NEXPOINT ASSET MANAGEMENT, L.P.

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$1.32 Billion is the total value of NEXPOINT ASSET MANAGEMENT, L.P.'s 337 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 65.8% .

All

			Value		Shares		↓ Weighting
EWZ	New	ISHARES INCcall	$213,525,000	–	4,500,000	+100.0%	16.21%	–
VST	Sell	VISTRA ENERGY CORP	$144,658,000	-31.5%	6,292,235	-20.4%	10.98%	-16.7%
NXRT	Buy	NEXPOINT RESIDENTIAL TR INC	$110,954,000	-3.6%	2,465,644	+0.2%	8.42%	+17.4%
NHF	Sell	NEXPOINT STRATEGIC OPORTUNT	$69,456,000	-3.4%	3,921,844	-2.2%	5.27%	+17.7%
LORL	Sell	LORAL SPACE & COMMUNICATNS I	$67,209,000	-22.1%	2,079,511	-0.2%	5.10%	-5.1%
ET	Buy	ENERGY TRANSFER LP	$40,796,000	-0.1%	3,179,664	+1.9%	3.10%	+21.7%
PTLA	Buy	PORTOLA PHARMACEUTICALS INC	$36,791,000	-10.3%	1,540,679	+0.8%	2.79%	+9.3%
AVYA	Sell	AVAYA HLDGS CORP	$36,111,000	+1.3%	2,674,957	-23.2%	2.74%	+23.3%
ARCH		ARCH COAL INCcl a	$28,750,000	-3.3%	400,751	0.0%	2.18%	+17.7%
BHRPRB		BRAEMAR HOTELS & RESORTS INC5.5 cum cv pfd b	$28,500,000	-8.9%	1,500,000	0.0%	2.16%	+10.9%
HRTX	Sell	HERON THERAPEUTICS INC	$28,144,000	+0.6%	1,197,599	-20.8%	2.14%	+22.5%
CSTL	Sell	CASTLE BIOSCIENCES INC	$24,301,000	+30.3%	707,032	-31.4%	1.84%	+58.6%
AERI	Buy	AERIE PHARMACEUTICALS INC	$20,052,000	+29.1%	829,610	+2.6%	1.52%	+57.1%
WMB		WILLIAMS COS INC DEL	$16,941,000	-1.4%	714,176	0.0%	1.29%	+20.1%
STNE	Buy	STONECO LTD	$14,271,000	+17.7%	357,750	+2.6%	1.08%	+43.3%
CIO	New	CITY OFFICE REIT INC	$12,511,000	–	925,400	+100.0%	0.95%	–
MPLX		MPLX LP	$11,824,000	-9.1%	464,403	0.0%	0.90%	+10.7%
MELI	Sell	MERCADOLIBRE INC	$10,272,000	-11.7%	17,960	-14.9%	0.78%	+7.6%
NEXT	Sell	NEXTDECADE CORP	$8,935,000	-1.2%	1,455,102	-7.3%	0.68%	+20.2%
MSFT	Buy	MICROSOFT CORP	$8,516,000	+42.5%	54,000	+25.6%	0.65%	+73.2%
CDK	Sell	CDK GLOBAL INC	$7,975,000	-19.2%	145,833	-29.0%	0.60%	-1.8%
PXD	Sell	PIONEER NAT RES CO	$7,569,000	-73.2%	50,000	-77.8%	0.58%	-67.4%
AMZN	Sell	AMAZON COM INC	$7,022,000	-12.1%	3,800	-17.4%	0.53%	+7.0%
EPD	Sell	ENTERPRISE PRODS PARTNERS L	$6,900,000	-58.3%	245,031	-57.7%	0.52%	-49.2%
IRT		INDEPENDENCE RLTY TR INC	$6,428,000	-1.6%	456,527	0.0%	0.49%	+19.9%
SKY	Sell	SKYLINE CHAMPION CORPORATION	$6,149,000	-47.4%	193,984	-50.1%	0.47%	-35.9%
FB	Sell	FACEBOOK INCcl a	$6,158,000	-24.8%	30,000	-34.8%	0.47%	-8.6%
PSTL		POSTAL REALTY TRUST INCcl a	$6,053,000	+7.0%	357,117	0.0%	0.46%	+30.0%
V	Buy	VISA INC	$5,825,000	+14.8%	31,000	+5.1%	0.44%	+39.9%
TRGP		TARGA RES CORP	$5,788,000	+1.6%	141,769	0.0%	0.44%	+23.7%
GOOGL	Buy	ALPHABET INCcap stk cl a	$5,358,000	+119.4%	4,000	+100.0%	0.41%	+167.8%
MA	Buy	MASTERCARD INCcl a	$5,225,000	+24.1%	17,500	+12.9%	0.40%	+51.5%
SGRY	Sell	SURGERY PARTNERS INC	$5,199,000	-28.9%	332,104	-66.5%	0.40%	-13.4%
JCAP		JERNIGAN CAP INC	$5,175,000	-0.6%	270,379	0.0%	0.39%	+20.9%
XLF	New	SELECT SECTOR SPDR TRput	$4,925,000	–	160,000	+100.0%	0.37%	–
PBR	Sell	PETROLEO BRASILEIRO SA PETROsponsored adr	$4,774,000	+1.2%	299,500	-8.1%	0.36%	+23.1%
PAM	Sell	PAMPA ENERGIA S Aspons adr lvl i	$4,360,000	-35.2%	265,400	-31.6%	0.33%	-21.2%
QQQ	New	INVESCO QQQ TRput	$4,252,000	–	20,000	+100.0%	0.32%	–
SPY	Sell	SPDR S&P 500 ETF TRput	$4,023,000	-61.3%	12,500	-64.3%	0.30%	-52.9%
PRTK		PARATEK PHARMACEUTICALS INC	$3,895,000	-6.7%	966,493	0.0%	0.30%	+13.8%
ITUB	Buy	ITAU UNIBANCO HLDG SAspon adr rep pfd	$3,782,000	+8.9%	413,400	+0.1%	0.29%	+32.3%
CERN	Buy	CERNER CORP	$3,670,000	+34.6%	50,000	+25.0%	0.28%	+64.1%
NERV	Sell	MINERVA NEUROSCIENCES INC	$3,667,000	-39.6%	515,790	-34.1%	0.28%	-26.5%
CBRE		CBRE GROUP INCcl a	$3,647,000	+15.6%	59,500	0.0%	0.28%	+40.6%
AME	Sell	AMETEK INC NEW	$3,491,000	-8.4%	35,000	-15.7%	0.26%	+11.3%
WAL		WESTERN ALLIANCE BANCORP	$3,420,000	+23.7%	60,000	0.0%	0.26%	+51.2%
WES		WESTERN MIDSTREAM PARTNERS L	$3,420,000	-58.1%	328,158	0.0%	0.26%	-48.9%
TFC	New	TRUIST FINL CORP	$3,407,000	–	60,500	+100.0%	0.26%	–
VMC	Sell	VULCAN MATLS CO	$3,384,000	-32.2%	23,500	-28.8%	0.26%	-17.4%
