$970 Million is the total value of COWEN INC.'s 314 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 95.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TWC | Buy | TIME WARNER CABLE INC | $82,472,000 | +66.6% | 574,756 | +71.0% | 8.50% | +52.9% |
| SPY | Buy | SPDR S&P 500 ETF TRput | $65,786,000 | +85.3% | 333,900 | +84.1% | 6.78% | +70.1% |
| A309PS | Buy | DIRECTV | $51,906,000 | +61.6% | 599,933 | +58.8% | 5.35% | +48.4% |
| FWLT | Sell | FOSTER WHEELER AG | $48,584,000 | -13.8% | 1,536,504 | -7.1% | 5.01% | -20.8% |
| 4945SC | New | KINDER MORGAN ENERGY PARTNERut ltd partner | $41,000,000 | – | 439,534 | +100.0% | 4.23% | – |
| THI | New | TIM HORTONS INC | $32,964,000 | – | 418,271 | +100.0% | 3.40% | – |
| CNQR | New | CONCUR TECHNOLOGIES INC | $21,644,000 | – | 170,667 | +100.0% | 2.23% | – |
| IWM | Buy | ISHARES TRput | $19,290,000 | +224.7% | 176,400 | +252.8% | 1.99% | +198.2% |
| FDO | New | FAMILY DLR STORES INC | $17,928,000 | – | 232,111 | +100.0% | 1.85% | – |
| ROC | New | ROCKWOOD HLDGS INC | $17,341,000 | – | 226,825 | +100.0% | 1.79% | – |
| TRW | New | TRW AUTOMOTIVE HLDGS CORP | $15,384,000 | – | 151,936 | +100.0% | 1.59% | – |
| COWN | Sell | COWEN GROUP INC NEWcl a | $14,211,000 | -25.0% | 3,789,624 | -15.6% | 1.46% | -31.2% |
| SLXP | Buy | SALIX PHARMACEUTICALS INC | $13,417,000 | +770.1% | 85,874 | +587.0% | 1.38% | +699.4% |
| CMCSA | Buy | COMCAST CORP NEWcall | $12,122,000 | +10.3% | 225,400 | +10.1% | 1.25% | +1.3% |
| AGN | New | ALLERGAN INC | $11,494,000 | – | 64,505 | +100.0% | 1.18% | – |
| AMAT | Buy | APPLIED MATLS INCcall | $11,108,000 | +146.2% | 514,000 | +157.0% | 1.14% | +126.3% |
| T | Buy | AT&T INCput | $10,572,000 | +284.9% | 300,000 | +286.1% | 1.09% | +253.9% |
| AGN | Sell | ALLERGAN INCput | $8,910,000 | -47.3% | 50,000 | -49.9% | 0.92% | -51.6% |
| AAVL | New | AVALANCHE BIOTECHNOLOGIES IN | $8,502,000 | – | 248,674 | +100.0% | 0.88% | – |
| RARE | Buy | ULTRAGENYX PHARMACEUTICAL IN | $8,430,000 | +33.8% | 148,932 | +6.1% | 0.87% | +22.9% |
| TMUS | Buy | T-MOBILE US INC | $8,115,000 | +201.9% | 281,102 | +251.6% | 0.84% | +177.2% |
| 2108SC | New | EL PASO PIPELINE PARTNERS L | $7,736,000 | – | 192,636 | +100.0% | 0.80% | – |
| KMI | New | KINDER MORGAN INC DELcall | $6,537,000 | – | 170,500 | +100.0% | 0.67% | – |
| SHPG | Buy | SHIRE PLCsponsored adr | $6,035,000 | +360.3% | 23,295 | +318.6% | 0.62% | +323.1% |
| TWTC | New | TW TELECOM INC | $6,014,000 | – | 144,532 | +100.0% | 0.62% | – |
| F102PS | Buy | BABCOCK & WILCOX CO NEW | $6,006,000 | +55.4% | 216,898 | +82.2% | 0.62% | +42.6% |
| SWY | Sell | SAFEWAY INC | $5,486,000 | -49.1% | 159,954 | -49.1% | 0.57% | -53.3% |
| WMB | Sell | WILLIAMS COS INC DEL | $5,444,000 | -30.5% | 98,352 | -26.9% | 0.56% | -36.2% |
| UTIW | Buy | UTI WORLDWIDE INCord | $5,445,000 | +30.5% | 512,204 | +26.9% | 0.56% | +19.9% |
| VRX | Buy | VALEANT PHARMACEUTICALS INTL | $5,295,000 | +39.9% | 40,361 | +34.5% | 0.55% | +28.5% |
| MSFT | Buy | MICROSOFT CORP | $5,215,000 | +22.8% | 112,479 | +10.4% | 0.54% | +12.8% |
| CP | Buy | CANADIAN PAC RY LTD | $5,118,000 | +21.0% | 24,669 | +5.6% | 0.53% | +11.2% |
| MSI | Buy | MOTOROLA SOLUTIONS INC | $4,965,000 | +28.4% | 78,467 | +35.0% | 0.51% | +18.0% |
| LM | Buy | LEGG MASON INC | $4,873,000 | +19.6% | 95,255 | +19.9% | 0.50% | +9.6% |
| APD | Buy | AIR PRODS & CHEMS INC | $4,734,000 | +12.3% | 36,365 | +11.0% | 0.49% | +3.2% |
| AKAM | Buy | AKAMAI TECHNOLOGIES INC | $4,728,000 | +8.8% | 79,058 | +11.1% | 0.49% | -0.2% |
| SIG | Buy | SIGNET JEWELERS LIMITED | $4,714,000 | +14.3% | 41,382 | +11.0% | 0.49% | +5.0% |
| PEP | Buy | PEPSICO INC | $4,647,000 | +15.6% | 49,923 | +10.9% | 0.48% | +6.2% |
| BK | New | BANK NEW YORK MELLON CORP | $4,637,000 | – | 119,723 | +100.0% | 0.48% | – |
| NCR | Buy | NCR CORP NEW | $4,625,000 | +10.8% | 138,436 | +16.3% | 0.48% | +1.7% |
| HPQ | Buy | HEWLETT PACKARD CO | $4,625,000 | +16.8% | 130,393 | +10.9% | 0.48% | +7.4% |
| FNF | New | FIDELITY NATIONAL FINANCIAL | $4,619,000 | – | 166,506 | +100.0% | 0.48% | – |
| HOLX | Buy | HOLOGIC INC | $4,595,000 | +11.5% | 188,861 | +16.2% | 0.47% | +2.4% |
| ADBE | Buy | ADOBE SYS INC | $4,584,000 | +6.2% | 66,246 | +11.1% | 0.47% | -2.5% |
| RAX | Buy | RACKSPACE HOSTING INC | $4,559,000 | +351.4% | 140,084 | +366.9% | 0.47% | +315.9% |
