$238 Million is the total value of Cowen Investment Management LLC's 103 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 156.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SMFG | Sell | SUMITOMO MITSUI FINL GROUP Isponsored adr | $60,093,000 | -2.8% | 10,750,000 | -2.3% | 25.27% | -35.9% |
| THCB | Buy | TUSCAN HLDGS CORP | $7,635,000 | +895.4% | 750,000 | +900.0% | 3.21% | +556.6% |
| CEF | New | SPROTT PHYSICAL GOLD & SILVEtr unit | $7,059,000 | – | 384,900 | +100.0% | 2.97% | – |
| AMCX | New | AMC NETWORKS INCcl a | $6,845,000 | – | 277,000 | +100.0% | 2.88% | – |
| LYG | LLOYDS BANKING GROUP PLCsponsored adr | $6,474,000 | -13.3% | 4,980,083 | 0.0% | 2.72% | -42.8% | |
| MNCL | New | MONOCLE ACQUISITION CORP | $6,144,000 | – | 600,000 | +100.0% | 2.58% | – |
| UN | Buy | UNILEVER N V | $5,577,000 | +202.1% | 92,328 | +166.4% | 2.34% | +99.2% |
| SSPK | Buy | SILVER SPIKE ACQUISITION COR | $5,065,000 | +66.7% | 500,000 | +66.7% | 2.13% | +9.9% |
| ACAM | Buy | ACAMAR PARTNERS ACQSITION COcl a | $4,906,000 | +378.6% | 480,000 | +380.0% | 2.06% | +215.4% |
| JFK | Sell | 8I ENTERPRISES ACQUISITION C | $4,378,000 | -4.2% | 425,000 | -5.6% | 1.84% | -36.9% |
| CCIVU | New | CHURCHILL CAPITAL CORP IVunit 99/99/9999 | $4,008,000 | – | 400,000 | +100.0% | 1.68% | – |
| DMYDU | New | DMY TECHNOLOGY GROUP INC IIunit 99/99/9999 | $3,581,000 | – | 350,000 | +100.0% | 1.51% | – |
| UL | Sell | UNILEVER PLCspon adr new | $3,557,000 | -43.8% | 57,672 | -50.0% | 1.50% | -62.9% |
| HECCU | HUDSON EXECUTIVE INVT CORPunit 06/21/2025 | $3,135,000 | +2.0% | 300,000 | 0.0% | 1.32% | -32.8% | |
| THBR | New | THUNDER BRDG ACQUISTION II L | $3,060,000 | – | 300,000 | +100.0% | 1.29% | – |
| ERESU | New | EAST RES ACQUISITION COunit 07/01/2027 | $3,027,000 | – | 300,000 | +100.0% | 1.27% | – |
| FGNAU | New | FG NEW AMER ACQUISITION CORPunit 08/31/2027 | $3,003,000 | – | 300,000 | +100.0% | 1.26% | – |
| BSNU | New | BROADSTONE ACQUISITION CORPunit 99/99/9999 | $2,991,000 | – | 300,000 | +100.0% | 1.26% | – |
| SCVXU | SCVX CORPunit 99/99/9999 | $2,688,000 | +3.8% | 250,000 | 0.0% | 1.13% | -31.6% | |
| RBACU | New | REDBALL ACQUISITION CORPunit 99/99/9999 | $2,643,000 | – | 250,000 | +100.0% | 1.11% | – |
| GIX | GIGCAPITAL2 INC | $2,540,000 | +0.2% | 250,000 | 0.0% | 1.07% | -34.0% | |
| SVACU | New | STARBOARD VALUE ACQUISITN COunit 09/10/2025 | $2,525,000 | – | 250,000 | +100.0% | 1.06% | – |
| CRHCU | New | COHN ROBBINS HOLDINGS CORPunit 08/11/2025 | $2,523,000 | – | 250,000 | +100.0% | 1.06% | – |
| CFIIU | New | CF FINANCE ACQUISITION CORPunit 08/01/2027 | $2,506,000 | – | 250,000 | +100.0% | 1.05% | – |