HCC		WARRIOR MET COAL INC	$3,290,000	+8.3%	155,706	0.0%	0.25%	+32.3%
CRM	Buy	SALESFORCE COM INC	$3,253,000	+46.1%	20,000	+33.3%	0.25%	+77.7%
XLI	New	SELECT SECTOR SPDR TRput	$3,259,000	–	40,000	+100.0%	0.25%	–
XLU	New	SELECT SECTOR SPDR TRput	$3,231,000	–	50,000	+100.0%	0.24%	–
ROP	Sell	ROPER TECHNOLOGIES INC	$3,188,000	-25.5%	9,000	-25.0%	0.24%	-9.4%
LRN		K12 INC	$3,159,000	-22.9%	155,215	0.0%	0.24%	-6.2%
XLP	New	SELECT SECTOR SPDR TRput	$3,149,000	–	50,000	+100.0%	0.24%	–
JPM	New	JPMORGAN CHASE & CO	$3,067,000	–	22,000	+100.0%	0.23%	–
LPLA	Buy	LPL FINL HLDGS INC	$2,998,000	+40.8%	32,500	+25.0%	0.23%	+71.4%
SPGI	Sell	S&P GLOBAL INC	$3,004,000	+2.2%	11,000	-8.3%	0.23%	+24.6%
CIT	Sell	CIT GROUP INC	$2,972,000	-36.4%	65,150	-36.8%	0.23%	-22.3%
AAL	Sell	AMERICAN AIRLS GROUP INC	$2,967,000	-51.3%	103,449	-54.2%	0.22%	-40.8%
ETFC	Buy	E TRADE FINANCIAL CORP	$2,949,000	+43.6%	65,000	+38.3%	0.22%	+75.0%
CEPU	Sell	CENTRAL PUERTO S Asponsored adr	$2,872,000	+4.2%	591,000	-36.7%	0.22%	+26.7%
BRG		BLUEROCK RESIDENTIAL GRW REI	$2,816,000	+2.4%	233,732	0.0%	0.21%	+24.4%
LOW	New	LOWES COS INC	$2,754,000	–	23,000	+100.0%	0.21%	–
GPN	Sell	GLOBAL PMTS INC	$2,738,000	-36.2%	15,000	-44.4%	0.21%	-22.4%
FAS	Sell	DIREXION SHS ETF TRdly fin bull new	$2,735,000	-14.7%	28,900	-30.0%	0.21%	+4.0%
HTZGQ	New	HERTZ GLOBAL HLDGS INC	$2,723,000	–	172,900	+100.0%	0.21%	–
XLY	Sell	SELECT SECTOR SPDR TRput	$2,508,000	-58.4%	20,000	-60.0%	0.19%	-49.5%
CLR		CONTINENTAL RESOURCES INC	$2,477,000	+11.4%	72,200	0.0%	0.19%	+35.3%
BAC	New	BANK AMER CORP	$2,465,000	–	70,000	+100.0%	0.19%	–
INTU	Buy	INTUIT	$2,357,000	+121.5%	9,000	+125.0%	0.18%	+171.2%
LOMA		LOMA NEGRA CORPsponsored ads	$2,334,000	+36.0%	298,500	0.0%	0.18%	+65.4%
ITW	New	ILLINOIS TOOL WKS INC	$2,335,000	–	13,000	+100.0%	0.18%	–
KMPR	New	KEMPER CORP DEL	$2,325,000	–	30,000	+100.0%	0.18%	–
PGNX	Sell	PROGENICS PHARMACEUTICALS IN	$2,295,000	-36.7%	450,925	-37.1%	0.17%	-23.0%
PDCO	Sell	PATTERSON COMPANIES INC	$2,249,000	-66.4%	109,800	-70.8%	0.17%	-59.1%
CHRS		COHERUS BIOSCIENCES INC	$2,247,000	-11.2%	124,825	0.0%	0.17%	+8.2%
BIO		BIO RAD LABS INCcl a	$2,227,000	+11.2%	6,020	0.0%	0.17%	+35.2%
USLVF	New	CREDIT SUISSE NASSAU BRHvelcty 3x lg etn	$2,222,000	–	24,200	+100.0%	0.17%	–
SRCI	New	SRC ENERGY INC	$2,094,000	–	508,240	+100.0%	0.16%	–
ZION	New	ZIONS BANCORPORATION N A	$2,077,000	–	40,000	+100.0%	0.16%	–
CAT	New	CATERPILLAR INC DEL	$2,068,000	–	14,000	+100.0%	0.16%	–
CRESY	Buy	CRESUD S A C I F Y Asponsored adr	$2,066,000	+22.3%	293,449	+2.7%	0.16%	+49.5%
MDCO	New	MEDICINES CO	$2,030,000	–	23,900	+100.0%	0.15%	–
PINE	New	ALPINE INCOME PPTY TR INC	$2,003,000	–	105,263	+100.0%	0.15%	–
CEQP		CRESTWOOD EQUITY PARTNERS LPunit ltd partner	$2,008,000	-15.6%	65,168	0.0%	0.15%	+2.7%
ASND	Sell	ASCENDIS PHARMA A Ssponsored adr	$1,960,000	+1.8%	14,090	-29.6%	0.15%	+24.2%
IHRT	Sell	IHEARTMEDIA INC	$1,946,000	-30.6%	115,136	-38.5%	0.15%	-15.4%
NXPI	Sell	NXP SEMICONDUCTORS N V	$1,896,000	-9.5%	14,900	-22.4%	0.14%	+9.9%
PAGP		PLAINS GP HLDGS L Pltd partnr int a	$1,866,000	-10.8%	98,496	0.0%	0.14%	+9.2%
WLH	New	LYON WILLIAM HOMEScl a new	$1,862,000	–	93,181	+100.0%	0.14%	–
YPF	Sell	YPF SOCIEDAD ANONIMAspon adr cl d	$1,850,000	-28.2%	159,800	-42.6%	0.14%	-13.0%
HUM		HUMANA INC	$1,842,000	+43.5%	5,025	0.0%	0.14%	+75.0%
URI		UNITED RENTALS INC	$1,834,000	+33.8%	11,000	0.0%	0.14%	+63.5%
XLK	New	SELECT SECTOR SPDR TRput	$1,833,000	–	20,000	+100.0%	0.14%	–
HGLB		HIGHLAND GLOBAL ALLOCATION F	$1,813,000	-8.9%	194,171	0.0%	0.14%	+11.3%
PG	New	PROCTER & GAMBLE CO	$1,749,000	–	14,000	+100.0%	0.13%	–
AMP		AMERIPRISE FINL INC	$1,666,000	+13.3%	10,000	0.0%	0.13%	+37.0%
ZAYO	Sell	ZAYO GROUP HLDGS INC	$1,660,000	-45.2%	47,908	-46.4%	0.13%	-33.3%
LPT	New	LIBERTY PPTY TRsh ben int	$1,663,000	–	27,692	+100.0%	0.13%	–
TRCB	Buy	TWO RIV BANCORP	$1,626,000	+73.0%	72,603	+60.4%	0.12%	+108.5%