| MIC | Buy | MACQUARIE INFRASTR CO LLCmembership int | $4,554,000 | +13.6% | 68,275 | +6.2% | 0.47% | +4.2% |
| MON | New | MONSANTO CO NEW | $4,528,000 | – | 40,242 | +100.0% | 0.47% | – |
| PAH | Buy | PLATFORM SPECIALTY PRODS COR | $4,528,000 | +10.2% | 180,983 | +23.5% | 0.47% | +1.3% |
| BEAV | Sell | B/E AEROSPACE INCcall | $4,524,000 | -49.4% | 53,900 | -44.2% | 0.47% | -53.5% |
| ISBC | New | INVESTORS BANCORP INC NEW | $4,478,000 | – | 442,032 | +100.0% | 0.46% | – |
| PTC | Buy | PTC INC | $4,472,000 | +10.4% | 121,196 | +16.1% | 0.46% | +1.3% |
| MDLZ | Buy | MONDELEZ INTL INCcl a | $4,462,000 | +14.0% | 130,225 | +25.2% | 0.46% | +4.8% |
| CBRE | New | CBRE GROUP INCcl a | $4,460,000 | – | 149,965 | +100.0% | 0.46% | – |
| ACIW | Buy | ACI WORLDWIDE INC | $4,464,000 | +12.1% | 237,929 | +233.6% | 0.46% | +2.9% |
| TGI | Buy | TRIUMPH GROUP INC NEW | $4,447,000 | +12.8% | 68,361 | +21.1% | 0.46% | +3.6% |
| SLM | Sell | SLM CORPcall | $4,386,000 | -14.1% | 512,400 | -16.6% | 0.45% | -21.1% |
| IR | Buy | INGERSOLL-RAND PLC | $4,362,000 | +5.0% | 77,391 | +16.5% | 0.45% | -3.4% |
| HZNP | New | HORIZON PHARMA PLC | $4,343,000 | – | 353,666 | +100.0% | 0.45% | – |
| BKW | Sell | BURGER KING WORLDWIDE INC | $4,320,000 | +3.9% | 145,665 | -4.6% | 0.44% | -4.7% |
| GILD | Buy | GILEAD SCIENCES INC | $4,294,000 | +70.7% | 40,340 | +33.0% | 0.44% | +57.1% |
| MDAS | Buy | MEDASSETS INC | $4,286,000 | +15.2% | 206,846 | +27.0% | 0.44% | +5.7% |
| SPXC | Buy | SPX CORP | $4,254,000 | +6.3% | 45,294 | +22.5% | 0.44% | -2.2% |
| BHI | Buy | BAKER HUGHES INC | $4,261,000 | +2.8% | 65,488 | +17.6% | 0.44% | -5.6% |
| CAM | New | CAMERON INTERNATIONAL CORP | $4,243,000 | – | 63,917 | +100.0% | 0.44% | – |
| B108PS | New | ACTAVIS PLC | $4,222,000 | – | 17,500 | +100.0% | 0.44% | – |
| ATK | Buy | ALLIANT TECHSYSTEMS INC | $4,205,000 | +22.2% | 32,946 | +28.2% | 0.43% | +12.4% |
| T104PS | Buy | AMERICAN RLTY CAP PPTYS INC | $4,201,000 | +7.0% | 348,315 | +11.2% | 0.43% | -1.8% |
| TRW | New | TRW AUTOMOTIVE HLDGS CORPput | $4,151,000 | – | 41,000 | +100.0% | 0.43% | – |
| S | New | SPRINT CORPput | $4,102,000 | – | 647,000 | +100.0% | 0.42% | – |
| BID | Buy | SOTHEBYS | $4,098,000 | -1.1% | 114,733 | +16.3% | 0.42% | -9.2% |
| RDC | New | ROWAN COMPANIES PLC | $4,049,000 | – | 159,979 | +100.0% | 0.42% | – |
| RH | New | RESTORATION HARDWARE HLDGS Iput | $3,978,000 | – | 50,000 | +100.0% | 0.41% | – |
| GT | Buy | GOODYEAR TIRE & RUBR CO | $3,971,000 | -3.4% | 175,823 | +18.8% | 0.41% | -11.5% |
| OI | Buy | OWENS ILL INC | $3,954,000 | -3.2% | 151,785 | +28.7% | 0.41% | -11.1% |
| SYY | Buy | SYSCO CORPput | $3,950,000 | +104.0% | 104,100 | +101.4% | 0.41% | +87.6% |
| HAR | Buy | HARMAN INTL INDS INC | $3,938,000 | +1.5% | 40,170 | +11.2% | 0.41% | -6.9% |
| SNECQ | Buy | SANCHEZ ENERGY CORP | $3,830,000 | +18.7% | 145,857 | +69.9% | 0.40% | +9.1% |
| WPZ | Sell | WILLIAMS PARTNERS L P | $3,672,000 | -23.8% | 69,212 | -22.0% | 0.38% | -29.9% |
| TMUS | New | T-MOBILE US INCcall | $3,560,000 | – | 123,300 | +100.0% | 0.37% | – |
| ACM | New | AECOM TECHNOLOGY CORP DELAWAcall | $3,389,000 | – | 100,400 | +100.0% | 0.35% | – |
| BLUE | BLUEBIRD BIO INC | $3,316,000 | -7.0% | 92,408 | 0.0% | 0.34% | -14.5% | |
| ET | Buy | ENERGY TRANSFER EQUITY L P | $3,279,000 | +26.8% | 53,150 | +21.2% | 0.34% | +16.6% |
| VRX | New | VALEANT PHARMACEUTICALS INTLput | $3,280,000 | – | 25,000 | +100.0% | 0.34% | – |
| BEAV | Sell | B/E AEROSPACE INC | $3,165,000 | -68.5% | 37,700 | -65.3% | 0.33% | -71.1% |
| SGMS | SCIENTIFIC GAMES CORPcl a | $3,075,000 | -3.1% | 285,550 | 0.0% | 0.32% | -11.0% | |
| BKW | New | BURGER KING WORLDWIDE INCcall | $3,040,000 | – | 102,500 | +100.0% | 0.31% | – |
| GNCIQ | Sell | GNC HLDGS INC | $3,001,000 | -12.0% | 77,456 | -22.5% | 0.31% | -19.3% |
| WAG | Buy | WALGREEN CO | $2,944,000 | +57.3% | 49,675 | +96.8% | 0.30% | +44.8% |
| AVNR | New | AVANIR PHARMACEUTICALS INCcall | $2,816,000 | – | 236,300 | +100.0% | 0.29% | – |
| LIN | New | LIN MEDIA LLC | $2,752,000 | – | 123,943 | +100.0% | 0.28% | – |
| CHS | New | CHICOS FAS INCcall | $2,679,000 | – | 181,400 | +100.0% | 0.28% | – |
| SIAL | New | SIGMA ALDRICH CORP | $2,639,000 | – | 19,406 | +100.0% | 0.27% | – |
| MMP | MAGELLAN MIDSTREAM PRTNRS LP | $2,553,000 | +0.2% | 30,326 | 0.0% | 0.26% | -8.0% | |
| J106OPTLDIV | Buy | CBS OUTDOOR AMERS INC | $2,360,000 | +33.6% | 78,825 | +45.9% | 0.24% | +22.7% |
