B. Riley Financial, Inc. - Q1 2023 holdings

$382 Million is the total value of B. Riley Financial, Inc.'s 56 reported holdings in Q1 2023. The portfolio turnover from Q4 2022 to Q1 2023 was 66.7% .

 Value Shares↓ Weighting
BW  BABCOCK & WILCOX ENTERPRISES$165,369,152
+5.0%
27,288,6390.0%43.26%
+22.4%
ALTG  ALTA EQUIPMENT GROUP INC$95,112,094
+20.2%
6,000,7630.0%24.88%
+40.1%
SellDOUBLEDOWN INTERACTIVE CO LTads$30,820,978
-5.9%
3,862,278
-0.4%
8.06%
+9.7%
 THE ARENA GROUP HOLDINGS INC$19,519,370
-59.9%
4,592,7930.0%5.11%
-53.3%
SNCR  SYNCHRONOSS TECHNOLOGIES INC$11,355,669
+51.9%
12,080,4990.0%2.97%
+77.2%
PPTA SellPERPETUA RESOURCES CORP$7,987,750
+8.1%
1,795,000
-29.1%
2.09%
+26.1%
TACT  TRANSACT TECHNOLOGIES INC$6,887,198
-2.1%
1,112,6330.0%1.80%
+14.2%
BRIVU  B RILEY PRIN 250 MERGER CORPunit 04/06/2026$6,102,000
+2.0%
600,0000.0%1.60%
+18.9%
SellLILIUM N V$5,995,493
-67.4%
9,223,836
-42.8%
1.57%
-62.0%
 FAZE HOLDINGS INC$5,072,949
-75.1%
11,028,1510.0%1.33%
-71.0%
MCHX SellMARCHEX INCcl b$4,102,218
-15.0%
2,253,966
-25.3%
1.07%
-0.9%
QMCO SellQUANTUM CORP$3,485,358
-16.4%
3,030,746
-20.8%
0.91%
-2.6%
DHC NewDIVERSIFIED HEALTHCARE TR$3,397,0322,516,320
+100.0%
0.89%
SellINNOVATE CORP$3,293,151
-37.9%
1,108,805
-60.9%
0.86%
-27.6%
SellNEXTNAV INC$2,207,913
-75.6%
1,087,642
-64.8%
0.58%
-71.5%
LFMD SellLIFEMD INC$1,567,477
-25.3%
922,045
-14.8%
0.41%
-13.0%
NewALTENERGY ACQUISITION CORP$1,555,213149,900
+100.0%
0.41%
FRXB NewFOREST ROAD ACQUISITION CORcl a$1,366,293137,454
+100.0%
0.36%
SellJOURNEY MED CORP$1,216,430
-26.7%
774,796
-10.4%
0.32%
-14.7%
ASTS SellAST SPACEMOBILE INC$1,029,482
-87.6%
202,654
-88.3%
0.27%
-85.6%
NewLAMF GLOBAL VENTURES CORP Iclass a ord$985,09094,267
+100.0%
0.26%
BuyTHE LION ELECTRIC COMPANY*w exp 12/16/202$826,673
+71.2%
1,399,006
+102.8%
0.22%
+100.0%
SQNS SellSEQUANS COMMUNICATIONS S Asponsored ads$693,138
-44.2%
346,569
-7.4%
0.18%
-35.1%
FUBO NewFUBOTV INC$605,000500,000
+100.0%
0.16%
NewCHARAH SOLUTIONS INC$549,421262,881
+100.0%
0.14%
ANZU NewANZU SPECIAL ACQUISITIN CORP$254,89825,363
+100.0%
0.07%
EOSEW  EOS ENERGY ENTERPRISES INC*w exp 05/06/202$234,000
+200.0%
325,0000.0%0.06%
+238.9%
NewSPLUNK INCnote 1.125% 6/1$176,882207,000
+100.0%
0.05%
TWNI NewTAILWIND INTERNATNAL ACQ COR$164,30816,252
+100.0%
0.04%
