Cowen Investment Management LLC

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$467 Million is the total value of Cowen Investment Management LLC's 268 reported holdings in Q1 2022. The portfolio turnover from Q4 2021 to Q1 2022 was 39.9% .

All

			Value		Shares		↓ Weighting
PTRA		PROTERRA INC	$79,522,000	-14.8%	10,574,685	0.0%	17.03%	-15.4%
SMFG	Sell	SUMITOMO MITSUI FINL GROUP Isponsored adr	$62,171,000	-11.6%	9,915,600	-4.3%	13.32%	-12.2%
LYG	Sell	LLOYDS BANKING GROUP PLCsponsored adr	$10,703,000	-9.0%	4,441,183	-3.7%	2.29%	-9.6%
MBAC	New	M3 BRIGADE ACQUISITION II CO	$6,351,000	–	650,000	+100.0%	1.36%	–
LBRDA	Buy	LIBERTY BROADBAND CORP	$5,985,000	+143.8%	45,669	+199.4%	1.28%	+142.3%
NOAC	New	NATURAL ORDER ACQUISITION CO	$4,915,000	–	500,000	+100.0%	1.05%	–
		BLEUACACIA LTDunit 10/30/2026	$4,000,000	-0.5%	400,000	0.0%	0.86%	-1.2%
LNFA	New	L&F ACQUISITION CORP	$3,542,000	–	350,000	+100.0%	0.76%	–
CCVIU		CHURCHILL CAPITAL CORP VIunit 99/99/9999	$3,473,000	-0.4%	350,000	0.0%	0.74%	-0.9%
DYNS	Sell	DYNAMICS SPECIAL PURPOSE COR	$3,455,000	-29.9%	350,000	-30.0%	0.74%	-30.4%
ARBGU		AEQUI ACQUISITION CORPunit 11/30/2027	$3,455,000	-1.5%	350,000	0.0%	0.74%	-2.1%
TRCAU		TWIN RIDGE CAPITAL ACQUIS COunit 99/99/9999	$3,428,000	-0.9%	350,000	0.0%	0.73%	-1.5%
MIT		MASON INDUSTRIAL TECHNOLGY I	$3,175,000	+0.1%	325,000	0.0%	0.68%	-0.6%
CEF	New	SPROTT PHYSICAL GOLD & SILVEtr unit	$3,085,000	–	159,190	+100.0%	0.66%	–
EQHAU		EQ HEALTH ACQUISITION CORPunit 02/02/2028	$2,976,000	-1.6%	300,000	0.0%	0.64%	-2.3%
SLAMU		SLAM CORPunit 99/99/9999	$2,958,000	-0.1%	300,000	0.0%	0.63%	-0.8%
SVFA	Sell	SVF INVESTMENT CORP	$2,940,000	-58.2%	300,000	-57.1%	0.63%	-58.4%
VTAQ		VENTOUX CCM ACQUISITION CORP	$2,779,000	+0.9%	275,000	0.0%	0.60%	+0.3%
PRPCU		CC NEUBERGER PRINCIPAL HOLDNunit 99/99/9999	$2,712,000	-0.3%	272,041	0.0%	0.58%	-0.9%
VHAQ	Sell	VIVEON HEALTH ACQUISITION CO	$2,525,000	-44.0%	250,000	-44.4%	0.54%	-44.3%
TACA		TREPONT ACQUISITION CORP I	$2,514,000	+0.8%	250,000	0.0%	0.54%	0.0%
	New	VALUENCE MERGER CORP Iunit 02/18/2027	$2,508,000	–	250,000	+100.0%	0.54%	–
SWETU		ATHLON ACQUISITION CORPunit 01/12/2026	$2,499,000	-0.2%	250,000	0.0%	0.54%	-0.9%
NRACU		NOBLE ROCK ACQUISITION CORPunit 01/31/2028	$2,465,000	+0.1%	250,000	0.0%	0.53%	-0.6%
ENPC		EXECUTIVE NETWORK PARTNERINGcl a	$2,463,000	+0.4%	250,000	0.0%	0.53%	-0.4%
EVOJ		EVO ACQUISITION CORP	$2,458,000	+1.4%	250,000	0.0%	0.53%	+0.6%
MITAU		COLISEUM ACQUISITION CORPunit 04/02/2028	$2,454,000	-0.8%	250,000	0.0%	0.53%	-1.5%
CLBRU		COLOMBIER ACQUISITION CORPunit 99/99/9999	$2,440,000	-0.5%	250,000	0.0%	0.52%	-1.1%
ABGI	Sell	ABG ACQUISITION CORP I	$2,207,000	-35.5%	225,000	-35.7%	0.47%	-35.9%
JWSM	Sell	JAWS MUSTANG ACQUISITION COR	$2,109,000	-40.7%	215,000	-41.1%	0.45%	-41.1%
		ICONIC SPORTS ACQUISITION COunit 99/99/9999	$2,014,000	-0.4%	200,000	0.0%	0.43%	-1.1%
GSAQU		GLOBAL SYNERGY ACQUISIT CORPunit 01/01/2024	$2,008,000	0.0%	200,000	0.0%	0.43%	-0.7%
		RIVERVIEW ACQUISITION CORPunit 07/29/2026	$2,000,000	-0.4%	200,000	0.0%	0.43%	-1.2%
VTIQU		VECTOIQ ACQUISITION CORP IIunit 99/99/9999	$1,988,000	+0.2%	200,000	0.0%	0.43%	-0.5%
	New	BANNIX ACQUISITION CORP	$1,978,000	–	200,000	+100.0%	0.42%	–
		BILANDER ACQUISITION CORPunit 05/19/2026	$1,978,000	-1.6%	200,000	0.0%	0.42%	-2.1%