| F113PS | Sell | COVIDIEN PLC | $2,233,000 | -89.0% | 25,806 | -88.5% | 0.23% | -89.9% |
| QRE | New | QR ENERGY LPunit ltd prtns | $2,222,000 | – | 114,440 | +100.0% | 0.23% | – |
| AAPL | Sell | APPLE INC | $2,195,000 | -1.1% | 21,787 | -8.8% | 0.23% | -9.2% |
| NUAN | Buy | NUANCE COMMUNICATIONS INC | $2,179,000 | +15.7% | 141,355 | +40.8% | 0.22% | +6.1% |
| BEAV | New | B/E AEROSPACE INCput | $2,174,000 | – | 25,900 | +100.0% | 0.22% | – |
| LORL | New | LORAL SPACE & COMMUNICATNS Iput | $2,161,000 | – | 30,100 | +100.0% | 0.22% | – |
| IWM | New | ISHARES TRrussell 2000 etf | $2,154,000 | – | 19,700 | +100.0% | 0.22% | – |
| CRZO | New | CARRIZO OIL & GAS INCcall | $2,153,000 | – | 40,000 | +100.0% | 0.22% | – |
| MTW | New | MANITOWOC INC | $2,112,000 | – | 90,043 | +100.0% | 0.22% | – |
| IAC | Sell | IAC INTERACTIVECORP | $2,038,000 | -6.9% | 30,926 | -2.2% | 0.21% | -14.6% |
| BOBE | Sell | BOB EVANS FARMS INC | $2,021,000 | -11.9% | 42,686 | -6.9% | 0.21% | -19.4% |
| TIVO | New | TIVO INCcall | $2,008,000 | – | 156,900 | +100.0% | 0.21% | – |
| SUNEQ | New | SUNEDISON INCput | $1,962,000 | – | 103,900 | +100.0% | 0.20% | – |
| IBB | New | ISHARES TRput | $1,943,000 | – | 7,100 | +100.0% | 0.20% | – |
| LAMR | Sell | LAMAR ADVERTISING COcl a | $1,903,000 | -44.6% | 38,635 | -40.4% | 0.20% | -49.2% |
| SXL | Buy | SUNOCO LOGISTICS PRTNRS L P | $1,772,000 | +20.5% | 36,728 | +17.6% | 0.18% | +10.9% |
| IGT | New | INTERNATIONAL GAME TECHNOLOG | $1,743,000 | – | 103,277 | +100.0% | 0.18% | – |
| TPLMQ | Sell | TRIANGLE PETE CORP | $1,743,000 | -7.3% | 158,309 | -1.1% | 0.18% | -14.7% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $1,723,000 | +3.0% | 42,750 | +100.0% | 0.18% | -5.3% |
| SUNEQ | Buy | SUNEDISON INC | $1,718,000 | -14.6% | 91,000 | +2.2% | 0.18% | -21.7% |
| QEP | Buy | QEP RES INC | $1,695,000 | +8.8% | 55,070 | +21.9% | 0.18% | 0.0% |
| PVAHQ | Buy | PENN VA CORP | $1,691,000 | +66.3% | 133,040 | +121.7% | 0.17% | +52.6% |
| LTM | Buy | LIFE TIME FITNESS INC | $1,687,000 | +95.9% | 33,442 | +89.4% | 0.17% | +79.4% |
| KRFT | New | KRAFT FOODS GROUP INCput | $1,676,000 | – | 30,000 | +100.0% | 0.17% | – |
| CPWR | New | COMPUWARE CORP | $1,530,000 | – | 144,127 | +100.0% | 0.16% | – |
| R114PS | Buy | CHIPMOS TECH BERMUDA LTD | $1,461,000 | +67.7% | 64,598 | +79.0% | 0.15% | +54.1% |
| ABBV | New | ABBVIE INCput | $1,444,000 | – | 25,000 | +100.0% | 0.15% | – |
| RGP | Buy | REGENCY ENERGY PARTNERS L P | $1,396,000 | +209.5% | 42,800 | +205.7% | 0.14% | +182.4% |
| VNOM | New | VIPER ENERGY PARTNERS LP | $1,394,000 | – | 60,000 | +100.0% | 0.14% | – |
| GOOGL | GOOGLE INCcl a | $1,383,000 | +0.7% | 2,350 | 0.0% | 0.14% | -7.1% | |
| NBR | Buy | NABORS INDUSTRIES LTD | $1,344,000 | +155.5% | 59,072 | +229.8% | 0.14% | +135.6% |
| TEVA | Buy | TEVA PHARMACEUTICAL INDS LTDadr | $1,276,000 | +224.7% | 23,745 | +216.6% | 0.13% | +200.0% |
| SCHW | SCHWAB CHARLES CORP NEW | $1,248,000 | +9.2% | 42,450 | 0.0% | 0.13% | +0.8% | |
| PAA | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $1,211,000 | -1.9% | 20,570 | 0.0% | 0.12% | -10.1% | |
| ECA | New | ENCANA CORPput | $1,165,000 | – | 54,900 | +100.0% | 0.12% | – |
| BPL | BUCKEYE PARTNERS L Punit ltd partn | $1,135,000 | -4.1% | 14,250 | 0.0% | 0.12% | -12.0% | |
| AMZN | Buy | AMAZON COM INC | $1,119,000 | +100.2% | 3,470 | +101.7% | 0.12% | +82.5% |
| KRFT | New | KRAFT FOODS GROUP INCcall | $1,117,000 | – | 20,000 | +100.0% | 0.12% | – |
| A | New | AGILENT TECHNOLOGIES INC | $1,107,000 | – | 19,431 | +100.0% | 0.11% | – |
| VSI | New | VITAMIN SHOPPE INC | $1,110,000 | – | 25,000 | +100.0% | 0.11% | – |
| GTIV | Buy | GENTIVA HEALTH SERVICES INCput | $1,049,000 | +20.6% | 62,500 | +8.1% | 0.11% | +10.2% |
| GLUU | Buy | GLU MOBILE INC | $1,037,000 | +729.6% | 200,609 | +702.4% | 0.11% | +664.3% |
| GOOG | Buy | GOOGLE INCcl c | $1,039,000 | +6.2% | 1,800 | +5.9% | 0.11% | -2.7% |
| PAGP | PLAINS GP HLDGS L P | $1,027,000 | -4.2% | 33,500 | 0.0% | 0.11% | -11.7% | |
| ESRX | New | EXPRESS SCRIPTS HLDG COput | $1,003,000 | – | 14,200 | +100.0% | 0.10% | – |
| MNKKQ | Sell | MALLINCKRODT PUB LTD CO | $1,002,000 | -52.6% | 11,115 | -57.9% | 0.10% | -56.5% |
| ETP | New | ENERGY TRANSFER PRTNRS L Punit ltd partn | $976,000 | – | 15,250 | +100.0% | 0.10% | – |
