$3 Billion is the total value of RiverFront Investment Group, LLC's 80 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 48.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GSLC | Sell | GOLDMAN SACHS ETF TR EQUITY ET | $284,566,000 | -47.1% | 3,307,760 | -47.1% | 9.49% | -12.6% |
| IVV | Sell | ISHARES TR S&P 500 INDEX | $276,569,000 | -34.0% | 641,960 | -34.1% | 9.22% | +9.1% |
| IEFA | Sell | ISHARES TR CORE MSCI EAFE | $247,622,000 | -37.6% | 3,334,986 | -37.0% | 8.25% | +3.2% |
| BND | Sell | VANGUARD BD INDEX FD INC TOTAL | $234,562,000 | -42.5% | 2,745,030 | -42.2% | 7.82% | -5.0% |
| SPAB | Sell | SPDR SERIES TRUST PORTFOLIO AG | $216,377,000 | -36.3% | 7,248,840 | -35.9% | 7.21% | +5.4% |
| VCIT | Sell | VANGUARD SCOTTSDALE FDS INT-TE | $149,537,000 | -38.1% | 1,583,921 | -37.6% | 4.98% | +2.4% |
| VCSH | Sell | VANGUARD SCOTTSDALE FDS SHRT-T | $136,017,000 | -38.2% | 1,650,500 | -38.0% | 4.53% | +2.1% |
| IYG | Sell | ISHARES TR DJ US FINL SVC | $107,910,000 | -42.3% | 573,443 | -43.2% | 3.60% | -4.5% |
| XLK | Sell | SELECT SECTOR SPDR TR SBI INT- | $90,347,000 | -30.3% | 605,060 | -31.0% | 3.01% | +15.3% |
| JEPI | Buy | J P MORGAN EXCHANGE-TRADED FEQetf - equity | $89,295,000 | +163.1% | 1,497,998 | +167.3% | 2.98% | +335.2% |
| QQQ | Sell | Invesco QQQ Trust | $86,223,000 | -52.6% | 240,872 | -53.1% | 2.87% | -21.6% |
| MBB | Sell | ISHARES TR MBS FIXED BDFD | $67,769,000 | -31.0% | 626,688 | -31.0% | 2.26% | +14.0% |
| RFDA | Sell | ALPS ETF TR RIVERFRNT DYMC | $67,038,000 | -1.3% | 1,559,634 | -0.2% | 2.24% | +63.3% |
| XLV | Sell | SELECT SECTOR SPDR TR SBI HEAL | $65,017,000 | -33.0% | 510,742 | -33.7% | 2.17% | +10.8% |
| RFCI | Buy | ALPS ETF TR RIVERFRONT DYM | $61,330,000 | +14.7% | 2,412,440 | +15.2% | 2.04% | +89.6% |
| VGIT | Sell | VANGUARD SCOTTSDALE FDS INT-TE | $60,525,000 | -35.6% | 896,002 | -35.4% | 2.02% | +6.4% |
| IEMG | Sell | ISHARES INC CORE MSCI EMKT | $59,209,000 | -59.4% | 958,709 | -55.9% | 1.97% | -32.8% |
| XLY | Sell | SELECT SECTOR SPDR TR SBI CONS | $54,564,000 | -31.8% | 304,062 | -32.2% | 1.82% | +12.8% |
| IYW | Sell | ISHARES TR DJ US TECH SEC | $50,813,000 | -42.8% | 501,812 | -43.8% | 1.69% | -5.4% |
| PAVE | Sell | GLOBAL X FDS US INFR DEV ET | $42,514,000 | -47.5% | 1,673,125 | -46.8% | 1.42% | -13.3% |
| EFG | Sell | ISHARES TR MSCI GRW IDX | $37,532,000 | -58.0% | 352,519 | -57.7% | 1.25% | -30.6% |
