$447 Million is the total value of Bulldog Investors, LLP's 82 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 39.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ETJ | Sell | EATON VANCE RISK-MANAGED DIV | $48,894,000 | -15.5% | 4,338,458 | -6.0% | 10.95% | -16.0% |
| USA | Sell | LIBERTY ALL STAR EQUITY FUND | $38,506,000 | +0.3% | 6,449,921 | -9.1% | 8.62% | -0.2% |
| SWZ | Buy | SWISS HELVETIA FUND | $23,382,000 | -1.1% | 1,676,153 | +0.9% | 5.24% | -1.6% |
| ZTR | Sell | ZWEIG TOTAL RETURN FD | $23,327,000 | -5.9% | 1,673,385 | -11.5% | 5.22% | -6.4% |
| SVVC | Buy | FIRSTHAND TECHNOLOGY VALUE | $23,308,000 | +34.2% | 1,005,954 | +41.8% | 5.22% | +33.4% |
| GAM | Sell | GENERAL AMERICAN INVESTORS | $20,385,000 | -4.6% | 579,112 | -7.5% | 4.56% | -5.2% |
| MVC | MVC CAPITAL INC | $18,273,000 | +3.4% | 1,353,534 | 0.0% | 4.09% | +2.8% | |
| IFT | IMPERIAL HOLDINGS INC | $15,718,000 | +3.3% | 2,403,293 | 0.0% | 3.52% | +2.7% | |
| IMF | Buy | WESTERN ASSET INFL MGMT FD INC | $14,928,000 | +486.3% | 881,758 | +468.8% | 3.34% | +483.2% |
| T101SC | AMER STRAT INC PTF III | $14,607,000 | -5.2% | 2,226,702 | 0.0% | 3.27% | -5.7% | |
| ACG | Buy | ALLIANCEBERNSTEIN INC FUND | $13,501,000 | +196.3% | 1,893,574 | +192.6% | 3.02% | +194.6% |
| GLQ | Buy | CLOUGH GLOBAL EQUITY FUND | $12,641,000 | +23.4% | 804,631 | +18.0% | 2.83% | +22.7% |
| HTWO | Sell | HF2 FINANCIAL MANAGEMENT INC | $12,088,000 | -7.9% | 1,187,411 | -8.4% | 2.71% | -8.4% |
| TTF | Sell | THAI FUND INC | $9,672,000 | -16.5% | 532,876 | -8.6% | 2.16% | -17.0% |
| AQU | Sell | AQUASITION CORP | $8,999,000 | -2.0% | 884,647 | -3.4% | 2.02% | -2.5% |
| ADX | Sell | ADAMS EXPRESS CO | $8,696,000 | +1.6% | 665,338 | -3.7% | 1.95% | +1.0% |
| TY | TRI CONTL CORP | $7,765,000 | +9.1% | 388,619 | 0.0% | 1.74% | +8.4% | |
| QTETU | New | QUARTET MERGER CORP | $7,056,000 | – | 700,000 | +100.0% | 1.58% | – |
| JACQ | Sell | COLLABRIUM JAPAN ACQUISITION | $5,939,000 | -2.8% | 578,381 | -3.6% | 1.33% | -3.3% |
| BIF | Sell | BOULDER GROWTH & INCOME FUND | $5,933,000 | -3.7% | 737,947 | -8.6% | 1.33% | -4.2% |
| BSP | New | AMER STRAT INC PORT II | $5,679,000 | – | 736,620 | +100.0% | 1.27% | – |
| AOD | Sell | ALPINE TOTAL DYNAMIC DIVIDEN | $5,534,000 | -34.0% | 1,320,751 | -36.7% | 1.24% | -34.4% |
| GDEF | New | GLOBAL DEFENSE & NATL SEC SYS | $5,526,000 | – | 549,900 | +100.0% | 1.24% | – |
| RMT | Sell | ROYCE MICRO-CAP TR INC | $5,371,000 | -0.9% | 425,921 | -8.0% | 1.20% | -1.5% |
| HSA | Buy | HELIOS STRATEGIC INC FD | $5,225,000 | +96.9% | 787,326 | +88.4% | 1.17% | +96.0% |
| JGT | NUVEEN DIVERSIFIED CURRENCY OPPOR FD | $4,906,000 | -3.8% | 486,732 | 0.0% | 1.10% | -4.4% | |
| DCA | Buy | VIRTUS TOTAL RETURN FD | $4,855,000 | +3094.1% | 1,235,420 | +3108.7% | 1.09% | +3097.1% |
| IFN | Buy | INDIA FUND INC | $4,724,000 | +6.0% | 236,196 | +1.5% | 1.06% | +5.5% |
