$382 Million is the total value of B. Riley Financial, Inc.'s 56 reported holdings in Q1 2023. The portfolio turnover from Q4 2022 to Q1 2023 was 68.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | DOUBLEDOWN INTERACTIVE CO LTads | $30,820,978 | -5.9% | 3,862,278 | -0.4% | 8.06% | +9.7% | |
| PPTA | Sell | PERPETUA RESOURCES CORP | $7,987,750 | +8.1% | 1,795,000 | -29.1% | 2.09% | +26.1% |
| Sell | LILIUM N V | $5,995,493 | -67.4% | 9,223,836 | -42.8% | 1.57% | -62.0% | |
| MCHX | Sell | MARCHEX INCcl b | $4,102,218 | -15.0% | 2,253,966 | -25.3% | 1.07% | -0.9% |
| QMCO | Sell | QUANTUM CORP | $3,485,358 | -16.4% | 3,030,746 | -20.8% | 0.91% | -2.6% |
| Sell | INNOVATE CORP | $3,293,151 | -37.9% | 1,108,805 | -60.9% | 0.86% | -27.6% | |
| Sell | NEXTNAV INC | $2,207,913 | -75.6% | 1,087,642 | -64.8% | 0.58% | -71.5% | |
| LFMD | Sell | LIFEMD INC | $1,567,477 | -25.3% | 922,045 | -14.8% | 0.41% | -13.0% |
| Sell | JOURNEY MED CORP | $1,216,430 | -26.7% | 774,796 | -10.4% | 0.32% | -14.7% | |
| ASTS | Sell | AST SPACEMOBILE INC | $1,029,482 | -87.6% | 202,654 | -88.3% | 0.27% | -85.6% |
| SQNS | Sell | SEQUANS COMMUNICATIONS S Asponsored ads | $693,138 | -44.2% | 346,569 | -7.4% | 0.18% | -35.1% |
| Sell | YOTTA ACQUISITION CORPORATIOright 03/15/2027 | $11,740 | -11.2% | 78,268 | -3.8% | 0.00% | 0.0% | |
| Sell | VAHANNA TECH EDGE ACQSTN I C*w exp 11/30/202 | $5,832 | +247.8% | 157,613 | -1.3% | 0.00% | – | |
| Sell | DEEP MEDICINE ACQUISITION COright 09/30/2028 | $6,892 | +141.3% | 47,499 | -0.2% | 0.00% | +100.0% | |
| Exit | BLUE SAFARI GRP ACQUISITN COright 09/24/2026 | $0 | – | -10,339 | -100.0% | 0.00% | – | |
| Exit | SWVL HOLDINGS CORP | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| DNZWS | Exit | D AND Z MEDIA ACQUISITION CO*w exp 01/27/202 | $0 | – | -100,000 | -100.0% | -0.00% | – |
| Exit | ECARX HOLDINGS INC*w exp 12/20/202 | $0 | – | -43,550 | -100.0% | -0.00% | – | |
| CLBRWS | Exit | COLOMBIER ACQUISITION CORP*w exp 99/99/999 | $0 | – | -146,714 | -100.0% | -0.00% | – |
| Exit | BEYOND MEAT INCnote 3/1 | $0 | – | -30,000 | -100.0% | -0.00% | – | |
| Exit | TEEKAY CORPORATIONnote 5.000% 1/1 | $0 | – | -15,000 | -100.0% | -0.00% | – | |
| Exit | ALGOMA STL GROUP INC*w exp 10/19/202 | $0 | – | -20,754 | -100.0% | -0.01% | – | |
| Exit | CHEGG INCnote 9/0 | $0 | – | -27,000 | -100.0% | -0.01% | – | |
| Exit | AVAYA HLDGS CORPnote 2.250% 6/1 | $0 | – | -600,000 | -100.0% | -0.01% | – | |
| Exit | WAYFAIR INCnote 1.000% 8/1 | $0 | – | -42,000 | -100.0% | -0.01% | – | |
| Exit | LIBERTY LATIN AMERICA LTDnote 2.000% 7/1 | $0 | – | -38,000 | -100.0% | -0.01% | – | |
| Exit | CHEGG INCnote 0.125% 3/1 | $0 | – | -51,000 | -100.0% | -0.01% | – | |
| GENI | Exit | GENIUS SPORTS LIMITEDshares cl a | $0 | – | -19,888 | -100.0% | -0.02% | – |
| Exit | SHOPIFY INCnote 0.125%11/0 | $0 | – | -120,000 | -100.0% | -0.02% | – | |