| FTOCU | New | FTAC OLYMPUS ACQUISITION CORunit 08/24/2025 | $2,500,000 | – | 250,000 | +100.0% | 1.05% | – |
| JWSU | JAWS ACQUISITION CORPunit 99/99/9999 | $2,214,000 | +6.1% | 200,000 | 0.0% | 0.93% | -30.0% | |
| LOAKU | LIVE OAK ACQUISITION CORPunit 99/99/9999 | $2,110,000 | +5.3% | 200,000 | 0.0% | 0.89% | -30.6% | |
| JIH | New | JUNIPER INDL HLDGS INC | $2,092,000 | – | 200,000 | +100.0% | 0.88% | – |
| AACQU | New | ARTIUS ACQUISITION INCunit 99/99/9999 | $2,078,000 | – | 200,000 | +100.0% | 0.87% | – |
| LGVWU | Sell | LONGVIEW ACQUISITION CORPunit 99/99/9999 | $2,030,000 | -59.8% | 200,000 | -60.0% | 0.85% | -73.5% |
| ETACU | New | E MERGE TECHNOLOGY ACQUISITIunit 07/30/2025 | $2,016,000 | – | 200,000 | +100.0% | 0.85% | – |
| PIAIU | New | PRIME IMPACT ACQUISITION Iunit 10/01/2030 | $2,004,000 | – | 200,000 | +100.0% | 0.84% | – |
| AHACU | New | ALPHA HEALTHCARE ACQUISTN COunit 09/21/2027 | $1,984,000 | – | 200,000 | +100.0% | 0.83% | – |
| PRPBU | New | CC NEUBERGER PRIN HLDGS IIunit 99/99/9999 | $1,808,000 | – | 175,000 | +100.0% | 0.76% | – |
| CCIV | New | CHURCHILL CAPITAL CORP IVcl a | $1,712,000 | – | 175,000 | +100.0% | 0.72% | – |
| DFPHU | DFP HEALTHCARE ACQUISITNS COunit 03/31/2025 | $1,640,000 | +2.4% | 150,000 | 0.0% | 0.69% | -32.4% | |
| TREBU | Buy | TREBIA ACQUISITION CORPunit 99/99/9999 | $1,620,000 | +55.0% | 150,000 | +50.0% | 0.68% | +2.3% |
| QELLU | New | QELL ACQUISITION CORPunit 10/01/2025 | $1,524,000 | – | 150,000 | +100.0% | 0.64% | – |
| TOTA | TOTTENHAM ACQUISITION I LTD | $1,506,000 | +0.5% | 138,807 | 0.0% | 0.63% | -33.7% | |
| SBGU | New | SANDBRIDGE ACQUISITION CORPunit 99/99/9999 | $1,497,000 | – | 150,000 | +100.0% | 0.63% | – |
| FSTU | New | FAST ACQUISITION CORPunit 99/99/9999 | $1,496,000 | – | 150,000 | +100.0% | 0.63% | – |
| BCS | BARCLAYS PLCadr | $1,393,000 | -11.5% | 278,058 | 0.0% | 0.59% | -41.6% | |
| AACQ | New | ARTIUS ACQUISITION INC | $1,392,000 | – | 140,000 | +100.0% | 0.58% | – |
| AMCX | New | AMC NETWORKS INCput | $1,260,000 | – | 210,000 | +100.0% | 0.53% | – |
| PSTH | New | PERSHING SQUARE TONTINE HLDG | $1,135,000 | – | 50,000 | +100.0% | 0.48% | – |
| WPFU | Sell | FOLEY TRASIMENE ACQUISTN CORunit 99/99/9999 | $1,129,000 | -69.8% | 100,000 | -71.4% | 0.48% | -80.1% |
| ACNDU | New | ASCENDANT DIGITAL ACQUISITIOunit 99/99/9999 | $1,052,000 | – | 100,000 | +100.0% | 0.44% | – |
| NPAUU | NEW PROVIDENCE ACQUISITIONunit 09/01/2024 | $1,047,000 | -0.8% | 100,000 | 0.0% | 0.44% | -34.6% | |
| DFNSU | LGL SYS ACQUISITION CORPunit 10/24/2024 | $1,044,000 | +1.9% | 100,000 | 0.0% | 0.44% | -32.9% | |
| BCTG | New | BCTG ACQUISITION CORP | $1,036,000 | – | 100,000 | +100.0% | 0.44% | – |
