWART INFORMATION SERVICES | $48,904,000 | – | 1,228,756 | – | 10.09% | – |
| GAM | New | GENERAL AMERICAN INVESTORS | $42,363,000 | – | 1,216,976 | – | 8.74% | – |
| FUR | New | WINTHROP REALTY TRUST | $30,966,000 | – | 2,043,984 | – | 6.39% | – |
| DRA | New | DIVERSIFIED REAL ASSET INCOM | $25,968,000 | – | 1,480,474 | – | 5.36% | – |
| IFT | New | IMPERIAL HOLDINGS INC | $23,603,000 | – | 4,076,463 | – | 4.87% | – |
| DHG | New | DWS HIGH INCOME OPPORTUNITIES | $20,051,000 | – | 1,373,360 | – | 4.14% | – |
| GLQ | New | CLOUGH GLOBAL EQUITY FUND | $19,223,000 | – | 1,298,825 | – | 3.97% | – |
| RIT | New | LMP REAL ESTATE INCOME FUND | $18,854,000 | – | 1,611,429 | – | 3.89% | – |
| USA | New | LIBERTY ALL STAR EQUITY FD SH | $18,551,000 | – | 3,226,189 | – | 3.83% | – |
| HIL | New | HILL INTERNATIONAL INC | $15,605,000 | – | 2,966,692 | – | 3.22% | – |
| MVC | New | MVC CAPITAL INC | $14,409,000 | – | 1,412,685 | – | 2.97% | – |
| BIF | New | BOULDER GROWTH & INCM FD INC | $14,170,000 | – | 1,678,919 | – | 2.92% | – |
| CTF | New | NUVEEN LONG/SHORT COMMODITY | $12,254,000 | – | 745,451 | – | 2.53% | – |
| SWZ | New | SWISS HELVETIA FUND | $11,197,000 | – | 956,969 | – | 2.31% | – |
| New | IMPERIAL HOLDINGS INCIFT 8 1/2 02/15/19debt | $9,452,000 | – | 8,667,000 | – | 1.95% | – | |
| SVVC | New | FIRSTHAND TECHNOLOGY VALUE | $9,338,000 | – | 723,910 | – | 1.93% | – |
| CMK | New | MFS INTERMARKET INC TRUST I | $9,224,000 | – | 1,094,195 | – | 1.90% | – |
| GHI | New | GLOBAL HIGH INCOME FUND INC | $8,357,000 | – | 984,322 | – | 1.72% | – |
| TY | New | TRI CONTL CORP COM | $8,320,000 | – | 392,619 | – | 1.72% | – |
| AYN | New | ALLIANCE NEW YORK MUNI INC | $8,065,000 | – | 573,615 | – | 1.66% | – |
| NYRT | New | NEW YORK REIT INC | $7,111,000 | – | 714,700 | – | 1.47% | – |
| TSRE | New | TRADE STREET RESIDENTIAL INC | $6,508,000 | – | 977,150 | – | 1.34% | – |
| LBF | New | DWS GLBL HIGH INCOME FD INC | $6,354,000 | – | 780,611 | – | 1.31% | – |
| LCM | New | ADVENT/CLAYMORE ENH GR & INC | $6,227,000 | – | 686,514 | – | 1.28% | – |
| GGAC | New | GARNERO GROUP ACQUISITION CO | $5,753,000 | – | 585,800 | – | 1.19% | – |
| CET | New | CENTRAL SECS CORP COM | $5,205,000 | – | 244,015 | – | 1.07% | – |
| JGH | New | NUVEEN GLOBAL HIGH INC FD | $5,108,000 | – | 305,706 | – | 1.05% | – |
| BDCV | New | BDCA VENTURE INC | $5,081,000 | – | 1,129,039 | – | 1.05% | – |
| ADX | New | ADAMS EXPRESS COMPANY | $4,925,000 | – | 352,568 | – | 1.02% | – |
| CFD | New | NUVEEN DIVERSIFIED COMMODITY | $4,739,000 | – | 397,863 | – | 0.98% | – |
| FULL | New | FULL CIRCLE CAPITAL CORP | $4,697,000 | – | 1,315,551 | – | 0.97% | – |
| WHLR | New | WHEELER REAL ESTATE INVESTME | $4,466,000 | – | 2,200,000 | – | 0.92% | – |
| NRO | New | NEUBERGER BERMAN REAL ESTATE | $4,447,000 | – | 938,181 | – | 0.92% | – |
| ARWAU | New | AROWANA INCunits | $4,052,000 | – | 400,000 | – | 0.84% | – |
| AUMA | New | AR CAPITAL ACQUISITION CORP | $4,048,000 | – | 410,346 | – | 0.84% | – |
| WHLRP | New | WHEELER REIT INC 9% SERIES Bconvertible preferred stocks | $4,017,000 | – | 167,854 | – | 0.83% | – |
| GDEF | New | GLOBAL DEFENSE & NATL SEC SYS | $3,674,000 | – | 349,900 | – | 0.76% | – |
| SMAC | New | SINO MERCURY ACQUISITION COR | $2,736,000 | – | 275,000 | – | 0.56% | – |
| CADT | New | DT ASIA INVESTMENTS LTD | $2,673,000 | – | 270,000 | – | 0.55% | – |
| TFSCU | New | 1347 CAPITAL CORP | $2,607,000 | – | 253,884 | – | 0.54% | – |
| HRMNU | New | HARMONY MERGER CORP | $2,041,000 | – | 200,918 | – | 0.42% | – |
| TRTL | New | TERRAPIN 3 ACQUISITION COR-A | $2,018,000 | – | 200,000 | – | 0.42% | – |
| BCV | New | BANCROFT FUND LTD | $1,968,000 | – | 92,909 | – | 0.41% | – |
| ROIQ | New | ROI ACQUISITION CORP II | $1,957,000 | – | 190,936 | – | 0.40% | – |
| ELECU | New | ELECTRUM SPECIAL ACQUISITI-U | $1,503,000 | – | 150,000 | – | 0.31% | – |
| FNTCU | New | FINTECH ACQUISITION CORP | $1,436,000 | – | 135,129 | – | 0.30% | – |
| CAMB | New | CAMBRIDGE CAPITAL ACQUISITIO | $1,152,000 | – | 115,825 | – | 0.24% | – |
| EQS | New | EQUUS TOTAL RETURN INC | $1,021,000 | – | 523,605 | – | 0.21% | – |
| IRT | New | INDEPENDENCE REALTY TRUST IN | $753,000 | – | 100,000 | – | 0.16% | – |
| QPACU | New | QUINPARIO ACQUISITION CORP 2 | $679,000 | – | 65,000 | – | 0.14% | – |
| KRNY | New | KEARNY FINANCIAL CORP/MD | $670,000 | – | 60,000 | – | 0.14% | – |
| GDL | New | GABELLI GLOBALDEAL FUND (THE) | $645,000 | – | 63,251 | – | 0.13% | – |
| BHACU | New | BARINGTON/HILCO ACQUISITION | $629,000 | – | 62,500 | – | 0.13% | – |
| ECF | New | ELLSWORTH FUND INC | $623,000 | – | 70,522 | – | 0.13% | – |
| DDF | New | DELAWARE INV DIVIDEND & INC | $614,000 | – | 61,986 | – | 0.13% | – |
| MSP | New | MADISON STRATEGIC SECTR PREM | $562,000 | – | 48,074 | – | 0.12% | – |
| OAKS | New | FIVE OAKS INVESTMENT CORP | $418,000 | – | 50,107 | – | 0.09% | – |
| FTT | New | FEDERATED ENHANCED TREASURY | $348,000 | – | 26,329 | – | 0.07% | – |
| AOD | New | ALPINE TOTAL DYNAMIC DIVIDEN | $315,000 | – | 36,500 | – | 0.06% | – |
| SGF | New | ABERDEEN SINGAPORE FUND INC | $277,000 | – | 25,000 | – | 0.06% | – |
| CIF | New | MFS INTERMEDIATE HIGH INC FN | $245,000 | – | 92,276 | – | 0.05% | – |
| JTPY | New | JETPAY CORP | $225,000 | – | 82,239 | – | 0.05% | – |
| PANL | New | PANGAEA LOGISTICS SOLUTIONS | $219,000 | – | 67,894 | – | 0.04% | – |
| SMACR | New | SINO MERCURY ACQUISITION-RTSrts | $171,000 | – | 275,000 | – | 0.04% | – |
| GGACR | New | GARNERO GROUP ACQUISITIO-RTSrts | $101,000 | – | 534,500 | – | 0.02% | – |
| GGACU | New | GARNERO GROUP ACQUISITION CO | $100,000 | – | 10,000 | – | 0.02% | – |
| GGACW | New | GARNERO GROUP ACQUISIT-CW19w | $83,000 | – | 585,800 | – | 0.02% | – |
| RSO | New | RESOURCES CAPITAL CORP. | $77,000 | – | 20,000 | – | 0.02% | – |
| AUMAW | New | AR CAPITAL ACQUISITION-CW19w | $72,000 | – | 205,173 | – | 0.02% | – |
| TRTLW | New | TERRAPIN 3 ACQUISITION-CW19w | $62,000 | – | 200,000 | – | 0.01% | – |
| CADTR | New | DT ASIA INVESTMENTS LTD-RTSrts | $61,000 | – | 270,000 | – | 0.01% | – |
| DELTW | New | DELTA TECHNOLOGY HOLDI-CW17w | $60,000 | – | 120,231 | – | 0.01% | – |
| ROIQW | New | ROI ACQUISITION CORP-CW17w | $49,000 | – | 190,936 | – | 0.01% | – |
| CNLMR | New | CB PHARMA ACQUISITION-RTSrts | $31,000 | – | 75,000 | – | 0.01% | – |
| CNLMW | New | C B PHARMA ACQUISITION CORPw | $29,000 | – | 75,000 | – | 0.01% | – |
| CADTW | New | DT ASIA INVTS LTD WT 033021w | $30,000 | – | 270,000 | – | 0.01% | – |
| CAMBW | New | CAMBRIDGE CAPITAL ACQUI-CW18w | $18,000 | – | 115,825 | – | 0.00% | – |
| WHLRW | New | WHEELER REAL ESTATE INVESTMEw | $4,000 | – | 48,000 | – | 0.00% | – |
Q4 2014
Q3 2014
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GAM | Buy | GENERAL AMERICAN INVESTORS | $46,532,000 | +72.6% | 1,255,599 | +71.4% | 9.72% | +70.6% |
| JGT | Buy | NUVEEN DIVER CURRENCY OPP. | $37,112,000 | +10.6% | 3,481,434 | +16.5% | 7.75% | +9.3% |
| USA | Sell | LIBERTY ALL STAR EQUITY FUND | $32,208,000 | -16.9% | 5,524,544 | -14.3% | 6.72% | -17.9% |
| DRA | New | DIVERSIFIED REAL ASSET INCOME | $31,835,000 | – | 1,795,529 | – | 6.65% | – |
| STC | Buy | STEWART INFO. SERVICES | $28,440,000 | +108.6% | 968,989 | +120.4% | 5.94% | +106.3% |
| ACG | Buy | ALLIANCEBERNSTEIN INC FUND | $15,038,000 | +3.9% | 2,005,000 | +4.2% | 3.14% | +2.7% |
| DHG | Buy | DWS HIGH INCOME OPP. | $14,560,000 | +19.2% | 994,511 | +20.3% | 3.04% | +17.8% |
| JGG | Buy | NUVEEN GLOBAL INCOME OPP. | $11,275,000 | -2.6% | 912,199 | +0.5% | 2.35% | -3.7% |
| GLQ | Buy | CLOUGH GLOBAL EQUITY FUND | $10,926,000 | +60.9% | 762,491 | +73.8% | 2.28% | +59.1% |
| ZTR | Sell | ZWEIG TOTAL RETURN FD | $10,205,000 | -20.3% | 736,823 | -17.2% | 2.13% | -21.2% |
| Sell | IMPERIAL HOLDINGS INC 8.5% 2/15/2019debt | $10,097,000 | -9.4% | 8,667,000 | -6.2% | 2.11% | -10.5% | |
| CET | Buy | CENTRAL SECS CORP | $7,309,000 | +49.4% | 318,051 | +52.5% | 1.53% | +47.7% |
| NZF | Buy | NUVEEN DIVID ADV MUNI FD 3 | $7,226,000 | +57.4% | 528,549 | +57.4% | 1.51% | +55.6% |
| DCA | Sell | VIRTUS TOTAL RETURN FUND | $6,806,000 | -6.8% | 1,463,628 | -3.8% | 1.42% | -7.9% |
| GGACU | New | GARNERO GROUP ACQUISITION | $5,958,000 | – | 595,800 | – | 1.24% | – |
| RIT | Buy | LMP REAL ESTATE INCOME FUND | $5,534,000 | +215.1% | 492,746 | +222.9% | 1.16% | +211.3% |
| NVG | Buy | NUVEEN DIVID ADV MUNI INC FD | $5,457,000 | +48.9% | 386,731 | +49.4% | 1.14% | +47.2% |
| CMK | Buy | MFS INTERMARKET INC TRUST I | $3,165,000 | +17.8% | 379,025 | +20.4% | 0.66% | +16.6% |
| APTS | Sell | PREFERRED APARTMENT COMMUN-A | $2,883,000 | -24.2% | 346,550 | -19.2% | 0.60% | -25.0% |
| SMACU | New | SINO MERCURY ACQUIS. COR. | $2,750,000 | – | 275,000 | – | 0.57% | – |
| TFSCU | New | 1347 CAPITAL CORP | $2,564,000 | – | 253,884 | – | 0.54% | – |
| RVT | Sell | ROYCE VALUE TR INC | $2,188,000 | -24.2% | 150,866 | -16.4% | 0.46% | -25.1% |
| TRTLU | New | TERRAPIN 3 ACQUISITION CORP | $2,010,000 | – | 200,000 | – | 0.42% | – |
| HCAC | New | HENNESSY CAPITAL ACQUIS | $1,960,000 | – | 200,000 | – | 0.41% | – |
| LBF | Buy | DWS GLBL HIGH INCOME FD | $1,939,000 | +102.8% | 239,325 | +110.4% | 0.40% | +100.5% |
| TACO | New | LEVY ACQUISITION CORP | $1,936,000 | – | 200,000 | – | 0.40% | – |
| ROIQ | New | ROI ACQUISITION CORP II | $1,881,000 | – | 190,936 | – | 0.39% | – |
| NMA | New | NUVEEN MUNI ADVANTAGE FUND | $1,824,000 | – | 135,234 | – | 0.38% | – |
| FSFR | New | FIFTH STREET SENIOR FLOATING | $1,759,000 | – | 148,600 | – | 0.37% | – |
| ISL | Sell | ABERDEEN ISRAEL FUND INC | $1,481,000 | -29.0% | 85,223 | -27.0% | 0.31% | -29.9% |
| BDCV | New | BDCA VENTURE INC | $1,166,000 | – | 222,163 | – | 0.24% | – |
| EQS | Buy | EQUUS TOTAL RETURN INC | $1,157,000 | -10.9% | 1,157,167 | +121.0% | 0.24% | -11.7% |
| WHLRP | New | WHEELER REIT 9% SERIES Bcv pfd ser b | $948,000 | – | 40,000 | – | 0.20% | – |
| GLV | Sell | CLOUGH GLOBAL ALLOCATION | $778,000 | -73.2% | 54,355 | -70.9% | 0.16% | -73.6% |