LTS	New	LADENBURG THALMAN FIN SVCS I	$1,620,000	–	465,469	+100.0%	0.12%	–
XLC	New	SELECT SECTOR SPDR TRput	$1,609,000	–	30,000	+100.0%	0.12%	–
INTC	Sell	INTEL CORP	$1,556,000	-59.2%	26,000	-64.9%	0.12%	-50.4%
VZ	Sell	VERIZON COMMUNICATIONS INC	$1,535,000	-57.6%	25,000	-58.3%	0.12%	-48.2%
NEM	Sell	NEWMONT GOLDCORP CORPORATION	$1,521,000	-33.1%	35,000	-41.7%	0.12%	-19.0%
SIVB		SVB FINL GROUP	$1,506,000	+20.1%	6,000	0.0%	0.11%	+46.2%
SBUX	New	STARBUCKS CORP	$1,495,000	–	17,000	+100.0%	0.11%	–
DIS	New	DISNEY WALT CO	$1,446,000	–	10,000	+100.0%	0.11%	–
TECD	New	TECH DATA CORP	$1,450,000	–	10,100	+100.0%	0.11%	–
DNIF	Sell	DIVIDEND & INCOME FUND	$1,442,000	-36.1%	107,168	-43.2%	0.11%	-22.7%
CART	Buy	CAROLINA TR BANCSHARES INC	$1,437,000	+55.0%	110,084	+24.6%	0.11%	+87.9%
ESNT	New	ESSENT GROUP LTD	$1,394,000	–	26,812	+100.0%	0.11%	–
CGNX	Sell	COGNEX CORP	$1,401,000	-16.1%	25,000	-26.5%	0.11%	+1.9%
MBIO	Sell	MUSTANG BIO INC	$1,387,000	+21.6%	340,000	-2.9%	0.10%	+47.9%
MRK	New	MERCK & CO INC	$1,364,000	–	15,000	+100.0%	0.10%	–
ABBV		ABBVIE INC	$1,328,000	+16.9%	15,000	0.0%	0.10%	+42.3%
VRTX	New	VERTEX PHARMACEUTICALS INC	$1,314,000	–	6,000	+100.0%	0.10%	–
GLOB	Buy	GLOBANT S A	$1,315,000	+70.3%	12,400	+47.2%	0.10%	+108.3%
AVY	Buy	AVERY DENNISON CORP	$1,308,000	+28.0%	10,000	+11.1%	0.10%	+54.7%
BHVN	Sell	BIOHAVEN PHARMACTL HLDG CO L	$1,307,000	+13.9%	24,000	-12.7%	0.10%	+37.5%
OC	Sell	OWENS CORNING NEW	$1,302,000	-31.3%	20,000	-33.3%	0.10%	-16.1%
HD	New	HOME DEPOT INC	$1,310,000	–	6,000	+100.0%	0.10%	–
GBT	Sell	GLOBAL BLOOD THERAPEUTICS IN	$1,288,000	+51.7%	16,200	-7.4%	0.10%	+84.9%
FAST	Sell	FASTENAL CO	$1,293,000	-39.1%	35,000	-46.2%	0.10%	-25.8%
KO	New	COCA COLA CO	$1,273,000	–	23,000	+100.0%	0.10%	–
NGL		NGL ENERGY PARTNERS LP	$1,258,000	-18.5%	110,920	0.0%	0.10%	-1.0%
TGTX	Sell	TG THERAPEUTICS INC	$1,229,000	-66.3%	110,760	-82.9%	0.09%	-59.0%
MSI	New	MOTOROLA SOLUTIONS INC	$1,209,000	–	7,500	+100.0%	0.09%	–
CSCO	New	CISCO SYS INC	$1,199,000	–	25,000	+100.0%	0.09%	–
ADI	New	ANALOG DEVICES INC	$1,188,000	–	10,000	+100.0%	0.09%	–
FRC	New	FIRST REP BK SAN FRANCISCO C	$1,175,000	–	10,000	+100.0%	0.09%	–
BKJ	New	BANCORP NEW JERSEY INC NEW	$1,146,000	–	59,373	+100.0%	0.09%	–
TOO	New	TEEKAY OFFSHORE PARTNERS L Ppartnership un	$1,126,000	–	730,850	+100.0%	0.08%	–
WHLRD	Buy	WHEELER REAL ESTATE INVT TRpfd cnv ser d	$1,112,000	+151.6%	74,600	+139.1%	0.08%	+200.0%
BDX	New	BECTON DICKINSON & CO	$1,088,000	–	4,000	+100.0%	0.08%	–
FG		FGL HLDGS	$1,065,000	+33.5%	100,000	0.0%	0.08%	+62.0%
ANTM		ANTHEM INC	$1,057,000	+25.8%	3,500	0.0%	0.08%	+53.8%
AFYA	Sell	AFYA LTD	$1,041,000	-28.4%	38,400	-32.3%	0.08%	-13.2%
CAH	New	CARDINAL HEALTH INC	$1,012,000	–	20,000	+100.0%	0.08%	–
ADBE	Sell	ADOBE INC	$989,000	-40.3%	3,000	-50.0%	0.08%	-27.2%
SUPV	Sell	GRUPO SUPERVIELLE S Asponsored adr	$953,000	-48.2%	259,098	-54.8%	0.07%	-37.4%
ALLY	Sell	ALLY FINL INC	$917,000	-53.9%	30,000	-50.0%	0.07%	-43.5%
WHLRP	Buy	WHEELER REAL ESTATE INVT TRcv pfd ser b	$915,000	+204.0%	83,300	+219.6%	0.07%	+263.2%
AXE	New	ANIXTER INTL INC	$884,000	–	9,599	+100.0%	0.07%	–
UCFC	New	UNITED CMNTY FINL CORP OHIO	$877,000	–	75,203	+100.0%	0.07%	–
EYPT		EYEPOINT PHARMACEUTICALS INC	$845,000	-14.3%	545,000	0.0%	0.06%	+4.9%
MCHP	New	MICROCHIP TECHNOLOGY INC	$838,000	–	8,000	+100.0%	0.06%	–
AIMT		AIMMUNE THERAPEUTICS INC	$813,000	+59.7%	24,300	0.0%	0.06%	+93.8%
HFRO		HIGHLAND INCOME FUND	$808,000	-6.9%	64,998	0.0%	0.06%	+13.0%
MCD	New	MCDONALDS CORP	$790,000	–	4,000	+100.0%	0.06%	–
SSNC		SS&C TECHNOLOGIES HLDGS INC	$780,000	+19.1%	12,700	0.0%	0.06%	+43.9%
MPC	New	MARATHON PETE CORP	$783,000	–	13,000	+100.0%	0.06%	–
BKD		BROOKDALE SR LIVING INC	$771,000	-4.1%	106,075	0.0%	0.06%	+18.0%
EBIX		EBIX INC	$770,000	-20.6%	23,050	0.0%	0.06%	-3.3%
TSCO		TRACTOR SUPPLY CO	$766,000	+3.4%	8,195	0.0%	0.06%	+26.1%
EQM		EQM MIDSTREAM PARTNERS LPunit ltd partn	$746,000	-8.6%	24,944	0.0%	0.06%	+11.8%