| GRSVU | New | GORES HLDGS V INCunit 99/99/9999 | $1,035,000 | – | 100,000 | +100.0% | 0.44% | – |
| GIKU | Sell | GIGCAPITAL3 INCunit 99/99/9999 | $1,035,000 | -48.5% | 100,000 | -50.0% | 0.44% | -66.0% |
| FAIIU | New | FORTRESS VALUE ACQUISITION Iunit 08/10/2027 | $1,030,000 | – | 100,000 | +100.0% | 0.43% | – |
| FUSEU | New | FUSION ACQUISITION CORPunit 99/99/9999 | $1,030,000 | – | 100,000 | +100.0% | 0.43% | – |
| EQDU | New | EQUITY DISTR ACQUISITION CORunit 99/99/9999 | $1,030,000 | – | 100,000 | +100.0% | 0.43% | – |
| VSPRU | New | VESPER HEALTHCARE ACQSTN CORunit 99/99/9999 | $1,026,000 | – | 100,000 | +100.0% | 0.43% | – |
| STPKU | New | STAR PEAK ENERGY TRANSITIONunit 99/99/9999 | $1,025,000 | – | 100,000 | +100.0% | 0.43% | – |
| BOWXU | New | BOWX ACQUISITION CORPunit 08/03/2025 | $1,026,000 | – | 100,000 | +100.0% | 0.43% | – |
| CCACU | CITIC CAPITAL ACQUISITION COunit 99/99/9999 | $1,026,000 | +2.1% | 100,000 | 0.0% | 0.43% | -32.8% | |
| BFTU | New | FOLEY TRASIMENE ACQUISITIONunit 99/99/9999 | $1,020,000 | – | 100,000 | +100.0% | 0.43% | – |
| YACU | New | YUCAIPA ACQUISITION CORPunit 99/99/9999 | $1,020,000 | – | 100,000 | +100.0% | 0.43% | – |
| NMMCU | New | NORTH MOUNTAIN MERGER CORPunit 09/16/2025 | $1,020,000 | – | 100,000 | +100.0% | 0.43% | – |
| TWCTU | New | TWC TECH HLDGS II CORPunit 09/10/2025 | $1,012,000 | – | 100,000 | +100.0% | 0.43% | – |
| SRAC | New | STABLE RD ACQUISITION CORP | $1,008,000 | – | 100,000 | +100.0% | 0.42% | – |
| GOACU | New | GO ACQUISITION CORPunit 08/31/2027 | $1,008,000 | – | 100,000 | +100.0% | 0.42% | – |
| NSHU | New | NAVSIGHT HLDGS INCunit 99/99/9999 | $1,006,000 | – | 100,000 | +100.0% | 0.42% | – |
| NHICU | New | NEWHOLD INVESTMENT CORPunit 03/10/2025 | $1,006,000 | – | 100,000 | +100.0% | 0.42% | – |
| TWNDU | New | TAILWIND ACQUISITION CORPunit 09/07/2027 | $1,005,000 | – | 100,000 | +100.0% | 0.42% | – |
| DEHU | New | D8 HOLDINGS CORPunit 99/99/9999 | $1,007,000 | – | 100,000 | +100.0% | 0.42% | – |
| IPV | New | INTERPRIVATE ACQUISITION COR | $1,000,000 | – | 100,000 | +100.0% | 0.42% | – |
| KSMTU | New | KISMET ACQUISITION ONE CORPunit 08/06/2025 | $1,000,000 | – | 100,000 | +100.0% | 0.42% | – |
| STWOU | New | ACON S2 ACQUISITION CORPunit 09/15/2027 | $1,002,000 | – | 100,000 | +100.0% | 0.42% | – |
| NGAU | New | NORTHERN GENESIS ACQUISITIONunit 07/31/2027 | $999,000 | – | 100,000 | +100.0% | 0.42% | – |
| BTAQU | New | BURGUNDY TECHNOLOGY ACQU CORunit 08/26/2025 | $996,000 | – | 100,000 | +100.0% | 0.42% | – |
| LATN | UNION ACQUISITION CORP II | $993,000 | -0.7% | 100,000 | 0.0% | 0.42% | -34.5% | |