| MWRX | Buy | MERGEWORTHRX CORP | $706,000 | +20.9% | 85,785 | +20.3% | 0.15% | +19.5% |
| NQU | New | NUVEEN QUALITY INCOME MUNI | $694,000 | – | 50,730 | – | 0.14% | – |
| GDL | Buy | GABELLI GLOBALDEAL FUND | $667,000 | +386.9% | 63,251 | +402.8% | 0.14% | +379.3% |
| CISAA | Sell | CIS AQUISITION LTD | $658,000 | -84.6% | 63,666 | -84.7% | 0.14% | -84.8% |
| CUBA | Buy | HERZFELD CARIBBEAN BASIN FD | $631,000 | +48.1% | 78,853 | +51.0% | 0.13% | +46.7% |
| GAB | New | GABELLI EQUITY TRUST | $518,000 | – | 81,148 | – | 0.11% | – |
| MSP | Sell | MADISON STRATEGIC SECTR PREM | $492,000 | -81.4% | 39,728 | -80.8% | 0.10% | -81.6% |
| JPW | New | NUVEEN FLEXIBLE INVT INCOME FD | $472,000 | – | 26,943 | – | 0.10% | – |
| QRHC | New | QUEST RESOURCE HOLDING CORP | $370,000 | – | 215,000 | – | 0.08% | – |
| New | QUAD GRAPHICS INC | $294,000 | – | 15,255 | – | 0.06% | – | |
| CEE | Sell | CENTRAL EUR RUSS & TURK FD INC | $260,000 | -21.5% | 10,484 | -7.3% | 0.05% | -22.9% |
| FUR | Sell | WINTHROP REALTY TRUST | $200,000 | -98.1% | 13,263 | -98.0% | 0.04% | -98.1% |
| AQUUW | Buy | AQUASITION CORP WTS 01/22/18w | $146,000 | +15.0% | 884,647 | +0.9% | 0.03% | +11.1% |
| HCACW | New | HENNESSY CAPITAL ACQUIS-CW19w | $135,000 | – | 200,000 | – | 0.03% | – |
| CISAW | Sell | CIS ACQUISITION LTD-CW17w | $74,000 | +19.4% | 184,944 | -54.2% | 0.02% | +15.4% |
| TACOW | New | LEVY ACQUISITION CORP-CW18w | $44,000 | – | 125,000 | – | 0.01% | – |
| ROIQW | New | ROI ACQUISITION CORP-CW17w | $42,000 | – | 190,936 | – | 0.01% | – |
| WHLRW | New | WHEELER REITw | $19,000 | – | 48,000 | – | 0.00% | – |
| GABRT | New | GABELLI EQUITY TRUST-RTSrts | $3,000 | – | 56,364 | – | 0.00% | – |
| GRXRT | Exit | GABELLI HLTHCARE & WELLNESS TRUSTrts | $0 | – | -93,314 | – | -0.01% | – |
| WHLR | Exit | WHEELER REIT | $0 | – | -19,443 | – | -0.02% | – |
| PFIE | Exit | PROFIRE ENERGY INC | $0 | – | -27,237 | – | -0.03% | – |
| GYRO | Exit | GYRODYNE CO OF AMERICA INC | $0 | – | -36,399 | – | -0.04% | – |
| QPACW | Exit | QUINPARIO ACQUISITION CORPw | $0 | – | -452,905 | – | -0.13% | – |
| T104PS | Exit | AMERICAN REALTY CAP. PROP | $0 | – | -70,000 | – | -0.18% | – |
| LCM | Exit | ADVENT/CLAYMORE ENH GR & INC | $0 | – | -102,797 | – | -0.22% | – |
| KIPO | Exit | KEATING CAPITAL INC | $0 | – | -217,607 | – | -0.27% | – |
| DCP | Exit | DCP MIDSTREAM PARTNERS LP | $0 | – | -25,385 | – | -0.31% | – |
| GLO | Exit | CLOUGH GLBL OPPORTUNITIES FDsh | $0 | – | -135,641 | – | -0.37% | – |
| HQL | Exit | H&Q LIFE SCIENCES INVESTORS | $0 | – | -89,615 | – | -0.39% | – |
| ROIQU | Exit | ROI ACQUISITION CORP II | $0 | – | -190,936 | – | -0.41% | – |
| HCACU | Exit | HENNESSY CAPITAL ACQUIS | $0 | – | -200,000 | – | -0.43% | – |
| TACOU | Exit | LEVY ACQUISITION CORP | $0 | – | -200,000 | – | -0.43% | – |
| RMT | Exit | ROYCE MICRO-CAP TR INC | $0 | – | -170,134 | – | -0.45% | – |
| HQH | Exit | H&Q HEALTHCARE INVESTORS | $0 | – | -89,590 | – | -0.50% | – |
| T108PS | Exit | FIRST OPPORTUNITY FD INC | $0 | – | -306,290 | – | -0.62% | – |
| CACG | Exit | CHART ACQUISITION CORP | $0 | – | -368,393 | – | -0.78% | – |
| ETJ | Exit | EATON VANCE RISK MNGD DIV EQTY | $0 | – | -328,976 | – | -0.80% | – |
| HSA | Exit | HELIOS STRATEGIC INC FD | $0 | – | -656,956 | – | -0.96% | – |
| 0295SC | Exit | AMERICAN SELECT PORTFOLIO | $0 | – | -433,772 | – | -0.98% | – |
| JACQ | Exit | COLLABRIUM JAPAN ACQUISITION | $0 | – | -578,381 | – | -1.28% | – |
| Exit | AMER STRAT INC PORT II | $0 | – | -736,620 | – | -1.37% | – | |
| AQU | Exit | AQUASITION CORP | $0 | – | -984,647 | – | -2.12% | – |
| T101SC | Exit | AMER STRAT INC PTF III | $0 | – | -2,226,702 | – | -3.44% | – |
Q2 2014
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| USA | New | LIBERTY ALL STAR EQUITY FUND | $38,764,000 | – | 6,449,921 | – | 8.19% | – |
| JGT | New | NUVEEN DIVERSIFIED CURRENCY OPPOR FD | $33,569,000 | – | 2,989,268 | – | 7.09% | – |
| SVVC | New | FIRSTHAND TECHNOLOGY VALUE | $28,787,000 | – | 1,354,665 | – | 6.08% | – |
| GAM | New | GENERAL AMERICAN INVESTORS | $26,965,000 | – | 732,353 | – | 5.70% | – |
| SWZ | New | SWISS HELVETIA FUND | $25,337,000 | – | 1,738,973 | – | 5.35% | – |
| MVC | New | MVC CAPITAL INC | $18,294,000 | – | 1,412,685 | – | 3.86% | – |
| T101SC | New | AMER STRAT INC PTF III | $16,299,000 | – | 2,226,702 | – | 3.44% | – |
| IFT | New | IMPERIAL HOLDINGS INC | $15,663,000 | – | 2,296,697 | – | 3.31% | – |
| ACG | New | ALLIANCEBERNSTEIN INC FUND | $14,470,000 | – | 1,924,170 | – | 3.06% | – |
| STC | New | STEWART INFO. SERVICES | $13,631,000 | – | 439,575 | – | 2.88% | – |
| ZTR | New | ZWEIG TOTAL RETURN FD | $12,798,000 | – | 889,396 | – | 2.70% | – |
| HTWO | New | HF2 FINANCIAL MANAGEMENT INC | $12,230,000 | – | 1,187,411 | – | 2.58% | – |
| DHG | New | DWS HIGH INCOME OPP | $12,214,000 | – | 826,947 | – | 2.58% | – |
| JGG | New | NUVEEN GLOBAL INCOME OPP | $11,572,000 | – | 907,572 | – | 2.44% | – |
| New | IMPERIAL HOLDINGS INC 8.5% 2/15/2019debt | $11,144,000 | – | 9,243,000 | – | 2.35% | – | |
| FUR | New | WINTHROP REALTY TRUST | $10,334,000 | – | 673,224 | – | 2.18% | – |
| AQU | New | AQUASITION CORP | $10,059,000 | – | 984,647 | – | 2.12% | – |
| ADX | New | ADAMS EXPRESS CO | $9,148,000 | – | 665,338 | – | 1.93% | – |
| TY | New | TRI CONTL CORP | $8,237,000 | – | 392,619 | – | 1.74% | – |
| DCA | New | VIRTUS TOTAL RETURN FD | $7,306,000 | – | 1,522,119 | – | 1.54% | – |
| QTETU | New | QUARTET MERGER CORP | $7,028,000 | – | 700,000 | – | 1.48% | – |
| GLQ | New | CLOUGH GLOBAL EQUITY FUND | $6,790,000 | – | 438,656 | – | 1.43% | – |
| New | AMER STRAT INC PORT II | $6,468,000 | – | 736,620 | – | 1.37% | – | |
| BIF | New | BOULDER GROWTH & INCOME FUND | $6,287,000 | – | 737,947 | – | 1.33% | – |
| JACQ | New | COLLABRIUM JAPAN ACQUISITION | $6,067,000 | – | 578,381 | – | 1.28% | – |
| GDEF | New | GLOBAL DEFENSE & NATL SEC SYS | $5,625,000 | – | 549,900 | – | 1.19% | – |
| BTF | New | BOULDER TOTAL RETURN FD INC | $4,937,000 | – | 192,385 | – | 1.04% | – |
| CET | New | CENTRAL SECS CORP | $4,891,000 | – | 208,591 | – | 1.03% | – |
| CLAC | New | CAPITOL ACQUISITION CORP II | $4,695,000 | – | 475,152 | – | 0.99% | – |
| 0295SC | New | AMERICAN SELECT PORTFOLIO | $4,641,000 | – | 433,772 | – | 0.98% | – |
| NZF | New | NUVEEN DIVID ADV MUNI FD 3 | $4,592,000 | – | 335,694 | – | 0.97% | – |
| HSA | New | HELIOS STRATEGIC INC FD | $4,526,000 | – | 656,956 | – | 0.96% | – |
| CISAA | New | CIS AQUISITION LTD | $4,269,000 | – | 415,736 | – | 0.90% | – |
| APTS | New | PREFERRED APARTMENT COMMUN-A | $3,803,000 | – | 428,735 | – | 0.80% | – |
| ETJ | New | EATON VANCE RISK MNGD DIV EQTY | $3,796,000 | – | 328,976 | – | 0.80% | – |
| CACG | New | CHART ACQUISITION CORP | $3,680,000 | – | 368,393 | – | 0.78% | – |
| NVG | New | NUVEEN DIVID ADV MUNI INC FD | $3,666,000 | – | 258,864 | – | 0.77% | – |
| T108PS | New | FIRST OPPORTUNITY FD INC | $2,947,000 | – | 306,290 | – | 0.62% | – |
| GLV | New | CLOUGH GLOBAL ALLOCATION | $2,900,000 | – | 187,067 | – | 0.61% | – |
| RVT | New | ROYCE VALUE TR INC | $2,888,000 | – | 180,511 | – | 0.61% | – |
| CMK | New | MFS INTERMARKET INC TRUST I | $2,686,000 | – | 314,883 | – | 0.57% | – |
| MSP | New | MADISON STRATEGIC SECTR PREM | $2,652,000 | – | 207,168 | – | 0.56% | – |
| HQH | New | H&Q HEALTHCARE INVESTORS | $2,362,000 | – | 89,590 | – | 0.50% | – |
| RMT | New | ROYCE MICRO-CAP TR INC | $2,147,000 | – | 170,134 | – | 0.45% | – |
| ISL | New | ABERDEEN ISRAEL FUND INC | $2,087,000 | – | 116,743 | – | 0.44% | – |
| BCV | New | BANCROFT FUND LTD | $2,062,000 | – | 102,168 | – | 0.44% | – |
| TACOU | New | LEVY ACQUISITION CORP | $2,023,000 | – | 200,000 | – | 0.43% | – |
| HCACU | New | HENNESSY CAPITAL ACQUIS | $2,016,000 | – | 200,000 | – | 0.43% | – |
| ROIQU | New | ROI ACQUISITION CORP II | $1,923,000 | – | 190,936 | – | 0.41% | – |
| HQL | New | H&Q LIFE SCIENCES INVESTORS | $1,860,000 | – | 89,615 | – | 0.39% | – |
| NRO | New | NEUBERGER BERMAN REAL ESTATE | $1,799,000 | – | 359,824 | – | 0.38% | – |
| GLO | New | CLOUGH GLBL OPPORTUNITIES FDsh | $1,763,000 | – | 135,641 | – | 0.37% | – |
| RIT | New | LMP REAL ESTATE INCOME FD | $1,756,000 | – | 152,582 | – | 0.37% | – |
| DCP | New | DCP MIDSTREAM PARTNERS LP | $1,447,000 | – | 25,385 | – | 0.31% | – |
| ECF | New | ELLSWORTH FUND LTD | $1,312,000 | – | 148,608 | – | 0.28% | – |
| EQS | New | EQUUS TOTAL RETURN INC | $1,299,000 | – | 523,605 | – | 0.27% | – |
| KIPO | New | KEATING CAPITAL INC | $1,286,000 | – | 217,607 | – | 0.27% | – |
| CAMB | New | CAMBRIDGE CAPITAL ACQUIS | $1,130,000 | – | 115,825 | – | 0.24% | – |
| LCM | New | ADVENT/CLAYMORE ENH GR & INC | $1,059,000 | – | 102,797 | – | 0.22% | – |
| LBF | New | DWS GLBL HIGH INCOME FD INC | $956,000 | – | 113,733 | – | 0.20% | – |
| T104PS | New | AMERICAN REALTY CAP. PROP | $877,000 | – | 70,000 | – | 0.18% | – |
| OAKS | New | FIVE OAKS INVESTMENT CORP | $621,000 | – | 55,000 | – | 0.13% | – |
| QPACW | New | QUINPARIO ACQUISITION CORPw | $616,000 | – | 452,905 | – | 0.13% | – |
| MWRX | New | MERGEWORTHRX CORP | $584,000 | – | 71,285 | – | 0.12% | – |
| RPI | New | ROBERTS REALTY INVESTORS INC | $480,000 | – | 607,114 | – | 0.10% | – |
| QTETR | New | QUARTET MERGER CORP RTSrts | $466,000 | – | 700,000 | – | 0.10% | – |
| CUBA | New | HERZFELD CARIBBEAN BASIN FD | $426,000 | – | 52,204 | – | 0.09% | – |
| CEE | New | CENTRAL EUR RUSS & TURK FD INC | $331,000 | – | 11,314 | – | 0.07% | – |
| AOD | New | ALPINE TOTAL DYNAMIC DIVIDEN | $326,000 | – | 36,500 | – | 0.07% | – |
| 4100PS | New | SILVER EAGLE ACQUISITION | $273,000 | – | 27,992 | – | 0.06% | – |
| CACGW | New | CHART ACQUISITION CORPw | $198,000 | – | 368,393 | – | 0.04% | – |
| JTPY | New | JETPAY CORP | $194,000 | – | 93,037 | – | 0.04% | – |
| GYRO | New | GYRODYNE CO OF AMERICA INC | $187,000 | – | 36,399 | – | 0.04% | – |
| GDL | New | GABELLI GLOBALDEAL FUND | $137,000 | – | 12,579 | – | 0.03% | – |
| AQUUW | New | AQUASITION CORP WTS 01/22/18w | $127,000 | – | 877,125 | – | 0.03% | – |