ORA	Sell	ORMAT TECHNOLOGIES INC	$745,000	-41.0%	10,000	-41.2%	0.06%	-27.8%
PCRX		PACIRA BIOSCIENCES	$736,000	+18.9%	16,250	0.0%	0.06%	+43.6%
COLL	Sell	COLLEGIUM PHARMACEUTICAL INC	$744,000	+17.7%	36,141	-34.3%	0.06%	+43.6%
ENLC		ENLINK MIDSTREAM LLC	$725,000	-27.9%	118,307	0.0%	0.06%	-12.7%
AMGN	New	AMGEN INC	$730,000	–	3,030	+100.0%	0.06%	–
WCN	New	WASTE CONNECTIONS INC	$726,000	–	8,000	+100.0%	0.06%	–
SCHW	New	THE CHARLES SCHWAB CORPORATI	$713,000	–	15,000	+100.0%	0.05%	–
INSM		INSMED INC	$716,000	+35.3%	30,000	0.0%	0.05%	+63.6%
CNNE		CANNAE HLDGS INC	$709,000	+35.3%	19,070	0.0%	0.05%	+63.6%
ORCL	New	ORACLE CORP	$689,000	–	13,000	+100.0%	0.05%	–
AMT	New	AMERICAN TOWER CORP NEW	$689,000	–	3,000	+100.0%	0.05%	–
CCO	Sell	CLEAR CHANNEL OUTDOOR HLDGS	$683,000	+13.5%	238,902	-0.1%	0.05%	+36.8%
ACHC	Sell	ACADIA HEALTHCARE COMPANY IN	$671,000	-52.2%	20,225	-55.2%	0.05%	-41.4%
PE	New	PARSLEY ENERGY INCcl a	$658,000	–	34,806	+100.0%	0.05%	–
CI	New	CIGNA CORP NEW	$654,000	–	3,200	+100.0%	0.05%	–
LIN	New	LINDE PLC	$639,000	–	3,000	+100.0%	0.05%	–
TGE	New	TALLGRASS ENERGY LP	$639,000	–	28,902	+100.0%	0.05%	–
FOLD		AMICUS THERAPEUTICS INC	$640,000	+21.4%	65,700	0.0%	0.05%	+48.5%
SRC	Sell	SPIRIT RLTY CAP INC NEW	$644,000	-94.8%	13,086	-94.9%	0.05%	-93.6%
SCS	New	STEELCASE INCcl a	$614,000	–	30,000	+100.0%	0.05%	–
HCCOU	New	HEALTHCARE MERGER CORPunit 12/17/2021	$621,000	–	60,000	+100.0%	0.05%	–
HYACU		HAYMAKER ACQUISITION CORP IIunit 10/31/2026	$604,000	+1.7%	57,500	0.0%	0.05%	+24.3%
LCA	New	LANDCADIA HLDGS II INCcl a	$603,000	–	61,000	+100.0%	0.05%	–
ENPH	Sell	ENPHASE ENERGY INC	$592,000	-11.2%	22,650	-24.5%	0.04%	+7.1%
ZBH		ZIMMER BIOMET HLDGS INC	$599,000	+9.1%	4,000	0.0%	0.04%	+32.4%
SAIC		SCIENCE APPLICATNS INTL CP N	$587,000	-0.5%	6,750	0.0%	0.04%	+21.6%
SUN		SUNOCO LP	$590,000	-2.8%	19,285	0.0%	0.04%	+18.4%
MOH		MOLINA HEALTHCARE INC	$579,000	+23.7%	4,263	0.0%	0.04%	+51.7%
LHCG		LHC GROUP INC	$563,000	+21.3%	4,090	0.0%	0.04%	+48.3%
BBD	Sell	BANCO BRADESCO S Asp adr pfd new	$564,000	-43.7%	63,000	-48.8%	0.04%	-30.6%
AOS	New	SMITH A O CORP	$572,000	–	12,000	+100.0%	0.04%	–
MCK		MCKESSON CORP	$553,000	+1.1%	4,000	0.0%	0.04%	+23.5%
AXNX		AXONICS MODULATION TECH INC	$554,000	+3.0%	20,000	0.0%	0.04%	+23.5%
EXPE	Sell	EXPEDIA GROUP INC	$541,000	-59.7%	5,000	-50.0%	0.04%	-51.2%
CRY	Sell	CRYOLIFE INC	$542,000	-60.1%	20,000	-60.0%	0.04%	-51.8%
PRAH		PRA HEALTH SCIENCES INC	$526,000	+11.9%	4,735	0.0%	0.04%	+37.9%
SBGI		SINCLAIR BROADCAST GROUP INCcl a	$509,000	-22.1%	15,275	0.0%	0.04%	-4.9%
LXFR		LUXFER HOLDINGS PLC	$520,000	+18.7%	28,100	0.0%	0.04%	+44.4%
PICU		PIVOTAL INVT CORP IIunit 06/01/2025	$510,000	+0.2%	50,000	0.0%	0.04%	+21.9%
LH		LABORATORY CORP AMER HLDGS	$508,000	+0.8%	3,000	0.0%	0.04%	+25.8%
BMRN		BIOMARIN PHARMACEUTICAL INC	$507,000	+25.5%	6,000	0.0%	0.04%	+52.0%
PAA		PLAINS ALL AMERN PIPELINE Lunit ltd partn	$502,000	-11.3%	27,291	0.0%	0.04%	+8.6%
GCO		GENESCO INC	$484,000	+19.8%	10,100	0.0%	0.04%	+48.0%
TNDM	New	TANDEM DIABETES CARE INC	$492,000	–	8,250	+100.0%	0.04%	–
AHT		ASHFORD HOSPITALITY TR INC	$492,000	-15.8%	176,500	0.0%	0.04%	+2.8%
TDY		TELEDYNE TECHNOLOGIES INC	$485,000	+7.5%	1,400	0.0%	0.04%	+32.1%
PTACU	New	PROPTECH ACQUISITION CORPORAunit 10/01/2026	$461,000	–	45,000	+100.0%	0.04%	–
OXM		OXFORD INDS INC	$453,000	+5.3%	6,000	0.0%	0.03%	+25.9%
SXT		SENSIENT TECHNOLOGIES CORP	$436,000	-3.8%	6,600	0.0%	0.03%	+17.9%
SPH		SUBURBAN PROPANE PARTNERS Lunit ltd partn	$438,000	-7.4%	20,036	0.0%	0.03%	+13.8%
ANIP		ANI PHARMACEUTICALS INC	$438,000	-15.3%	7,100	0.0%	0.03%	+3.1%
NXTC	New	NEXTCURE INC	$422,000	–	7,500	+100.0%	0.03%	–
CTACU	Sell	CHASERG TECHNLGY ACQUISITN Cunit 09/30/2023	$421,000	0.0%	35,052	-11.4%	0.03%	+23.1%
MMP		MAGELLAN MIDSTREAM PRTNRS LP	$414,000	-5.3%	6,590	0.0%	0.03%	+14.8%
SILK		SILK ROAD MEDICAL INC	$404,000	+24.3%	10,000	0.0%	0.03%	+55.0%
CRL		CHARLES RIV LABS INTL INC	$402,000	+15.2%	2,632	0.0%	0.03%	+40.9%