| RFDI | Buy | FIRST TR EXCH TRADED FD III RI | $36,081,000 | +0.6% | 521,323 | +2.9% | 1.20% | +66.4% |
| TLT | Sell | ISHARES TR 20 YR TRS BD | $36,043,000 | -44.8% | 249,749 | -44.8% | 1.20% | -8.8% |
| EFV | Sell | ISHARES TR MSCI VAL IDX | $30,084,000 | -56.4% | 591,635 | -55.6% | 1.00% | -27.9% |
| XLC | Sell | COMMUNICATION SERVICES SELECT | $28,605,000 | -31.0% | 357,083 | -30.2% | 0.95% | +14.1% |
| RFFC | Sell | ALPS ETF TR RIVERFRNT FLEX | $24,424,000 | -22.0% | 553,269 | -21.1% | 0.81% | +29.0% |
| MSFT | Sell | MICROSOFT CORP COM | $22,495,000 | -32.4% | 79,792 | -35.1% | 0.75% | +11.8% |
| XLI | Sell | SELECT SECTOR SPDR TR SBI INT- | $22,406,000 | -66.0% | 229,012 | -64.4% | 0.75% | -43.8% |
| XLP | Sell | SELECT SECTOR SPDR TR SBI CONS | $20,684,000 | -31.6% | 300,474 | -30.4% | 0.69% | +13.1% |
| DGRO | Sell | ISHARES CORE DIVIDEND GROWTH E | $19,667,000 | -30.3% | 391,472 | -30.2% | 0.66% | +15.3% |
| PLD | Sell | PROLOGIS INC. COM | $19,592,000 | -37.9% | 156,201 | -40.8% | 0.65% | +2.7% |
| VCLT | Sell | VANGUARD SCOTTSDALE FDS LG-TER | $18,851,000 | -36.2% | 178,556 | -35.4% | 0.63% | +5.4% |
| XLB | Sell | SELECT SECTOR SPDR TR SBI MATE | $17,521,000 | -33.2% | 221,483 | -30.5% | 0.58% | +10.4% |
| VOX | Sell | VANGUARD WORLD FDS TELCOMM ETF | $17,292,000 | -35.3% | 122,846 | -33.9% | 0.58% | +6.9% |
| TLH | Sell | ISHARES TR LEHMAN 10-20YR | $16,245,000 | -39.0% | 110,460 | -39.0% | 0.54% | +0.9% |
| XLE | Sell | SELECT SECTOR SPDR TR SBI INT- | $16,024,000 | -36.1% | 307,617 | -33.9% | 0.53% | +5.5% |
| IEUR | Sell | ISHARES TR CORE MSCI EURO | $15,321,000 | -62.0% | 273,311 | -61.2% | 0.51% | -37.2% |
| ANGL | Sell | VANECK VECTORS FALLEN ANGEL HI | $15,245,000 | -62.9% | 461,300 | -63.1% | 0.51% | -38.6% |
| IHI | Buy | ISHARES TR DJ MED DEVICES | $12,047,000 | -53.1% | 191,899 | +169.5% | 0.40% | -22.4% |
| AAPL | Sell | APPLE COMPUTER INC | $11,765,000 | -27.4% | 83,145 | -29.7% | 0.39% | +19.9% |
| IGV | Sell | ISHARES TR S&P NA SOFTWR | $11,640,000 | -62.1% | 29,164 | -62.9% | 0.39% | -37.3% |
| TGT | Sell | TARGET CORP | $10,530,000 | -55.3% | 46,029 | -52.8% | 0.35% | -26.1% |
| FIXD | Sell | FIRST TRUST TCW OPPORTUNISTIC | $10,495,000 | -66.7% | 195,994 | -66.6% | 0.35% | -44.9% |
| RFEM | Sell | FIRST TR EXCH TRADED FD III RI | $9,431,000 | -18.4% | 140,278 | -9.5% | 0.31% | +34.8% |
| IVE | Sell | ISHARES TR S&P 500 VALUE | $8,143,000 | -55.9% | 55,998 | -55.2% | 0.27% | -27.2% |