| PFIE | New | PROFIRE ENERGY INC | $123,000 | – | 27,237 | – | 0.03% | – |
| CLACW | New | CAPITOL ACQUISITION CORPw | $116,000 | – | 237,576 | – | 0.02% | – |
| RSO | New | RESOURCES CAPITAL CORP. | $113,000 | – | 20,000 | – | 0.02% | – |
| WHLR | New | WHEELER REIT | $93,000 | – | 19,443 | – | 0.02% | – |
| CISAW | New | CIS ACQUISITION LTD-CW17w | $62,000 | – | 404,036 | – | 0.01% | – |
| JACWF | New | COLLABRIUM JAPAN ACQUISITIONw | $46,000 | – | 578,381 | – | 0.01% | – |
| CAMBW | New | CAMBRIDGE CAPITAL ACQUI-CW18w | $41,000 | – | 115,825 | – | 0.01% | – |
| GRXRT | New | GABELLI HLTHCARE & WELLNESS TRUSTrts | $36,000 | – | 93,314 | – | 0.01% | – |
| EAGLW | New | SILVER EAGLE ACQUISITIONw | $17,000 | – | 27,992 | – | 0.00% | – |
Q4 2013
Q3 2013
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ETJ | Sell | EATON VANCE RISK-MANAGED DIV | $57,879,000 | +6.6% | 4,616,182 | -7.4% | 13.03% | +9.8% |
| USA | Sell | LIBERTY ALL STAR EQUITY FUNDsh ben int | $38,377,000 | -17.8% | 7,093,756 | -21.0% | 8.64% | -15.3% |
| ZTR | Sell | ZWEIG TOTAL RETURN FD | $24,783,000 | -6.9% | 1,891,824 | -8.6% | 5.58% | -4.1% |
| SWZ | Buy | SWISS HELVETIA FUND | $23,631,000 | +72.6% | 1,661,787 | +49.5% | 5.32% | +77.7% |
| GAM | Sell | GENERAL AMERN INVESTORS | $21,375,000 | +5.4% | 626,090 | -1.4% | 4.81% | +8.6% |
| MVC | Buy | MVC CAPITAL INC | $17,677,000 | +29.2% | 1,353,534 | +24.6% | 3.98% | +33.1% |
| SVVC | Sell | FIRSTHAND TECHNOLOGY VALUE | $17,372,000 | +4.9% | 709,629 | -14.9% | 3.91% | +8.1% |
| T101SC | Sell | AMER STRAT INC PTF III | $15,409,000 | -3.6% | 2,226,702 | -2.1% | 3.47% | -0.7% |
| IFT | Sell | IMPERIAL HOLDINGS INC | $15,213,000 | -8.5% | 2,403,293 | -1.0% | 3.42% | -5.8% |
| HTWO | Sell | HF2 FINANCIAL MANAGEMENT INC | $13,120,000 | -3.9% | 1,296,394 | -4.0% | 2.95% | -1.0% |
| TTF | Sell | THAI FUND INC | $11,585,000 | -20.8% | 583,031 | -13.9% | 2.61% | -18.4% |
| JMI | Buy | JAVELIN MORTGAGE INVESTMENT | $11,313,000 | +34.7% | 956,281 | +60.4% | 2.55% | +38.7% |
| GYRO | Buy | GYRODYNE CO OF AMERICA INC | $10,815,000 | +10.8% | 144,391 | +5.7% | 2.44% | +14.1% |
| GLQ | Buy | CLOUGH GLOBAL EQUITY FUND | $10,248,000 | +48.9% | 682,053 | +43.5% | 2.31% | +53.4% |
| AQU | Buy | AQUASITION CORP | $9,183,000 | +6.1% | 915,522 | +4.6% | 2.07% | +9.4% |
| AOD | Sell | ALPINE TOTAL DYNAMIC DIVIDEN | $8,385,000 | -1.4% | 2,085,881 | -4.1% | 1.89% | +1.6% |
| TY | Sell | TRI CONTL CORP | $7,120,000 | +1.6% | 388,619 | -0.8% | 1.60% | +4.6% |
| GAIN | Sell | GLADSTONE INVESTMENT CORP | $6,725,000 | -5.2% | 953,917 | -1.1% | 1.51% | -2.3% |
| BIF | Sell | BOULDER GROWTH & INCOME FUND | $6,159,000 | +0.9% | 807,226 | -1.6% | 1.39% | +3.9% |
| JACQ | New | COLLABRIUM JAPAN ACQUISITION | $6,113,000 | – | 600,000 | – | 1.38% | – |
| New | AMER STRAT INC PORT II | $5,974,000 | – | 736,620 | – | 1.34% | – | |
| RMT | Sell | ROYCE MICRO-CAP TR INC | $5,419,000 | +5.3% | 462,764 | -2.8% | 1.22% | +8.4% |
| JGT | New | NUVEEN DIVERSIFIED CURRENCY | $5,101,000 | – | 486,732 | – | 1.15% | – |
| CLAC | New | CAPITOL ACQUISITION CORP II | $4,832,000 | – | 499,998 | – | 1.09% | – |
| ACG | New | ALLIANCEBERNSTEIN INC FUND | $4,556,000 | – | 647,168 | – | 1.03% | – |
| IFN | Sell | INDIA FUND INC | $4,457,000 | -15.8% | 232,747 | -15.7% | 1.00% | -13.3% |
| BTF | Sell | BOULDER TOTAL RETURN FD INC | $4,309,000 | +0.4% | 197,646 | -2.5% | 0.97% | +3.4% |
| RVT | Sell | ROYCE VALUE TR INC | $4,214,000 | -6.6% | 261,557 | -12.1% | 0.95% | -3.7% |
| CET | Sell | CENTRAL SECS CORP | $3,692,000 | +8.7% | 157,577 | -3.6% | 0.83% | +12.0% |
| QPACU | New | QUINPARIO ACQUISITION CORPunit | $3,077,000 | – | 300,000 | – | 0.69% | – |
| T108PS | New | FIRST OPPORTUNITY FD INC | $2,708,000 | – | 327,071 | – | 0.61% | – |
| HSA | New | HELIOS STRATEGIC INC FD | $2,654,000 | – | 418,011 | – | 0.60% | – |
| IMF | New | WESTERN ASSET INFL MMGMT FD | $2,546,000 | – | 155,018 | – | 0.57% | – |
| BCV | Sell | BANCROFT FUND LTD | $2,357,000 | -2.9% | 131,555 | -6.0% | 0.53% | +0.2% |
| 0295SC | New | AMERICAN SELECT PORTFOLIO | $2,339,000 | – | 243,441 | – | 0.53% | – |
| IRT | New | INDEPENDENCE REALTY TRUST IN | $2,269,000 | – | 275,000 | – | 0.51% | – |
| GLO | New | CLOUGH GLBL OPPORTUNITIES FDsh | $2,250,000 | – | 174,787 | – | 0.51% | – |
| PRGN | New | PARAGON SHIPPING INC | $1,936,000 | – | 335,000 | – | 0.44% | – |
| DCP | New | DCP MIDSTREAM PARTNERS LP | $1,885,000 | – | 37,958 | – | 0.42% | – |
| ECF | Sell | ELLSWORTH FUND LTD | $1,799,000 | +0.9% | 228,538 | -1.8% | 0.40% | +3.8% |
| NRO | Sell | NEUBERGER BERMAN REAL ESTATE | $1,728,000 | -8.9% | 382,268 | -2.9% | 0.39% | -6.3% |
| CACG | Sell | CHART ACQUISITION CORP | $1,402,000 | -61.8% | 140,872 | -63.4% | 0.32% | -60.6% |
| ZF | Sell | ZWEIG FUND INC | $1,083,000 | +2.3% | 80,132 | -3.0% | 0.24% | +5.6% |
| EQS | Sell | EQUUS TOTAL RETURN INC | $1,034,000 | -3.1% | 547,241 | -2.1% | 0.23% | 0.0% |
| GLU | Sell | GABELLI GLOBAL UTIL & INCOME | $1,031,000 | +1.4% | 52,469 | -2.8% | 0.23% | +4.5% |
| PFLT | New | PENNANT PARK FLOATING RATE | $785,000 | – | 57,000 | – | 0.18% | – |
| MRCC | New | MONROE CAP CORP | $727,000 | – | 56,000 | – | 0.16% | – |
| IRL | Sell | NEW IRELAND FUND INC | $697,000 | -37.0% | 59,197 | -44.4% | 0.16% | -35.1% |
| MWRX | New | MEDWORTH ACQUISITION CORP | $605,000 | – | 75,000 | – | 0.14% | – |
| RPI | Sell | ROBERTS REALTY INVESTORS INC | $596,000 | -18.5% | 655,653 | -4.0% | 0.13% | -16.2% |
| LBF | New | DWS GLBL HIGH INCOME FD INC | $532,000 | – | 66,383 | – | 0.12% | – |
| CEE | Sell | CENTRAL EUR RUSS & TURK FD INC | $526,000 | -84.7% | 16,229 | -90.1% | 0.12% | -84.4% |
| NAI | New | ALLIANZGI INTL & PREM STRAT | $495,000 | – | 46,863 | – | 0.11% | – |
| LCM | New | ADVENT/CLAYMORE ENH GR & INC. | $491,000 | – | 50,233 | – | 0.11% | – |
| TF | Sell | THAI CAP FD INC | $489,000 | -96.7% | 136,942 | -89.1% | 0.11% | -96.6% |
| DHG | New | DWS HIGH INCOME OPP | $424,000 | – | 29,989 | – | 0.10% | – |
| New | ARC CAPITAL HLDGS ORD SHS USD0 | $356,000 | – | 726,356 | – | 0.08% | – | |
| JTPY | New | JETPAY CORP | $356,000 | – | 102,967 | – | 0.08% | – |
| EEA | Sell | EUROPEAN EQUITY FUND INC | $354,000 | -8.3% | 43,506 | -19.4% | 0.08% | -4.8% |
| HTM | Sell | US GEOTHERMAL INC | $326,000 | -53.4% | 732,144 | -63.4% | 0.07% | -52.3% |
| LENB | Sell | LENNAR CORP - B SHScl b | $300,000 | -96.2% | 10,462 | -96.3% | 0.07% | -96.1% |
| New | SILVER EAGLE ACQUISITIONunit | $295,000 | – | 29,164 | – | 0.07% | – | |
| DDF | New | DELAWARE INV DIVIDEND & INC | $234,000 | – | 26,358 | – | 0.05% | – |
| TEUFF | Sell | BOX SHIPS INCORPORATED | $229,000 | -69.7% | 56,012 | -71.9% | 0.05% | -68.5% |
| GRR | New | ASIA TIGERS FUND INC | $231,000 | – | 19,913 | – | 0.05% | – |
| WHLR | New | WHEELER REIT | $211,000 | – | 49,400 | – | 0.05% | – |
| GRX | Sell | GABELLI HLTHCARE & WELLNESS | $205,000 | -54.1% | 19,963 | -58.1% | 0.05% | -53.1% |
| INXBW | New | INFINITY CROSS BORDER ACQUISw | $191,000 | – | 319,077 | – | 0.04% | – |
| DCA | Sell | VIRTUS TOTAL RETURN FD | $152,000 | -34.2% | 38,502 | -35.4% | 0.03% | -32.0% |
| RSO | Sell | RESOURCES CAPITAL CORP. | $119,000 | -22.7% | 20,000 | -20.0% | 0.03% | -20.6% |
| AQUUW | New | AQUASITION CORP WTSw | $110,000 | – | 438,397 | – | 0.02% | – |
| CACGW | New | CHART ACQUISITION CORPw | $75,000 | – | 140,872 | – | 0.02% | – |
| PRISY | Sell | PROMOTORA DE INFORMA-ADR | $66,000 | +15.8% | 38,778 | -31.5% | 0.02% | +25.0% |
| JACWF | New | COLLABRIUM JAPAN ACQUISITION WTSw | $64,000 | – | 229,853 | – | 0.01% | – |
| ANDAW | New | ANDINA ACQUISITION CORPw | $64,000 | – | 110,621 | – | 0.01% | – |
| ENTWW | New | GLOBAL EAGLE ENTERTAINMENTw | $63,000 | – | 41,947 | – | 0.01% | – |
| CISAW | New | CIS ACQUISITION LTDw | $57,000 | – | 163,411 | – | 0.01% | – |
| CLACW | New | CAPITOL ACQUISITION CORP IIw | $54,000 | – | 89,984 | – | 0.01% | – |
| PAQWF | New | PRIME ACQUISITION CORPw | $46,000 | – | 58,118 | – | 0.01% | – |
| BGSCW | New | BGS ACQUISITION CORPw | $30,000 | – | 142,289 | – | 0.01% | – |
| UBPS | Exit | UNIVERSAL BUSINESS PAYMENT SOL | $0 | – | -19,092 | – | -0.01% | – |
| TICC | Exit | TICC CAPITAL CORP | $0 | – | -11,000 | – | -0.02% | – |
| Exit | SANDRIDGE ENERGYput | $0 | – | -25,000 | – | -0.03% | – | |
| PRISB | Exit | PROMOTORA DE INFO-B-ADRadr cl bconv | $0 | – | -128,484 | – | -0.03% | – |
| BPY | Exit | BROOKFIELD PROPERTY PARTNERSunit | $0 | – | -10,000 | – | -0.04% | – |
| CSG | Exit | CHAMBERS STR PPTYS | $0 | – | -32,008 | – | -0.07% | – |
| AQUUU | Exit | AQUASITION CORPunit | $0 | – | -39,932 | – | -0.09% | – |
| DNIF | Exit | DIVIDEND & INCOME FUND | $0 | – | -61,438 | – | -0.22% | – |
| GF | Exit | NEW GERMANY FD INC | $0 | – | -68,657 | – | -0.26% | – |
| MGU | Exit | MACQUARIE GLOBAL INFR TOT RT | $0 | – | -71,833 | – | -0.32% | – |
| MNGL | Exit | BLUE WOLF MONGOLIA HOLDINGS CP | $0 | – | -193,900 | – | -0.42% | – |
| Exit | iSHARES MSCI EMput | $0 | – | -52,200 | – | -0.44% | – | |
| HPAC | Exit | HYDE PARK ACQUISITION CORP II | $0 | – | -220,000 | – | -0.49% | – |
| SVU | Exit | SUPERVALU INC | $0 | – | -479,000 | – | -0.65% | – |
| NBGPRA | Exit | NATIONAL BK GREECE S A ADRadr prf ser 1 | $0 | – | -255,508 | – | -0.67% | – |
| BBN | Exit | BLACKROCK BUILD AMERICA BOND TRUST | $0 | – | -157,727 | – | -0.70% | – |
| CLACU | Exit | CAPITOL ACQUISITION CORP IIunit | $0 | – | -500 | – | -1.10% | – |
| BSP | Exit | AMER STRAT INCOME PORT INC II | $0 | – | -656,152 | – | -1.18% | – |
| JACQU | Exit | COLLABRIUM JAPAN ACQUISITIONunit | $0 | – | -600,000 | – | -1.32% | – |
| Exit | SPDR S&P 500 ETput | $0 | – | -83,200 | – | -2.92% | – |
Q2 2013
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ETJ | New | EATON VANCE RISK-MANAGED DIV | $54,314,000 | – | 4,982,926 | – | 11.87% | – |
| USA | New | LIBERTY ALL STAR EQUITY FUNDsh ben int | $46,686,000 | – | 8,977,993 | – | 10.20% | – |
| ZTR | New | ZWEIG TOTAL RETURN FUND INC | $26,621,000 | – | 2,070,049 | – | 5.82% | – |
| GAM | New | GENERAL AMERN INVESTORS | $20,279,000 | – | 634,913 | – | 4.43% | – |