	New	FINANCIAL STRATEGIES ACQUISI	$1,982,000	–	200,000	+100.0%	0.42%	–
TBCPU		THUNDER BRIDGE CAP PRTNRS IIunit 02/15/2028	$1,980,000	-0.4%	200,000	0.0%	0.42%	-1.2%
CCVI	New	CHURCHILL CAPITAL CORP VI	$1,964,000	–	200,000	+100.0%	0.42%	–
KAHC	Sell	KKR ACQUISITION HOLDING I CO	$1,966,000	-26.6%	200,000	-27.3%	0.42%	-27.0%
ROSS		ROSS ACQUISITION CORP II	$1,964,000	+0.6%	200,000	0.0%	0.42%	0.0%
CCV	New	CHURCHILL CAPITAL CORP V	$1,966,000	–	200,000	+100.0%	0.42%	–
DGNU	Sell	DRAGONEER GROWTH OPT CORP II	$1,960,000	-19.8%	200,000	-20.0%	0.42%	-20.3%
VCKAU		VICKERS VANTAGE CORP Iunit 09/15/2027	$1,955,000	+0.4%	190,000	0.0%	0.42%	-0.2%
CVII	Sell	CHURCHILL CAPITAL CORP VII	$1,958,000	-20.3%	200,000	-20.0%	0.42%	-20.9%
SPGS		SIMON PROPERTY GRP ACQ HOLDI	$1,956,000	+0.4%	200,000	0.0%	0.42%	-0.2%
SLAC	Sell	SOCIAL LEVERAGE ACQUISN CORP	$1,958,000	-27.4%	200,000	-27.3%	0.42%	-28.0%
VELO		VELOCITY ACQUISITION CORP	$1,950,000	+0.3%	200,000	0.0%	0.42%	-0.2%
	New	JAWS HURRICANE ACQUISITN COR	$1,954,000	–	200,000	+100.0%	0.42%	–
	New	ZIMMER ENERGY TRANSITION ACQ	$1,935,000	–	200,000	+100.0%	0.41%	–
NAACU		NORTH ATLANTIC ACQUISITN CORunit 10/20/2025	$1,837,000	-1.2%	185,000	0.0%	0.39%	-2.0%
RYAAY	New	RYANAIR HOLDINGS PLCsponsored ads	$1,799,000	–	20,648	+100.0%	0.38%	–
		INDUSTRIAL HUMAN CAPITAL INCunit 99/99/9999	$1,792,000	-1.7%	175,000	0.0%	0.38%	-2.3%
SHACU		SCP & CO HEALTHCARE ACQUSTNunit 10/27/2025	$1,730,000	-1.6%	175,000	0.0%	0.37%	-2.4%
MCAE	Buy	MOUNTAIN CREST ACQSTN CORP I	$1,730,000	+131.9%	175,000	+133.3%	0.37%	+129.8%
LGV	Buy	LONGVIEW ACQUISITION CORP II	$1,708,000	+131.4%	175,000	+133.3%	0.37%	+130.2%
		ROTH CH ACQUISITION IV CO	$1,685,000	+0.1%	170,000	0.0%	0.36%	-0.6%
		AMCI ACQUISITION CORP IIunit 03/24/2026	$1,578,000	+1.0%	150,000	0.0%	0.34%	+0.3%
DWINU		DELWINDS INS ACQUISITION CORunit 99/99/9999	$1,511,000	-0.5%	150,000	0.0%	0.32%	-0.9%
	Sell	SOFTWARE ACQUISITN GRP INC I	$1,496,000	-24.1%	150,000	-25.0%	0.32%	-24.7%
BITEU		BITE ACQUISITION CORPunit 99/99/9999	$1,493,000	+0.2%	150,000	0.0%	0.32%	-0.3%
	New	DP CAP ACQUISITION CORP Iclass a ord	$1,493,000	–	150,000	+100.0%	0.32%	–
INKA	New	KLUDEIN I ACQUISITION CORPcl a	$1,491,000	–	150,000	+100.0%	0.32%	–
JCICU		JACK CREEK INVESTMENT CORPunit 10/01/2023	$1,484,000	-1.1%	150,000	0.0%	0.32%	-1.5%
FSSIU		FORTISTAR SUSTAINABLE SOL COunit 01/14/2026	$1,487,000	-1.0%	150,000	0.0%	0.32%	-1.9%
	Buy	FAT PROJECTS ACQUISITION COR	$1,481,000	+51.7%	150,000	+50.0%	0.32%	+51.0%
FLMEU		FLAME ACQUISITION CORPunit 99/99/9999	$1,481,000	-1.5%	150,000	0.0%	0.32%	-2.2%
		TORTOISEECOFIN ACQUISITION Cunit 99/99/9999	$1,478,000	-0.9%	150,000	0.0%	0.32%	-1.2%
LHCU		LEO HLDGS CORP IIunit 99/99/9999	$1,478,000	-1.1%	150,000	0.0%	0.32%	-1.6%
HIGA		H I G ACQUISITION CORP	$1,478,000	+0.7%	150,000	0.0%	0.32%	+0.3%
FSNBU		FUSION ACQUISITION CORP IIunit 02/29/2028	$1,475,000	-0.6%	150,000	0.0%	0.32%	-1.2%
ACQR	Sell	INDEPENDENCE HOLDINGS CORP	$1,469,000	-24.4%	150,000	-25.0%	0.32%	-24.8%
WPCB	Buy	WARBURG PINCUS CAPTAL CORP I	$1,473,000	+330.7%	150,000	+328.6%	0.32%	+325.7%
SNRH		SENIOR CONNECT ACQUISITN COR	$1,473,000	+0.8%	150,000	0.0%	0.32%	0.0%
KVSA		KHOSLA VENTURES ACQUISITIONcl a	$1,467,000	+0.8%	150,000	0.0%	0.31%	0.0%
LSXMK	Sell	LIBERTY MEDIA CORP DEL	$1,372,000	-42.2%	30,000	-35.7%	0.29%	-42.6%