| SBUX | Sell | STARBUCKS CORP COM | $7,081,000 | -53.0% | 64,196 | -52.3% | 0.24% | -22.4% |
| SPHB | Sell | INVESCO S&P 500 HIGH BETA ETF | $6,245,000 | -79.6% | 85,429 | -78.9% | 0.21% | -66.3% |
| UNH | Sell | UNITEDHEALTH GROUP INC COM | $5,804,000 | -52.6% | 14,856 | -51.5% | 0.19% | -21.9% |
| New | GENERAL ELECTRIC CO COM NEW | $5,510,000 | – | 53,487 | +100.0% | 0.18% | – | |
| BSX | Sell | BOSTON SCIENTIFIC CORP COM | $5,280,000 | -50.6% | 121,701 | -51.3% | 0.18% | -18.5% |
| NOC | Sell | NORTHROP GRUMMAN CORP COM | $5,197,000 | -52.7% | 14,433 | -52.3% | 0.17% | -22.1% |
| CAT | Sell | CATERPILLAR INC COM | $4,824,000 | -58.8% | 25,131 | -53.2% | 0.16% | -31.8% |
| RFUN | Sell | ALPS ETF TR RIVERFRONT UNC | $2,981,000 | -0.5% | 115,784 | -0.1% | 0.10% | +65.0% |
| RIGS | Sell | ALPS ETF TR RIVERFRNT STR INCetf - fixed inco | $2,598,000 | -0.5% | 104,977 | -0.2% | 0.09% | +64.2% |
| SYK | STRYKER CORP COM | $2,426,000 | +1.5% | 9,200 | 0.0% | 0.08% | +68.8% | |
| RFEU | FIRST TR EXCH TRADED FD III RI | $1,909,000 | -2.1% | 26,203 | 0.0% | 0.06% | +64.1% | |
| VANGUARD 500 INDEX FUNDmutual funds | $1,424,000 | +0.3% | 3,581 | 0.0% | 0.05% | +62.1% | ||
| VEA | New | VANGUARD TAX-MANAGED FD EUROPE | $1,297,000 | – | 25,682 | +100.0% | 0.04% | – |
| EMXC | ISHARES INC MSCI EMRG CHNetf - equity | $1,161,000 | -2.8% | 19,143 | 0.0% | 0.04% | +62.5% | |
| ABT | ABBOTT LABS | $1,152,000 | +1.9% | 9,752 | 0.0% | 0.04% | +65.2% | |
| DIS | Sell | DISNEY WALT PRODTNS | $812,000 | -4.6% | 4,800 | -0.9% | 0.03% | +58.8% |
| IWF | ISHARES TR RUSSELL1000GRW | $703,000 | +1.0% | 2,564 | 0.0% | 0.02% | +64.3% | |
| SPSB | Sell | SPDR SERIES TRUST BARC CAPTL E | $663,000 | -93.4% | 21,204 | -93.4% | 0.02% | -89.1% |
| XLF | New | SELECT SECTOR SPDR TR SBI INT- | $632,000 | – | 16,836 | +100.0% | 0.02% | – |
| MCD | Sell | MCDONALDS CORP COM | $581,000 | +3.4% | 2,410 | -1.0% | 0.02% | +72.7% |
| IWD | ISHARES TR RUSSELL1000VAL | $571,000 | -1.2% | 3,647 | 0.0% | 0.02% | +58.3% | |
| AIM TAX EXEMPT FDS INVESCO TAXmutual funds | $564,000 | -1.4% | 40,971 | 0.0% | 0.02% | +58.3% | ||
| VYM | VANGUARD WHITEHALL FDS INC HIG | $504,000 | -1.4% | 4,874 | 0.0% | 0.02% | +70.0% | |
| VMBS | Sell | VANGUARD SCOTTSDALE FDS MORTG- | $457,000 | -93.8% | 8,571 | -93.8% | 0.02% | -89.9% |
| BA | BOEING CO COM | $440,000 | -8.1% | 2,000 | 0.0% | 0.02% | +50.0% | |
| EEM | ISHARES TR MSCI EMERG MKT | $458,000 | -8.6% | 9,093 | 0.0% | 0.02% | +50.0% | |