| S | New | SPRINT CORP | $951,000 | – | 150,000 | +100.0% | 0.10% | – |
| ECA | Sell | ENCANA CORP | $944,000 | -12.5% | 44,500 | -2.2% | 0.10% | -19.8% |
| OKS | Buy | ONEOK PARTNERS LPunit ltd partn | $941,000 | +8.4% | 16,815 | +13.5% | 0.10% | 0.0% |
| TIVO | New | TIVO INC | $921,000 | – | 72,000 | +100.0% | 0.10% | – |
| BKS | New | BARNES & NOBLE INCput | $910,000 | – | 46,100 | +100.0% | 0.09% | – |
| CMLP | Buy | CRESTWOOD MIDSTREAM PARTNERSunit ltd partner | $898,000 | +4.1% | 39,624 | +1.3% | 0.09% | -4.1% |
| PSXP | PHILLIPS 66 PARTNERS LP | $901,000 | -11.7% | 13,500 | 0.0% | 0.09% | -19.1% | |
| ALSN | New | ALLISON TRANSMISSION HLDGS I | $894,000 | – | 31,394 | +100.0% | 0.09% | – |
| EQC | New | EQUITY COMWLTH | $872,000 | – | 33,905 | +100.0% | 0.09% | – |
| KRFT | New | KRAFT FOODS GROUP INC | $874,000 | – | 15,500 | +100.0% | 0.09% | – |
| VHC | Buy | VIRNETX HLDG CORP | $851,000 | -0.7% | 141,888 | +191.6% | 0.09% | -8.3% |
| IBM | INTERNATIONAL BUSINESS MACHS | $854,000 | +4.7% | 4,500 | 0.0% | 0.09% | -4.3% | |
| ARII | Sell | AMERICAN RAILCAR INDS INC | $839,000 | -2.1% | 11,350 | -10.3% | 0.09% | -10.4% |
| NRG | New | NRG ENERGY INCcall | $838,000 | – | 27,500 | +100.0% | 0.09% | – |
| OILT | Buy | OILTANKING PARTNERS L Punit ltd | $818,000 | +82.2% | 16,500 | +247.4% | 0.08% | +68.0% |
| LLY | New | LILLY ELI & COput | $811,000 | – | 12,500 | +100.0% | 0.08% | – |
| TSRO | New | TESARO INCcall | $810,000 | – | 30,100 | +100.0% | 0.08% | – |
| CBS | New | CBS CORP NEWcall | $803,000 | – | 15,000 | +100.0% | 0.08% | – |
| PCP | Buy | PRECISION CASTPARTS CORP | $782,000 | +158.1% | 3,300 | +175.0% | 0.08% | +138.2% |
| DRC | New | DRESSER-RAND GROUP INC | $785,000 | – | 9,533 | +100.0% | 0.08% | – |
| AMGN | Buy | AMGEN INC | $773,000 | +30.6% | 5,500 | +10.0% | 0.08% | +21.2% |
| AVNR | New | AVANIR PHARMACEUTICALS INCput | $775,000 | – | 65,000 | +100.0% | 0.08% | – |
| PNK | New | PINNACLE ENTMT INC | $741,000 | – | 29,514 | +100.0% | 0.08% | – |
| HTZ | Sell | HERTZ GLOBAL HOLDINGS INC | $730,000 | -48.1% | 28,752 | -42.7% | 0.08% | -52.5% |
| FB | Sell | FACEBOOK INCcl a | $725,000 | -7.9% | 9,175 | -21.6% | 0.08% | -14.8% |
| AZN | New | ASTRAZENECA PLCput | $714,000 | – | 10,000 | +100.0% | 0.07% | – |
| WX | New | WUXI PHARMATECH CAYMAN INCput | $700,000 | – | 20,000 | +100.0% | 0.07% | – |
| EUO | Buy | PROSHARES TR IIultrashrt euro | $679,000 | +99.1% | 34,000 | +70.0% | 0.07% | +84.2% |
| ALR | New | ALERE INC | $671,000 | – | 17,300 | +100.0% | 0.07% | – |
| STL | STERLING BANCORP DEL | $665,000 | +6.6% | 51,960 | 0.0% | 0.07% | -1.4% | |
| CTXS | Buy | CITRIX SYS INC | $642,000 | +52.1% | 9,000 | +33.3% | 0.07% | +40.4% |
| PACD | New | PACIFIC DRILLING SA LUXEMBOU | $632,000 | – | 76,475 | +100.0% | 0.06% | – |
| AZN | New | ASTRAZENECA PLCsponsored adr | $607,000 | – | 8,500 | +100.0% | 0.06% | – |
| NOV | NATIONAL OILWELL VARCO INC | $609,000 | -7.6% | 8,000 | 0.0% | 0.06% | -14.9% | |
| WX | New | WUXI PHARMATECH CAYMAN INC | $613,000 | – | 17,500 | +100.0% | 0.06% | – |
| OKE | New | ONEOK INC NEW | $597,000 | – | 9,110 | +100.0% | 0.06% | – |
| QLIK | New | QLIK TECHNOLOGIES INCput | $595,000 | – | 22,000 | +100.0% | 0.06% | – |
| SPH | Buy | SUBURBAN PROPANE PARTNERS Lunit ltd partn | $570,000 | -1.2% | 12,797 | +2.0% | 0.06% | -9.2% |
| OUTR | New | OUTERWALL INCput | $561,000 | – | 10,000 | +100.0% | 0.06% | – |
| ANN | New | ANN INC | $553,000 | – | 13,448 | +100.0% | 0.06% | – |
| SDS | Sell | PROSHARES TR | $555,000 | -51.5% | 22,500 | -50.0% | 0.06% | -55.8% |
| TIBX | New | TIBCO SOFTWARE INC | $548,000 | – | 23,200 | +100.0% | 0.06% | – |
| GILD | New | GILEAD SCIENCES INCcall | $532,000 | – | 5,000 | +100.0% | 0.06% | – |
| D | DOMINION RES INC VA NEW | $518,000 | -3.4% | 7,500 | 0.0% | 0.05% | -11.7% | |
| OUTR | Sell | OUTERWALL INC | $505,000 | -62.2% | 9,000 | -60.0% | 0.05% | -65.3% |
| SGYPQ | New | SYNERGY PHARMACEUTICALS DEL | $501,000 | – | 180,000 | +100.0% | 0.05% | – |
| JAZZ | Sell | JAZZ PHARMACEUTICALS PLC | $490,000 | -17.6% | 3,050 | -24.7% | 0.05% | -23.9% |
| JBLU | New | JETBLUE AIRWAYS CORPcall | $496,000 | – | 46,700 | +100.0% | 0.05% | – |
| EOG | Buy | EOG RES INC | $495,000 | +88.2% | 5,000 | +122.2% | 0.05% | +70.0% |
| GEL | GENESIS ENERGY L Punit ltd partn | $474,000 | -6.0% | 9,000 | 0.0% | 0.05% | -14.0% | |