| DHG | Buy | DWS HIGH INCOME OPP | $4,616,000 | +988.7% | 320,585 | +969.0% | 1.03% | +987.4% |
| CLAC | Sell | CAPITOL ACQUISITION CORP II | $4,600,000 | -4.8% | 475,152 | -5.0% | 1.03% | -5.3% |
| BTF | Sell | BOULDER TOTAL RETURN FD INC | $4,427,000 | +2.7% | 192,385 | -2.7% | 0.99% | +2.2% |
| CISAA | Sell | CIS AQUISITION LTD | $4,203,000 | -4.3% | 415,736 | -4.4% | 0.94% | -4.9% |
| RVT | ROYCE VALUE TR INC | $4,188,000 | -0.6% | 261,557 | 0.0% | 0.94% | -1.2% | |
| 0295SC | Buy | AMERICAN SELECT PORTFOLIO | $4,017,000 | +71.7% | 433,772 | +78.2% | 0.90% | +70.6% |
| CACG | Buy | CHART ACQUISITION CORP | $3,592,000 | +156.2% | 368,393 | +161.5% | 0.80% | +154.4% |
| QPACU | Sell | QUINPARIO ACQUISITION CORPunit | $3,065,000 | -0.4% | 285,152 | -4.9% | 0.69% | -1.0% |
| CET | Sell | CENTRAL SECS CORP | $3,041,000 | -17.6% | 139,987 | -11.2% | 0.68% | -18.1% |
| ISL | Sell | ABERDEEN ISRAEL FUND INC | $2,141,000 | -15.7% | 126,998 | -23.2% | 0.48% | -16.3% |
| TACOU | New | LEVY ACQUISITION CORP | $2,002,000 | – | 200,000 | +100.0% | 0.45% | – |
| IRT | Sell | INDEPENDENCE REALTY TRUST IN | $1,987,000 | -12.4% | 238,287 | -13.4% | 0.44% | -12.9% |
| ROIQU | New | ROI ACQUISITION CORP II | $1,944,000 | – | 190,936 | +100.0% | 0.44% | – |
| BCV | Sell | BANCROFT FUND LTD | $1,900,000 | -19.4% | 102,168 | -22.3% | 0.42% | -20.0% |
| APTS | New | PREFERRED APARTMENT COMMUN-A | $1,841,000 | – | 229,024 | +100.0% | 0.41% | – |
| GLO | Sell | CLOUGH GLBL OPPORTUNITIES FDsh | $1,773,000 | -21.2% | 135,641 | -22.4% | 0.40% | -21.7% |
| LCM | Buy | ADVENT/CLAYMORE ENH GR & INC | $1,644,000 | +234.8% | 162,320 | +223.1% | 0.37% | +231.5% |
| GAIN | Sell | GLADSTONE INVESTMENT CORP | $1,630,000 | -75.8% | 202,214 | -78.8% | 0.36% | -75.9% |
| NRO | Sell | NEUBERGER BERMAN REAL ESTATE | $1,562,000 | -9.6% | 359,824 | -5.9% | 0.35% | -10.0% |
| WSR | New | WHITESTONE REIT | $1,403,000 | – | 104,963 | +100.0% | 0.31% | – |
| KIPO | New | KEATING CAPITAL INC | $1,296,000 | – | 210,740 | +100.0% | 0.29% | – |
| DCP | Sell | DCP MIDSTREAM PARTNERS LP | $1,278,000 | -32.2% | 25,385 | -33.1% | 0.29% | -32.5% |
| ECF | Sell | ELLSWORTH FUND LTD | $1,217,000 | -32.4% | 148,608 | -35.0% | 0.27% | -32.8% |
| ANH | New | ANWORTH MORTGAGE ASSET CORP | $1,184,000 | – | 281,223 | +100.0% | 0.26% | – |
| INXB | Sell | INFINITY CROSS BORDER ACQUIS | $1,088,000 | -2.8% | 137,597 | -3.6% | 0.24% | -3.2% |
| EQS | Sell | EQUUS TOTAL RETURN INC | $1,042,000 | +0.8% | 523,605 | -4.3% | 0.23% | 0.0% |
| GLU | Sell | GABELLI GLOBAL UTIL & INCOME | $941,000 | -8.7% | 46,970 | -10.5% | 0.21% | -9.1% |
| INF | New | BROOKFIELD GLOBAL LISTED INF | $817,000 | – | 41,334 | +100.0% | 0.18% | – |
| MWRX | New | MERGEWORTHRX CORP | $580,000 | – | 71,285 | +100.0% | 0.13% | – |
| IRL | Sell | NEW IRELAND FUND INC | $546,000 | -21.7% | 42,501 | -28.2% | 0.12% | -22.3% |