MSBF	New	MSB FINL CORP NEW	$405,000	–	22,484	+100.0%	0.03%	–
UNIT		UNITI GROUP INCcall	$411,000	+5.9%	50,000	0.0%	0.03%	+29.2%
BCRX	New	BIOCRYST PHARMACEUTICALS	$397,000	–	115,000	+100.0%	0.03%	–
OMN	Sell	OMNOVA SOLUTIONS INC	$378,000	-20.8%	37,384	-21.1%	0.03%	-3.3%
INN		SUMMIT HOTEL PPTYS INC	$387,000	+6.3%	31,340	0.0%	0.03%	+26.1%
NKTR	New	NEKTAR THERAPEUTICS	$377,000	–	17,479	+100.0%	0.03%	–
QURE	Sell	UNIQURE NV	$380,000	+61.0%	5,300	-11.7%	0.03%	+93.3%
THRM		GENTHERM INC	$364,000	+8.0%	8,200	0.0%	0.03%	+33.3%
KWR		QUAKER CHEM CORP	$363,000	+4.0%	2,205	0.0%	0.03%	+27.3%
APXTU	New	APEX TECHNOLOGY ACQUISITN COunit 06/11/2026	$367,000	–	35,000	+100.0%	0.03%	–
ACAM		ACAMAR PARTNERS ACQSITION COcl a	$351,000	+0.6%	35,000	0.0%	0.03%	+22.7%
CPE	New	CALLON PETE CO DEL	$359,000	–	74,264	+100.0%	0.03%	–
TDAC	Buy	TRIDENT ACQUISITIONS CORP	$336,000	+70.6%	31,900	+68.8%	0.03%	+116.7%
RJF		RAYMOND JAMES FINANCIAL INC	$343,000	+8.5%	3,835	0.0%	0.03%	+30.0%
RGP		RESOURCES CONNECTION INC	$327,000	-3.8%	20,000	0.0%	0.02%	+19.0%
ESTA		ESTABLISHMENT LABS HLDGS INC	$332,000	+46.3%	12,000	0.0%	0.02%	+78.6%
CSOD		CORNERSTONE ONDEMAND INC	$322,000	+6.6%	5,500	0.0%	0.02%	+26.3%
CNC		CENTENE CORP DEL	$314,000	+45.4%	5,000	0.0%	0.02%	+84.6%
EVH		EVOLENT HEALTH INCcl a	$317,000	+25.8%	35,000	0.0%	0.02%	+50.0%
OCSL		OAKTREE SPECIALTY LENDING CO	$312,000	+5.4%	57,120	0.0%	0.02%	+33.3%
DPHC	New	DIAMONDPEAK HLDGS COR	$306,000	–	30,796	+100.0%	0.02%	–
NTRA	New	NATERA INC	$303,000	–	9,000	+100.0%	0.02%	–
PIC	New	PIVOTAL INVT CORP II	$298,000	–	30,001	+100.0%	0.02%	–
HYAC	New	HAYMAKER ACQUISITION CORP II	$302,000	–	30,000	+100.0%	0.02%	–
DRQ		DRIL QUIP INC	$301,000	-6.5%	6,420	0.0%	0.02%	+15.0%
NRG		NRG ENERGY INC	$296,000	+0.3%	7,462	0.0%	0.02%	+22.2%
TIF	New	TIFFANY & CO NEW	$281,000	–	2,100	+100.0%	0.02%	–
NEX	New	NEXTIER OILFIELD SOLUTIONS I	$279,000	–	41,664	+100.0%	0.02%	–
LFAC		LF CAP ACQUISITION CORPcl a	$280,000	+1.1%	27,000	0.0%	0.02%	+23.5%
JBLU	Sell	JETBLUE AWYS CORP	$262,000	-81.8%	14,000	-83.7%	0.02%	-77.8%
CM		CDN IMPERIAL BK COMM TORONTO	$257,000	+0.8%	3,094	0.0%	0.02%	+25.0%
QHCCQ	Sell	QUORUM HEALTH CORP	$269,000	-51.9%	280,609	-39.2%	0.02%	-42.9%
CIICU	New	CIIG MERGER CORPunit 12/31/2026	$267,000	–	26,300	+100.0%	0.02%	–
HCAC	Buy	HENNESSY CAP ACQUSTION CORP	$267,000	+27.1%	26,250	+24.9%	0.02%	+53.8%
ZGNX	Sell	ZOGENIX INC	$261,000	-34.8%	5,000	-50.0%	0.02%	-20.0%
SPTN		SPARTANNASH CO	$262,000	+20.2%	18,400	0.0%	0.02%	+42.9%
RLJ		RLJ LODGING TR	$253,000	+4.1%	14,300	0.0%	0.02%	+26.7%
LKQ		LKQ CORP	$253,000	+13.5%	7,075	0.0%	0.02%	+35.7%
BKI	Sell	BLACK KNIGHT INC	$220,000	-83.9%	3,406	-84.8%	0.02%	-80.0%
MD	New	MEDNAX INC	$229,000	–	8,245	+100.0%	0.02%	–
SHLX		SHELL MIDSTREAM PARTNERS L Punit ltd int	$210,000	-1.4%	10,400	0.0%	0.02%	+23.1%
MATX	New	MATSON INC	$211,000	–	5,160	+100.0%	0.02%	–
KKR	New	KKR & CO INCcl a	$212,000	–	7,275	+100.0%	0.02%	–
TDOC	New	TELADOC HEALTH INC	$209,000	–	2,500	+100.0%	0.02%	–
TRMT		TREMONT MTG TR	$214,000	+1.9%	43,100	0.0%	0.02%	+23.1%
RARE		ULTRAGENYX PHARMACEUTICAL IN	$202,000	0.0%	4,722	0.0%	0.02%	+15.4%
TRNE	New	TRINE ACQUISITION CORP	$200,000	–	20,000	+100.0%	0.02%	–
CLGX		CORELOGIC INC	$202,000	-5.6%	4,620	0.0%	0.02%	+15.4%
OACU		OAKTREE ACQUISITION CORPunit 99/99/9999	$202,000	+0.5%	19,801	0.0%	0.02%	+15.4%
SM		SM ENERGY CO	$179,000	+16.2%	15,920	0.0%	0.01%	+40.0%
CRSAU	New	CRESCENT ACQUISITION CORPunit 99/99/9999	$154,000	–	15,000	+100.0%	0.01%	–
CCXU		CHURCHILL CAP CORP IIunit 99/99/9999	$162,000	+2.5%	15,000	0.0%	0.01%	+20.0%
AGRX	Sell	AGILE THERAPEUTICS INC	$150,000	+26.1%	60,000	-40.0%	0.01%	+57.1%
CFFA	New	CF FIN ACQUISITION CORP	$130,000	–	12,646	+100.0%	0.01%	–
EOLS		EVOLUS INC	$122,000	-21.8%	10,000	0.0%	0.01%	-10.0%
SMTA		SPIRIT MTA REIT	$102,000	-90.9%	132,533	0.0%	0.01%	-88.6%
LCAHU	New	LANDCADIA HLDGS II INCunit 05/09/2026	$101,000	–	10,000	+100.0%	0.01%	–