	New	MOUNTAIN CREST ACQUSITN CRP	$1,339,000	–	135,000	+100.0%	0.29%	–
	Sell	CRIXUS BH3 ACQUISITION COunit 10/04/2026	$1,251,000	-37.1%	125,000	-37.5%	0.27%	-37.5%
RCHG		RECHARGE ACQUISITION CORP	$1,246,000	+0.6%	125,000	0.0%	0.27%	0.0%
EUCR		EUCRATES BIOMEDICAL ACQU COR	$1,227,000	+0.8%	124,726	0.0%	0.26%	+0.4%
BYTS		BYTE ACQUISITION CORP	$1,221,000	-0.2%	125,000	0.0%	0.26%	-1.1%
LSXMA	New	LIBERTY MEDIA CORP DEL	$1,180,000	–	25,807	+100.0%	0.25%	–
HZON	New	HORIZON ACQUISITION CORPORAT	$1,090,000	–	110,000	+100.0%	0.23%	–
BSMX	New	BANCO SANTANDER MEXICO SAsponsored ads b	$1,064,000	–	203,060	+100.0%	0.23%	–
BWAC	New	BETTER WORLD ACQUISITION COR	$1,028,000	–	100,000	+100.0%	0.22%	–
DKDCA	New	DATA KNIGHTS ACQUISITION COR	$1,018,000	–	100,000	+100.0%	0.22%	–
		FINTECH ECOSYSTEM DEVEunit 04/01/2026	$1,019,000	-0.1%	100,000	0.0%	0.22%	-0.9%
		ARGUS CAPITAL CORPunit 08/31/2028	$1,017,000	+0.6%	100,000	0.0%	0.22%	0.0%
MAQC		MAQUIA CAPITAL ACQUISITION C	$1,013,000	+0.9%	100,000	0.0%	0.22%	+0.5%
	Sell	AGRICO ACQUISITION CORP	$1,011,000	-4.2%	100,000	-4.8%	0.22%	-4.4%
ADEXU		ADIT EDTECH ACQUISITION CORPunit 99/99/9999	$1,012,000	-1.0%	100,000	0.0%	0.22%	-1.4%
		PYROPHYTE ACQUISITION CORPunit 99/99/9999	$1,015,000	0.0%	100,000	0.0%	0.22%	-0.9%
		SPORTSMAP TECH ACQUISITIN COunit 09/01/2027	$1,008,000	-0.8%	100,000	0.0%	0.22%	-1.4%
		STONEBRIDGE ACQUISITION CORPunit 04/11/2026	$1,007,000	-2.6%	100,000	0.0%	0.22%	-3.1%
		JATT ACQUISITION CORPunit 99/99/9999	$1,008,000	+0.4%	100,000	0.0%	0.22%	0.0%
		LAVA MEDTECH ACQUISITION CORunit 10/21/2026	$1,010,000	+0.2%	100,000	0.0%	0.22%	-0.5%
		ENTERPRISE 4.0 TEC ACQSTN COunit 10/14/2026	$1,010,000	-0.1%	100,000	0.0%	0.22%	-0.9%
	New	CARTICA ACQUISITION CORPunit 04/30/2028	$1,010,000	–	100,000	+100.0%	0.22%	–
		AP ACQUISITION CORPunit 99/99/9999	$1,008,000	-0.5%	100,000	0.0%	0.22%	-0.9%
		WILLIAMS ROWLAND ACQUISITIONunit 99/99/9999	$1,008,000	-0.3%	100,000	0.0%	0.22%	-0.9%
		PEPPERLIME HEALTH ACQUSTN COunit 99/99/9999	$1,005,000	-1.3%	100,000	0.0%	0.22%	-1.8%
		PROOF ACQUISITION CORP Iunit 99/99/9999	$1,002,000	+0.1%	100,000	0.0%	0.22%	-0.5%
		MINORITY EQUALITY OPPORTUNIT	$1,004,000	+0.6%	100,000	0.0%	0.22%	0.0%
LJAQU		LIGHTJUMP ACQUISITION CORPunit 01/06/2026	$1,002,000	-1.3%	100,000	0.0%	0.22%	-1.8%
ITHXU		ITHAX ACQUISITION CORPunit 12/31/2027	$1,002,000	-0.3%	100,000	0.0%	0.22%	-0.9%
EDTXU		EDTECHX HOLDINGS ACQU CORP Iunit 08/31/2027	$1,006,000	-1.7%	100,000	0.0%	0.22%	-2.7%
	New	REDWOODS ACQUISITION CORPunit 03/15/2027	$1,003,000	–	100,000	+100.0%	0.22%	–
		SPRINGWATER SPL SITUATIONS Cunit 12/01/2027	$999,000	-0.4%	100,000	0.0%	0.21%	-0.9%
		FTAC ZEUS ACQUISITION CORunit 04/15/2026	$1,000,000	0.0%	100,000	0.0%	0.21%	-0.9%
	New	CANNA GLOBAL ACQUISITION COR	$998,000	–	100,000	+100.0%	0.21%	–
	New	SCREAMING EAGLE ACQUISITN COunit 01/05/2027	$1,000,000	–	100,000	+100.0%	0.21%	–
	New	ENERGEM CORP	$1,000,000	–	100,000	+100.0%	0.21%	–
		LIBERTY RES ACQUISITION CORP	$999,000	+1.0%	100,000	0.0%	0.21%	+0.5%
	New	GREEN VISOR FIN TEC ACQ CORPclass a ord	$999,000	–	100,000	+100.0%	0.21%	–
BOASU		BOA ACQUISITION CORPunit 99/99/9999	$997,000	-0.5%	100,000	0.0%	0.21%	-0.9%
	New	LIV CAPITAL ACQUISITN CORP Iunit 02/07/2027	$1,000,000	–	100,000	+100.0%	0.21%	–
LGACU		LAZARD GROWTH ACQUISITION COunit 99/99/9999	$993,000	+0.3%	100,000	0.0%	0.21%	0.0%