| RPI | Sell | ROBERTS REALTY INVESTORS INC | $547,000 | -8.2% | 607,114 | -7.4% | 0.12% | -9.0% |
| LBF | DWS GLBL HIGH INCOME FD INC | $532,000 | 0.0% | 66,383 | 0.0% | 0.12% | -0.8% | |
| INXBW | Buy | INFINITY CROSS BORDER ACQUISw | $495,000 | +159.2% | 850,772 | +166.6% | 0.11% | +158.1% |
| MRCC | Sell | MONROE CAP CORP | $464,000 | -36.2% | 38,030 | -32.1% | 0.10% | -36.6% |
| MTS | New | MONTGOMERY ST INCOME SEC INC | $379,000 | – | 24,420 | +100.0% | 0.08% | – |
| CEE | Sell | CENTRAL EUR RUSS & TURK FD INC | $374,000 | -28.9% | 12,239 | -24.6% | 0.08% | -28.8% |
| GRR | Buy | ASIA TIGERS FUND INC | $326,000 | +41.1% | 28,913 | +45.2% | 0.07% | +40.4% |
| GYRO | Sell | GYRODYNE CO OF AMERICA INC | $297,000 | -97.3% | 10,914 | -92.4% | 0.07% | -97.3% |
| 4100PS | New | SILVER EAGLE ACQUISITION | $271,000 | – | 27,992 | +100.0% | 0.06% | – |
| VTA | INVESCO DYNAMIC CREDIT OPPO | $248,000 | +0.4% | 19,203 | 0.0% | 0.06% | 0.0% | |
| CACGW | Buy | CHART ACQUISITION CORPw | $245,000 | +226.7% | 368,393 | +161.5% | 0.06% | +223.5% |
| AQUUW | Buy | AQUASITION CORP WTS 01/22/18w | $208,000 | +89.1% | 884,647 | +101.8% | 0.05% | +88.0% |
| JTPY | Sell | JETPAY CORP | $204,000 | -42.7% | 98,799 | -4.0% | 0.05% | -42.5% |
| WHLR | Sell | WHEELER REIT | $201,000 | -4.7% | 46,848 | -5.2% | 0.04% | -4.3% |
| SDOCQ | SANDRIDGE ENERGY INC | $152,000 | +3.4% | 25,000 | 0.0% | 0.03% | +3.0% | |
| HTM | Sell | US GEOTHERMAL INC | $137,000 | -58.0% | 361,917 | -50.6% | 0.03% | -57.5% |
| CLACW | Buy | CAPITOL ACQUISITION CORPw | $129,000 | +138.9% | 237,576 | +164.0% | 0.03% | +141.7% |
| RSO | RESOURCES CAPITAL CORP. | $119,000 | 0.0% | 20,000 | 0.0% | 0.03% | 0.0% | |
| CISAW | Buy | CIS ACQUISITION LTDw | $107,000 | +87.7% | 415,736 | +154.4% | 0.02% | +84.6% |
| DDF | Sell | DELAWARE INV DIVIDEND & INC | $101,000 | -56.8% | 10,800 | -59.0% | 0.02% | -56.6% |
| JACWF | Buy | COLLABRIUM JAPAN ACQUISITIONw | $64,000 | 0.0% | 578,381 | +151.6% | 0.01% | 0.0% |
| TEUFF | Sell | BOX SHIPS INCORPORATED | $46,000 | -79.9% | 14,000 | -75.0% | 0.01% | -80.8% |
| EAGLW | New | SILVER EAGLE ACQUISITIONw | $17,000 | – | 27,992 | +100.0% | 0.00% | – |
| PAQWF | Sell | PRIME ACQUISITION CORPw | $14,000 | -69.6% | 50,142 | -13.7% | 0.00% | -70.0% |
| BGSCW | Exit | BGS ACQUISITION CORPw | $0 | – | -142,289 | -100.0% | -0.01% | – |
| ANDAW | Exit | ANDINA ACQUISITION CORPw | $0 | – | -110,621 | -100.0% | -0.01% | – |
| ENTWW | Exit | GLOBAL EAGLE ENTERTAINMENTw | $0 | – | -41,947 | -100.0% | -0.01% | – |
| PRISY | Exit | PROMOTORA DE INFORMA-ADR | $0 | – | -38,778 | -100.0% | -0.02% | – |
| FTT | Exit | FEDERATED ENHANCED TREASURY | $0 | – | -11,925 | -100.0% | -0.03% | – |
| GRX | Exit | GABELLI HLTHCARE & WELLNESS | $0 | – | -19,963 | -100.0% | -0.05% | – |
| Exit | SILVER EAGLE ACQUISITIONunit | $0 | – | -29,164 | -100.0% | -0.07% | – | |