| CTCT | Buy | CONSTANT CONTACT INC | $475,000 | +13.9% | 17,500 | +34.6% | 0.05% | +4.3% |
| IBB | New | ISHARES TRcall | $465,000 | – | 1,700 | +100.0% | 0.05% | – |
| YCS | PROSHARES TR IIultrashort yen n | $455,000 | +17.0% | 6,000 | 0.0% | 0.05% | +6.8% | |
| SWC | New | STILLWATER MNG COcall | $439,000 | – | 29,200 | +100.0% | 0.04% | – |
| CIEN | New | CIENA CORP | $418,000 | – | 25,000 | +100.0% | 0.04% | – |
| BIIB | Buy | BIOGEN IDEC INC | $414,000 | +19.3% | 1,250 | +13.6% | 0.04% | +10.3% |
| SIGA | Buy | SIGA TECHNOLOGIES INC | $420,000 | -28.1% | 290,665 | +40.2% | 0.04% | -34.8% |
| EAT | New | BRINKER INTL INC | $406,000 | – | 8,000 | +100.0% | 0.04% | – |
| ACGL | New | ARCH CAP GROUP LTDord | $405,000 | – | 7,400 | +100.0% | 0.04% | – |
| EQT | New | EQT CORP | $403,000 | – | 4,400 | +100.0% | 0.04% | – |
| CBST | Sell | CUBIST PHARMACEUTICALS INC | $406,000 | -28.4% | 6,125 | -24.6% | 0.04% | -34.4% |
| COF | CAPITAL ONE FINL CORP | $408,000 | -1.2% | 5,000 | 0.0% | 0.04% | -8.7% | |
| LNG | CHENIERE ENERGY INC | $400,000 | +11.4% | 5,000 | 0.0% | 0.04% | +2.5% | |
| IRF | New | INTERNATIONAL RECTIFIER CORP | $392,000 | – | 10,000 | +100.0% | 0.04% | – |
| QLIK | New | QLIK TECHNOLOGIES INC | $379,000 | – | 14,000 | +100.0% | 0.04% | – |
| UNP | Buy | UNION PAC CORP | $379,000 | +26.8% | 3,500 | +16.7% | 0.04% | +14.7% |
| FMC | New | F M C CORP | $383,000 | – | 6,700 | +100.0% | 0.04% | – |
| CBS | New | CBS CORP NEWcl b | $375,000 | – | 7,000 | +100.0% | 0.04% | – |
| MGLN | New | MAGELLAN HEALTH INCput | $367,000 | – | 6,700 | +100.0% | 0.04% | – |
| RIGL | Buy | RIGEL PHARMACEUTICALS INC | $359,000 | +16.2% | 185,000 | +117.6% | 0.04% | +5.7% |
| TIVO | New | TIVO INCput | $355,000 | – | 27,700 | +100.0% | 0.04% | – |
| KORS | New | MICHAEL KORS HLDGS LTD | $357,000 | – | 5,000 | +100.0% | 0.04% | – |
| HAL | New | HALLIBURTON CO | $355,000 | – | 5,500 | +100.0% | 0.04% | – |
| FSTO | Sell | FOREST OIL CORPput | $347,000 | -87.9% | 296,400 | -76.3% | 0.04% | -88.8% |
| ESRX | New | EXPRESS SCRIPTS HLDG CO | $353,000 | – | 5,000 | +100.0% | 0.04% | – |
| GPC | New | GENUINE PARTS CO | $342,000 | – | 3,900 | +100.0% | 0.04% | – |
| NWPX | Sell | NORTHWEST PIPE CO | $335,000 | -66.6% | 9,820 | -60.5% | 0.04% | -69.0% |
| CFX | New | COLFAX CORP | $342,000 | – | 6,000 | +100.0% | 0.04% | – |
| CSOD | New | CORNERSTONE ONDEMAND INCput | $344,000 | – | 10,000 | +100.0% | 0.04% | – |
| WBC | New | WABCO HLDGS INC | $337,000 | – | 3,700 | +100.0% | 0.04% | – |
| CVEO | Sell | CIVEO CORP | $325,000 | -82.5% | 28,026 | -62.3% | 0.03% | -83.7% |
| PDCE | New | PDC ENERGY INC | $332,000 | – | 6,600 | +100.0% | 0.03% | – |
| CEQP | Buy | CRESTWOOD EQUITY PARTNERS LPunit ltd partner | $327,000 | -26.5% | 30,934 | +3.3% | 0.03% | -32.0% |
| AOS | New | SMITH A O | $322,000 | – | 6,800 | +100.0% | 0.03% | – |
| CPA | New | COPA HOLDINGS SAcl a | $322,000 | – | 3,000 | +100.0% | 0.03% | – |
| BWP | BOARDWALK PIPELINE PARTNERSut ltd partner | $320,000 | +1.3% | 17,100 | 0.0% | 0.03% | -5.7% | |
| EWC | ISHARESmsci cda etf | $307,000 | -4.7% | 10,000 | 0.0% | 0.03% | -11.1% | |
| WMT | Sell | WAL-MART STORES INC | $308,000 | +1.0% | 4,025 | -0.9% | 0.03% | -5.9% |
| SBNY | New | SIGNATURE BK NEW YORK N Y | $303,000 | – | 2,700 | +100.0% | 0.03% | – |
| ALKS | Buy | ALKERMES PLC | $300,000 | -0.7% | 7,000 | +16.7% | 0.03% | -8.8% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $296,000 | -69.1% | 1,500 | -69.4% | 0.03% | -71.3% |
| TSO | Buy | TESORO CORP | $305,000 | +29.8% | 5,000 | +25.0% | 0.03% | +19.2% |
| TMH | New | TEAM HEALTH HOLDINGS INCput | $290,000 | – | 5,000 | +100.0% | 0.03% | – |
| MCK | MCKESSON CORP | $292,000 | +4.7% | 1,500 | 0.0% | 0.03% | -3.2% | |
| ABBV | New | ABBVIE INC | $289,000 | – | 5,000 | +100.0% | 0.03% | – |
| RPRX | New | REPROS THERAPEUTICS INCcall | $284,000 | – | 28,700 | +100.0% | 0.03% | – |
| SUNEQ | Sell | SUNEDISON INCcall | $283,000 | -90.2% | 15,000 | -88.3% | 0.03% | -91.0% |
| CSOD | New | CORNERSTONE ONDEMAND INC | $275,000 | – | 8,000 | +100.0% | 0.03% | – |
| AMAT | New | APPLIED MATLS INC | $270,000 | – | 12,500 | +100.0% | 0.03% | – |
| ACTG | ACACIA RESH CORP | $273,000 | -12.8% | 17,660 | 0.0% | 0.03% | -20.0% | |
| MTSN | Buy | MATTSON TECHNOLOGY INC | $272,000 | +51.1% | 110,000 | +33.3% | 0.03% | +40.0% |
| X | New | UNITED STATES STL CORP NEW | $274,000 | – | 7,000 | +100.0% | 0.03% | – |