FCAXU		FORTRESS CAPITAL ACQUISITIONunit 99/99/9999	$994,000	+0.5%	100,000	0.0%	0.21%	0.0%
	New	CONCORD ACQUISITION CORP III	$994,000	–	100,000	+100.0%	0.21%	–
SHQAU		SHELTER ACQUISITION CORP Iunit 02/25/2026	$994,000	-0.1%	100,000	0.0%	0.21%	-0.5%
PGRWU		PROGRESS ACQUISITION CORPunit 12/25/2025	$991,000	-0.8%	100,000	0.0%	0.21%	-1.4%
OSTRU		OYSTER ENTERPRISES ACQ CORPunit 01/20/2026	$990,000	-0.5%	100,000	0.0%	0.21%	-0.9%
OEPWU		ONE EQUITY PARTNERS OPEN WTRunit 01/14/2026	$990,000	0.0%	100,000	0.0%	0.21%	-0.5%
EQD	Sell	EQUITY DISTR ACQUISITION COR	$989,000	-32.9%	100,000	-33.3%	0.21%	-33.3%
VGIIU		VIRGIN GROUP ACQUISIT CORP Iunit 99/99/9999	$992,000	-0.8%	100,000	0.0%	0.21%	-1.9%
PNTMU		PONTEM CORPORATIONunit 99/99/9999	$988,000	-2.0%	100,000	0.0%	0.21%	-2.3%
	New	WORLD QUANTUM GROWTH ACQUISI	$990,000	–	100,000	+100.0%	0.21%	–
CORSU		CORSAIR PARTNERING CORPunit 99/99/9999	$990,000	-1.0%	100,000	0.0%	0.21%	-1.9%
POWRU		POWERED BRANDSunit 99/99/9999	$992,000	0.0%	100,000	0.0%	0.21%	-0.9%
TZPSU		TZP STRATEGIES ACQUISTN CORPunit 01/06/2026	$989,000	-0.3%	100,000	0.0%	0.21%	-0.9%
DNAA	New	SOCIAL CAP SUVRETTA HLDS CRP	$989,000	–	100,000	+100.0%	0.21%	–
	New	CRYPTO 1 ACQUISITION CORPclass a ord	$989,000	–	100,000	+100.0%	0.21%	–
		WORLDWIDE WEBB ACQUISITION Cunit 10/20/2026	$992,000	-0.6%	100,000	0.0%	0.21%	-1.4%
CVIIU		CHURCHILL CAPITAL CORP VIIunit 99/99/9999	$990,000	-1.2%	100,000	0.0%	0.21%	-1.9%
GOAC		GO ACQUISITION CORP	$990,000	+0.6%	100,000	0.0%	0.21%	0.0%
HPX		HPX CORP	$992,000	+0.5%	100,000	0.0%	0.21%	-0.5%
		CIIG CAPITAL PARTNERS II INC	$992,000	+0.5%	100,000	0.0%	0.21%	-0.5%
ACQRU		INDEPENDENCE HOLDINGS CORPunit 03/02/2026	$988,000	-1.4%	100,000	0.0%	0.21%	-1.9%
HSAQ	New	HEALTH SCIENCES ACQ CORP 2	$991,000	–	100,000	+100.0%	0.21%	–
ISLE		ISLEWORTH HEALTHCARE ACQU CO	$990,000	+0.6%	100,000	0.0%	0.21%	0.0%
		BLUE OCEAN ACQUISITION CORPunit 12/02/2026	$991,000	-0.8%	100,000	0.0%	0.21%	-1.4%
BLUAU		BLUERIVER ACQUISITION CORPunit 01/04/2026	$989,000	+0.2%	100,000	0.0%	0.21%	-0.5%
AFAQU		AF ACQUISITION CORPunit 03/23/2028	$985,000	-0.8%	100,000	0.0%	0.21%	-1.4%
AAQCU		ACCELERATE ACQUISITION CORPunit 99/99/9999	$986,000	-1.0%	100,000	0.0%	0.21%	-1.9%
HCIIU		HUDSON EXECUTIVE INVS CORP Iunit 01/31/2027	$984,000	-0.6%	100,000	0.0%	0.21%	-0.9%
IPVAU		INTERPRIVATE II ACQUISITIONunit 99/99/9999	$985,000	-0.4%	100,000	0.0%	0.21%	-0.9%
IPVIU		INTERPRIVATE IV INFRATECH PRunit 03/05/2026	$983,000	-0.2%	100,000	0.0%	0.21%	-0.5%
MITU		MASON INDUSTRIAL TECHNOLGY Iunit 99/99/9999	$987,000	-1.3%	100,000	0.0%	0.21%	-2.3%
SSAAU		SCIENCE STRATEGIC ACQ ALPHAunit 01/20/2026	$984,000	-0.4%	100,000	0.0%	0.21%	-0.9%
SPTKU		SPORTSTEK ACQUISITION CORPunit 02/16/2028	$983,000	-1.4%	100,000	0.0%	0.21%	-1.9%
VTIQ		VECTOIQ ACQUISITION CORP II	$983,000	+0.9%	100,000	0.0%	0.21%	+0.5%
BOAC		BLUESCAPE OPPORTUNITIES ACQU	$986,000	+0.7%	100,000	0.0%	0.21%	0.0%
	New	8I ACQUISITION 2 CORPordinary shares	$984,000	–	100,000	+100.0%	0.21%	–
EUCRU	New	EUCRATES BIOMEDICAL ACQU CORunit 10/23/2027	$986,000	–	100,000	+100.0%	0.21%	–
FRONU	New	FRONTIER ACQUISITION CORPunit 03/01/2026	$987,000	–	100,000	+100.0%	0.21%	–
GPACU		GLOBAL PARTNER ACQISTN CORPunit 01/06/2026	$983,000	-0.2%	100,000	0.0%	0.21%	-0.5%
LEAP	New	RIBBIT LEAP LTD	$987,000	–	100,000	+100.0%	0.21%	–