| IFT | New | IMPERIAL HOLDINGS INC | $16,635,000 | – | 2,428,493 | – | 3.64% | – |
| SVVC | New | FIRSTHAND TECHNOLOGY VALUE | $16,561,000 | – | 833,882 | – | 3.62% | – |
| T101SC | New | AMERICAN STRATEGIC INCOME | $15,986,000 | – | 2,273,960 | – | 3.49% | – |
| TF | New | THAI CAPITAL FUND INC | $14,673,000 | – | 1,255,190 | – | 3.21% | – |
| TTF | New | THAI FUND INC | $14,631,000 | – | 677,366 | – | 3.20% | – |
| SWZ | New | SWISS HELVETIA FUND | $13,695,000 | – | 1,111,606 | – | 2.99% | – |
| MVC | New | MVC CAPITAL INC | $13,677,000 | – | 1,086,321 | – | 2.99% | – |
| HTWO | New | HF2 FINANCIAL MANAGEMENT INC | $13,649,000 | – | 1,350,000 | – | 2.98% | – |
| New | SPDR S&P 500 ETput | $13,347,000 | – | 83,200 | – | 2.92% | – | |
| GYRO | New | GYRODYNE CO OF AMERICA INC | $9,764,000 | – | 136,555 | – | 2.13% | – |
| AQU | New | AQUASITION CORP | $8,651,000 | – | 875,590 | – | 1.89% | – |
| AOD | New | ALPINE TOTAL DYNAMIC DIVIDEN | $8,505,000 | – | 2,175,297 | – | 1.86% | – |
| JMI | New | JAVELIN MTG INVT CORP | $8,400,000 | – | 596,186 | – | 1.84% | – |
| ADX | New | ADAMS EXPRESS CO | $8,266,000 | – | 691,138 | – | 1.81% | – |
| LENB | New | LENNAR CORP - B SHScl b | $7,939,000 | – | 280,044 | – | 1.74% | – |
| GAIN | New | GLADSTONE INVESTMENT CORP | $7,091,000 | – | 964,717 | – | 1.55% | – |
| TY | New | TRI CONTL CORP | $7,010,000 | – | 391,619 | – | 1.53% | – |
| GLQ | New | CLOUGH GLOBAL EQUITY FUNDsh | $6,883,000 | – | 475,364 | – | 1.50% | – |
| BIF | New | BOULDER GROWTH & INCOME FUND | $6,103,000 | – | 820,326 | – | 1.33% | – |
| JACQU | New | COLLABRIUM JAPAN ACQUISITIONunit | $6,060,000 | – | 600,000 | – | 1.32% | – |
| BSP | New | AMER STRAT INCOME PORT INC II | $5,387,000 | – | 656,152 | – | 1.18% | – |
| IFN | New | INDIA FUND INC | $5,294,000 | – | 276,169 | – | 1.16% | – |
| BGSC | New | BGS ACQUISITION CORPunit | $5,264,000 | – | 525,300 | – | 1.15% | – |
| RMT | New | ROYCE MICRO-CAP TR INC | $5,147,000 | – | 476,102 | – | 1.12% | – |
| CLACU | New | CAPITOL ACQUISITION CORP IIunit | $5,050,000 | – | 500 | – | 1.10% | – |
| RVT | New | ROYCE VALUE TR INC | $4,510,000 | – | 297,476 | – | 0.98% | – |
| CISAA | New | CIS AQUISITION LTD | $4,354,000 | – | 435,000 | – | 0.95% | – |
| BTF | New | BOULDER TOTAL RETURN FD INC | $4,292,000 | – | 202,746 | – | 0.94% | – |
| ANDA | New | ANDINA ACQUISITION CORP | $4,079,000 | – | 410,000 | – | 0.89% | – |
| CACG | New | CHART ACQUISITION CORP | $3,673,000 | – | 385,000 | – | 0.80% | – |
| CEE | New | CENTRAL EUROPE RUSS & TURK FD INC | $3,449,000 | – | 163,518 | – | 0.75% | – |
| CET | New | CENTRAL SECS CORP | $3,396,000 | – | 163,518 | – | 0.74% | – |
| BBN | New | BLACKROCK BUILD AMERICA BOND TRUST | $3,186,000 | – | 157,727 | – | 0.70% | – |
| NBGPRA | New | NATIONAL BK GREECE S A ADRadr prf ser 1 | $3,069,000 | – | 255,508 | – | 0.67% | – |
| SVU | New | SUPERVALU INC | $2,979,000 | – | 479,000 | – | 0.65% | – |
| BCV | New | BANCROFT FUND LTD | $2,427,000 | – | 140,019 | – | 0.53% | – |
| ISL | New | ABERDEEN ISRAEL FUND | $2,423,000 | – | 165,400 | – | 0.53% | – |
| HPAC | New | HYDE PARK ACQUISITION CORP II | $2,246,000 | – | 220,000 | – | 0.49% | – |
| New | iSHARES MSCI EMput | $2,010,000 | – | 52,200 | – | 0.44% | – | |
| MNGL | New | BLUE WOLF MONGOLIA HOLDINGS CP | $1,933,000 | – | 193,900 | – | 0.42% | – |
| NRO | New | NEUBERGER BERMAN REAL ESTATE | $1,897,000 | – | 393,591 | – | 0.42% | – |
| ECF | New | ELLSWORTH FUND LTD | $1,783,000 | – | 232,807 | – | 0.39% | – |
| MGU | New | MACQUARIE GLOBAL INFR TOT RT | $1,467,000 | – | 71,833 | – | 0.32% | – |
| GF | New | NEW GERMANY FD INC | $1,208,000 | – | 68,657 | – | 0.26% | – |
| INXB | New | INFINITY CROSS BORDER ACQUISIT | $1,119,000 | – | 142,699 | – | 0.24% | – |
| IRL | New | NEW IRELAND FUND INC | $1,107,000 | – | 106,428 | – | 0.24% | – |
| EQS | New | EQUUS TOTAL RETURN INC | $1,067,000 | – | 558,754 | – | 0.23% | – |
| ZF | New | ZWEIG FUND INC | $1,059,000 | – | 82,632 | – | 0.23% | – |
| GLU | New | GABELLI GLOBAL UTILITY & INCOME TRUST | $1,017,000 | – | 53,998 | – | 0.22% | – |
| DNIF | New | DIVIDEND & INCOME FUND | $982,000 | – | 61,438 | – | 0.22% | – |
| TEUFF | New | BOX SHIPS INCORPORATED | $756,000 | – | 199,000 | – | 0.16% | – |
| RPI | New | ROBERTS REALTY INVESTORS INC | $731,000 | – | 683,087 | – | 0.16% | – |
| HTM | New | US GEOTHERMAL INC | $700,000 | – | 2,000,000 | – | 0.15% | – |
| GRX | New | GABELLI HLTHCARE & WELLNESS | $447,000 | – | 47,649 | – | 0.10% | – |
| AQUUU | New | AQUASITION CORPunit | $412,000 | – | 39,932 | – | 0.09% | – |
| EEA | New | EUROPEAN EQUITY FUND INC | $386,000 | – | 53,962 | – | 0.08% | – |
| CSG | New | CHAMBERS STR PPTYS | $320,000 | – | 32,008 | – | 0.07% | – |
| VTA | New | INVESCO DYNAMIC CREDIT OPPO | $251,000 | – | 19,203 | – | 0.06% | – |
| DCA | New | VIRTUS TOTAL RETURN FD | $231,000 | – | 59,636 | – | 0.05% | – |
| BPY | New | BROOKFIELD PROPERTY PARTNERSunit | $203,000 | – | 10,000 | – | 0.04% | – |
| FTT | New | FEDERATED ENHANCE TREASURY | $155,000 | – | 11,925 | – | 0.03% | – |
| RSO | New | RESOURCES CAPITAL CORP. | $154,000 | – | 25,000 | – | 0.03% | – |
| PRISB | New | PROMOTORA DE INFO-B-ADRadr cl bconv | $148,000 | – | 128,484 | – | 0.03% | – |
| SDOCQ | New | SANDRIDGE ENERGY INC | $119,000 | – | 25,000 | – | 0.03% | – |
| New | SANDRIDGE ENERGYput | $119,000 | – | 25,000 | – | 0.03% | – | |
| TICC | New | TICC CAPITAL CORP | $106,000 | – | 11,000 | – | 0.02% | – |
| PRISY | New | PROMOTORA DE INFORMA-ADR | $57,000 | – | 56,637 | – | 0.01% | – |
| UBPS | New | UNIVERSAL BUSINESS PAYMENT SOL | $41,000 | – | 19,092 | – | 0.01% | – |
Q4 2012
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Exit | YAHOO! INC 01/19/2013 15.00put | $0 | – | -10,000 | – | -0.00% | – | |
| IGC | Exit | INDIA GLOBALIZATION CAP INC | $0 | – | -45,808 | – | -0.00% | – |
| Exit | ISHARES MSCI EM 12/22/2012 41.00put | $0 | – | -22,700 | – | -0.00% | – | |
| ENTWW | Exit | GLOBAL EAGLE ENTERTAINMENT INC*w exp 05/13/201 | $0 | – | -100,000 | – | -0.01% | – |
| Exit | ISHARES FTSE CH 12/22/2012 34.00put | $0 | – | -25,000 | – | -0.01% | – | |
| ZNOG | Exit | ZION OIL & GAS INC | $0 | – | -17,589 | – | -0.01% | – |
| CGEIW | Exit | CHINA GROWTH EQUITY INVE-CW*w exp 99/99/999 | $0 | – | -200,000 | – | -0.01% | – |
| PAQWF | Exit | PRIME ACQUISITION CORP*w exp 99/99/999 | $0 | – | -217,500 | – | -0.02% | – |
| ROIQW | Exit | ROI ACQUISITION CORP*w exp 02/28/201 | $0 | – | -199,900 | – | -0.02% | – |
| MNGLW | Exit | BLUE WOLF MONGOLIA HOLDINGS*w exp 07/20/201 | $0 | – | -193,900 | – | -0.02% | – |
| PRISY | Exit | PROMOTORA DE INFORMACIONES S | $0 | – | -43,370 | – | -0.02% | – |
| NMARW | Exit | NAUTILUS MARINE ACQUISI-CW16*w exp 06/17/201 | $0 | – | -564,524 | – | -0.03% | – |
| ANDAW | Exit | ANDINA ACQUISITION CORP-CW15warrants | $0 | – | -410,000 | – | -0.03% | – |
| FUND | Exit | ROYCE FOCUS TR COM | $0 | – | -17,500 | – | -0.03% | – |
| YHOO | Exit | YAHOO! INC | $0 | – | -10,000 | – | -0.04% | – |
| UBPSW | Exit | UNIVERSAL BUSINESS PMT SOL A*w exp 05/09/201 | $0 | – | -917,600 | – | -0.04% | – |
| GRX | Exit | GABELLI HLTHCARE & WELLNESS | $0 | – | -19,070 | – | -0.05% | – |
| FTT | Exit | FEDERATED ENHANC TREAS INCM | $0 | – | -12,906 | – | -0.05% | – |
| UTF | Exit | COHEN & STEERS INFRASTRUCTUR | $0 | – | -11,747 | – | -0.06% | – |
| KEF | Exit | KOREA EQUITY FD INC | $0 | – | -22,261 | – | -0.06% | – |
| CET | Exit | CENTRAL SECS CORP | $0 | – | -11,106 | – | -0.06% | – |
| DCA | Exit | VIRTUS TOTAL RETURN FD | $0 | – | -59,636 | – | -0.06% | – |
| CAZAW | Exit | CAZADOR ACQUISITION COR-CW15*w exp 99/99/999 | $0 | – | -635,000 | – | -0.07% | – |
| AACOW | Exit | AUSTRALIA ACQUISITION-CW15*w exp 99/99/999 | $0 | – | -1,171,000 | – | -0.08% | – |
| BTO | Exit | JOHN HANCOCK BK &THRIFT OPPsh ben int new | $0 | – | -19,653 | – | -0.10% | – |
| PRISB | Exit | PROMOTORA DE INFORMACIONES Sadr cl b conv | $0 | – | -180,984 | – | -0.10% | – |
| GDL | Exit | GDL FUND | $0 | – | -39,327 | – | -0.12% | – |
| T104PS | Exit | AMERICAN RLTY CAP PPTYS INC | $0 | – | -45,256 | – | -0.15% | – |
| ISL | Exit | ABERDEEN ISRAEL FUND INC COM | $0 | – | -44,909 | – | -0.15% | – |
| Exit | SPDR S&P 500 ET 10/20/2012 143call | $0 | – | -276,400 | – | -0.17% | – | |
| ECF | Exit | ELLSWORTH FUND LTD | $0 | – | -94,012 | – | -0.18% | – |
| APF | Exit | MORGAN STANLEY ASIA PAC FD I | $0 | – | -60,951 | – | -0.22% | – |
| RPI | Exit | ROBERTS REALTY INVS | $0 | – | -705,798 | – | -0.25% | – |
| BCV | Exit | BANCROFT FUND LTD | $0 | – | -62,738 | – | -0.28% | – |
| IFN | Exit | INDIA FUND INC | $0 | – | -51,877 | – | -0.32% | – |
| EQS | Exit | EQUUS TOTAL RETURN | $0 | – | -558,754 | – | -0.32% | – |
| DNI | Exit | DIVIDEND & INCOME FD INC | $0 | – | -380,236 | – | -0.37% | – |
| ENT | Exit | GLOBAL EAGLE ENTERTAINMENT INC | $0 | – | -154,028 | – | -0.40% | – |
| MXE | Exit | MEXICO EQUITY AND INCOME FD | $0 | – | -118,522 | – | -0.40% | – |
| MNGL | Exit | BLUE WOLF MONGOLIA HOLDINGS | $0 | – | -193,900 | – | -0.50% | – |
| ROIQ | Exit | ROI ACQUISITION CORP | $0 | – | -199,900 | – | -0.51% | – |
| CEE | Exit | CENTRAL EUR RUSS & TURK FD INC | $0 | – | -59,042 | – | -0.52% | – |
| CGEI | Exit | CHINA GROWTH EQUITY INV LTD | $0 | – | -200,300 | – | -0.52% | – |
| HPAC | Exit | HYDE PK ACQUISITION CORP II | $0 | – | -220,000 | – | -0.58% | – |
| PACQF | Exit | PRIME ACQUISITION CORP | $0 | – | -283,500 | – | -0.74% | – |
| ADX | Exit | ADAMS EXPRESS CO | $0 | – | -260,693 | – | -0.78% | – |
| INXBU | Exit | INFINITY CROSS BORDER ACQUISunit 99/99/9999 | $0 | – | -363,700 | – | -0.78% | – |
| SWZ | Exit | SWISS HELVETIA FUND | $0 | – | -285,751 | – | -0.81% | – |
| GLO | Exit | CLOUGH GLBL OPPORTUNITIES FDsh ben int | $0 | – | -288,729 | – | -0.89% | – |
| IRL | Exit | NEW IRELAND FUND INC | $0 | – | -432,222 | – | -0.97% | – |
| CAZA | Exit | CAZADOR ACQUISITION CORP | $0 | – | -372,226 | – | -0.99% | – |
| NRO | Exit | NEUBERGER BERMAN REAL ESTATE | $0 | – | -826,375 | – | -1.03% | – |