| XOM | Sell | EXXON MOBIL CORP | $270,000 | -9.7% | 2,871 | -3.4% | 0.03% | -17.6% |
| GBX | Sell | GREENBRIER COS INC | $264,000 | -46.7% | 3,600 | -58.1% | 0.03% | -51.8% |
| NRG | New | NRG ENERGY INC | $259,000 | – | 8,500 | +100.0% | 0.03% | – |
| LLY | New | LILLY ELI & CO | $259,000 | – | 4,000 | +100.0% | 0.03% | – |
| CPRX | New | CATALYST PHARM PARTNERS INC | $255,000 | – | 106,250 | +100.0% | 0.03% | – |
| ASGN | New | ON ASSIGNMENT INC | $244,000 | – | 9,100 | +100.0% | 0.02% | – |
| SGEN | Sell | SEATTLE GENETICS INC | $242,000 | -33.3% | 6,500 | -31.6% | 0.02% | -39.0% |
| ILMN | ILLUMINA INC | $246,000 | -8.2% | 1,500 | 0.0% | 0.02% | -16.7% | |
| PSMI | New | PEREGRINE SEMICONDUCTOR CORP | $238,000 | – | 19,228 | +100.0% | 0.02% | – |
| XXII | Buy | 22ND CENTY GROUP INC | $227,000 | +47.4% | 90,000 | +80.0% | 0.02% | +35.3% |
| MOVE | New | MOVE INC | $210,000 | – | 10,000 | +100.0% | 0.02% | – |
| TSLA | New | TESLA MTRS INC | $204,000 | – | 840 | +100.0% | 0.02% | – |
| MNR | New | MONMOUTH REAL ESTATE INVT COcl a | $202,000 | – | 20,000 | +100.0% | 0.02% | – |
| HCBK | Sell | HUDSON CITY BANCORP | $204,000 | -42.5% | 21,020 | -41.9% | 0.02% | -47.5% |
| RGEN | New | REPLIGEN CORPput | $199,000 | – | 10,000 | +100.0% | 0.02% | – |
| SLB | SCHLUMBERGER LTD | $203,000 | -14.0% | 2,000 | 0.0% | 0.02% | -19.2% | |
| BRKA | New | BERKSHIRE HATHAWAY INC DELcl a | $207,000 | – | 1 | +100.0% | 0.02% | – |
| MEOH | New | METHANEX CORP | $200,000 | – | 3,000 | +100.0% | 0.02% | – |
| ONTY | New | ONCOTHYREON INC | $194,000 | – | 101,000 | +100.0% | 0.02% | – |
| OMED | New | ONCOMED PHARMACEUTICALS INCcall | $189,000 | – | 10,000 | +100.0% | 0.02% | – |
| T | Buy | AT&T INCcall | $177,000 | +405.7% | 5,100 | +410.0% | 0.02% | +350.0% |
| MGLN | New | MAGELLAN HEALTH INC | $164,000 | – | 3,000 | +100.0% | 0.02% | – |
| VNDA | Sell | VANDA PHARMACEUTICALS INC | $155,000 | -36.2% | 14,900 | -0.7% | 0.02% | -40.7% |
| FSS | Sell | FEDERAL SIGNAL CORP | $142,000 | -78.8% | 10,708 | -76.6% | 0.02% | -80.0% |
| HW | New | HEADWATERS INC | $147,000 | – | 11,700 | +100.0% | 0.02% | – |
| IQNT | New | INTELIQUENT INC | $142,000 | – | 11,400 | +100.0% | 0.02% | – |
| GDPMQ | New | GOODRICH PETE CORP | $148,000 | – | 10,000 | +100.0% | 0.02% | – |
| DCTH | DELCATH SYS INC | $149,000 | -24.4% | 75,000 | 0.0% | 0.02% | -31.8% | |
| KOG | New | KODIAK OIL & GAS CORP | $136,000 | – | 10,000 | +100.0% | 0.01% | – |
| A309PS | New | DIRECTVput | $130,000 | – | 1,500 | +100.0% | 0.01% | – |
| SGMO | New | SANGAMO BIOSCIENCES INC | $121,000 | – | 11,200 | +100.0% | 0.01% | – |
| RAD | Buy | RITE AID CORP | $121,000 | -17.7% | 25,000 | +22.0% | 0.01% | -29.4% |
| RAD | New | RITE AID CORPput | $121,000 | – | 25,000 | +100.0% | 0.01% | – |
| EXG | New | EATON VANCE TAX MNGD GBL DV | $105,000 | – | 10,500 | +100.0% | 0.01% | – |
| DXMMQ | New | DEX MEDIA INC NEW | $98,000 | – | 10,200 | +100.0% | 0.01% | – |
| MWA | New | MUELLER WTR PRODS INC | $89,000 | – | 10,700 | +100.0% | 0.01% | – |
| AMD | New | ADVANCED MICRO DEVICES INC | $85,000 | – | 25,000 | +100.0% | 0.01% | – |
| GTN | Sell | GRAY TELEVISION INC | $80,000 | -89.8% | 10,200 | -83.0% | 0.01% | -90.9% |
| PACB | New | PACIFIC BIOSCIENCES CALIF IN | $74,000 | – | 15,000 | +100.0% | 0.01% | – |
| NRG | New | NRG ENERGY INCput | $70,000 | – | 2,300 | +100.0% | 0.01% | – |
| RBCN | New | RUBICON TECHNOLOGY INC | $54,000 | – | 12,700 | +100.0% | 0.01% | – |
| RGEN | New | REPLIGEN CORP | $60,000 | – | 3,000 | +100.0% | 0.01% | – |
| MUX | New | MCEWEN MNG INC | $63,000 | – | 32,300 | +100.0% | 0.01% | – |
| SQNM | New | SEQUENOM INC | $46,000 | – | 15,600 | +100.0% | 0.01% | – |
| SOL | New | RENESOLA LTDspons ads | $44,000 | – | 14,700 | +100.0% | 0.01% | – |
| RLJE | RLJ ENTMT INC | $52,000 | 0.0% | 13,503 | 0.0% | 0.01% | -16.7% | |
| GALE | New | GALENA BIOPHARMA INC | $35,000 | – | 17,200 | +100.0% | 0.00% | – |
| DVAX | Sell | DYNAVAX TECHNOLOGIES CORP | $43,000 | -46.2% | 30,000 | -40.0% | 0.00% | -55.6% |
| PRKR | PARKERVISION INC | $34,000 | -22.7% | 30,000 | 0.0% | 0.00% | -20.0% | |
| GERN | New | GERON CORP | $39,000 | – | 19,400 | +100.0% | 0.00% | – |
| TMH | Sell | TEAM HEALTH HOLDINGS INC | $43,000 | -57.0% | 750 | -62.5% | 0.00% | -63.6% |
| GEVO | New | GEVO INC | $19,000 | – | 54,500 | +100.0% | 0.00% | – |