| ALUS | ALUSSA ENERGY ACQUISITION CO | $993,000 | +0.8% | 100,000 | 0.0% | 0.42% | -33.4% | |
| YTRA | Sell | YATRA ONLINE INC | $944,000 | +9.5% | 1,259,037 | -0.8% | 0.40% | -27.8% |
| SOACU | Sell | SUSTAINABLE OPPORTNTS ACQ COunit 99/99/9999 | $829,000 | -17.9% | 75,000 | -25.0% | 0.35% | -45.8% |
| AONEU | New | ONEunit 99/99/9999 | $818,000 | – | 75,000 | +100.0% | 0.34% | – |
| PCPLU | Sell | CC NEUBERGER PRINCIPAL HLDNGunit 99/99/9999 | $813,000 | -38.6% | 75,000 | -40.0% | 0.34% | -59.5% |
| CPSRU | New | CAPSTAR SPL PURP ACQUISITIONunit 07/09/2027 | $765,000 | – | 75,000 | +100.0% | 0.32% | – |
| SCPE | New | SC HEALTH CORP | $756,000 | – | 75,000 | +100.0% | 0.32% | – |
| PSO | PEARSON PLCsponsored adr | $711,000 | -1.7% | 100,000 | 0.0% | 0.30% | -35.1% | |
| GRNV | New | GREENVISION ACQUISITION CORP | $703,000 | – | 70,000 | +100.0% | 0.30% | – |
| SG | New | SIRIUS INTERNATIONAL INSURAN | $622,000 | – | 53,764 | +100.0% | 0.26% | – |
| DGNRU | New | DRAGONEER GROWTH OPPORTUN COunit 08/18/2027 | $613,000 | – | 50,000 | +100.0% | 0.26% | – |
| RTPU | New | REINVENT TECHNOLOGY PARTNERSunit 99/99/9999 | $574,000 | – | 50,000 | +100.0% | 0.24% | – |
| SPY | Sell | SPDR S&P 500 ETF TRput | $559,000 | -48.9% | 48,100 | -46.6% | 0.24% | -66.3% |
| DFHTU | New | DEERFIELD HEALTHCARE TECH ACunit 07/16/2025 | $532,000 | – | 50,000 | +100.0% | 0.22% | – |
| ACEVU | New | ACE CONVERGENCE ACQU CORPunit 99/99/9999 | $513,000 | – | 50,000 | +100.0% | 0.22% | – |
| ITACU | New | INDUSTRIAL TECH ACQU INCunit 08/31/2025 | $500,000 | – | 50,000 | +100.0% | 0.21% | – |
| THCA | TUSCAN HLDGS CORP II | $499,000 | -0.8% | 50,000 | 0.0% | 0.21% | -34.6% | |
| CLAU | New | COLONNADE ACQUISITION CORPunit 99/99/9999 | $498,000 | – | 50,000 | +100.0% | 0.21% | – |
| CPSR | New | CAPSTAR SPL PURP ACQUISITION | $492,000 | – | 50,000 | +100.0% | 0.21% | – |
| ALUSU | New | ALUSSA ENERGY ACQUISITION COunit 10/31/2026 | $308,000 | – | 30,000 | +100.0% | 0.13% | – |
| NTP | New | NAM TAI PPTY INC | $289,000 | – | 30,916 | +100.0% | 0.12% | – |
| SMMCW | SOUTH MTN MERGER CORP*w exp 06/20/202 | $210,000 | +25.0% | 150,000 | 0.0% | 0.09% | -17.8% | |
| PTACW | Sell | PROPTECH ACQUISITION CORP*w exp 05/26/202 | $164,000 | +56.2% | 100,000 | -33.3% | 0.07% | +3.0% |
| SPAQU | Sell | SPARTAN ENERGY ACQUISITION Cunit 99/99/9999 | $162,000 | -97.2% | 10,000 | -98.1% | 0.07% | -98.2% |
| EBIX | Buy | EBIX INCput | $96,000 | +31.5% | 118,500 | +374.0% | 0.04% | -14.9% |
| LGCWS | Sell | LEGACY ACQUISITION CORP*w exp 11/30/202 | $66,000 | -51.1% | 122,825 | -55.3% | 0.03% | -67.4% |