WPCA	New	WARBURG PINCUS CAPTAL CORP I	$983,000	–	100,000	+100.0%	0.21%	–
PACX	New	PIONEER MERGER CORP	$981,000	–	100,000	+100.0%	0.21%	–
SPKB	New	SILVER SPIKE ACQUISITN CORP	$979,000	–	100,000	+100.0%	0.21%	–
FSNB		FUSION ACQUISITION CORP II	$979,000	+0.9%	100,000	0.0%	0.21%	+0.5%
VLATU	New	VALOR LATITUDE ACQUISITN CORunit 04/02/2026	$981,000	–	100,000	+100.0%	0.21%	–
AGCB	New	ALTIMETER GROWTH CORP 2	$982,000	–	100,000	+100.0%	0.21%	–
GFX		GOLDEN FALCON ACQUISITION COcl a	$981,000	+0.3%	100,000	0.0%	0.21%	-0.5%
BSKYU		BIG SKY GROWTH PARTNERS INCunit 04/01/2026	$981,000	+0.2%	100,000	0.0%	0.21%	-0.5%
AAC		ARES ACQUISITION CORPORATION	$981,000	+0.7%	100,000	0.0%	0.21%	0.0%
LGAC		LAZARD GROWTH ACQUISITION CO	$980,000	+0.7%	100,000	0.0%	0.21%	0.0%
LDHA		LDH GROWTH CORP I	$979,000	-0.3%	100,000	0.0%	0.21%	-0.9%
FVIVU		FORTRESS VALUE ACQUISI CORPunit 03/31/2028	$981,000	-1.7%	100,000	0.0%	0.21%	-2.3%
	New	NORTHVIEW ACQUISITION CORP	$982,000	–	100,000	+100.0%	0.21%	–
DNAB	New	SOCIAL CAP SUVRETTA HLDS CRP	$975,000	–	100,000	+100.0%	0.21%	–
TSPQU		TCW SPECIAL PURPOSE ACQU CORunit 99/99/9999	$974,000	-1.6%	100,000	0.0%	0.21%	-1.9%
FACA		FIGURE ACQUISITION CORP I	$978,000	-0.2%	100,000	0.0%	0.21%	-0.9%
FTPA		FTAC PARNASSUS ACQUISITN COR	$976,000	-0.8%	100,000	0.0%	0.21%	-1.4%
		COMPASS DIGITAL ACQUISITN COunit 09/29/2026	$974,000	-1.4%	100,000	0.0%	0.21%	-1.9%
MSAC	Sell	MEDICUS SCIENCES ACQUISITION	$978,000	-42.5%	100,000	-42.9%	0.21%	-43.1%
	New	TPB ACQUISITION CORP I	$972,000	–	100,000	+100.0%	0.21%	–
	New	DA32 LIFE SCNCE TEC ACQSTN C	$972,000	–	100,000	+100.0%	0.21%	–
NLITU		NORTHERN LIGHTS ACQUISITN COunit 11/01/2027	$965,000	-1.4%	95,000	0.0%	0.21%	-1.9%
LMAOU		LMF ACQUISITION OPPORTUNIT Iunit 99/99/9999	$931,000	-0.1%	90,000	0.0%	0.20%	-1.0%
CTAQU		CARNEY TECHNOLOGY ACQU CORPunit 12/10/2025	$846,000	-0.5%	85,000	0.0%	0.18%	-1.1%
GSQDU		G SQUARED ASCEND I INCunit 99/99/9999	$841,000	-1.8%	85,000	0.0%	0.18%	-2.7%
MACUU		MALLARD ACQUISITION CORPunit 06/30/2027	$769,000	+0.9%	75,000	0.0%	0.16%	+0.6%
	New	INVESTCORP EUROPE ACQUISITIOunit 12/15/2026	$758,000	–	75,000	+100.0%	0.16%	–
EPHYU		EPIPHANY TECHNOLOGY ACQUISITunit 99/99/9999	$745,000	-0.4%	75,000	0.0%	0.16%	-0.6%
	New	NUBIA BRAND INTERNATIONAL COunit 11/16/2026	$749,000	–	75,000	+100.0%	0.16%	–
HCARU		HEALTHCARE SERVICES ACQU CORunit 11/18/2023	$746,000	0.0%	75,000	0.0%	0.16%	-0.6%
KAIRU		KAIROS ACQUISITION CORPunit 99/99/9999	$745,000	-0.7%	75,000	0.0%	0.16%	-1.2%
PMGMU		PRIVETERRA ACQUISITION CORPunit 99/99/9999	$739,000	-0.5%	75,000	0.0%	0.16%	-1.2%
NDACU		NIGHTDRAGON ACQUISITION CORPunit 02/26/20266	$739,000	-0.7%	75,000	0.0%	0.16%	-1.2%
HIIIU		HUDSON EXECUTIVE INVES IIIunit 02/22/2026	$739,000	+0.5%	75,000	0.0%	0.16%	0.0%
KLAQU		KL ACQUISITION CORPunit 99/99/9999	$736,000	-0.9%	75,000	0.0%	0.16%	-1.2%
	New	DMY TECHNOLOGY GROUP INC VI	$740,000	–	75,000	+100.0%	0.16%	–
ANAC	Sell	ARCTOS NORTHSTAR ACQUIS CORP	$734,000	-24.9%	75,000	-25.0%	0.16%	-25.6%
TSIB	New	TISHMAN SPEYER INNOVATION CO	$735,000	–	75,000	+100.0%	0.16%	–
LHC	Sell	LEO HLDGS CORP II	$735,000	-24.6%	75,000	-25.0%	0.16%	-25.2%
FLME		FLAME ACQUISITION CORP	$731,000	+0.3%	75,000	0.0%	0.16%	0.0%
FVAM		5 01 ACQUISITION CORP	$690,000	0.0%	70,000	0.0%	0.15%	-0.7%
LMACA		LIBERTY MEDIA ACQUISITION CO	$595,000	-3.6%	60,038	0.0%	0.13%	-4.5%