| REEMF | New | RARE ELEMENT RES LTD | $12,000 | – | 18,500 | +100.0% | 0.00% | – |
| HUSA | HOUSTON AMERN ENERGY CORP | $12,000 | -29.4% | 38,000 | 0.0% | 0.00% | -50.0% | |
| CYHHZ | Exit | COMMUNITY HEALTH SYS INC NEWright 01/27/2016 | $0 | – | -25,000 | -100.0% | 0.00% | – |
| IDRA | Exit | IDERA PHARMACEUTICALS INC | $0 | – | -10,000 | -100.0% | -0.00% | – |
| ATRS | Exit | ANTARES PHARMA INC | $0 | – | -15,000 | -100.0% | -0.00% | – |
| PRKR | Exit | PARKERVISION INCcall | $0 | – | -25,500 | -100.0% | -0.00% | – |
| ZIOP | Exit | ZIOPHARM ONCOLOGY INC | $0 | – | -13,400 | -100.0% | -0.01% | – |
| CTIC | Exit | CTI BIOPHARMA CORP | $0 | – | -20,200 | -100.0% | -0.01% | – |
| NIHDQ | Exit | NII HLDGS INCcl b new | $0 | – | -97,466 | -100.0% | -0.01% | – |
| EVC | Exit | ENTRAVISION COMMUNICATIONS Ccl a | $0 | – | -10,800 | -100.0% | -0.01% | – |
| FSC | Exit | FIFTH STREET FINANCE CORP | $0 | – | -11,200 | -100.0% | -0.01% | – |
| CTRX | Exit | CATAMARAN CORP | $0 | – | -2,500 | -100.0% | -0.01% | – |
| AINV | Exit | APOLLO INVT CORP | $0 | – | -13,300 | -100.0% | -0.01% | – |
| PSEC | Exit | PROSPECT CAPITAL CORPORATION | $0 | – | -11,000 | -100.0% | -0.01% | – |
| DYAX | Exit | DYAX CORP | $0 | – | -15,000 | -100.0% | -0.02% | – |
| ARWR | Exit | ARROWHEAD RESH CORP | $0 | – | -10,000 | -100.0% | -0.02% | – |
| HALO | Exit | HALOZYME THERAPEUTICS INC | $0 | – | -15,800 | -100.0% | -0.02% | – |
| RAD | Exit | RITE AID CORPcall | $0 | – | -25,000 | -100.0% | -0.02% | – |
| EIGI | Exit | ENDURANCE INTL GROUP HLDGS I | $0 | – | -12,500 | -100.0% | -0.02% | – |
| HEI | Exit | HEICO CORP NEW | $0 | – | -4,000 | -100.0% | -0.02% | – |
| STRZA | Exit | STARZ | $0 | – | -6,800 | -100.0% | -0.02% | – |
| T | Exit | AT&T INC | $0 | – | -6,000 | -100.0% | -0.02% | – |
| AAL | Exit | AMERICAN AIRLS GROUP INCcall | $0 | – | -5,000 | -100.0% | -0.02% | – |
| CEMP | Exit | CEMPRA INC | $0 | – | -23,100 | -100.0% | -0.03% | – |
| AL | Exit | AIR LEASE CORPcl a | $0 | – | -6,450 | -100.0% | -0.03% | – |
| TTPH | Exit | TETRAPHASE PHARMACEUTICALS I | $0 | – | -18,400 | -100.0% | -0.03% | – |
| AYI | Exit | ACUITY BRANDS INC | $0 | – | -1,800 | -100.0% | -0.03% | – |
| TMH | Exit | TEAM HEALTH HOLDINGS INCcall | $0 | – | -5,000 | -100.0% | -0.03% | – |
| SNSS | Exit | SUNESIS PHARMACEUTICALS INC | $0 | – | -43,277 | -100.0% | -0.03% | – |
| WAC | Exit | WALTER INVT MGMT CORP | $0 | – | -11,335 | -100.0% | -0.04% | – |
| TWGP | Exit | TOWER GROUP INTL LTDput | $0 | – | -238,600 | -100.0% | -0.05% | – |
| JNPR | Exit | JUNIPER NETWORKS INC | $0 | – | -17,772 | -100.0% | -0.05% | – |
| ITMN | Exit | INTERMUNE INC | $0 | – | -10,200 | -100.0% | -0.05% | – |
| FIO | Exit | FUSION-IO INC | $0 | – | -45,001 | -100.0% | -0.06% | – |
| SIR | Exit | SELECT INCOME REIT | $0 | – | -17,500 | -100.0% | -0.06% | – |
| CNL | Exit | CLECO CORP NEW | $0 | – | -11,042 | -100.0% | -0.07% | – |
| VHC | Exit | VIRNETX HLDG CORPcall | $0 | – | -37,000 | -100.0% | -0.07% | – |
| IRM | Exit | IRON MTN INC | $0 | – | -20,000 | -100.0% | -0.08% | – |
| ITMN | Exit | INTERMUNE INCcall | $0 | – | -16,200 | -100.0% | -0.08% | – |
| TRN | Exit | TRINITY INDS INC | $0 | – | -17,950 | -100.0% | -0.09% | – |
| QCOM | Exit | QUALCOMM INC | $0 | – | -10,130 | -100.0% | -0.09% | – |
| IR | Exit | INGERSOLL-RAND PLCcall | $0 | – | -73,400 | -100.0% | -0.10% | – |
| SWS | Exit | SWS GROUP INC | $0 | – | -124,970 | -100.0% | -0.10% | – |
| NUAN | Exit | NUANCE COMMUNICATIONS INCcall | $0 | – | -50,000 | -100.0% | -0.10% | – |
| JNK | Exit | SPDR SERIES TRUSTbrc hgh yld bd | $0 | – | -24,550 | -100.0% | -0.12% | – |
| IDIX | Exit | IDENIX PHARMACEUTICALS INC | $0 | – | -50,815 | -100.0% | -0.14% | – |
| ECA | Exit | ENCANA CORPcall | $0 | – | -53,800 | -100.0% | -0.14% | – |
| HZNP | Exit | HORIZON PHARMA INC | $0 | – | -85,800 | -100.0% | -0.15% | – |
| EBAY | Exit | EBAY INC | $0 | – | -27,950 | -100.0% | -0.16% | – |
| HAL | Exit | HALLIBURTON COcall | $0 | – | -20,000 | -100.0% | -0.16% | – |
| SLXP | Exit | SALIX PHARMACEUTICALS INCput | $0 | – | -11,500 | -100.0% | -0.16% | – |
| BSBR | Exit | BANCO SANTANDER BRASIL S Aads rep 1 unit | $0 | – | -218,154 | -100.0% | -0.17% | – |
| S | Exit | SPRINT CORPcall | $0 | – | -200,000 | -100.0% | -0.19% | – |
| CHS | Exit | CHICOS FAS INC | $0 | – | -110,274 | -100.0% | -0.21% | – |
