Cowen Investment Management LLC

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$168 Million is the total value of Cowen Investment Management LLC's 46 reported holdings in Q2 2023. The portfolio turnover from Q1 2023 to Q2 2023 was 79.1% .

All

			Value		Shares		↓ Weighting
SMFG	Sell	SUMITOMO MITSUI FINL GROUP Isponsored adr	$38,286,125	-15.2%	4,451,875	-21.1%	22.85%	+93.9%
PTRA		PROTERRA INC	$12,689,622	-21.1%	10,574,685	0.0%	7.57%	+80.5%
	New	KENSINGTON CAPITAL ACQUISITI	$10,032,000	–	950,000	+100.0%	5.99%	–
LYG		LLOYDS BANKING GROUP PLCsponsored adr	$9,726,603	-5.2%	4,421,183	0.0%	5.80%	+116.8%
	Buy	STAR HLDGS	$9,679,105	+147.1%	659,789	+193.0%	5.78%	+465.3%
LCAA	Buy	L CATTERTON ASIA ACQUISITION	$7,845,000	+39.5%	750,000	+36.4%	4.68%	+218.9%
LSXMK	Buy	LIBERTY MEDIA CORP DEL	$6,257,812	+125.1%	191,195	+92.5%	3.74%	+415.2%
SLAM	Buy	SLAM CORP	$6,059,100	+116.8%	570,000	+111.1%	3.62%	+396.0%
RTOKY	Sell	RENTOKIL INITIAL PLCsponsored adr	$5,587,519	-9.0%	143,233	-14.9%	3.34%	+108.0%
	Buy	ARYA SCIENCES ACQUISITN CORP	$5,418,280	+5.9%	523,000	+4.6%	3.23%	+142.2%
		CARTESIAN GROWTH CORP IIunit 07/12/2028	$5,375,000	+1.8%	500,000	0.0%	3.21%	+132.8%
DNAD	Buy	SOCIAL CAP SUVRETTA HLDS CP	$5,195,700	+916.8%	502,000	+904.0%	3.10%	+2231.6%
		FORBION EUROPEAN ACQUSTN COR	$4,750,708	+1.8%	442,750	0.0%	2.84%	+132.8%
	Buy	EVEREST CONSOLIDATOR ACQ COR	$4,686,000	+257.7%	440,000	+252.0%	2.80%	+717.8%
	Buy	FTAC ZEUS ACQUISITION COR	$4,222,125	+356.8%	405,000	+350.0%	2.52%	+945.6%
	New	PORTAGE FINTECH ACQUISITN CO	$4,154,000	–	400,000	+100.0%	2.48%	–
	New	JAGUAR GLOBAL GROWTH CORP I	$3,708,290	–	350,500	+100.0%	2.21%	–
KMF	Buy	KAYNE ANDERSON NEXTGEN ENRGY	$3,640,681	+224.3%	512,772	+250.8%	2.17%	+641.6%
DNAB	Buy	SOCIAL CAP SUVRETTA HLDS CRP	$2,815,200	+175.5%	272,000	+172.0%	1.68%	+529.2%
		TORTOISEECOFIN ACQUISITION Cunit 99/99/9999	$1,552,515	+0.9%	150,000	0.0%	0.93%	+130.6%
	Sell	XPAC ACQUISITION CORPclass a ord	$1,398,600	-54.3%	135,000	-55.0%	0.84%	+4.5%
GLOP	New	GASLOG PARTNERS LPunit ltd ptnrp	$1,293,000	–	150,000	+100.0%	0.77%	–
		KNIGHTSWAN ACQUISITION CORP	$1,162,700	+1.5%	110,000	0.0%	0.69%	+132.1%
		AP ACQUISITION CORPunit 99/99/9999	$1,076,050	+1.3%	100,000	0.0%	0.64%	+131.8%
		AP ACQUISITION CORP	$1,076,000	+2.0%	100,000	0.0%	0.64%	+133.5%
	New	HEARTLAND MEDIA ACQUISITION	$1,054,000	–	100,000	+100.0%	0.63%	–
		COMPASS DIGITAL ACQUISITN COunit 09/29/2026	$1,038,000	+1.5%	100,000	0.0%	0.62%	+132.2%
LBRDA		LIBERTY BROADBAND CORP	$1,011,136	-2.9%	12,682	0.0%	0.60%	+122.1%
SIRI	Buy	SIRIUS XM HOLDINGS INCput	$945,505	+50.7%	421,400	+3.6%	0.56%	+243.9%
SSYS	New	STRATASYS LTD	$884,448	–	49,800	+100.0%	0.53%	–
	New	TORTOISEECOFIN ACQUISITION C	$830,392	–	80,000	+100.0%	0.50%	–
	Sell	SPRINGWATER SPL SITUATIONS C	$711,909	-82.5%	68,850	-54.0%	0.42%	-59.9%
	New	PROJECT ENERGY REIMAGINED ACclass a ord	$621,600	–	60,000	+100.0%	0.37%	–
		SK GROWTH OPPORTUNITIES CORP	$529,500	+1.5%	50,000	0.0%	0.32%	+132.4%
		HEARTLAND MEDIA ACQUISITIONunit 99/99/9999	$528,000	+1.1%	50,000	0.0%	0.32%	+131.6%
NNDM	Buy	NANO DIMENSION LTDsponsord ads new	$462,400	+118.6%	160,000	+118.6%	0.28%	+401.8%
FRG	New	FRANCHISE GROUP INC	$286,400	–	10,000	+100.0%	0.17%	–