| JMUB | J P MORGAN EXCHANGE TRADED FDetf - equity | $429,000 | -0.7% | 7,812 | 0.0% | 0.01% | +55.6% | |
| HMOP | HARTFORD FDS EXCHANGE TRADED Tetf - equity | $428,000 | -0.7% | 10,246 | 0.0% | 0.01% | +55.6% | |
| PEP | Sell | PEPSICO INC COM | $361,000 | -0.8% | 2,400 | -2.2% | 0.01% | +71.4% |
| VANGUARD MID-CAP INDEX FUNDmutual funds | $291,000 | -0.3% | 994 | 0.0% | 0.01% | +66.7% | ||
| MATTHEWS INTL FDS PAC TIGER INmutual funds | $266,000 | -9.2% | 7,952 | 0.0% | 0.01% | +50.0% | ||
| NEW PERSPECTIVE FD INC COMmutual funds | $264,000 | 0.0% | 3,946 | 0.0% | 0.01% | +80.0% | ||
| KO | Sell | COCA COLA CO | $254,000 | -5.2% | 4,841 | -2.2% | 0.01% | +60.0% |
| JPM | JPMORGAN CHASE & CO COM | $246,000 | +5.6% | 1,500 | 0.0% | 0.01% | +60.0% | |
| HBAN | HUNTINGTON BANCSHARES INC COM | $212,000 | +8.2% | 13,710 | 0.0% | 0.01% | +75.0% | |
| BKRKY | Exit | PT BK RAKYAT ADR SHS B | $0 | – | -11,474 | -100.0% | -0.00% | – |
| BSCL | Exit | INVESCO EXCH TRD SLF IDX FD TR | $0 | – | -9,770 | -100.0% | -0.00% | – |
| TMSNY | Exit | TEMENOS AG SPONSORED ADR | $0 | – | -1,255 | -100.0% | -0.00% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTD SPONSOR | $0 | – | -883 | -100.0% | -0.00% | – |
| WCN | Exit | WASTE CONNECTIONS INC COM | $0 | – | -1,700 | -100.0% | -0.00% | – |
| NVO | Exit | NOVO NORDISK AS VORMALS NOVOAD | $0 | – | -2,409 | -100.0% | -0.00% | – |
| GMAB | Exit | GENMAB A S SPONSORED ADR | $0 | – | -5,362 | -100.0% | -0.00% | – |
| FOXA | Exit | FOX CORP | $0 | – | -7,136 | -100.0% | -0.01% | – |
| ASML | Exit | ASML HOLDING N V N Y REGISTRY | $0 | – | -325 | -100.0% | -0.01% | – |
| LYB | Exit | LYONDELLBASELL INDUSTRIES N SH | $0 | – | -2,317 | -100.0% | -0.01% | – |
| CE | Exit | CELANESE CORP DEL COM SER A | $0 | – | -1,565 | -100.0% | -0.01% | – |
| MA | Exit | MASTERCARD INC CL A | $0 | – | -716 | -100.0% | -0.01% | – |
| LHX | Exit | L3 HARRIS TECHNOLOGIES INC COM | $0 | – | -1,222 | -100.0% | -0.01% | – |
| LDOS | Exit | LEIDOS HLDGS INC COM | $0 | – | -2,688 | -100.0% | -0.01% | – |
| VRTX | Exit | VERTEX PHARMACEUTICALS INC COM | $0 | – | -1,125 | -100.0% | -0.01% | – |
| DOW | Exit | DOW INC | $0 | – | -3,782 | -100.0% | -0.01% | – |
| IP | Exit | INTERNATIONAL PAPER CO | $0 | – | -4,161 | -100.0% | -0.01% | – |
| MO | Exit | ALTRIA GROUP INC COM | $0 | – | -5,386 | -100.0% | -0.01% | – |
| Exit | CONSTELLATION SOFTWARE INC COM | $0 | – | -159 | -100.0% | -0.01% | – | |