JYAC		JIYA ACQUISITION CORP	$590,000	+0.7%	60,000	0.0%	0.13%	0.0%
OTRAU		OTR ACQUISITION CORPunit 10/01/2025	$514,000	-1.2%	50,000	0.0%	0.11%	-1.8%
	Sell	GLADSTONE ACQUISITION CORPunit 04/01/2024	$514,000	-49.5%	50,000	-50.0%	0.11%	-49.8%
BHSE		BULL HORN HLDGS CORP	$505,000	+1.0%	50,000	0.0%	0.11%	0.0%
		ANTHEMIS DIGITAL ACQUISITIONunit 10/18/2026	$505,000	-0.4%	50,000	0.0%	0.11%	-0.9%
	New	AURORA TECHNOLOGY ACQUISITIOunit 01/27/2027	$505,000	–	50,000	+100.0%	0.11%	–
SPNT		SIRIUSPOINT LTD	$506,000	-8.0%	67,613	0.0%	0.11%	-9.2%
		CONCORD ACQUISITION CORP IIIunit 99/99/9999	$505,000	-1.0%	50,000	0.0%	0.11%	-1.8%
	New	ALSET CAPITAL ACQUISITION COunit 01/31/2027	$504,000	–	50,000	+100.0%	0.11%	–
ADRAU		ADARA ACQUISITION CORPunit 99/99/9999	$502,000	0.0%	50,000	0.0%	0.11%	0.0%
	Sell	ARGUS CAPITAL CORP	$499,000	-49.6%	50,000	-50.0%	0.11%	-49.8%
		FOCUS IMPACT ACQUISITION CORunit 10/28/2026	$501,000	-0.4%	50,000	0.0%	0.11%	-0.9%
KAHCU	Sell	KKR ACQUISITION HOLDING I COunit 99/99/9999	$498,000	-50.3%	50,000	-50.0%	0.11%	-50.5%
		PERCEPTION CAPITAL CORP IIunit 10/25/2026	$501,000	-1.4%	50,000	0.0%	0.11%	-2.7%
	New	KNIGHTSWAN ACQUISITION CORPunit 99/99/9999	$501,000	–	50,000	+100.0%	0.11%	–
WARRU		WARRIOR TECHNOLOGIES ACQUI Cunit 03/31/2028	$499,000	-1.2%	50,000	0.0%	0.11%	-1.8%
	New	HEARTLAND MEDIA ACQUISITIONunit 99/99/9999	$498,000	–	50,000	+100.0%	0.11%	–
	New	INFINT ACQUISITION CORP	$500,000	–	50,000	+100.0%	0.11%	–
		SEAPORT CALIBRE MATLS ACQUISunit 10/28/2026	$499,000	-0.6%	50,000	0.0%	0.11%	-0.9%
AGACU		AFRICAN GOLD ACQUISITION CORunit 99/99/9999	$500,000	-0.8%	50,000	0.0%	0.11%	-1.8%
MONCU		MONUMENT CIRCLE ACQUISITN COunit 01/14/2026	$493,000	-1.8%	50,000	0.0%	0.11%	-1.9%
SDACU	Sell	SUSTAINABLE DEVELP ACQU I COunit 02/04/2026	$494,000	-50.6%	50,000	-50.0%	0.11%	-50.9%
AEACU		AUTHENTIC EQUITY ACQUISTN COunit 10/31/2027	$496,000	-1.2%	50,000	0.0%	0.11%	-1.9%
AURC		AURORA ACQUISITION CORP	$493,000	-0.4%	50,000	0.0%	0.11%	-0.9%
ACTD		ARCLIGHT CLEAN TRANSITION II	$496,000	-0.6%	50,000	0.0%	0.11%	-1.9%
DUNE		DUNE ACQUISITION CORP	$497,000	+0.4%	50,000	0.0%	0.11%	-0.9%
IPVF		INTERPRIVATE III FINANCIAL P	$494,000	-0.4%	50,000	0.0%	0.11%	-0.9%
PMVC	Sell	PMV CONSUMER ACQUISITION COR	$494,000	-33.0%	50,000	-33.3%	0.11%	-33.3%
GSEVU	Sell	GORES HOLDINGS VII INCunit 02/12/2028	$494,000	-33.8%	50,000	-33.3%	0.11%	-34.2%
TSIBU		TISHMAN SPEYER INNOVATION COunit 02/11/2026	$494,000	+0.2%	50,000	0.0%	0.11%	0.0%
WPCAU		WARBURG PINCUS CAPTAL CORP Iunit 99/99/9999	$495,000	-1.0%	50,000	0.0%	0.11%	-1.9%
AACU	Sell	ARES ACQUISITION CORPORATIONunit 99/99/9999	$495,000	-50.2%	50,000	-50.0%	0.11%	-50.5%
APGBU		APOLLO STRATEGIC GRWT CPTL Iunit 99/99/9999	$495,000	-0.6%	50,000	0.0%	0.11%	-0.9%
ANACU		ARCTOS NORTHSTAR ACQUIS CORPunit 99/99/9999	$495,000	-1.0%	50,000	0.0%	0.11%	-1.9%
SCOAU		SCION TECH GROWTH Iunit 12/17/2025	$497,000	+0.2%	50,000	0.0%	0.11%	-0.9%
	New	MANA CAP ACQUISITION CORP	$495,000	–	50,000	+100.0%	0.11%	–
DHCA	New	DHC ACQUISITION CORP	$490,000	–	50,000	+100.0%	0.10%	–
HCIC		HENNESSY CAPITAL INVS CORP V	$491,000	+0.8%	50,000	0.0%	0.10%	0.0%
PANA		PANACEA ACQUISITION CORP II	$488,000	+0.6%	50,000	0.0%	0.10%	0.0%
CRU		CRUCIBLE ACQUISITION CORP	$491,000	+0.8%	50,000	0.0%	0.10%	0.0%
CLIM		CLIMATE REAL IMPACT SLUTINS	$490,000	+0.4%	50,000	0.0%	0.10%	0.0%