| SSPKW | SILVER SPIKE ACQUISITION COR*w exp 08/02/202 | $61,000 | +22.0% | 100,000 | 0.0% | 0.03% | -18.8% | |
| TDACW | TRIDENT ACQUISITIONS CORP*w exp 05/09/202 | $57,000 | -19.7% | 154,300 | 0.0% | 0.02% | -46.7% | |
| FPACWS | Exit | FAR PT ACQUISITION CORP*w exp 06/01/202 | $0 | – | -100,000 | -100.0% | -0.03% | – |
| CCHWS | Exit | COLLIER CREEK HOLDINGS*w exp 99/99/999 | $0 | – | -66,666 | -100.0% | -0.14% | – |
| CHNGU | Exit | CHANGE HEALTHCARE INCunit 99/99/9999 | $0 | – | -5,800 | -100.0% | -0.16% | – |
| TERP | Exit | TERRAFORM PWR INC | $0 | – | -36,094 | -100.0% | -0.42% | – |
| DPHCW | Exit | DIAMONDPEAK HLDGS COR*w exp 02/22/202 | $0 | – | -400,000 | -100.0% | -0.45% | – |
| TRNE | Exit | TRINE ACQUISITION CORP | $0 | – | -100,000 | -100.0% | -0.67% | – |
| DMYTU | Exit | DMY TECHNOLOGY GROUP INCunit 99/99/9999 | $0 | – | -100,000 | -100.0% | -0.68% | – |
| GRNVU | Exit | GREENVISION ACQUISITION CORPunit 10/28/2024 | $0 | – | -350,000 | -100.0% | -2.31% | – |
| PIC | Exit | PIVOTAL INVT CORP II | $0 | – | -569,204 | -100.0% | -3.68% | – |
| FPAC | Exit | FAR PT ACQUISITION CORP | $0 | – | -1,050,000 | -100.0% | -6.86% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LLOYDS BANKING GROUP PLC | 17 | Q3 2023 | 11.9% |
| SUMITOMO MITSUI FINL GROUP I | 15 | Q3 2023 | 51.9% |
| SPDR S&P 500 ETF TR | 15 | Q3 2023 | 0.7% |
| LIBERTY BROADBAND CORP | 14 | Q3 2023 | 10.3% |
| LIBERTY MEDIA CORP DELAWARE | 11 | Q2 2023 | 3.7% |
| PROGRESS ACQUISITION CORP | 9 | Q1 2023 | 0.4% |
| PROTERRA INC | 8 | Q2 2023 | 99.4% |
| AEQUI ACQUISITION CORP | 8 | Q3 2022 | 1.6% |
| TWIN RIDGE CAPITAL ACQUIS CO | 8 | Q4 2022 | 0.9% |
| CC NEUBERGER PRINCIPAL HOLDN | 8 | Q4 2022 | 0.8% |
View Cowen Investment Management LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| IMMERSION CORP | March 17, 2011 | 273,187 | 1.3% |
| ZORAN CORP \DE\ | March 09, 2011 | 3,335,650 | 6.8% |
| EXTREME NETWORKS INC | February 14, 2011 | 4,138,936 | 4.5% |
| BEACON POWER CORP | February 10, 2011 | ? | ? |
| POWERWAVE TECHNOLOGIES INCSold out | February 10, 2011 | 0 | 0.0% |
| AVIAT NETWORKS, INC. | February 07, 2011 | 2,505,420 | 4.2% |
| Rand Logistics, Inc.Sold out | January 28, 2011 | 0 | 0.0% |
| Essex Rental Corp.Sold out | January 19, 2011 | 0 | 0.0% |
| SURMODICS INC | January 06, 2011 | 1,566,567 | 9.0% |
| SEACHANGE INTERNATIONAL INC | December 17, 2010 | 2,252,822 | 7.1% |
View Cowen Investment Management LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-14 |
| 13F-HR/A | 2022-08-10 |
| 13F-HR | 2022-08-09 |
| 13F-HR | 2022-05-16 |
| 13F-HR | 2022-02-11 |
| 13F-HR | 2021-11-15 |
View Cowen Investment Management LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.