| ANDA | Exit | ANDINA ACQUISITION CORP | $0 | – | -410,000 | – | -1.06% | – |
| BTF | Exit | BOULDER TOTAL RETURN FD INC | $0 | – | -197,425 | – | -1.08% | – |
| GCH | Exit | GREATER CHINA FD INC | $0 | – | -388,090 | – | -1.17% | – |
| RMT | Exit | ROYCE MICRO-CAP TR INC | $0 | – | -475,218 | – | -1.19% | – |
| BIF | Exit | BOULDER GROWTH & INCOME FD INC | $0 | – | -707,601 | – | -1.22% | – |
| RVT | Exit | ROYCE VALUE TR INC | $0 | – | -380,203 | – | -1.31% | – |
| HTA | Exit | HEALTHCARE TR AMER INCcl a | $0 | – | -523,342 | – | -1.35% | – |
| BGSCU | Exit | BGS ACQUISITION CORPunit 99/99/9999 | $0 | – | -525,300 | – | -1.37% | – |
| UBPS | Exit | UNIVERSAL BUSINESS PMT SOL A | $0 | – | -917,600 | – | -1.46% | – |
| NMAR | Exit | NAUTILUS MARINE ACQUISIT COR | $0 | – | -564,524 | – | -1.49% | – |
| TY | Exit | TRI CONTL CORP | $0 | – | -391,619 | – | -1.68% | – |
| MYRX | Exit | MYREXIS INC | $0 | – | -2,641,878 | – | -1.70% | – |
| IFT | Exit | IMPERIAL HLDGS INC | $0 | – | -2,428,493 | – | -2.19% | – |
| RMGN | Exit | SCG FINL ACQUISITION CORP | $0 | – | -851,400 | – | -2.21% | – |
| AACPF | Exit | AUSTRALIA ACQUISITION CORP | $0 | – | -872,000 | – | -2.32% | – |
| MGU | Exit | MACQUARIE GLBL INFRA TOTL RE | $0 | – | -509,067 | – | -2.58% | – |
| MVC | Exit | MVC CAPITAL INC | $0 | – | -823,331 | – | -2.78% | – |
| TTF | Exit | THAI FD INC | $0 | – | -623,818 | – | -2.90% | – |
| SVVC | Exit | FIRSTHAND TECH VALUE FD INC | $0 | – | -631,708 | – | -2.91% | – |
| DHFT | Exit | DIAMOND HILL FINL TRNDS FD I | $0 | – | -1,063,298 | – | -3.15% | – |
| TF | Exit | THAI CAP FD INC | $0 | – | -1,367,632 | – | -4.22% | – |
| T101SC | Exit | AMERICAN STRATEGIC INCOME III | $0 | – | -2,252,675 | – | -4.46% | – |
| ZTR | Exit | ZWEIG TOTAL RETURN FD INC | $0 | – | -1,771,992 | – | -5.93% | – |
| GYRO | Exit | GYRODYNE CO AMER INC | $0 | – | -248,587 | – | -7.14% | – |
| USA | Exit | LIBERTY ALL STAR EQUITY FDsh ben int | $0 | – | -7,728,700 | – | -9.86% | – |
| ETJ | Exit | EATON VANCE RISK MNGD DIV EQ | $0 | – | -6,228,107 | – | -17.33% | – |
Q3 2012
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ETJ | Buy | EATON VANCE RISK MNGD DIV EQ | $65,582,000 | +92.0% | 6,228,107 | +88.1% | 17.33% | +68.0% |
| USA | Buy | LIBERTY ALL STAR EQUITY FDsh ben int | $37,329,000 | +5.3% | 7,728,700 | +0.7% | 9.86% | -7.8% |
| GYRO | Sell | GYRODYNE CO AMER INC | $27,004,000 | -11.5% | 248,587 | -8.1% | 7.14% | -22.5% |
| ZTR | New | ZWEIG TOTAL RETURN FD INC | $22,433,000 | – | 1,771,992 | – | 5.93% | – |
| T101SC | Buy | AMERICAN STRATEGIC INCOME III | $16,872,000 | +12.9% | 2,252,675 | +6.0% | 4.46% | -1.2% |
| TF | Buy | THAI CAP FD INC | $15,960,000 | +129.0% | 1,367,632 | +117.2% | 4.22% | +100.4% |
| DHFT | Buy | DIAMOND HILL FINL TRNDS FD I | $11,919,000 | +32.4% | 1,063,298 | +21.0% | 3.15% | +15.9% |
| SVVC | New | FIRSTHAND TECH VALUE FD INC | $11,017,000 | – | 631,708 | – | 2.91% | – |
| TTF | Buy | THAI FD INC | $10,960,000 | +56.9% | 623,818 | +42.9% | 2.90% | +37.3% |
| MVC | Buy | MVC CAPITAL INC | $10,539,000 | +9.5% | 823,331 | +11.3% | 2.78% | -4.1% |
| MGU | Buy | MACQUARIE GLBL INFRA TOTL RE | $9,748,000 | +22.4% | 509,067 | +12.8% | 2.58% | +7.1% |
| AACPF | Buy | AUSTRALIA ACQUISITION CORP | $8,783,000 | +5.9% | 872,000 | +4.8% | 2.32% | -7.3% |
| RMGN | Buy | SCG FINL ACQUISITION CORP | $8,370,000 | +26.2% | 851,400 | +24.0% | 2.21% | +10.4% |
| IFT | Buy | IMPERIAL HLDGS INC | $8,281,000 | +3.9% | 2,428,493 | +10.1% | 2.19% | -9.1% |
| MYRX | Buy | MYREXIS INC | $6,420,000 | +11.5% | 2,641,878 | +25.1% | 1.70% | -2.5% |
| BGSCU | Buy | BGS ACQUISITION CORPunit 99/99/9999 | $5,200,000 | +2.4% | 525,300 | +1.4% | 1.37% | -10.4% |
| HTA | New | HEALTHCARE TR AMER INCcl a | $5,118,000 | – | 523,342 | – | 1.35% | – |
| BIF | Buy | BOULDER GROWTH & INCOME FD INC | $4,635,000 | +16.3% | 707,601 | +9.7% | 1.22% | +1.7% |
| GCH | Buy | GREATER CHINA FD INC | $4,424,000 | +214.4% | 388,090 | +217.2% | 1.17% | +175.1% |
| ANDA | Buy | ANDINA ACQUISITION CORP | $4,016,000 | +16.4% | 410,000 | +30.2% | 1.06% | +1.9% |
| NRO | Sell | NEUBERGER BERMAN REAL ESTATE | $3,900,000 | +2.5% | 826,375 | -4.3% | 1.03% | -10.4% |
| CAZA | Sell | CAZADOR ACQUISITION CORP | $3,737,000 | -29.0% | 372,226 | -30.4% | 0.99% | -37.9% |
| IRL | Sell | NEW IRELAND FUND INC | $3,674,000 | -9.6% | 432,222 | -18.8% | 0.97% | -20.9% |
| GLO | Buy | CLOUGH GLBL OPPORTUNITIES FDsh ben int | $3,378,000 | +22.7% | 288,729 | +12.8% | 0.89% | +7.5% |
| INXBU | New | INFINITY CROSS BORDER ACQUISunit 99/99/9999 | $2,966,000 | – | 363,700 | – | 0.78% | – |
| ADX | Sell | ADAMS EXPRESS CO | $2,956,000 | -6.3% | 260,693 | -9.3% | 0.78% | -18.0% |
| HPAC | New | HYDE PK ACQUISITION CORP II | $2,211,000 | – | 220,000 | – | 0.58% | – |
| CEE | New | CENTRAL EUR RUSS & TURK FD INC | $1,971,000 | – | 59,042 | – | 0.52% | – |
| ROIQ | Buy | ROI ACQUISITION CORP | $1,929,000 | +33.7% | 199,900 | +31.9% | 0.51% | +17.0% |
| ENT | New | GLOBAL EAGLE ENTERTAINMENT INC | $1,514,000 | – | 154,028 | – | 0.40% | – |
| DNI | Buy | DIVIDEND & INCOME FD INC | $1,384,000 | +223.4% | 380,236 | +221.6% | 0.37% | +183.7% |
| IFN | New | INDIA FUND INC | $1,206,000 | – | 51,877 | – | 0.32% | – |
| BCV | Buy | BANCROFT FUND LTD | $1,053,000 | +5.1% | 62,738 | +4.4% | 0.28% | -8.3% |
| RPI | Sell | ROBERTS REALTY INVS | $960,000 | -48.5% | 705,798 | -17.0% | 0.25% | -54.9% |
| APF | Sell | MORGAN STANLEY ASIA PAC FD I | $851,000 | -6.9% | 60,951 | -4.5% | 0.22% | -18.5% |
| New | SPDR S&P 500 ET 10/20/2012 143call | $643,000 | – | 276,400 | – | 0.17% | – | |
| ISL | New | ABERDEEN ISRAEL FUND INC COM | $579,000 | – | 44,909 | – | 0.15% | – |
| T104PS | Sell | AMERICAN RLTY CAP PPTYS INC | $566,000 | -90.0% | 45,256 | -91.5% | 0.15% | -91.2% |
| GDL | Buy | GDL FUND | $464,000 | -1.3% | 39,327 | +2.6% | 0.12% | -13.4% |
| AACOW | Buy | AUSTRALIA ACQUISITION-CW15*w exp 99/99/999 | $304,000 | +117.1% | 1,171,000 | +45.1% | 0.08% | +90.5% |
| FTT | Sell | FEDERATED ENHANC TREAS INCM | $184,000 | -17.9% | 12,906 | -15.0% | 0.05% | -27.9% |
| ANDAW | Buy | ANDINA ACQUISITION CORP-CW15warrants | $108,000 | +36.7% | 410,000 | +30.2% | 0.03% | +20.8% |
| PRISY | Buy | PROMOTORA DE INFORMACIONES S | $82,000 | -2.4% | 43,370 | +65.1% | 0.02% | -12.0% |
| ROIQW | New | ROI ACQUISITION CORP*w exp 02/28/201 | $71,000 | – | 199,900 | – | 0.02% | – |
| ZNOG | Sell | ZION OIL & GAS INC | $41,000 | -47.4% | 17,589 | -55.9% | 0.01% | -54.2% |
| New | ISHARES FTSE CH 12/22/2012 34.00put | $33,000 | – | 25,000 | – | 0.01% | – | |
| ENTWW | New | GLOBAL EAGLE ENTERTAINMENT INC*w exp 05/13/201 | $25,000 | – | 100,000 | – | 0.01% | – |
| Sell | ISHARES MSCI EM 12/22/2012 41.00put | $17,000 | -32.0% | 22,700 | -28.2% | 0.00% | -50.0% | |
| ZNWAL | Exit | ZION OIL & GAS INC WTSw exp 08/15/201 | $0 | – | -104,556 | – | -0.00% | – |
| FCHI | Exit | ISHARES FTSE CH 09/22/2012 33.00put | $0 | – | -23,800 | – | -0.01% | – |
| Exit | SPDR S&P 500 ET 9/28/2012 132put | $0 | – | -56,200 | – | -0.04% | – | |
| GGT | Exit | GABELLI GLOBAL MULTIMEDIA TR | $0 | – | -19,954 | – | -0.04% | – |
| JPC | Exit | NUVEEN MULTI STRAT INC & GR II | $0 | – | -17,890 | – | -0.05% | – |
| TLB | Exit | TALBOTS INC | $0 | – | -65,600 | – | -0.05% | – |
| JFP | Exit | NUVEEN TAX ADV FLTG RATE FUN | $0 | – | -252,353 | – | -0.05% | – |
| TWN | Exit | TAIWAN FUND INC | $0 | – | -12,268 | – | -0.06% | – |
| ATAX | Exit | AMERICA FIRST TAX EX IVS L Pben unit ctf | $0 | – | -36,109 | – | -0.06% | – |
| RNY | Exit | BLACKROCK NY INVT QUALITY MU | $0 | – | -13,315 | – | -0.06% | – |
| IQN | Exit | INVESCO NY QUALITY MUNI SEC | $0 | – | -14,731 | – | -0.07% | – |
| HKACW | Exit | HICKS ACQUISITION CO II INC*w exp 07/14/201 | $0 | – | -500,000 | – | -0.08% | – |
| GCF | Exit | GLOBAL INCOME&CURRENCY FD IN | $0 | – | -29,328 | – | -0.12% | – |
| OXLC | Exit | OXFORD LANE CAPITAL CORPmutual funds | $0 | – | -30,415 | – | -0.13% | – |
| ROIQU | Exit | ROI ACQUISITION CORPunit 99/99/9999 | $0 | – | -48,370 | – | -0.15% | – |
| CSQ | Exit | CALAMOS STRATEGIC TOTL RETN | $0 | – | -48,180 | – | -0.15% | – |
| ASG | Exit | LIBERTY ALL-STAR GROWTH FD I | $0 | – | -441,992 | – | -0.58% | – |
| FFD | Exit | MORGAN STANLEY FRNT EMERG FD | $0 | – | -362,898 | – | -1.29% | – |
| CHN | Exit | CHINA FUND INC | $0 | – | -203,574 | – | -1.35% | – |
| AWP | Exit | ALPINE GLOBAL PREMIER PPTYS | $0 | – | -1,192,549 | – | -2.33% | – |
| HKAC | Exit | HICKS ACQUISITION CO II INC | $0 | – | -1,331,000 | – | -3.98% | – |
| ZTR | Exit | ZWEIG TOTAL RETURN FD INC | $0 | – | -2,169,419 | – | -6.02% | – |
Q2 2012
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| USA | New | LIBERTY ALL STAR EQUITY FDsh ben int | $35,446,000 | – | 7,671,222 | – | 10.70% | – |
| ETJ | New | EATON VANCE RISK MNGD DIV EQ | $34,157,000 | – | 3,310,795 | – | 10.31% | – |
| GYRO | New | GYRODYNE CO AMER INC | $30,496,000 | – | 270,501 | – | 9.21% | – |
| ZTR | New | ZWEIG TOTAL RETURN FD INC | $19,940,000 | – | 2,169,419 | – | 6.02% | – |
| T101SC | New | AMERICAN STRATEGIC INCOME III | $14,938,000 | – | 2,124,957 | – | 4.51% | – |
| HKAC | New | HICKS ACQUISITION CO II INC | $13,182,000 | – | 1,331,000 | – | 3.98% | – |
| MVC | New | MVC CAPITAL INC | $9,622,000 | – | 740,066 | – | 2.90% | – |
| DHFT | New | DIAMOND HILL FINL TRNDS FD I | $9,000,000 | – | 878,996 | – | 2.72% | – |
| AACPF | New | AUSTRALIA ACQUISITION CORP | $8,297,000 | – | 832,000 | – | 2.50% | – |
| IFT | New | IMPERIAL HLDGS INC | $7,969,000 | – | 2,206,173 | – | 2.41% | – |
| MGU | New | MACQUARIE GLBL INFRA TOTL RE | $7,965,000 | – | 451,498 | – | 2.40% | – |
| AWP | New | ALPINE GLOBAL PREMIER PPTYS | $7,723,000 | – | 1,192,549 | – | 2.33% | – |
| TTF | New | THAI FD INC | $6,987,000 | – | 436,588 | – | 2.11% | – |
| TF | New | THAI CAP FD INC | $6,969,000 | – | 629,566 | – | 2.10% | – |
| RMGN | New | SCG FINL ACQUISITION CORP | $6,633,000 | – | 686,616 | – | 2.00% | – |
| TY | New | TRI CONTL CORP | $6,234,000 | – | 391,619 | – | 1.88% | – |