SVFB		SVF INVESTMENT CORP 2	$492,000	-0.6%	50,000	0.0%	0.10%	-1.9%
STREU		SUPERNOVA PARTN ACQ CO III Lunit 99/99/9999	$489,000	-1.2%	50,000	0.0%	0.10%	-1.9%
ANZUU		ANZU SPECIAL ACQUISITIN CORPunit 01/27/2026	$492,000	-1.2%	50,000	0.0%	0.10%	-1.9%
TWLVU		TWELVE SEAS INVESTMENT CO IIunit 99/99/9999	$491,000	-1.2%	50,000	0.0%	0.10%	-1.9%
DNAD	New	SOCIAL CAP SUVRETTA HLDS CP	$487,000	–	50,000	+100.0%	0.10%	–
PIAIU		PRIME IMPACT ACQUISITION Iunit 10/01/2030	$447,000	-0.7%	45,000	0.0%	0.10%	-1.0%
SIRI	Buy	SIRIUS XM HOLDINGS INCput	$445,000	+11025.0%	200,000	+100.0%	0.10%	+9400.0%
		BLOCKCHAIN MOON ACQUISITN COunit 10/14/2026	$412,000	-2.1%	40,000	0.0%	0.09%	-3.3%
FOXWU		FOXWAYNE ENTERPRIS AQSTN CORunit 01/12/2026	$409,000	-0.5%	40,000	0.0%	0.09%	-1.1%
BREZ		BREEZE HOLDINGS ACQUISITN CO	$412,000	+1.0%	40,000	0.0%	0.09%	0.0%
GACQU		GLOBAL CONSUMER ACQUISITN COunit 05/21/2026	$403,000	-0.5%	40,000	0.0%	0.09%	-1.1%
FLACU		FRAZIER LIFESCIENCES ACQU COunit 12/09/2025	$400,000	+0.8%	40,000	0.0%	0.09%	0.0%
GOACU		GO ACQUISITION CORPunit 08/31/2027	$398,000	-4.3%	40,000	0.0%	0.08%	-5.6%
CFIVU		CF ACQUISITION CORP IVunit 12/31/2027	$396,000	-0.3%	40,000	0.0%	0.08%	-1.2%
DHHCU		DIAMONDHEAD HOLDINGS CORPunit 01/21/2026	$396,000	+0.5%	40,000	0.0%	0.08%	0.0%
	New	DIGITAL HEALTH ACQUISITION C	$350,000	–	35,000	+100.0%	0.08%	–
HIGAU		H I G ACQUISITION CORPunit 99/99/9999	$298,000	-0.7%	30,000	0.0%	0.06%	-1.5%
STCN	Buy	STEEL CONNECT INC	$280,000	+51.4%	216,787	+64.0%	0.06%	+50.0%
MLAC	Sell	MALACCA STRAITS ACQUISITION	$253,000	-74.7%	25,000	-75.0%	0.05%	-75.0%
HERAU		FTAC HERA ACQUISITION CORPunit 02/28/2026	$247,000	-1.6%	25,000	0.0%	0.05%	-1.9%
OMEG	Sell	OMEGA ALPHA SPACcl a	$246,000	-66.4%	25,000	-66.7%	0.05%	-66.5%
RMGCU		RMG ACQUISITION CORP IIIunit 02/08/2026	$247,000	-0.8%	25,000	0.0%	0.05%	-1.9%
RXRAU		RXR ACQUISITION CORPunit 01/01/2025	$246,000	-0.8%	25,000	0.0%	0.05%	0.0%
JOFF	New	JOFF FINTECH ACQUISITION COR	$244,000	–	25,000	+100.0%	0.05%	–
PSAGU		PROPERTY SOLUTIONS ACQUISITIunit 03/01/2026	$245,000	-0.8%	25,000	0.0%	0.05%	-1.9%
SPY	Sell	SPDR S&P 500 ETF TRput	$117,000	-49.4%	10,000	-60.0%	0.02%	-50.0%
SLV	New	ISHARES SILVER TRput	$27,000	–	45,000	+100.0%	0.01%	–
	New	NORTHVIEW ACQUISITION CORPright 99/99/9999	$14,000	–	100,000	+100.0%	0.00%	–
ADOCW	Exit	EDOC ACQUISITION CORP*w exp 11/30/202	$0	–	-65,000	-100.0%	-0.00%	–
ENPCWS	Exit	EXECUTIVE NETWORK PARTNERING*w exp 09/25/202	$0	–	-31,250	-100.0%	-0.01%	–
VEDL	Exit	VEDANTA LIMITEDsponsored adr	$0	–	-1,822	-100.0%	-0.01%	–
ARKK	Exit	ARK ETF TRput	$0	–	-10,000	-100.0%	-0.01%	–
	Exit	GRAB HOLDINGS LIMITED*w exp 12/01/202	$0	–	-20,000	-100.0%	-0.01%	–
MCMJW	Exit	MERIDA MERGER CORP I*w exp 11/07/202	$0	–	-45,385	-100.0%	-0.01%	–
DIDI	Exit	DIDI GLOBAL INCput	$0	–	-10,000	-100.0%	-0.01%	–
RCL	Exit	ROYAL CARIBBEAN GROUPput	$0	–	-25,000	-100.0%	-0.01%	–
APGBWS	Exit	APOLLO STRATEGIC GRWT CPTL I*w exp 02/12/202	$0	–	-100,000	-100.0%	-0.02%	–
ASAQWS	Exit	ATLANTIC AVE ACQUISITION COR*w exp 10/06/202	$0	–	-297,915	-100.0%	-0.03%	–
JOBS	Exit	51JOB INCsponsored ads	$0	–	-5,000	-100.0%	-0.05%	–
PPGH	Exit	POEMA GLOBAL HOLDINGS CORP	$0	–	-50,000	-100.0%	-0.11%	–
WPCBU	Exit	WARBURG PINCUS CAPTAL CORP Iunit 99/99/9999	$0	–	-50,000	-100.0%	-0.11%	–
ENVI	Exit	ENVIRONMENTAL IMPACT ACQU CO	$0	–	-50,000	-100.0%	-0.11%	–