	Buy	INNOVATE CORP	$218,750	+13.3%	125,000	+92.3%	0.13%	+162.0%
SPY	Buy	SPDR S&P 500 ETF TRput	$215,049	-28.6%	152,100	+134.0%	0.13%	+62.0%
LBRDK		LIBERTY BROADBAND CORP	$204,281	-1.9%	2,550	0.0%	0.12%	+125.9%
	New	STEEL CONNECT INC	$173,717	–	20,730	+100.0%	0.10%	–
LTRPA	Sell	LIBERTY TRIPADVISOR HLDGS IN	$105,933	-45.9%	162,974	-28.5%	0.06%	+23.5%
AVPTW		AVEPOINT INC*w exp 09/18/202	$22,650	+60.5%	25,000	0.0%	0.01%	+250.0%
DDD	New	3-D SYS CORP DELput	$6,210	–	41,400	+100.0%	0.00%	–
BMTXWS		BM TECHNOLOGIES INC*w exp 01/04/202	$3,750	-42.3%	25,000	0.0%	0.00%	0.0%
PMGMW	Exit	PRIVETERRA ACQUISITION CORP*w exp 02/28/202	$0	–	-25,000	-100.0%	0.00%	–
		FATHOM DIGITAL MFG CORP*w exp 12/23/202	$325	-67.4%	25,000	0.0%	0.00%	–
EUCRW	Exit	EUCRATES BIOMEDICAL ACQU COR*w exp 10/23/202	$0	–	-33,333	-100.0%	0.00%	–
	Exit	P3 HEALTH PARTNERS INC*w exp 11/19/202	$0	–	-25,000	-100.0%	-0.00%	–
UWMCWS	Exit	UWM HOLDINGS CORPORATION*w exp 01/21/202	$0	–	-12,044	-100.0%	-0.00%	–
	Exit	PEPPERLIME HEALTH ACQUSTN CO*w exp 10/01/202	$0	–	-50,000	-100.0%	-0.00%	–
ADEXWS	Exit	ADIT EDTECH ACQUISITION CORP*w exp 99/99/999	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	MOOLEC SCIENCE SA*w exp 12/30/202	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	CRIXUS BH3 ACQUISITION CO*w exp 10/04/202	$0	–	-50,000	-100.0%	-0.00%	–
	Exit	ARDAGH METAL PACKAGING S A*w exp 08/04/202	$0	–	-25,000	-100.0%	-0.00%	–
ARBGW	Exit	AEQUI ACQUISITION CORP*w exp 11/30/202	$0	–	-116,666	-100.0%	-0.00%	–
APGBWS	Exit	APOLLO STRATEGIC GRWT CPTL I*w exp 02/12/202	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	GRAB HOLDINGS LIMITED*w exp 12/01/202	$0	–	-19,900	-100.0%	-0.00%	–
STCN	Exit	STEEL CONNECT INC	$0	–	-193,482	-100.0%	-0.06%	–
TBLAW	Exit	TABOOLA.COM LTD*w exp 06/29/202	$0	–	-697,500	-100.0%	-0.08%	–
FWAC	Exit	FIFTH WALL ACQUISITN CORP II	$0	–	-40,000	-100.0%	-0.11%	–
AAC	Exit	ARES ACQUISITION CORPORATION	$0	–	-40,000	-100.0%	-0.11%	–
	Exit	CONCORD ACQUISITION CORP IIIunit 99/99/9999	$0	–	-50,000	-100.0%	-0.14%	–
	Exit	SOUND POINT ACQUISITION CORP	$0	–	-50,000	-100.0%	-0.14%	–
	Exit	CONSILIUM ACQUISITN CORP I L	$0	–	-55,000	-100.0%	-0.15%	–
	Exit	JUNIPER II CORP	$0	–	-60,000	-100.0%	-0.16%	–
	Exit	SPREE ACQUISITION CORP 1 LTD	$0	–	-60,000	-100.0%	-0.16%	–
	Exit	SOMALOGIC INC	$0	–	-247,226	-100.0%	-0.16%	–
	Exit	BANNER ACQUISITION CORP	$0	–	-75,000	-100.0%	-0.20%	–
	Exit	PROOF ACQUISITION CORP I	$0	–	-80,000	-100.0%	-0.22%	–
CVIIU	Exit	CHURCHILL CAPITAL CORP VIIunit 99/99/9999	$0	–	-100,000	-100.0%	-0.26%	–
	Exit	JAWS JUGGERNAUT ACQUISITN CO	$0	–	-100,000	-100.0%	-0.27%	–
VLATU	Exit	VALOR LATITUDE ACQUISITN CORunit 04/02/2026	$0	–	-100,000	-100.0%	-0.27%	–
	Exit	PROOF ACQUISITION CORP Iunit 99/99/9999	$0	–	-100,000	-100.0%	-0.27%	–
PGRWU	Exit	PROGRESS ACQUISITION CORPunit 12/25/2025	$0	–	-100,000	-100.0%	-0.27%	–
	Exit	TRINE II ACQUISITION CORP	$0	–	-100,000	-100.0%	-0.27%	–
	Exit	BATTERY FUTURE ACQUISITION Cunit 99/99/9999	$0	–	-100,000	-100.0%	-0.27%	–
	Exit	CARTICA ACQUISITION CORPunit 04/30/2028	$0	–	-100,000	-100.0%	-0.28%	–
	Exit	PYROPHYTE ACQUISITION CORPunit 99/99/9999	$0	–	-100,000	-100.0%	-0.28%	–
	Exit	HOME PLATE ACQUISITION CORP	$0	–	-105,000	-100.0%	-0.28%	–