| MYRX | New | MYREXIS INC | $5,759,000 | – | 2,111,290 | – | 1.74% | – |
| T104PS | New | AMERICAN RLTY CAP PPTYS INC | $5,637,000 | – | 534,693 | – | 1.70% | – |
| NMAR | New | NAUTILUS MARINE ACQUISIT COR | $5,538,000 | – | 564,524 | – | 1.67% | – |
| UBPS | New | UNIVERSAL BUSINESS PMT SOL A | $5,485,000 | – | 917,600 | – | 1.66% | – |
| RVT | New | ROYCE VALUE TR INC | $5,277,000 | – | 380,203 | – | 1.59% | – |
| CAZA | New | CAZADOR ACQUISITION CORP | $5,264,000 | – | 535,000 | – | 1.59% | – |
| BGSCU | New | BGS ACQUISITION CORPunit 99/99/9999 | $5,078,000 | – | 518,287 | – | 1.53% | – |
| CHN | New | CHINA FUND INC | $4,480,000 | – | 203,574 | – | 1.35% | – |
| RMT | New | ROYCE MICRO-CAP TR INC | $4,472,000 | – | 475,218 | – | 1.35% | – |
| FFD | New | MORGAN STANLEY FRNT EMERG FD | $4,264,000 | – | 362,898 | – | 1.29% | – |
| IRL | New | NEW IRELAND FUND INC | $4,064,000 | – | 532,150 | – | 1.23% | – |
| BIF | New | BOULDER GROWTH & INCOME FD INC | $3,987,000 | – | 645,182 | – | 1.20% | – |
| NRO | New | NEUBERGER BERMAN REAL ESTATE | $3,806,000 | – | 863,887 | – | 1.15% | – |
| ANDA | New | ANDINA ACQUISITION CORP | $3,449,000 | – | 314,974 | – | 1.04% | – |
| BTF | New | BOULDER TOTAL RETURN FD INC | $3,377,000 | – | 197,425 | – | 1.02% | – |
| ADX | New | ADAMS EXPRESS CO | $3,154,000 | – | 287,316 | – | 0.95% | – |
| SWZ | New | SWISS HELVETIA FUND | $2,986,000 | – | 285,751 | – | 0.90% | – |
| GLO | New | CLOUGH GLBL OPPORTUNITIES FDsh ben int | $2,753,000 | – | 256,060 | – | 0.83% | – |
| PACQF | New | PRIME ACQUISITION CORP | $2,741,000 | – | 283,500 | – | 0.83% | – |
| CGEI | New | CHINA GROWTH EQUITY INV LTD | $1,943,000 | – | 200,300 | – | 0.59% | – |
| ASG | New | LIBERTY ALL-STAR GROWTH FD I | $1,923,000 | – | 441,992 | – | 0.58% | – |
| MNGL | New | BLUE WOLF MONGOLIA HOLDINGS | $1,876,000 | – | 193,900 | – | 0.57% | – |
| RPI | New | ROBERTS REALTY INVS | $1,864,000 | – | 849,983 | – | 0.56% | – |
| ROIQ | New | ROI ACQUISITION CORP | $1,443,000 | – | 151,530 | – | 0.44% | – |
| GCH | New | GREATER CHINA FD INC | $1,407,000 | – | 122,366 | – | 0.42% | – |
| MXE | New | MEXICO EQUITY AND INCOME FD | $1,390,000 | – | 118,522 | – | 0.42% | – |
| EQS | New | EQUUS TOTAL RETURN | $1,339,000 | – | 558,754 | – | 0.40% | – |
| BCV | New | BANCROFT FUND LTD | $1,002,000 | – | 60,104 | – | 0.30% | – |
| APF | New | MORGAN STANLEY ASIA PAC FD I | $914,000 | – | 63,854 | – | 0.28% | – |
| ECF | New | ELLSWORTH FUND LTD | $667,000 | – | 94,012 | – | 0.20% | – |
| PRISB | New | PROMOTORA DE INFORMACIONES Sadr cl b conv | $642,000 | – | 180,984 | – | 0.19% | – |
| ROIQU | New | ROI ACQUISITION CORPunit 99/99/9999 | $484,000 | – | 48,370 | – | 0.15% | – |
| CSQ | New | CALAMOS STRATEGIC TOTL RETN | $482,000 | – | 48,180 | – | 0.15% | – |
| GDL | New | GDL FUND | $470,000 | – | 38,327 | – | 0.14% | – |
| DNI | New | DIVIDEND & INCOME FD INC | $428,000 | – | 118,245 | – | 0.13% | – |
| OXLC | New | OXFORD LANE CAPITAL CORPmutual funds | $419,000 | – | 30,415 | – | 0.13% | – |
| GCF | New | GLOBAL INCOME&CURRENCY FD IN | $400,000 | – | 29,328 | – | 0.12% | – |
| BTO | New | JOHN HANCOCK BK &THRIFT OPPsh ben int new | $339,000 | – | 19,653 | – | 0.10% | – |
| HKACW | New | HICKS ACQUISITION CO II INC*w exp 07/14/201 | $274,000 | – | 500,000 | – | 0.08% | – |
| CET | New | CENTRAL SECS CORP | $246,000 | – | 11,106 | – | 0.07% | – |
| IQN | New | INVESCO NY QUALITY MUNI SEC | $242,000 | – | 14,731 | – | 0.07% | – |
| DCA | New | VIRTUS TOTAL RETURN FD | $227,000 | – | 59,636 | – | 0.07% | – |
| UBPSW | New | UNIVERSAL BUSINESS PMT SOL A*w exp 05/09/201 | $229,000 | – | 917,600 | – | 0.07% | – |
| FTT | New | FEDERATED ENHANC TREAS INCM | $224,000 | – | 15,179 | – | 0.07% | – |
| KEF | New | KOREA EQUITY FD INC | $217,000 | – | 22,261 | – | 0.07% | – |
| RNY | New | BLACKROCK NY INVT QUALITY MU | $206,000 | – | 13,315 | – | 0.06% | – |
| UTF | New | COHEN & STEERS INFRASTRUCTUR | $207,000 | – | 11,747 | – | 0.06% | – |
| TWN | New | TAIWAN FUND INC | $191,000 | – | 12,268 | – | 0.06% | – |
| ATAX | New | AMERICA FIRST TAX EX IVS L Pben unit ctf | $191,000 | – | 36,109 | – | 0.06% | – |
| JFP | New | NUVEEN TAX ADV FLTG RATE FUN | $164,000 | – | 252,353 | – | 0.05% | – |
| TLB | New | TALBOTS INC | $165,000 | – | 65,600 | – | 0.05% | – |
| GRX | New | GABELLI HLTHCARE & WELLNESS | $159,000 | – | 19,070 | – | 0.05% | – |
| JPC | New | NUVEEN MULTI STRAT INC & GR II | $160,000 | – | 17,890 | – | 0.05% | – |
| YHOO | New | YAHOO! INC | $158,000 | – | 10,000 | – | 0.05% | – |
| GGT | New | GABELLI GLOBAL MULTIMEDIA TR | $144,000 | – | 19,954 | – | 0.04% | – |
| AACOW | New | AUSTRALIA ACQUISITION-CW15*w exp 99/99/999 | $140,000 | – | 807,000 | – | 0.04% | – |
| New | SPDR S&P 500 ET 9/28/2012 132put | $128,000 | – | 56,200 | – | 0.04% | – | |
| CAZAW | New | CAZADOR ACQUISITION COR-CW15*w exp 99/99/999 | $125,000 | – | 635,000 | – | 0.04% | – |
| FUND | New | ROYCE FOCUS TR COM | $122,000 | – | 17,500 | – | 0.04% | – |
| MNGLW | New | BLUE WOLF MONGOLIA HOLDINGS*w exp 07/20/201 | $118,000 | – | 193,900 | – | 0.04% | – |
| NMARW | New | NAUTILUS MARINE ACQUISI-CW16*w exp 06/17/201 | $116,000 | – | 564,524 | – | 0.04% | – |
| CGEIW | New | CHINA GROWTH EQUITY INVE-CW*w exp 99/99/999 | $86,000 | – | 200,000 | – | 0.03% | – |
| PAQWF | New | PRIME ACQUISITION CORP*w exp 99/99/999 | $85,000 | – | 217,500 | – | 0.03% | – |
| PRISY | New | PROMOTORA DE INFORMACIONES S | $84,000 | – | 26,271 | – | 0.02% | – |
| ZNOG | New | ZION OIL & GAS INC | $78,000 | – | 39,889 | – | 0.02% | – |
| ANDAW | New | ANDINA ACQUISITION CORP-CW15warrants | $79,000 | – | 314,974 | – | 0.02% | – |
| FCHI | New | ISHARES FTSE CH 09/22/2012 33.00put | $31,000 | – | 23,800 | – | 0.01% | – |
| New | ISHARES MSCI EM 09/22/2012 37.00put | $25,000 | – | 31,600 | – | 0.01% | – | |
| New | YAHOO! INC 01/19/2013 15.00put | $11,000 | – | 10,000 | – | 0.00% | – | |
| IGC | New | INDIA GLOBALIZATION CAP INC | $11,000 | – | 45,808 | – | 0.00% | – |
| ZNWAL | New | ZION OIL & GAS INC WTSw exp 08/15/201 | $8,000 | – | 104,556 | – | 0.00% | – |
Q4 2011
Q3 2011
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| USA | Buy | LIBERTY ALL STAR EQUITY FDsh ben int | $56,853,000 | +278.4% | 3,876,593 | +33.4% | 18.00% | +229.4% |
| FGF | Buy | SUNAMERICA FCSED ALPHA GRW F | $50,671,000 | -10.3% | 2,873,019 | +5.6% | 16.04% | -21.9% |
| FGI | Buy | SUNAMERICA FOCUSE ALPHA LC F | $23,131,000 | -13.3% | 1,478,939 | +5.9% | 7.32% | -24.5% |
| GYRO | Buy | GYRODYNE CO AMER INC | $16,912,000 | +2.5% | 305,667 | +26.0% | 5.36% | -10.8% |
| ETJ | New | EATON VANCE RISK MNGD DIV EQ | $15,903,000 | – | 1,452,322 | – | 5.04% | – |
| TYW | Buy | TS&W CLAYMORE TAX ADVNTG BL | $13,522,000 | +75.5% | 1,239,445 | +82.9% | 4.28% | +52.8% |
| ASG | Sell | LIBERTY ALL-STAR GROWTH FD I | $12,181,000 | -22.3% | 3,383,673 | -4.2% | 3.86% | -32.4% |
| ZTR | Buy | ZWEIG TOTAL RETURN FD INC | $10,023,000 | +195.4% | 3,309,717 | +230.7% | 3.17% | +157.1% |
| AWP | Buy | ALPINE GLOBAL PREMIER PPTYS | $9,912,000 | +7.3% | 1,856,113 | +44.5% | 3.14% | -6.6% |
| GGT | Buy | GABELLI GLOBAL MULTIMEDIA TR | $5,739,000 | -21.5% | 921,881 | +0.5% | 1.82% | -31.6% |
| IRL | Buy | NEW IRELAND FUND INC | $5,703,000 | +10.3% | 813,672 | +34.8% | 1.81% | -4.0% |
| RVT | Buy | ROYCE VALUE TR INC | $5,357,000 | -28.7% | 483,483 | +28.7% | 1.70% | -37.9% |
| NMAR | New | NAUTILUS MARINE ACQUISIT COR | $5,188,000 | – | 544,524 | – | 1.64% | – |
| ACG | Buy | ALLIANCEBERNSTEIN INCOME FUN | $4,116,000 | +3066.2% | 516,450 | +3038.8% | 1.30% | +2672.3% |
| MVC | Buy | MVC CAPITAL INC | $3,805,000 | +25.1% | 363,418 | +58.0% | 1.20% | +9.0% |
| RMT | Buy | ROYCE MICRO-CAP TR INC | $3,757,000 | -22.5% | 491,756 | +0.2% | 1.19% | -32.5% |
| FHO | Buy | FIRST TR STRAT HGH INC FD III | $2,977,000 | -8.0% | 749,805 | +4.7% | 0.94% | -19.9% |
| TFC | Sell | SHELTON GTR CHINA FDsh ben int | $2,724,000 | -34.3% | 463,941 | -15.0% | 0.86% | -42.8% |
| PACQF | Buy | PRIME ACQUISITION CORP | $2,537,000 | +34.4% | 266,000 | +33.0% | 0.80% | +16.9% |
| MGU | Buy | MACQUARIE GLBL INFRA TOTL RE | $2,156,000 | +11.4% | 140,757 | +35.1% | 0.68% | -3.0% |
| PSEC | Buy | PROSPECT CAPITAL CORPORATION | $2,044,000 | -13.2% | 243,000 | +4.3% | 0.65% | -24.5% |
| CGEI | New | CHINA GROWTH EQUITY INV LTD | $1,898,000 | – | 200,000 | – | 0.60% | – |
| MNGL | New | BLUE WOLF MONGOLIA HOLDINGS | $1,858,000 | – | 193,900 | – | 0.59% | – |
| SCD | Sell | LMP CAP & INCOME FD INC | $1,815,000 | -61.4% | 158,545 | -53.8% | 0.58% | -66.4% |
| APF | Buy | MORGAN STANLEY ASIA PAC FD I | $1,547,000 | +243.8% | 110,270 | +317.1% | 0.49% | +198.8% |
| KEF | Buy | KOREA EQUITY FD INC | $1,508,000 | -14.9% | 134,805 | +10.0% | 0.48% | -26.0% |
| RPI | Sell | ROBERTS REALTY INVS | $1,108,000 | -16.1% | 705,798 | -1.1% | 0.35% | -26.9% |
| BCV | Buy | BANCROFT FUND LTD | $1,085,000 | -4.6% | 73,349 | +12.2% | 0.34% | -16.9% |
| EQS | Buy | EQUUS TOTAL RETURN | $1,042,000 | +11.3% | 554,247 | +42.1% | 0.33% | -2.9% |
| T101SC | Buy | AMERICAN STRATEGIC INCOME III | $913,000 | +77.3% | 131,472 | +102.5% | 0.29% | +54.5% |
| DHFT | New | DIAMOND HILL FINL TRNDS FD I | $675,000 | – | 89,578 | – | 0.21% | – |
| BTZ | Sell | BLACKROCK CR ALLCTN INC TR COM | $675,000 | -54.8% | 58,814 | -50.7% | 0.21% | -60.6% |
| JQC | Buy | NUVEEN MULTI STRAT INC & GR | $545,000 | -7.0% | 69,362 | +8.2% | 0.17% | -18.8% |
| UTF | Sell | COHEN & STEERS INFRASTRUCTUR | $499,000 | -24.4% | 32,068 | -13.5% | 0.16% | -34.2% |
| GDL | Sell | GDL FUND | $493,000 | -34.3% | 41,327 | -26.1% | 0.16% | -42.9% |
| GCH | Buy | GREATER CHINA FD INC | $366,000 | +37.6% | 37,462 | +78.5% | 0.12% | +19.6% |
| FTT | New | FEDERATED ENHANC TREAS INCM | $274,000 | – | 18,241 | – | 0.09% | – |
| BSP | Sell | AMERN STRATEGIC INCOME PTFL II | $253,000 | -23.1% | 30,965 | -13.1% | 0.08% | -33.3% |
| NMARW | New | NAUTILUS MARINE ACQUISI-CW16*w exp 06/17/201 | $202,000 | – | 544,524 | – | 0.06% | – |