SCVX	Exit	SCVX CORP	$0	–	-50,000	-100.0%	-0.11%	–
BTAQ	Exit	BURGUNDY TECHNOLOGY ACQU CORcl a	$0	–	-50,000	-100.0%	-0.11%	–
FST	Exit	FAST ACQUISITION CORP	$0	–	-50,000	-100.0%	-0.11%	–
VEDL	Exit	VEDANTA LIMITEDput	$0	–	-91,200	-100.0%	-0.11%	–
APSG	Exit	APOLLO STRATEGIC GROWTH CAPT	$0	–	-75,000	-100.0%	-0.16%	–
CCAC	Exit	CITIC CAPITAL ACQUISITION CO	$0	–	-75,000	-100.0%	-0.16%	–
TRCA	Exit	TWIN RIDGE CAPITAL ACQUIS CO	$0	–	-100,000	-100.0%	-0.21%	–
XPOA	Exit	DPCM CAP INC	$0	–	-100,000	-100.0%	-0.21%	–
ENNV	Exit	ECP ENVIRONMENTAL GW OPT COR	$0	–	-100,000	-100.0%	-0.21%	–
TWNT	Exit	TAILWIND TWO ACQUISITION COR	$0	–	-100,000	-100.0%	-0.21%	–
TREB	Exit	TREBIA ACQUISITION CORP	$0	–	-100,000	-100.0%	-0.22%	–
	Exit	NORTHVIEW ACQUISITION CORPunit 99/99/9999	$0	–	-100,000	-100.0%	-0.22%	–
VMAC	Exit	VISTAS MEDIA ACQUISITION CO	$0	–	-100,000	-100.0%	-0.22%	–
ADOC	Exit	EDOC ACQUISITION CORPcl a	$0	–	-100,000	-100.0%	-0.22%	–
YSAC	Exit	YELLOWSTONE ACQUISITION CO	$0	–	-150,000	-100.0%	-0.33%	–
FPACWS	Exit	FAR PEAK ACQUISITION CORP*w exp 12/07/202	$0	–	-928,277	-100.0%	-0.40%	–
HLXA	Exit	HELIX ACQUISITION CORP	$0	–	-200,000	-100.0%	-0.43%	–
GCAC	Exit	GROWTH CAP ACQUISITION CORPcl a	$0	–	-200,000	-100.0%	-0.43%	–
ACEV	Exit	ACE CONVERGENCE ACQU CORPcl a	$0	–	-200,000	-100.0%	-0.43%	–
NMMC	Exit	NORTH MOUNTAIN MERGER CORP	$0	–	-325,000	-100.0%	-0.69%	–
PSTH	Exit	PERSHING SQUARE TONTINE HLDG	$0	–	-200,000	-100.0%	-0.85%	–
	Exit	FRANKLIN BSP RLTY TR INC	$0	–	-346,937	-100.0%	-1.12%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR/A filed 2022-08-10

Signatures

The EDGAR filing(s) were signed by:

Andrea JS Sayago — Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
LLOYDS BANKING GROUP PLC	17	Q3 2023	11.9%
SUMITOMO MITSUI FINL GROUP I	15	Q3 2023	51.9%
SPDR S&P 500 ETF TR	15	Q3 2023	0.7%
LIBERTY BROADBAND CORP	14	Q3 2023	10.3%
LIBERTY MEDIA CORP DELAWARE	11	Q2 2023	3.7%
PROGRESS ACQUISITION CORP	9	Q1 2023	0.4%
PROTERRA INC	8	Q2 2023	99.4%
AEQUI ACQUISITION CORP	8	Q3 2022	1.6%
TWIN RIDGE CAPITAL ACQUIS CO	8	Q4 2022	0.9%
CC NEUBERGER PRINCIPAL HOLDN	8	Q4 2022	0.8%

View Cowen Investment Management LLC's complete holdings history.

Latest significant ownerships (13-D/G)

Cowen Investment Management LLC Q1 2022 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
IMMERSION CORP	March 17, 2011	273,187	1.3%
ZORAN CORP \DE\	March 09, 2011	3,335,650	6.8%
EXTREME NETWORKS INC	February 14, 2011	4,138,936	4.5%
BEACON POWER CORP	February 10, 2011	?	?
POWERWAVE TECHNOLOGIES INC^{Sold out}	February 10, 2011	0	0.0%
AVIAT NETWORKS, INC.	February 07, 2011	2,505,420	4.2%
Rand Logistics, Inc.^{Sold out}	January 28, 2011	0	0.0%
Essex Rental Corp.^{Sold out}	January 19, 2011	0	0.0%
SURMODICS INC	January 06, 2011	1,566,567	9.0%
SEACHANGE INTERNATIONAL INC	December 17, 2010	2,252,822	7.1%

View Cowen Investment Management LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2023-11-13
13F-HR	2023-08-15
13F-HR	2023-05-11
13F-HR	2023-02-13
13F-HR	2022-11-14
13F-HR/A	2022-08-10
13F-HR	2022-08-09
13F-HR	2022-05-16
13F-HR	2022-02-11
13F-HR	2021-11-15

View Cowen Investment Management LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported has been restated
The reported has been amended

Export Cowen Investment Management LLC's holdings