VNTR		VENATOR MATLS PLC	$97,000	+56.5%	25,250	0.0%	0.01%	+75.0%
FOMX		FOAMIX PHARMACEUTICALS LTD	$83,000	+9.2%	25,000	0.0%	0.01%	+20.0%
DLNG		DYNAGAS LNG PARTNERS LP	$51,000	+6.2%	24,220	0.0%	0.00%	+33.3%
GRSHW	Exit	GORES HOLDINGS III INC*w exp 09/11/202	$0	–	-12,500	-100.0%	-0.00%	–
MIRM	Exit	MIRUM PHARMACEUTICALS INC	$0	–	-10,000	-100.0%	-0.01%	–
NRCG	Exit	NRC GROUP HLDGS CORP	$0	–	-13,000	-100.0%	-0.01%	–
TDC	Exit	TERADATA CORP DEL	$0	–	-6,990	-100.0%	-0.01%	–
STI	Exit	SUNTRUST BKS INC	$0	–	-3,600	-100.0%	-0.02%	–
TCO	Exit	TAUBMAN CTRS INC	$0	–	-6,150	-100.0%	-0.02%	–
AGRO	Exit	ADECOAGRO S A	$0	–	-50,000	-100.0%	-0.02%	–
TIBR	Exit	TIBERIUS ACQUISITION CORP	$0	–	-33,394	-100.0%	-0.02%	–
NANO	Exit	NANOMETRICS INC	$0	–	-11,450	-100.0%	-0.02%	–
CVS	Exit	CVS HEALTH CORP	$0	–	-6,000	-100.0%	-0.02%	–
PSDO	Exit	PRESIDIO INC	$0	–	-24,700	-100.0%	-0.03%	–
ADSW	Exit	ADVANCED DISP SVCS INC DEL	$0	–	-13,400	-100.0%	-0.03%	–
LJPC	Exit	LA JOLLA PHARMACEUTICAL CO	$0	–	-49,000	-100.0%	-0.03%	–
VRS	Exit	VERSO CORPcl a	$0	–	-36,114	-100.0%	-0.03%	–
EDN	Exit	EMPRESA DIST Y COMERCIAL NORspon adr	$0	–	-70,000	-100.0%	-0.03%	–
DTIL	Exit	PRECISION BIOSCIENCES INC	$0	–	-65,000	-100.0%	-0.03%	–
PDCE	Exit	PDC ENERGY INC	$0	–	-21,500	-100.0%	-0.04%	–
VKTX	Exit	VIKING THERAPEUTICS INC	$0	–	-102,492	-100.0%	-0.04%	–
VLY	Exit	VALLEY NATL BANCORP	$0	–	-65,400	-100.0%	-0.04%	–
GRSH	Exit	GORES HOLDINGS III INCclass a	$0	–	-74,919	-100.0%	-0.05%	–
JBLU	Exit	JETBLUE AWYS CORPput	$0	–	-45,000	-100.0%	-0.05%	–
MAC	Exit	MACERICH CO	$0	–	-25,380	-100.0%	-0.05%	–
BABA	Exit	ALIBABA GROUP HLDG LTDput	$0	–	-5,000	-100.0%	-0.05%	–
MAMS	Exit	MAM SOFTWARE GROUP INC	$0	–	-69,984	-100.0%	-0.05%	–
MCC	Exit	MEDLEY CAP CORP	$0	–	-335,100	-100.0%	-0.05%	–
CJ	Exit	C&J ENERGY SVCS INC NEW	$0	–	-84,910	-100.0%	-0.06%	–
HRTX	Exit	HERON THERAPEUTICS INCput	$0	–	-50,000	-100.0%	-0.06%	–
FISV	Exit	FISERV INCput	$0	–	-10,000	-100.0%	-0.06%	–
FISV	Exit	FISERV INC	$0	–	-10,000	-100.0%	-0.06%	–
SSFN	Exit	STEWARDSHIP FINL CORP	$0	–	-67,859	-100.0%	-0.07%	–
ISRG	Exit	INTUITIVE SURGICAL INCput	$0	–	-2,000	-100.0%	-0.07%	–
ISRG	Exit	INTUITIVE SURGICAL INC	$0	–	-2,000	-100.0%	-0.07%	–
FTNT	Exit	FORTINET INCput	$0	–	-14,000	-100.0%	-0.07%	–
VIST	Exit	VISTA OIL & GAS S A B DE C Vsponsored ads	$0	–	-215,000	-100.0%	-0.07%	–
DNBF	Exit	DNB FINL CORP	$0	–	-25,278	-100.0%	-0.07%	–
IBM	Exit	INTERNATIONAL BUSINESS MACHS	$0	–	-8,000	-100.0%	-0.07%	–
DVN	Exit	DEVON ENERGY CORP NEW	$0	–	-50,000	-100.0%	-0.08%	–
NVDA	Exit	NVIDIA CORP	$0	–	-7,000	-100.0%	-0.08%	–
MCRN	Exit	MILACRON HLDGS CORP	$0	–	-74,777	-100.0%	-0.08%	–
KEYS	Exit	KEYSIGHT TECHNOLOGIES INC	$0	–	-13,000	-100.0%	-0.08%	–
NOW	Exit	SERVICENOW INCput	$0	–	-5,000	-100.0%	-0.08%	–
PFPT	Exit	PROOFPOINT INCput	$0	–	-10,000	-100.0%	-0.08%	–
AMRN	Exit	AMARIN CORP PLCspons adr new	$0	–	-85,500	-100.0%	-0.08%	–
MSCI	Exit	MSCI INCput	$0	–	-6,000	-100.0%	-0.08%	–
INTEQ	Exit	INTELSAT S A	$0	–	-58,000	-100.0%	-0.08%	–
FIS	Exit	FIDELITY NATL INFORMATION SVput	$0	–	-10,000	-100.0%	-0.08%	–
CHH	Exit	CHOICE HOTELS INTL INC	$0	–	-15,000	-100.0%	-0.08%	–
AMP	Exit	AMERIPRISE FINL INCput	$0	–	-9,000	-100.0%	-0.08%	–
BPL	Exit	BUCKEYE PARTNERS L Punit ltd partn	$0	–	-32,805	-100.0%	-0.08%	–
PTLA	Exit	PORTOLA PHARMACEUTICALS INCput	$0	–	-50,000	-100.0%	-0.08%	–
CIT	Exit	CIT GROUP INCput	$0	–	-30,000	-100.0%	-0.08%	–
DHIL	Exit	DIAMOND HILL INVESTMENT GROU	$0	–	-10,000	-100.0%	-0.09%	–
BAM	Exit	BROOKFIELD ASSET MGMT INCcl a ltd vt sh	$0	–	-26,325	-100.0%	-0.09%	–
MSFT	Exit	MICROSOFT CORPput	$0	–	-10,000	-100.0%	-0.09%	–
MTH	Exit	MERITAGE HOMES CORP	$0	–	-20,000	-100.0%	-0.09%	–
URI	Exit	UNITED RENTALS INCput	$0	–	-11,500	-100.0%	-0.09%	–
KNX	Exit	KNIGHT SWIFT TRANSN HLDGS INcl a	$0	–	-40,000	-100.0%	-0.09%	–
EPAM	Exit	EPAM SYS INCput	$0	–	-8,000	-100.0%	-0.09%	–
CRM	Exit	SALESFORCE COM INCput	$0	–	-10,000	-100.0%	-0.09%	–