| Buy | SPDR S&P 500 ET 1/21/2012 112.00put | $198,000 | +1550.0% | 53,200 | +107.8% | 0.06% | +1475.0% | |
| HQL | Sell | H & Q LIFE SCIENCES INVSsh ben int | $159,000 | -50.0% | 15,231 | -40.4% | 0.05% | -56.9% |
| MNGLW | New | BLUE WOLF MONGOLIA HOLDINGS*w exp 07/20/201 | $127,000 | – | 193,900 | – | 0.04% | – |
| ZNOG | New | ZION OIL & GAS INC | $101,000 | – | 51,453 | – | 0.03% | – |
| CGEIW | New | CHINA GROWTH EQUITY INVE-CW*w exp 99/99/999 | $92,000 | – | 200,000 | – | 0.03% | – |
| FHI | New | FIRST TR STRTGC HIGH INCM FD | $50,000 | – | 14,487 | – | 0.02% | – |
| ZNWAL | New | ZION OIL & GAS INC WTSw exp 08/15/201 | $29,000 | – | 104,556 | – | 0.01% | – |
| New | MCGRAW-HILL COM 01/21/2012 50.00call | $12,000 | – | 12,500 | – | 0.00% | – | |
| SGSWS | Buy | STREAM GLOBAL SVCS INC*w exp 10/17/201 | $4,000 | -66.7% | 517,426 | +0.1% | 0.00% | -75.0% |
| Exit | CHINA SECURITY 09/17/2011 5.00put | $0 | – | -10,000 | – | -0.00% | – | |
| SHIP | Exit | SEANERGY MARITIME HLDGS CORP | $0 | – | -28,330 | – | -0.02% | – |
| PIM | Exit | PUTNAM MASTER INTER INC TSTsh ben int | $0 | – | -16,380 | – | -0.04% | – |
| PSY | Exit | BLACKROCK CREDIT ALL INC TR II | $0 | – | -25,000 | – | -0.09% | – |
| VFL | Exit | DELAWARE INV NATL MUNI INC Fmutual funds | $0 | – | -24,271 | – | -0.11% | – |
| MYRX | Exit | MYREXIS INC | $0 | – | -92,900 | – | -0.12% | – |
| GDV | Exit | GABELLI DIVD & INCOME TR | $0 | – | -21,572 | – | -0.13% | – |
| GM | Exit | GENERAL MTRS CO | $0 | – | -37,100 | – | -0.41% | – |
| CGEIU | Exit | CHINA GROWTH EQUITY INV LTDunit 05/14/2016 | $0 | – | -200,000 | – | -0.73% | – |
| SNF | Exit | IBERO-AMERICA FD INC | $0 | – | -268,286 | – | -0.74% | – |
| CASY | Exit | CASEYS GEN STORES INC | $0 | – | -112,473 | – | -1.80% | – |
| MFD | Exit | MACQUARIE FT TR GB INF UT DIV | $0 | – | -518,975 | – | -3.02% | – |
Q2 2011
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FGF | New | SUNAMERICA FCSED ALPHA GRW F | $56,496,000 | – | 2,720,068 | – | 20.55% | – |
| FGI | New | SUNAMERICA FOCUSE ALPHA LC F | $26,679,000 | – | 1,396,814 | – | 9.70% | – |
| GYRO | New | GYRODYNE CO AMER INC | $16,499,000 | – | 242,632 | – | 6.00% | – |
| ASG | New | LIBERTY ALL-STAR GROWTH FD I | $15,681,000 | – | 3,531,682 | – | 5.70% | – |
| USA | New | LIBERTY ALL STAR EQUITY FDsh ben int | $15,025,000 | – | 2,906,142 | – | 5.46% | – |
| AWP | New | ALPINE GLOBAL PREMIER PPTYS | $9,235,000 | – | 1,284,496 | – | 3.36% | – |
| MFD | New | MACQUARIE FT TR GB INF UT DIV | $8,298,000 | – | 518,975 | – | 3.02% | – |
| AACPF | New | AUSTRALIA ACQUISITION CORP | $8,073,000 | – | 832,000 | – | 2.94% | – |
| TYW | New | TS&W CLAYMORE TAX ADVNTG BL | $7,703,000 | – | 677,484 | – | 2.80% | – |
| RVT | New | ROYCE VALUE TR INC | $7,509,000 | – | 375,637 | – | 2.73% | – |
| GGT | New | GABELLI GLOBAL MULTIMEDIA TR | $7,308,000 | – | 916,881 | – | 2.66% | – |
| TY | New | TRI CONTL CORP | $5,847,000 | – | 391,619 | – | 2.13% | – |
| NRO | New | NEUBERGER BERMAN REAL ESTATE | $5,507,000 | – | 1,280,634 | – | 2.00% | – |
| UBPSU | New | UNIVERAL BUSINESS PMT SOL ACunit 99/99/9999 | $5,506,000 | – | 917,600 | – | 2.00% | – |
| IRL | New | NEW IRELAND FUND INC | $5,171,000 | – | 603,448 | – | 1.88% | – |
| CAZA | New | CAZADOR ACQUISITION CORP | $5,158,000 | – | 535,000 | – | 1.88% | – |
| CASY | New | CASEYS GEN STORES INC | $4,949,000 | – | 112,473 | – | 1.80% | – |
| RMT | New | ROYCE MICRO-CAP TR INC | $4,849,000 | – | 490,895 | – | 1.76% | – |
| SCD | New | LMP CAP & INCOME FD INC | $4,707,000 | – | 343,098 | – | 1.71% | – |
| TFC | New | SHELTON GTR CHINA FDsh ben int | $4,144,000 | – | 545,948 | – | 1.51% | – |
| ZTR | New | ZWEIG TOTAL RETURN FD INC | $3,393,000 | – | 1,000,845 | – | 1.23% | – |
| BTF | New | BOULDER TOTAL RETURN FD INC | $3,255,000 | – | 197,425 | – | 1.18% | – |
| FHO | New | FIRST TR STRAT HGH INC FD III | $3,235,000 | – | 715,815 | – | 1.18% | – |
| ADX | New | ADAMS EXPRESS CO | $3,201,000 | – | 287,316 | – | 1.16% | – |
| MVC | New | MVC CAPITAL INC | $3,042,000 | – | 229,965 | – | 1.11% | – |
| PSEC | New | PROSPECT CAPITAL CORPORATION | $2,356,000 | – | 233,000 | – | 0.86% | – |
| BIF | New | BOULDER GROWTH & INCOME FD INC | $2,092,000 | – | 322,868 | – | 0.76% | – |
| SNF | New | IBERO-AMERICA FD INC | $2,040,000 | – | 268,286 | – | 0.74% | – |
| CGEIU | New | CHINA GROWTH EQUITY INV LTDunit 05/14/2016 | $2,000,000 | – | 200,000 | – | 0.73% | – |
| MGU | New | MACQUARIE GLBL INFRA TOTL RE | $1,935,000 | – | 104,180 | – | 0.70% | – |
| PRISB | New | PROMOTORA DE INFORMACIONES Sadr cl b conv | $1,906,000 | – | 190,650 | – | 0.69% | – |
| PACQF | New | PRIME ACQUISITION CORP | $1,888,000 | – | 200,000 | – | 0.69% | – |
| KEF | New | KOREA EQUITY FD INC | $1,773,000 | – | 122,605 | – | 0.64% | – |
| MXE | New | MEXICO EQUITY AND INCOME FD | $1,505,000 | – | 128,845 | – | 0.55% | – |
| BTZ | New | BLACKROCK CR ALLCTN INC TR COM | $1,493,000 | – | 119,353 | – | 0.54% | – |
| ENT | New | GLOBAL EAGLE ACQUISITION COR | $1,377,000 | – | 145,250 | – | 0.50% | – |
| RPI | New | ROBERTS REALTY INVS | $1,320,000 | – | 713,594 | – | 0.48% | – |
| BCV | New | BANCROFT FUND LTD | $1,137,000 | – | 65,349 | – | 0.41% | – |
| GM | New | GENERAL MTRS CO | $1,126,000 | – | 37,100 | – | 0.41% | – |
| EQS | New | EQUUS TOTAL RETURN | $936,000 | – | 390,145 | – | 0.34% | – |
| ECF | New | ELLSWORTH FUND LTD | $873,000 | – | 115,750 | – | 0.32% | – |
| GDL | New | GDL FUND | $750,000 | – | 55,932 | – | 0.27% | – |
| UTF | New | COHEN & STEERS INFRASTRUCTUR | $660,000 | – | 37,068 | – | 0.24% | – |
| JQC | New | NUVEEN MULTI STRAT INC & GR | $586,000 | – | 64,118 | – | 0.21% | – |
| T101SC | New | AMERICAN STRATEGIC INCOME III | $515,000 | – | 64,933 | – | 0.19% | – |
| APF | New | MORGAN STANLEY ASIA PAC FD I | $450,000 | – | 26,440 | – | 0.16% | – |
| CSQ | New | CALAMOS STRATEGIC TOTL RETN | $440,000 | – | 45,980 | – | 0.16% | – |
| AACOW | New | AUSTRALIA ACQUISITION-CW15*w exp 99/99/999 | $379,000 | – | 800,000 | – | 0.14% | – |
| GDV | New | GABELLI DIVD & INCOME TR | $358,000 | – | 21,572 | – | 0.13% | – |
| MYRX | New | MYREXIS INC | $333,000 | – | 92,900 | – | 0.12% | – |
| BSP | New | AMERN STRATEGIC INCOME PTFL II | $329,000 | – | 35,640 | – | 0.12% | – |
| BTO | New | JOHN HANCOCK BK &THRIFT OPPsh ben int new | $326,000 | – | 19,853 | – | 0.12% | – |
| HQL | New | H & Q LIFE SCIENCES INVSsh ben int | $318,000 | – | 25,565 | – | 0.12% | – |
| VFL | New | DELAWARE INV NATL MUNI INC Fmutual funds | $303,000 | – | 24,271 | – | 0.11% | – |
| GCH | New | GREATER CHINA FD INC | $266,000 | – | 20,984 | – | 0.10% | – |
| CET | New | CENTRAL SECS CORP | $265,000 | – | 11,106 | – | 0.10% | – |
| CAZAW | New | CAZADOR ACQUISITION COR-CW15*w exp 99/99/999 | $254,000 | – | 635,000 | – | 0.09% | – |
| PSY | New | BLACKROCK CREDIT ALL INC TR II | $254,000 | – | 25,000 | – | 0.09% | – |
| PRISY | New | PROMOTORA DE INFORMACIONES S | $243,000 | – | 26,271 | – | 0.09% | – |
| DCA | New | DCA TOTAL RETURN FD | $208,000 | – | 54,636 | – | 0.08% | – |
| TTF | New | THAI FD INC | $187,000 | – | 14,700 | – | 0.07% | – |
| PAQUF | New | PRIME ACQUISITION CORPunit 99/99/9999 | $175,000 | – | 17,500 | – | 0.06% | – |
| GRX | New | GABELLI HLTHCARE & WELLNESS | $147,000 | – | 19,020 | – | 0.05% | – |
| FUND | New | ROYCE FOCUS TR COM | $137,000 | – | 17,500 | – | 0.05% | – |
| ACG | New | ALLIANCEBERNSTEIN INCOME FUN | $130,000 | – | 16,454 | – | 0.05% | – |
| PAQWF | New | PRIME ACQUISITION CORP*w exp 99/99/999 | $118,000 | – | 200,000 | – | 0.04% | – |
| JPC | New | NUVEEN MULTI STRAT INC & GR II | $110,000 | – | 12,300 | – | 0.04% | – |
| AMTCQ | New | AMERITRANS CAPTL CORPORATION | $111,000 | – | 94,800 | – | 0.04% | – |
| PIM | New | PUTNAM MASTER INTER INC TSTsh ben int | $95,000 | – | 16,380 | – | 0.04% | – |
| BKT | New | BLACKROCK INCOME TR INC | $84,000 | – | 12,000 | – | 0.03% | – |
| ENTWW | New | GLOBAL EAGLE ACQUISITION CORw exp 05/13/201 | $77,000 | – | 90,722 | – | 0.03% | – |
| SHIP | New | SEANERGY MARITIME HLDGS CORP | $56,000 | – | 28,330 | – | 0.02% | – |
| IGC | New | INDIA GLOBALIZATION CAP INC | $19,000 | – | 50,000 | – | 0.01% | – |
| New | SPDR S&P 500 ET JULY16 128.00put | $12,000 | – | 25,600 | – | 0.00% | – | |
| SGSWS | New | STREAM GLOBAL SVCS INC*w exp 10/17/201 | $12,000 | – | 517,126 | – | 0.00% | – |
| New | CHINA SECURITY 09/17/2011 5.00put | $10,000 | – | 10,000 | – | 0.00% | – |
Q4 2010
Q3 2010
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FGF | Sell | SUNAMERICA FCSED ALPHA GRW F | $47,930,000 | +15.5% | 3,037,191 | -1.9% | 18.65% | -9.5% |
| FGI | Sell | SUNAMERICA FOCUSE ALPHA LC F | $24,538,000 | +16.9% | 1,695,805 | -0.3% | 9.55% | -8.4% |
| FCM | Buy | FIRST TR FOUR CRNRS SR FLT R | $15,089,000 | +60.5% | 1,103,933 | +44.6% | 5.87% | +25.7% |
| LIA | Buy | LIBERTY ACQUISITION HLDGS CO | $14,710,000 | +17.1% | 1,429,535 | +13.0% | 5.72% | -8.2% |
| ASG | Sell | LIBERTY ALL-STAR GROWTH FD I | $13,182,000 | +3.1% | 3,455,803 | -7.8% | 5.13% | -19.2% |
| CASY | New | CASEYS GEN STORES INC | $12,145,000 | – | 290,898 | – | 4.73% | – |
| BLU | Buy | BLUE CHIP VALUE FD INC | $11,177,000 | +333.0% | 3,402,450 | +274.4% | 4.35% | +239.2% |
| KEF | Sell | KOREA EQUITY FD INC | $8,400,000 | +15.0% | 760,150 | -5.4% | 3.27% | -9.9% |
| APF | Buy | MORGAN STANLEY ASIA PAC FD I | $8,291,000 | +27.7% | 527,060 | +10.2% | 3.23% | 0.0% |
| NRO | Sell | NEUBERGER BERMAN REAL ESTATE | $5,812,000 | -9.6% | 1,588,036 | -17.5% | 2.26% | -29.2% |
| UTF | Sell | COHEN & STEERS INFRASTRUCTUR | $5,444,000 | +7.9% | 341,939 | -14.3% | 2.12% | -15.4% |
| USA | Buy | LIBERTY ALL STAR EQUITY FDsh ben int | $4,907,000 | +173.7% | 1,112,743 | +147.0% | 1.91% | +114.5% |
| TY | Buy | TRI CONTL CORP | $4,829,000 | +59.6% | 391,619 | +40.7% | 1.88% | +25.0% |
| RVT | Buy | ROYCE VALUE TR INC | $4,771,000 | +62.9% | 393,027 | +41.8% | 1.86% | +27.6% |
| RMT | Buy | ROYCE MICRO-CAP TR INC | $3,769,000 | +77.2% | 460,101 | +58.7% | 1.47% | +38.8% |
| MSY | Sell | INVESCO HIGH YIELD INVST FD | $3,711,000 | -52.0% | 626,931 | -53.4% | 1.44% | -62.4% |