	Exit	SCULPTOR ACQUISITION CORP I	$0	–	-120,000	-100.0%	-0.33%	–
	Exit	ALPHA HEALTHCARE ACQU CORP I	$0	–	-145,000	-100.0%	-0.38%	–
	Exit	7 ACQUISITION CORPORATION	$0	–	-150,000	-100.0%	-0.41%	–
	Exit	ROC ENERGY ACQUISITION CORP	$0	–	-150,000	-100.0%	-0.41%	–
	Exit	DP CAP ACQUISITION CORP Iclass a ord	$0	–	-150,000	-100.0%	-0.41%	–
PANA	Exit	PANACEA ACQUISITION CORP II	$0	–	-165,500	-100.0%	-0.44%	–
APGB	Exit	APOLLO STRATEGIC GRWT CPTL I	$0	–	-165,000	-100.0%	-0.44%	–
	Exit	CIIG CAPITAL PARTNERS II INC	$0	–	-175,000	-100.0%	-0.48%	–
	Exit	M3 BRIGADE ACQUISITION III	$0	–	-200,000	-100.0%	-0.54%	–
	Exit	RIGEL RESOURCE ACQ CORP	$0	–	-200,000	-100.0%	-0.55%	–
	Exit	ICONIC SPORTS ACQUISITION COunit 99/99/9999	$0	–	-200,000	-100.0%	-0.55%	–
	Exit	BANYAN ACQUISITION CORPORATI	$0	–	-220,000	-100.0%	-0.60%	–
	Exit	ACROPOLIS INFRASTRUCTURE ACQcl a	$0	–	-240,000	-100.0%	-0.64%	–
MITAU	Exit	COLISEUM ACQUISITION CORPunit 04/02/2028	$0	–	-250,000	-100.0%	-0.67%	–
	Exit	POWER & DIGITAL INFRASTRUCTU	$0	–	-250,000	-100.0%	-0.67%	–
	Exit	DMY TECHNOLOGY GROUP INC VI	$0	–	-255,000	-100.0%	-0.68%	–
	Exit	BATTERY FUTURE ACQUISITION C	$0	–	-250,000	-100.0%	-0.68%	–
	Exit	VAHANNA TECH EDGE ACQSTN I Cclass a ord	$0	–	-250,000	-100.0%	-0.68%	–
	Exit	POWERUP ACQUISITION CORP	$0	–	-250,000	-100.0%	-0.68%	–
	Exit	ANDRETTI ACQUISITION CORP	$0	–	-250,000	-100.0%	-0.69%	–
	Exit	JAWS HURRICANE ACQUISITN COR	$0	–	-275,000	-100.0%	-0.73%	–
	Exit	GLOBAL TECHNOLGY ACQSTN CORPclass a ord	$0	–	-300,000	-100.0%	-0.82%	–
CCVIU	Exit	CHURCHILL CAPITAL CORP VIunit 99/99/9999	$0	–	-350,000	-100.0%	-0.92%	–
	Exit	EG ACQUISITION CORP	$0	–	-350,000	-100.0%	-0.93%	–
	Exit	BLEUACACIA LTDunit 10/30/2026	$0	–	-400,000	-100.0%	-1.07%	–
	Exit	G SQUARED ASCEND II INC	$0	–	-400,000	-100.0%	-1.08%	–
	Exit	NABORS ENERGY TRANSITION COR	$0	–	-440,000	-100.0%	-1.21%	–
VLAT	Exit	VALOR LATITUDE ACQUISITN COR	$0	–	-500,000	-100.0%	-1.34%	–
KVSA	Exit	KHOSLA VENTURES ACQUISITIONcl a	$0	–	-525,000	-100.0%	-1.39%	–
	Exit	CARTICA ACQUISITION CORP	$0	–	-510,000	-100.0%	-1.40%	–
	Exit	GOGREEN INVESTMENTS CORP	$0	–	-540,000	-100.0%	-1.49%	–
	Exit	KIMBELL TIGER ACQUISITION CO	$0	–	-555,000	-100.0%	-1.52%	–
	Exit	CONCORD ACQUISITION CORP III	$0	–	-570,000	-100.0%	-1.54%	–
	Exit	NUBIA BRAND INTERNATIONAL CO	$0	–	-620,000	-100.0%	-1.71%	–
	Exit	BERENSON ACQUISITION CORP I	$0	–	-725,000	-100.0%	-1.93%	–
	Exit	CLEAN EARTH ACQUISITIONS COR	$0	–	-735,000	-100.0%	-1.97%	–
	Exit	GRAF ACQUISITION CORP IV	$0	–	-750,000	-100.0%	-1.98%	–
YTPG	Exit	TPG PACE BENEFICIAL II CORP	$0	–	-800,000	-100.0%	-2.08%	–
	Exit	THUNDER BRDG CAP PRTNRS IV I	$0	–	-815,000	-100.0%	-2.15%	–
	Exit	FOCUS IMPACT ACQUISITION COR	$0	–	-805,000	-100.0%	-2.18%	–
	Exit	BLACK MOUNTAIN ACQ CORP	$0	–	-900,000	-100.0%	-2.44%	–
NSTD	Exit	NORTHERN STAR INVEST CORP IV	$0	–	-955,000	-100.0%	-2.53%	–
	Exit	MOTIVE CAPITAL CORP IIcl a ord	$0	–	-1,024,583	-100.0%	-2.79%	–
TCVA	Exit	TCV ACQUISITION CORP	$0	–	-1,242,000	-100.0%	-3.32%	–
CCVI	Exit	CHURCHILL CAPITAL CORP VI	$0	–	-1,330,000	-100.0%	-3.51%	–
CVII	Exit	CHURCHILL CAPITAL CORP VII	$0	–	-2,585,000	-100.0%	-6.84%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2023-08-15