PXD	Exit	PIONEER NAT RES COput	$0	–	-12,000	-100.0%	-0.09%	–
BKI	Exit	BLACK KNIGHT INCput	$0	–	-25,000	-100.0%	-0.10%	–
ETFC	Exit	E TRADE FINANCIAL CORPput	$0	–	-35,000	-100.0%	-0.10%	–
HAS	Exit	HASBRO INC	$0	–	-13,000	-100.0%	-0.10%	–
TGS	Exit	TRANSPORTADORA DE GAS SURsponsored ads b	$0	–	-181,373	-100.0%	-0.10%	–
ELY	Exit	CALLAWAY GOLF CO	$0	–	-80,000	-100.0%	-0.10%	–
GWR	Exit	GENESEE & WYO INCcl a	$0	–	-14,175	-100.0%	-0.10%	–
GPN	Exit	GLOBAL PMTS INCput	$0	–	-10,000	-100.0%	-0.10%	–
FIS	Exit	FIDELITY NATL INFORMATION SV	$0	–	-12,000	-100.0%	-0.10%	–
LRCX	Exit	LAM RESEARCH CORP	$0	–	-7,000	-100.0%	-0.10%	–
CME	Exit	CME GROUP INCput	$0	–	-8,000	-100.0%	-0.10%	–
BABA	Exit	ALIBABA GROUP HLDG LTDsponsored ads	$0	–	-10,500	-100.0%	-0.11%	–
CBM	Exit	CAMBREX CORP	$0	–	-29,500	-100.0%	-0.11%	–
WAL	Exit	WESTERN ALLIANCE BANCORPput	$0	–	-40,000	-100.0%	-0.12%	–
GGG	Exit	GRACO INCcall	$0	–	-40,000	-100.0%	-0.12%	–
TYPE	Exit	MONOTYPE IMAGING HOLDINGS IN	$0	–	-96,702	-100.0%	-0.12%	–
UPS	Exit	UNITED PARCEL SERVICE INCcl b	$0	–	-17,000	-100.0%	-0.13%	–
TXN	Exit	TEXAS INSTRS INC	$0	–	-16,000	-100.0%	-0.13%	–
ETN	Exit	EATON CORP PLC	$0	–	-25,000	-100.0%	-0.13%	–
COLM	Exit	COLUMBIA SPORTSWEAR CO	$0	–	-22,000	-100.0%	-0.13%	–
MA	Exit	MASTERCARD INCput	$0	–	-8,000	-100.0%	-0.14%	–
NOW	Exit	SERVICENOW INC	$0	–	-9,000	-100.0%	-0.14%	–
EWH	Exit	ISHARES INCput	$0	–	-100,000	-100.0%	-0.14%	–
NCI	Exit	NAVIGANT CONSULTING INC	$0	–	-81,668	-100.0%	-0.14%	–
FB	Exit	FACEBOOK INCput	$0	–	-13,000	-100.0%	-0.14%	–
NKE	Exit	NIKE INCput	$0	–	-25,000	-100.0%	-0.15%	–
NKE	Exit	NIKE INCcl b	$0	–	-25,000	-100.0%	-0.15%	–
OKE	Exit	ONEOK INC NEW	$0	–	-32,000	-100.0%	-0.15%	–
SPLK	Exit	SPLUNK INCput	$0	–	-20,000	-100.0%	-0.15%	–
SPLK	Exit	SPLUNK INC	$0	–	-20,000	-100.0%	-0.15%	–
EPAM	Exit	EPAM SYS INC	$0	–	-13,000	-100.0%	-0.15%	–
PFPT	Exit	PROOFPOINT INC	$0	–	-19,000	-100.0%	-0.15%	–
SPGI	Exit	S&P GLOBAL INCput	$0	–	-10,000	-100.0%	-0.15%	–
ATH	Exit	ATHENE HLDG LTDput	$0	–	-60,000	-100.0%	-0.16%	–
X	Exit	UNITED STATES STL CORP NEW	$0	–	-219,800	-100.0%	-0.16%	–
V	Exit	VISA INCput	$0	–	-15,000	-100.0%	-0.16%	–
EME	Exit	EMCOR GROUP INC	$0	–	-30,000	-100.0%	-0.16%	–
SBAC	Exit	SBA COMMUNICATIONS CORP NEWcl a	$0	–	-11,000	-100.0%	-0.16%	–
CME	Exit	CME GROUP INC	$0	–	-12,600	-100.0%	-0.17%	–
AON	Exit	AON PLCput	$0	–	-14,000	-100.0%	-0.17%	–
CBRE	Exit	CBRE GROUP INCput	$0	–	-52,000	-100.0%	-0.17%	–
STNE	Exit	STONECO LTDput	$0	–	-80,000	-100.0%	-0.17%	–
ALL	Exit	ALLSTATE CORP	$0	–	-26,000	-100.0%	-0.18%	–
IQV	Exit	IQVIA HLDGS INC	$0	–	-19,000	-100.0%	-0.18%	–
AON	Exit	AON PLC	$0	–	-15,000	-100.0%	-0.18%	–
CPB	Exit	CAMPBELL SOUP CO	$0	–	-63,000	-100.0%	-0.18%	–
AMAT	Exit	APPLIED MATLS INC	$0	–	-60,200	-100.0%	-0.19%	–
NEE	Exit	NEXTERA ENERGY INCput	$0	–	-13,000	-100.0%	-0.19%	–
NEE	Exit	NEXTERA ENERGY INC	$0	–	-13,000	-100.0%	-0.19%	–
ATH	Exit	ATHENE HLDG LTDcl a	$0	–	-76,000	-100.0%	-0.20%	–
KMI	Exit	KINDER MORGAN INC DEL	$0	–	-163,004	-100.0%	-0.21%	–
SEMG	Exit	SEMGROUP CORPcl a	$0	–	-216,037	-100.0%	-0.22%	–
AME	Exit	AMETEK INC NEWput	$0	–	-41,500	-100.0%	-0.24%	–
ROP	Exit	ROPER TECHNOLOGIES INCput	$0	–	-11,000	-100.0%	-0.24%	–
FXI	Exit	ISHARES TRput	$0	–	-100,000	-100.0%	-0.25%	–
SBAC	Exit	SBA COMMUNICATIONS CORP NEWput	$0	–	-17,000	-100.0%	-0.26%	–
HOLX	Exit	HOLOGIC INC	$0	–	-86,000	-100.0%	-0.27%	–
BMY	Exit	BRISTOL MYERS SQUIBB COput	$0	–	-90,000	-100.0%	-0.28%	–
BBT	Exit	BB&T CORP	$0	–	-105,500	-100.0%	-0.35%	–
CAAP	Exit	CORPORACION AMER ARPTS S A	$0	–	-1,312,328	-100.0%	-0.37%	–
VMC	Exit	VULCAN MATLS COput	$0	–	-45,000	-100.0%	-0.42%	–
IWM	Exit	ISHARES TRput	$0	–	-60,000	-100.0%	-0.57%	–
RTN	Exit	RAYTHEON CO	$0	–	-60,500	-100.0%	-0.74%	–
BMY	Exit	BRISTOL MYERS SQUIBB CO	$0	–	-388,200	-100.0%	-1.23%	–
FTNT	Exit	FORTINET INC	$0	–	-449,325	-100.0%	-2.15%	–
GLD	Exit	SPDR GOLD TRUSTcall	$0	–	-1,000,000	-100.0%	-8.66%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2020-02-14