| RTX | Exit | RAYTHEON TECHNOLOGIES CORP | $0 | – | -3,064 | -100.0% | -0.01% | – |
| TXT | Exit | TEXTRON INC COM | $0 | – | -3,907 | -100.0% | -0.01% | – |
| GILD | Exit | GILEAD SCIENCES INC COM | $0 | – | -3,649 | -100.0% | -0.01% | – |
| AMGN | Exit | AMGEN INC COM | $0 | – | -1,057 | -100.0% | -0.01% | – |
| GD | Exit | GENERAL DYNAMICS CORP COM | $0 | – | -1,445 | -100.0% | -0.01% | – |
| YUM | Exit | YUM BRANDS INC COM | $0 | – | -2,209 | -100.0% | -0.01% | – |
| INCY | Exit | INCYTE CORP COM | $0 | – | -3,039 | -100.0% | -0.01% | – |
| INFY | Exit | INFOSYS TECHNOLOGIES LTD SPONS | $0 | – | -10,717 | -100.0% | -0.01% | – |
| WY | Exit | WEYERHAEUSER CO COM | $0 | – | -7,087 | -100.0% | -0.01% | – |
| BFB | Exit | BROWN FORMAN CORP CL B | $0 | – | -3,329 | -100.0% | -0.01% | – |
| EMN | Exit | EASTMAN CHEM CO COM | $0 | – | -2,060 | -100.0% | -0.01% | – |
| CMI | Exit | CUMMINS ENGINE INC COM | $0 | – | -964 | -100.0% | -0.01% | – |
| EFX | Exit | EQUIFAX INC COM | $0 | – | -1,123 | -100.0% | -0.01% | – |
| UPS | Exit | UNITED PARCEL SERVICE INC CL B | $0 | – | -1,275 | -100.0% | -0.01% | – |
| WXXWY | Exit | WUXI BIOLOGICS CAYMAN INC UNSP | $0 | – | -6,611 | -100.0% | -0.01% | – |
| HII | Exit | HUNTINGTON INGALLS INDS INC CO | $0 | – | -1,257 | -100.0% | -0.01% | – |
| DVA | Exit | DAVITA INC | $0 | – | -2,162 | -100.0% | -0.01% | – |
| LMT | Exit | LOCKHEED MARTIN CORP COM | $0 | – | -699 | -100.0% | -0.01% | – |
| CTSH | Exit | COGNIZANT TECHNOLOGY SOLUTIOCL | $0 | – | -3,684 | -100.0% | -0.01% | – |
| ILMN | Exit | ILLUMINA INC COM | $0 | – | -672 | -100.0% | -0.01% | – |
| EW | Exit | EDWARDS LIFESCIENCES CORP COM | $0 | – | -2,867 | -100.0% | -0.01% | – |
| ETSY | Exit | ETSY INC | $0 | – | -1,556 | -100.0% | -0.01% | – |
| ABMD | Exit | ABIOMED INC COM | $0 | – | -957 | -100.0% | -0.01% | – |
| MSI | Exit | MOTOROLA SOLUTIONS INC COM NEW | $0 | – | -1,334 | -100.0% | -0.01% | – |
| MRK | Exit | MERCK & CO. INC COM | $0 | – | -3,710 | -100.0% | -0.01% | – |
| NOW | Exit | SERVICENOW INC COM | $0 | – | -573 | -100.0% | -0.01% | – |
| CCI | Exit | CROWN CASTLE INTL CORP NEW COM | $0 | – | -1,447 | -100.0% | -0.01% | – |
| QCOM | Exit | QUALCOMM INC COM | $0 | – | -2,018 | -100.0% | -0.01% | – |
| FLRN | Exit | SPDR SER TR INV GRD FLT RT | $0 | – | -10,206 | -100.0% | -0.01% | – |
| AMT | Exit | AMERICAN TOWER CORP NEW COM | $0 | – | -1,069 | -100.0% | -0.01% | – |
