$297 Million is the total value of B. Riley Financial, Inc.'s 34 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 53.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ALTG | Sell | ALTA EQUIPMENT GROUP INC | $43,533,742 | -59.1% | 3,609,763 | -41.2% | 14.67% | -46.8% |
| Sell | IPERIONX LTDsponsored ads | $3,689,622 | +15.2% | 377,652 | -14.1% | 1.24% | +49.8% | |
| MCHX | Sell | MARCHEX INCcl b | $2,962,047 | -31.7% | 2,042,791 | -0.1% | 1.00% | -11.2% |
| QMCO | Sell | QUANTUM CORP | $1,217,135 | -53.7% | 1,995,303 | -18.1% | 0.41% | -39.9% |
| Sell | JOURNEY MED CORP | $1,177,090 | -1.7% | 429,595 | -43.0% | 0.40% | +28.1% | |
| EOSEW | Sell | EOS ENERGY ENTERPRISES INC*w exp 05/06/202 | $115,248 | -74.7% | 274,400 | -15.6% | 0.04% | -66.9% |
| Exit | GREENLIGHT BIOSCIENCS HLDS P*w exp 02/02/202 | $0 | – | -156,227 | -100.0% | -0.00% | – | |
| IMBI | Exit | IMEDIA BRANDS INC | $0 | – | -91,911 | -100.0% | -0.00% | – |
| CSSE | Exit | CHICKEN SOUP FOR THE SOUL ENcl a | $0 | – | -19,423 | -100.0% | -0.01% | – |
| Exit | AMYRIS INCnote 1.500%11/1 | $0 | – | -500,000 | -100.0% | -0.02% | – | |
| Exit | SPLUNK INCnote 1.125% 6/1 | $0 | – | -202,000 | -100.0% | -0.04% | – | |
| LFMD | Exit | LIFEMD INC | $0 | – | -463,823 | -100.0% | -0.52% | – |
| INDI | Exit | INDIE SEMICONDUCTOR INC | $0 | – | -290,986 | -100.0% | -0.71% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BABCOCK & WILCOX ENTERPRIS I | 17 | Q3 2023 | 43.3% |
| QUANTUM CORP | 17 | Q3 2023 | 16.2% |
| HC2 HLDGS INC | 17 | Q4 2019 | 6.4% |
| ALTA EQUIPMENT GROUP INC | 15 | Q3 2023 | 27.6% |
| TELENAV INC | 14 | Q1 2019 | 3.6% |
| LUMENTUM HLDGS INC | 14 | Q1 2019 | 0.4% |
| SELECT INTERIOR CONCEPTS INC | 13 | Q3 2021 | 17.2% |
| TRANSACT TECHNOLOGIES INC | 13 | Q3 2023 | 2.6% |
| VIASAT INC | 13 | Q1 2019 | 0.4% |
| NOVAVAX INC | 13 | Q1 2019 | 0.4% |
View B. Riley Financial, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| B. Riley Principal 250 Merger Corp.Sold out | June 02, 2023 | 0 | 0.0% |
| Charah Solutions, Inc. | April 18, 2023 | 127,960 | 3.8% |
| Journey Medical Corp | December 29, 2022 | 864,695 | 4.9% |
| Lazydays Holdings, Inc. | November 14, 2022 | 284,980 | 2.7% |
| TRANSACT TECHNOLOGIES INC | October 11, 2022 | 1,034,366 | 10.4% |
| Eos Energy Enterprises, Inc. | August 10, 2022 | 2,885,256 | 4.8% |
| QUANTUM CORP /DE/ | August 08, 2022 | 4,099,956 | 4.0% |
| Applied Blockchain, Inc. | February 11, 2022 | 1,065,540 | 0.3% |
| Global Ship Lease, Inc. | February 11, 2022 | 1,387,626 | 3.8% |
| Exela Technologies, Inc.Sold out | February 01, 2022 | 0 | 0.0% |
View B. Riley Financial, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 8-K | 2024-05-01 |
| 10-K/A | 2024-04-29 |
| 10-K | 2024-04-24 |
| 8-K | 2024-04-24 |
| SC 13D/A | 2024-04-17 |
| 8-K | 2024-04-08 |
| 8-K | 2024-03-27 |
| 4 | 2024-03-26 |
| SC 13D/A | 2024-03-26 |
| 8-K | 2024-03-22 |
View B. Riley Financial, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.