| NS | Exit | NUSTAR ENERGY LP | $0 | – | -14,000 | -100.0% | -0.05% | – |
| GTXAP | Exit | GARRETT MOTION INCpfd conv ser a | $0 | – | -30,000 | -100.0% | -0.06% | – |
| MINM | Exit | MINIM INC | $0 | – | -1,565,364 | -100.0% | -0.07% | – |
| Exit | PELOTON INTERACTIVE INCnote 2/1 | $0 | – | -500,000 | -100.0% | -0.08% | – | |
| RMBL | Exit | RUMBLEON INC | $0 | – | -62,521 | -100.0% | -0.09% | – |
| EPHY | Exit | EPIPHANY TECHNOLOGY ACQUISIT | $0 | – | -73,264 | -100.0% | -0.16% | – |
| Exit | SEAPORT GLOBAL ACQUISITION I | $0 | – | -75,000 | -100.0% | -0.17% | – | |
| AAC | Exit | ARES ACQUISITION CORPORATION | $0 | – | -81,910 | -100.0% | -0.18% | – |
| LEV | Exit | THE LION ELECTRIC COMPANY | $0 | – | -459,502 | -100.0% | -0.23% | – |
| CHRA | Exit | CHARAH SOLUTIONS INC | $0 | – | -288,889 | -100.0% | -0.35% | – |
| INKA | Exit | KLUDEIN I ACQUISITION CORPcl a | $0 | – | -202,089 | -100.0% | -0.46% | – |
| HROW | Exit | HARROW HEALTH INC | $0 | – | -155,825 | -100.0% | -0.52% | – |
| LAZY | Exit | LAZYDAYS HLDGS INC | $0 | – | -281,507 | -100.0% | -0.75% | – |
| AGS | Exit | PLAYAGS INC | $0 | – | -840,530 | -100.0% | -0.96% | – |
| SRNE | Exit | SORRENTO THERAPEUTICS INC | $0 | – | -5,216,250 | -100.0% | -1.04% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-05-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BABCOCK & WILCOX ENTERPRIS I | 17 | Q3 2023 | 43.3% |
| QUANTUM CORP | 17 | Q3 2023 | 16.2% |
| HC2 HLDGS INC | 17 | Q4 2019 | 6.4% |
| ALTA EQUIPMENT GROUP INC | 15 | Q3 2023 | 27.6% |
| TELENAV INC | 14 | Q1 2019 | 3.6% |
| LUMENTUM HLDGS INC | 14 | Q1 2019 | 0.4% |
| SELECT INTERIOR CONCEPTS INC | 13 | Q3 2021 | 17.2% |
| TRANSACT TECHNOLOGIES INC | 13 | Q3 2023 | 2.6% |
| VIASAT INC | 13 | Q1 2019 | 0.4% |
| NOVAVAX INC | 13 | Q1 2019 | 0.4% |
View B. Riley Financial, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| B. Riley Principal 250 Merger Corp.Sold out | June 02, 2023 | 0 | 0.0% |
| Charah Solutions, Inc. | April 18, 2023 | 127,960 | 3.8% |
| Journey Medical Corp | December 29, 2022 | 864,695 | 4.9% |
| Lazydays Holdings, Inc. | November 14, 2022 | 284,980 | 2.7% |
| TRANSACT TECHNOLOGIES INC | October 11, 2022 | 1,034,366 | 10.4% |
| Eos Energy Enterprises, Inc. | August 10, 2022 | 2,885,256 | 4.8% |
| QUANTUM CORP /DE/ | August 08, 2022 | 4,099,956 | 4.0% |
| Applied Blockchain, Inc. | February 11, 2022 | 1,065,540 | 0.3% |
| Global Ship Lease, Inc. | February 11, 2022 | 1,387,626 | 3.8% |
| Exela Technologies, Inc.Sold out | February 01, 2022 | 0 | 0.0% |
View B. Riley Financial, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 8-K | 2024-06-26 |
| 4 | 2024-06-04 |
| 4 | 2024-06-04 |
| 4 | 2024-06-04 |
| 4 | 2024-06-04 |
| 4 | 2024-06-04 |
| 4 | 2024-06-04 |
| 4 | 2024-06-04 |
| 25-NSE | 2024-05-30 |
| 10-Q | 2024-05-15 |
View B. Riley Financial, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.