| AOS | Exit | SMITH A O CORP COM | $0 | – | -3,806 | -100.0% | -0.01% | – |
| VRSN | Exit | VERISIGN INC COM | $0 | – | -1,233 | -100.0% | -0.01% | – |
| ADSK | Exit | AUTODESK INC COM | $0 | – | -959 | -100.0% | -0.01% | – |
| QRVO | Exit | QORVO INC COM | $0 | – | -1,526 | -100.0% | -0.01% | – |
| FTNT | Exit | FORTINET INC COM | $0 | – | -1,273 | -100.0% | -0.01% | – |
| INTU | Exit | INTUIT COM | $0 | – | -627 | -100.0% | -0.01% | – |
| FB | Exit | FACEBOOK INC CL A | $0 | – | -850 | -100.0% | -0.01% | – |
| DPZ | Exit | DOMINOS PIZZA INC COM | $0 | – | -602 | -100.0% | -0.01% | – |
| LLY | Exit | LILLY ELI & CO COM | $0 | – | -1,397 | -100.0% | -0.01% | – |
| PM | Exit | PHILIP MORRIS INTL INC COM | $0 | – | -2,806 | -100.0% | -0.01% | – |
| FLOT | Exit | ISHARES TR FLTG RATE NT | $0 | – | -7,287 | -100.0% | -0.01% | – |
| NEAR | Exit | ISHS US SHRT MTY BD ETF | $0 | – | -7,142 | -100.0% | -0.01% | – |
| BIIB | Exit | BIOGEN IDEC INC COM | $0 | – | -935 | -100.0% | -0.01% | – |
| AMD | Exit | ADVANCED MICRO DEVICES INC COM | $0 | – | -3,495 | -100.0% | -0.01% | – |
| RFAP | Exit | FIRST TRUST RIVERFRONT DYN ASI | $0 | – | -16,012 | -100.0% | -0.02% | – |
| RWR | Exit | SPDR SERIES TRUST DJ WLSH REIT | $0 | – | -11,192 | -100.0% | -0.02% | – |
| IYK | Exit | ISHARES TR CONS GOODS IDX | $0 | – | -13,916 | -100.0% | -0.05% | – |
| GE | Exit | GENERAL ELEC CO | $0 | – | -895,263 | -100.0% | -0.24% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-02
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD SCOTTSDALE FDS SHRT-T | 50 | Q3 2023 | 7.8% |
| VANGUARD WORLD FDS INF TECH ET | 49 | Q4 2020 | 1.6% |
| SELECT SECTOR SPDR TR SBI CONS | 47 | Q3 2023 | 2.0% |
| ISHARES TR MSCI EAFE IDX | 44 | Q3 2023 | 5.4% |
| ALPS ETF TR RIVERFRNT STR INC | 40 | Q3 2023 | 8.7% |
| SELECT SECTOR SPDR TR SBI INT- | 39 | Q4 2022 | 1.0% |
| WISDOMTREE TRUST LARGECAP DIVI | 37 | Q2 2020 | 15.1% |
| SELECT SECTOR SPDR TR SBI CONS | 37 | Q3 2023 | 2.7% |
| ISHARES TR S&P 500 INDEX | 36 | Q3 2023 | 10.1% |
| ISHARES TR LEHMAN 1-3 YR | 36 | Q3 2023 | 4.5% |
View RiverFront Investment Group, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-05 |
| 13F-HR | 2023-11-07 |
| 13F-HR | 2023-08-01 |
| 13F-HR | 2023-05-15 |
| 13F-HR/A | 2023-02-24 |
| 13F-HR | 2023-02-15 |
| 13F-HR | 2022-11-10 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-05 |
| 13F-HR | 2022-02-10 |
View RiverFront Investment Group, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.