| LENB | Exit | LENNAR CORP - B SHScl b | $0 | – | -10,462 | -100.0% | -0.07% | – |
| EEA | Exit | EUROPEAN EQUITY FUND INC | $0 | – | -43,506 | -100.0% | -0.08% | – |
| Exit | ARC CAPITAL HLDGS ORD SHS USD0 | $0 | – | -726,356 | -100.0% | -0.08% | – | |
| TF | Exit | THAI CAP FD INC | $0 | – | -136,942 | -100.0% | -0.11% | – |
| NAI | Exit | ALLIANZGI INTL & PREM STRAT | $0 | – | -46,863 | -100.0% | -0.11% | – |
| MWRX | Exit | MEDWORTH ACQUISITION CORP | $0 | – | -75,000 | -100.0% | -0.14% | – |
| PFLT | Exit | PENNANT PARK FLOATING RATE | $0 | – | -57,000 | -100.0% | -0.18% | – |
| ZF | Exit | ZWEIG FUND INC | $0 | – | -80,132 | -100.0% | -0.24% | – |
| PRGN | Exit | PARAGON SHIPPING INC | $0 | – | -335,000 | -100.0% | -0.44% | – |
| T108PS | Exit | FIRST OPPORTUNITY FD INC | $0 | – | -327,071 | -100.0% | -0.61% | – |
| ANDA | Exit | ANDINA ACQUISITION CORP | $0 | – | -410,000 | -100.0% | -0.93% | – |
| BGSC | Exit | BGS ACQUISITION CORPunit | $0 | – | -525,300 | -100.0% | -1.18% | – |
| Exit | AMER STRAT INC PORT II | $0 | – | -736,620 | -100.0% | -1.34% | – | |
| JMI | Exit | JAVELIN MORTGAGE INVESTMENT | $0 | – | -956,281 | -100.0% | -2.55% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CENTRAL SECURITIES CORP | 54 | Q3 2023 | 5.2% |
| SRH TOTAL RETURN FUND INC COM | 54 | Q3 2023 | 5.4% |
| ADAMS EXPRESS COMPANY | 53 | Q3 2023 | 2.7% |
| SWISS HELVETIA FUND | 47 | Q3 2023 | 7.1% |
| EQUUS TOTAL RETURN INC COM | 46 | Q2 2021 | 0.4% |
| MVC CAPITAL INC | 44 | Q3 2020 | 4.1% |
| GENERAL AMERN INVS INC | 43 | Q3 2023 | 34.5% |
| ROYCE VALUE TRUST | 40 | Q3 2023 | 2.7% |
| ELLSWORTH GROWTH & INCOME FD | 39 | Q3 2023 | 0.8% |
| TRI CONTL CORP COM | 37 | Q1 2019 | 2.3% |
View Bulldog Investors, LLP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| TG Venture Acquisition Corp. | September 19, 2023 | 309,207 | 22.2% |
| Carlyle Credit Income Fund | August 31, 2023 | ? | ? |
| TORTOISE ENERGY INDEPENDENCE FUND, INC. | July 19, 2023 | ? | ? |
| TORTOISE ENERGY INDEPENDENCE FUND, INC. | June 23, 2023 | ? | ? |
| NXG NextGen Infrastructure Income Fund | June 12, 2023 | ? | ? |
| NXG NextGen Infrastructure Income Fund | May 08, 2023 | ? | ? |
| FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND | April 12, 2023 | ? | ? |
| Nuveen Short Duration Credit Opportunities Fund | April 04, 2023 | ? | ? |
| FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND | March 06, 2023 | ? | ? |
| CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND | February 13, 2023 | 176,545 | 3.6% |
View Bulldog Investors, LLP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-10 |
| DEFC14A | 2024-05-10 |
| SC 13D/A | 2024-05-01 |
| PREC14A | 2024-04-29 |
| SC 13D | 2024-03-19 |
| SC 13D | 2024-03-05 |
| SC 13D/A | 2024-02-28 |
| 13F-HR | 2024-02-14 |
| SCHEDULE 13D/A | 2024-02-12 |
| SC 13D/A | 2024-02-08 |
View Bulldog Investors, LLP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.