| SCD | Buy | LMP CAP & INCOME FD INC | $3,604,000 | +36.9% | 315,641 | +14.9% | 1.40% | +7.2% |
| DRP | Buy | DWS RREEF WORLD REAL EST & T | $3,256,000 | +39.4% | 189,716 | +10.7% | 1.27% | +9.2% |
| BTF | Buy | BOULDER TOTAL RETURN FD INC | $2,985,000 | +241.1% | 197,425 | +204.1% | 1.16% | +166.9% |
| ADX | Buy | ADAMS EXPRESS CO | $2,858,000 | +646.2% | 286,989 | +576.1% | 1.11% | +485.3% |
| MVC | Buy | MVC CAPITAL INC | $2,789,000 | +97.7% | 215,070 | +97.0% | 1.08% | +54.8% |
| NFJ | Buy | NFJ DIVID INT & PREM STRTGY FD | $2,673,000 | +203.8% | 169,582 | +166.0% | 1.04% | +138.0% |
| MFD | New | MACQUARIE FT TR GB INF UT DIV | $2,101,000 | – | 158,600 | – | 0.82% | – |
| ARR | New | ARMOUR RESIDENTIAL REIT INC | $2,018,000 | – | 287,494 | – | 0.78% | – |
| SLS | Buy | RIVERSOURCE LASALLE INTL R/E | $2,002,000 | +118.6% | 214,975 | +63.7% | 0.78% | +71.2% |
| BIF | Buy | BOULDER GROWTH & INCOME FD INC | $1,970,000 | +359.2% | 316,668 | +308.2% | 0.77% | +260.1% |
| T108PS | Buy | FIRST OPPORTUNITY FD INC | $1,898,000 | +64.3% | 290,606 | +50.2% | 0.74% | +28.6% |
| MNR | Sell | MONMOUTH REAL ESTATE INV CORcl a | $1,752,000 | -21.0% | 223,992 | -25.3% | 0.68% | -38.1% |
| MGU | Buy | MACQUARIE GLBL INFRA TOTL RE | $1,587,000 | +74.0% | 96,049 | +38.4% | 0.62% | +36.2% |
| GGT | Buy | GABELLI GLOBAL MULTIMEDIA TR | $1,497,000 | +61.0% | 196,739 | +40.0% | 0.58% | +26.0% |
| ECF | Sell | ELLSWORTH FUND LTD | $1,476,000 | +3.4% | 205,832 | -7.9% | 0.57% | -19.0% |
| WINN | Buy | WINN DIXIE STORES INC | $1,371,000 | +5.5% | 192,299 | +42.7% | 0.53% | -17.4% |
| DHG | Buy | DWS DREMAN VAL INCOME EDGE F | $1,296,000 | +11.5% | 96,761 | +2.0% | 0.50% | -12.7% |
| DCS | Buy | CLAYMORE DIVID & INCOME FD | $1,284,000 | +45.4% | 90,464 | +22.6% | 0.50% | +13.9% |
| HQL | Buy | H & Q LIFE SCIENCES INVSsh ben int | $820,000 | +171.5% | 85,554 | +149.0% | 0.32% | +112.7% |
| BCV | Buy | BANCROFT FUND LTD | $778,000 | +40.9% | 47,670 | +27.8% | 0.30% | +10.6% |
| ZTR | New | ZWEIG TOTAL RETURN FD INC | $705,000 | – | 185,000 | – | 0.27% | – |
| BTO | Buy | JOHN HANCOCK BK &THRIFT OPPsh ben int new | $638,000 | +16.8% | 43,047 | +13.0% | 0.25% | -8.5% |
| TFC | Sell | TAIWAN GREATER CHINA FD SH BENsh ben int | $539,000 | +2.1% | 80,078 | -15.8% | 0.21% | -19.8% |
| DVM | New | COHEN & STEERS DIV MJRS FDIN | $539,000 | – | 47,640 | – | 0.21% | – |
| GDV | Buy | GABELLI DIVD & INCOME TR | $518,000 | +100.0% | 37,179 | +72.3% | 0.20% | +56.6% |
| FCT | Buy | FIRST TR/FOUR CRNRS SR FLOAT | $430,000 | +82.2% | 31,900 | +68.8% | 0.17% | +42.7% |
| EQS | Buy | EQUUS TOTAL RETURN | $239,000 | +724.1% | 100,710 | +832.2% | 0.09% | +564.3% |
| ZF | Sell | ZWEIG FD | $235,000 | -14.2% | 72,220 | -20.8% | 0.09% | -33.1% |
| CGC | New | CAPITAL GOLD CORP | $166,000 | – | 34,446 | – | 0.06% | – |
| DCA | Buy | DCA TOTAL RETURN FD | $167,000 | +138.6% | 54,636 | +95.8% | 0.06% | +85.7% |
| FUND | New | ROYCE FOCUS TR COM | $111,000 | – | 17,500 | – | 0.04% | – |
| New | Put GENERAL GROWTH 10/16/2010 10.00put | $88,000 | – | 263,700 | – | 0.03% | – | |
| New | Put SPDR S&P 500 ET Apr10 115.00put | $30,000 | – | 35,100 | – | 0.01% | – | |
| New | Put ISHARES BARCLAY 12/18/2010 100.00put | $15,000 | – | 10,000 | – | 0.01% | – | |
| DHYRT | New | CREDIT SUISSE HIGH YIELDright 99/99/9999 | $10,000 | – | 142,600 | – | 0.00% | – |
| RIF | Exit | RMR REAL ESTATE INCOME FD | $0 | – | -1,827 | – | -0.02% | – |
| Exit | Put GENERAL GROWTH 10/16/2010 10.00put | $0 | – | -107,000 | – | -0.03% | – | |
| DCW | Exit | DCW TOTAL RETURN FD | $0 | – | -15,254 | – | -0.03% | – |
| FT | Exit | FRANKLIN UNVL TRsh ben int | $0 | – | -13,584 | – | -0.04% | – |
| GF | Exit | NEW GERMANY FUND | $0 | – | -30,769 | – | -0.18% | – |
| CKR | Exit | CKE RESTAURANTS INC | $0 | – | -34,526 | – | -0.22% | – |
| EROCR | Exit | EAGLE ROCK ENERGY PARTNER-RTrights | $0 | – | -166,264 | – | -0.27% | – |
| FDI | Exit | FORT DEARBORN INCOME SECS IN | $0 | – | -37,724 | – | -0.28% | – |
| GCF | Exit | GLOBAL INCOME&CURRENCY FD IN | $0 | – | -40,939 | – | -0.28% | – |
| PPCO | Exit | PENWEST PHARMACEUTICALS CO | $0 | – | -207,954 | – | -0.34% | – |
| KF | Exit | KOREA FUND INC | $0 | – | -20,717 | – | -0.36% | – |
| GCS | Exit | DWS GLOBAL COMMODITIES STK F | $0 | – | -360,131 | – | -1.47% | – |
| NHR | Exit | NORTH ASIA INVESTMENT CORP | $0 | – | -474,924 | – | -2.35% | – |
| EBI | Exit | EVERGREEN INTL BALANCED INCO | $0 | – | -605,499 | – | -3.80% | – |
Q2 2010
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FGF | New | SUNAMERICA FCSED ALPHA GRW F | $41,498,000 | – | 3,096,656 | – | 20.61% | – |
| FGI | New | SUNAMERICA FOCUSE ALPHA LC F | $20,998,000 | – | 1,700,306 | – | 10.43% | – |
| ASG | New | LIBERTY ALL-STAR GROWTH FD I | $12,783,000 | – | 3,746,994 | – | 6.35% | – |
| LIA | New | LIBERTY ACQUISITION HLDGS CO | $12,558,000 | – | 1,265,330 | – | 6.24% | – |
| GYRO | New | GYRODYNE CO AMER INC | $11,155,000 | – | 237,332 | – | 5.54% | – |
| FCM | New | FIRST TR FOUR CRNRS SR FLT R | $9,404,000 | – | 763,362 | – | 4.67% | – |
| MSY | New | INVESCO HIGH YIELD INVST FD | $7,728,000 | – | 1,344,083 | – | 3.84% | – |
| EBI | New | EVERGREEN INTL BALANCED INCO | $7,641,000 | – | 605,499 | – | 3.80% | – |
| KEF | New | KOREA EQUITY FD INC | $7,306,000 | – | 803,806 | – | 3.63% | – |
| APF | New | MORGAN STANLEY ASIA PAC FD I | $6,495,000 | – | 478,260 | – | 3.23% | – |
| NRO | New | NEUBERGER BERMAN REAL ESTATE | $6,430,000 | – | 1,925,236 | – | 3.19% | – |
| UTF | New | COHEN & STEERS INFRASTRUCTUR | $5,045,000 | – | 398,874 | – | 2.50% | – |
| NHR | New | NORTH ASIA INVESTMENT CORP | $4,725,000 | – | 474,924 | – | 2.35% | – |
| TY | New | TRI CONTL CORP | $3,026,000 | – | 278,391 | – | 1.50% | – |
| GCS | New | DWS GLOBAL COMMODITIES STK F | $2,967,000 | – | 360,131 | – | 1.47% | – |
| RVT | New | ROYCE VALUE TR INC | $2,929,000 | – | 277,147 | – | 1.46% | – |
| SCD | New | LMP CAP & INCOME FD INC | $2,633,000 | – | 274,604 | – | 1.31% | – |
| BLU | New | BLUE CHIP VALUE FD INC | $2,581,000 | – | 908,740 | – | 1.28% | – |
| DRP | New | DWS RREEF WRLD REAL ESTATE FND | $2,335,000 | – | 171,316 | – | 1.16% | – |
| MNR | New | MONMOUTH REAL ESTATE INV CORcl a | $2,217,000 | – | 300,000 | – | 1.10% | – |
| RMT | New | ROYCE MICRO-CAP TR INC | $2,127,000 | – | 289,851 | – | 1.06% | – |
| HQH | New | H & Q HEALTHCARE INVESTORS SHsh ben int | $1,985,000 | – | 181,415 | – | 0.99% | – |
| USA | New | LIBERTY ALL STAR EQUITY FDsh ben int | $1,793,000 | – | 450,442 | – | 0.89% | – |
| ECF | New | ELLSWORTH FUND LTD | $1,428,000 | – | 223,512 | – | 0.71% | – |
| MVC | New | MVC CAPITAL INC | $1,411,000 | – | 109,200 | – | 0.70% | – |
| WINN | New | WINN DIXIE STORES INC | $1,299,000 | – | 134,799 | – | 0.64% | – |
| DHG | New | DWS HIGH INCOME OPPORTUNITIES | $1,162,000 | – | 94,851 | – | 0.58% | – |
| T108PS | New | FIRST OPPORTUNITY FD INC | $1,155,000 | – | 193,465 | – | 0.57% | – |
| RPI | New | ROBERTS REALTY INVS | $1,148,000 | – | 736,202 | – | 0.57% | – |
| MXE | New | MEXICO EQUITY AND INCOME FD | $1,139,000 | – | 128,845 | – | 0.57% | – |
| GGT | New | GABELLI MULTIMEDIA TR INC COM | $930,000 | – | 140,504 | – | 0.46% | – |
| SLS | New | RIVERSOURCE LASALLE INTL R/E | $916,000 | – | 131,294 | – | 0.46% | – |
| MGU | New | MACQUARIE GLBL INFRA TOTL RE | $912,000 | – | 69,376 | – | 0.45% | – |
| DCS | New | CLAYMORE DIVID & INCOME FD | $883,000 | – | 73,817 | – | 0.44% | – |
| NFJ | New | NFJ DIVID INT & PREM STRTGY FD | $880,000 | – | 63,746 | – | 0.44% | – |
| BTF | New | BOULDER TOTAL RETURN FD INC | $875,000 | – | 64,925 | – | 0.44% | – |
| KF | New | KOREA FUND INC | $720,000 | – | 20,717 | – | 0.36% | – |
| PPCO | New | PENWEST PHARMACEUTICALS CO | $686,000 | – | 207,954 | – | 0.34% | – |
| GCF | New | GLOBAL INCOME&CURRENCY FD IN | $571,000 | – | 40,939 | – | 0.28% | – |
| FDI | New | FORT DEARBORN INCOME SECS IN | $572,000 | – | 37,724 | – | 0.28% | – |
| BCV | New | BANCROFT FUND LTD | $552,000 | – | 37,295 | – | 0.27% | – |
| BTO | New | JOHN HANCOCK BK &THRIFT OPPsh ben int new | $546,000 | – | 38,094 | – | 0.27% | – |
| EROCR | New | EAGLE ROCK ENERGY PARTNER-RTrights | $540,000 | – | 166,264 | – | 0.27% | – |
| TFC | New | TAIWAN GREATER CHINA FD SH BENsh ben int | $528,000 | – | 95,138 | – | 0.26% | – |
| CKR | New | CKE RESTAURANTS INC | $433,000 | – | 34,526 | – | 0.22% | – |
| BIF | New | BOULDER GROWTH & INCOME FD INC | $429,000 | – | 77,577 | – | 0.21% | – |
| ADX | New | ADAMS EXPRESS CO | $383,000 | – | 42,445 | – | 0.19% | – |
| GF | New | NEW GERMANY FUND | $352,000 | – | 30,769 | – | 0.18% | – |
| HQL | New | H & Q LIFE SCIENCES INVSsh ben int | $302,000 | – | 34,355 | – | 0.15% | – |
| MYRX | New | MYRIAD PHARMACEUTICALS INC | $282,000 | – | 75,000 | – | 0.14% | – |
| ZF | New | ZWEIG FD | $274,000 | – | 91,219 | – | 0.14% | – |
| GDV | New | GABELLI DIVD & INCOME TR | $259,000 | – | 21,572 | – | 0.13% | – |
| FCT | New | FIRST TR/FOUR CRNRS SR FLOAT | $236,000 | – | 18,900 | – | 0.12% | – |
| SGSWS | New | STREAM GLOBAL SVCS INC*w exp 10/17/201 | $207,000 | – | 517,426 | – | 0.10% | – |
| CET | New | CENTRAL SECS CORP | $197,000 | – | 10,750 | – | 0.10% | – |
| SHIP | New | SEANERGY MARITIME HLDGS CORP | $144,000 | – | 125,000 | – | 0.07% | – |
| JPC | New | NUVEEN MULTI STRAT INC & GR | $131,000 | – | 17,300 | – | 0.06% | – |
| AMTCQ | New | AMERITRANS CAPTL CORPORATION | $125,000 | – | 94,800 | – | 0.06% | – |
| FT | New | FRANKLIN UNVL TRsh ben int | $79,000 | – | 13,584 | – | 0.04% | – |
| DCA | New | DCA TOTAL RETURN FD | $70,000 | – | 27,900 | – | 0.04% | – |
| DCW | New | DCW TOTAL RETURN FD | $67,000 | – | 15,254 | – | 0.03% | – |
| New | Put GENERAL GROWTH 10/16/2010 10.00put | $58,000 | – | 107,000 | – | 0.03% | – | |
| IGC | New | INDIA GLOBALIZATION CAP INC | $46,000 | – | 50,000 | – | 0.02% | – |
| RIF | New | RMR REAL ESTATE INCOME FD | $45,000 | – | 1,827 | – | 0.02% | – |
| EQS | New | EQUUS TOTAL RETURN | $29,000 | – | 10,803 | – | 0.01% | – |