| WX | Exit | WUXI PHARMATECH CAYMAN INCcall | $0 | – | -61,600 | -100.0% | -0.23% | – |
| BKS | Exit | BARNES & NOBLE INCcall | $0 | – | -96,000 | -100.0% | -0.25% | – |
| PDH | Exit | PETROLOGISTICS LPunit ltd pth int | $0 | – | -153,530 | -100.0% | -0.25% | – |
| NDZ | Exit | NORDION INC | $0 | – | -185,399 | -100.0% | -0.26% | – |
| LORL | Exit | LORAL SPACE & COMMUNICATNS Icall | $0 | – | -32,100 | -100.0% | -0.26% | – |
| OIS | Exit | OIL STS INTL INC | $0 | – | -36,992 | -100.0% | -0.27% | – |
| 3101SC | Exit | COMMONWEALTH REIT | $0 | – | -93,324 | -100.0% | -0.28% | – |
| CTRX | Exit | CATAMARAN CORPcall | $0 | – | -56,000 | -100.0% | -0.28% | – |
| 6107SC | Exit | URS CORP NEW | $0 | – | -57,497 | -100.0% | -0.30% | – |
| MYL | Exit | MYLAN INCcall | $0 | – | -62,600 | -100.0% | -0.36% | – |
| PF | Exit | PINNACLE FOODS INC DELcall | $0 | – | -103,500 | -100.0% | -0.38% | – |
| SPY | Exit | SPDR S&P 500 ETF TRcall | $0 | – | -17,500 | -100.0% | -0.38% | – |
| MW | Exit | MENS WEARHOUSE INCcall | $0 | – | -63,400 | -100.0% | -0.40% | – |
| CCI | Exit | CROWN CASTLE INTL CORP | $0 | – | -50,997 | -100.0% | -0.42% | – |
| CACI | Exit | CACI INTL INCcl a | $0 | – | -54,198 | -100.0% | -0.43% | – |
| BIN | Exit | PROGRESSIVE WASTE SOLUTIONS | $0 | – | -149,577 | -100.0% | -0.43% | – |
| COL | Exit | ROCKWELL COLLINS INC | $0 | – | -50,394 | -100.0% | -0.44% | – |
| WEN | Exit | WENDYS CO | $0 | – | -465,751 | -100.0% | -0.45% | – |
| TMO | Exit | THERMO FISHER SCIENTIFIC INC | $0 | – | -33,733 | -100.0% | -0.45% | – |
| GSM | Exit | GLOBE SPECIALTY METALS INC | $0 | – | -194,341 | -100.0% | -0.45% | – |
| TKR | Exit | TIMKEN CO | $0 | – | -60,567 | -100.0% | -0.46% | – |
| LORL | Exit | LORAL SPACE & COMMUNICATNS I | $0 | – | -57,250 | -100.0% | -0.47% | – |
| QCOR | Exit | QUESTCOR PHARMACEUTICALS INC | $0 | – | -48,259 | -100.0% | -0.50% | – |
| AHL | Exit | ASPEN INSURANCE HOLDINGS LTD | $0 | – | -99,411 | -100.0% | -0.51% | – |
| OPEN | Exit | OPENTABLE INCcall | $0 | – | -47,800 | -100.0% | -0.56% | – |
| QCOR | Exit | QUESTCOR PHARMACEUTICALS INCput | $0 | – | -54,400 | -100.0% | -0.56% | – |
| ABBV | Exit | ABBVIE INCcall | $0 | – | -90,000 | -100.0% | -0.57% | – |
| UNS | Exit | UNS ENERGY CORP | $0 | – | -86,673 | -100.0% | -0.59% | – |
| IDIX | Exit | IDENIX PHARMACEUTICALS INCput | $0 | – | -220,000 | -100.0% | -0.60% | – |
| MNKKQ | Exit | MALLINCKRODT PUB LTD COcall | $0 | – | -68,800 | -100.0% | -0.62% | – |
| HSH | Exit | HILLSHIRE BRANDS CO | $0 | – | -97,189 | -100.0% | -0.68% | – |
| DISH | Exit | DISH NETWORK CORPcall | $0 | – | -103,600 | -100.0% | -0.76% | – |
| NEBLQ | Exit | NOBLE CORP PLCcall | $0 | – | -203,000 | -100.0% | -0.76% | – |
| PFE | Exit | PFIZER INCcall | $0 | – | -262,800 | -100.0% | -0.88% | – |
| ATK | Exit | ALLIANT TECHSYSTEMS INCcall | $0 | – | -80,000 | -100.0% | -1.20% | – |
| HSH | Exit | HILLSHIRE BRANDS COcall | $0 | – | -188,700 | -100.0% | -1.32% | – |
| BKLN | Exit | POWERSHARES ETF TRUST IIsenior ln port | $0 | – | -493,503 | -100.0% | -1.48% | – |
| VZ | Exit | VERIZON COMMUNICATIONS INCcall | $0 | – | -270,700 | -100.0% | -1.49% | – |
| QCOR | Exit | QUESTCOR PHARMACEUTICALS INCcall | $0 | – | -178,500 | -100.0% | -1.85% | – |
| 3106SC | Exit | SUSSER HLDGS CORP | $0 | – | -208,006 | -100.0% | -1.88% | – |
| MDT | Exit | MEDTRONIC INCcall | $0 | – | -426,800 | -100.0% | -3.06% | – |
| FRX | Exit | FOREST LABS INC | $0 | – | -735,130 | -100.0% | -8.17% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-11-17
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CAPITAL ONE FINL CORP | 24 | Q1 2019 | 0.1% |
| INTERNATIONAL BUSINESS MACHS | 23 | Q3 2018 | 0.1% |
| SCHWAB CHARLES CORP NEW | 22 | Q3 2018 | 0.2% |
| STERLING BANCORP DEL | 22 | Q1 2019 | 0.1% |
| SPDR S&P 500 ETF TR | 20 | Q2 2019 | 12.0% |
| MAGELLAN MIDSTREAM PRTNRS LP | 20 | Q4 2017 | 0.3% |
| AMAZON COM INC | 19 | Q1 2019 | 1.4% |
| APPLE INC | 19 | Q1 2019 | 0.4% |
| ENTERPRISE PRODS PARTNERS L | 19 | Q3 2017 | 0.2% |
| BUCKEYE PARTNERS L P | 18 | Q2 2019 | 0.3% |
View COWEN INC.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 3 | 2024-03-15 |
| 3 | 2024-03-15 |
| 4 | 2024-03-15 |
| 4 | 2024-03-15 |
| 3 | 2024-02-23 |
| 4 | 2024-02-23 |
| 3 | 2024-02-20 |
| 4 | 2023-12-19 |
| 3 | 2023-12-14 |
| 4 | 2023-09-06 |
View COWEN INC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.