Signatures

The EDGAR filing(s) were signed by:

Ashley Latourelle — Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
LLOYDS BANKING GROUP PLC	17	Q3 2023	11.9%
SUMITOMO MITSUI FINL GROUP I	15	Q3 2023	51.9%
SPDR S&P 500 ETF TR	15	Q3 2023	0.7%
LIBERTY BROADBAND CORP	14	Q3 2023	10.3%
LIBERTY MEDIA CORP DELAWARE	11	Q2 2023	3.7%
PROGRESS ACQUISITION CORP	9	Q1 2023	0.4%
PROTERRA INC	8	Q2 2023	99.4%
AEQUI ACQUISITION CORP	8	Q3 2022	1.6%
TWIN RIDGE CAPITAL ACQUIS CO	8	Q4 2022	0.9%
CC NEUBERGER PRINCIPAL HOLDN	8	Q4 2022	0.8%

View Cowen Investment Management LLC's complete holdings history.

Latest significant ownerships (13-D/G)

Cowen Investment Management LLC Q2 2023 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
IMMERSION CORP	March 17, 2011	273,187	1.3%
ZORAN CORP \DE\	March 09, 2011	3,335,650	6.8%
EXTREME NETWORKS INC	February 14, 2011	4,138,936	4.5%
BEACON POWER CORP	February 10, 2011	?	?
POWERWAVE TECHNOLOGIES INC^{Sold out}	February 10, 2011	0	0.0%
AVIAT NETWORKS, INC.	February 07, 2011	2,505,420	4.2%
Rand Logistics, Inc.^{Sold out}	January 28, 2011	0	0.0%
Essex Rental Corp.^{Sold out}	January 19, 2011	0	0.0%
SURMODICS INC	January 06, 2011	1,566,567	9.0%
SEACHANGE INTERNATIONAL INC	December 17, 2010	2,252,822	7.1%

View Cowen Investment Management LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2023-11-13
13F-HR	2023-08-15
13F-HR	2023-05-11
13F-HR	2023-02-13
13F-HR	2022-11-14
13F-HR/A	2022-08-10
13F-HR	2022-08-09
13F-HR	2022-05-16
13F-HR	2022-02-11
13F-HR	2021-11-15

View Cowen Investment Management LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

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