Signatures

The EDGAR filing(s) were signed by:

Frank Waterhouse — Treasurer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
VISTRA ENERGY CORP	17	Q3 2023	15.1%
NEXPOINT RESIDENTIAL TR INC	17	Q3 2023	8.4%
NEXPOINT STRATEGIC OPPORTES	17	Q3 2023	6.3%
ENERGY TRANSFER LP	17	Q3 2023	3.7%
HERON THERAPEUTICS INC	17	Q3 2023	5.0%
TARGA RES CORP	17	Q3 2023	1.3%
MERCADOLIBRE INC	17	Q3 2023	1.7%
WESTERN MIDSTREAM PARTNERS L	17	Q3 2023	1.2%
INDEPENDENCE RLTY TR INC	17	Q3 2023	1.9%
ENTERPRISE PRODS PARTNERS L	17	Q3 2023	1.0%

View NEXPOINT ASSET MANAGEMENT, L.P.'s complete holdings history.

Latest significant ownerships (13-D/G)

NEXPOINT ASSET MANAGEMENT, L.P. Q4 2019 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
CEDAR REALTY TRUST, INC.	July 22, 2022	17,169	0.1%
Blueknight Energy Partners, L.P.	June 29, 2022	24,011	0.1%
LORAL SPACE & COMMUNICATIONS INC.	February 12, 2021	473,375	2.2%
Paratek Pharmaceuticals, Inc.	February 12, 2021	90,020	0.2%
CareDx, Inc.^{Sold out}	February 14, 2018	0	0.0%
INDEPENDENCE REALTY TRUST, INC.	February 14, 2018	1,823,405	2.2%
Minerva Neurosciences, Inc.	February 14, 2018	941,578	2.4%
Ocean Rig UDW Inc.	February 14, 2018	719	0.0%
Quorum Health Corp	February 14, 2018	1,319,501	4.4%
K12 INC	February 10, 2017	1,533,352	3.8%

View NEXPOINT ASSET MANAGEMENT, L.P.'s complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-02-14
13F-HR	2023-11-14
13F-HR	2023-08-14
13F-HR	2023-05-15
13F-HR	2023-02-14
13F-HR	2022-11-14
13F-HR	2022-08-15
SC 13G	2022-07-22
SC 13G	2022-06-29
13F-HR	2022-05-16

View NEXPOINT ASSET MANAGEMENT, L.P.'s complete filings history.

All filings

View complete filings history.

Compare quarters

Export NEXPOINT ASSET MANAGEMENT, L.P.'s holdings

NEXPOINT ASSET MANAGEMENT, L.P. - Q4 2019 holdings