NewALSP ORCHID ACQUISITION CORPclass a ord$114,55211,100
+100.0%
0.03%
IMBI  IMEDIA BRANDS INC$46,838
-20.4%
91,9110.0%0.01%
-7.7%
 NEXTNAV INC*w exp 10/28/202$31,799
+52.5%
55,9740.0%0.01%
+60.0%
 NEOGENOMICS INCnote 0.250% 1/1$24,090
+13.0%
33,0000.0%0.01%
+20.0%
NewGREENLIGHT BIOSCIENCS HLDS P*w exp 02/02/202$15,284299,100
+100.0%
0.00%
 INSEEGO CORPnote 3.250% 5/0$10,429
-3.4%
18,0000.0%0.00%
+50.0%
NewARES CAPITAL CORPnote 4.625% 3/0$10,06910,000
+100.0%
0.00%
SellYOTTA ACQUISITION CORPORATIOright 03/15/2027$11,740
-11.2%
78,268
-3.8%
0.00%0.0%
 INFINT ACQUISITION CORP*w exp 99/99/999$7,040
-12.0%
100,0000.0%0.00%0.0%
SellVAHANNA TECH EDGE ACQSTN I C*w exp 11/30/202$5,832
+247.8%
157,613
-1.3%
0.00%
 YOTTA ACQUISITION CORPORATIO*w exp 03/15/202$7,500
+150.0%
100,0000.0%0.00%
+100.0%
SellDEEP MEDICINE ACQUISITION COright 09/30/2028$6,892
+141.3%
47,499
-0.2%
0.00%
+100.0%
 FAZE HOLDINGS INC*w exp 03/01/202$7,800
-61.5%
156,0010.0%0.00%
-60.0%
BuyMSP RECOVERY INC*w exp 05/20/202$2,198
+45.6%
110,446
+83.6%
0.00%
ARRWW BuyARROWROOT ACQUISITION CORP*w exp 03/02/202$5,169
+1975.9%
43,040
+0.2%
0.00%
NewMONTEREY CAP ACQUISITION COR*w exp 01/01/202$3,24449,900
+100.0%
0.00%
KAIIW  KISMET ACQUISITION TWO CORP*w exp 06/30/202$673
+647.8%
29,9090.0%0.00%
 LOGISTICS INNOVTN TECHNLGS C*w exp 06/15/202$1,367
+266.5%
12,4320.0%0.00%
NewREVELATION BIOSCIENCES INC*w exp 01/10/202$1,620100,000
+100.0%
0.00%
ExitBLUE SAFARI GRP ACQUISITN COright 09/24/2026$0-10,339
-100.0%
0.00%
BLUAWS  BLUERIVER ACQUISITION CORP*w exp 01/04/202$300
+100.0%
10,0000.0%0.00%
BuyALSP ORCHID ACQUISITION CORP*w exp 11/03/202$1,424
+29.0%
36,900
+0.3%
0.00%
ExitSWVL HOLDINGS CORP$0-20,000
-100.0%
-0.00%
DNZWS ExitD AND Z MEDIA ACQUISITION CO*w exp 01/27/202$0-100,000
-100.0%
-0.00%
ExitECARX HOLDINGS INC*w exp 12/20/202$0-43,550
-100.0%
-0.00%
CLBRWS ExitCOLOMBIER ACQUISITION CORP*w exp 99/99/999$0-146,714
-100.0%
-0.00%
ExitBEYOND MEAT INCnote 3/1$0-30,000
-100.0%
-0.00%
ExitTEEKAY CORPORATIONnote 5.000% 1/1$0-15,000
-100.0%
-0.00%
ExitALGOMA STL GROUP INC*w exp 10/19/202$0-20,754
-100.0%
-0.01%
ExitCHEGG INCnote 9/0$0-27,000
-100.0%
-0.01%
ExitAVAYA HLDGS CORPnote 2.250% 6/1$0-600,000
-100.0%
-0.01%
ExitWAYFAIR INCnote 1.000% 8/1$0-42,000
-100.0%
-0.01%
ExitLIBERTY LATIN AMERICA LTDnote 2.000% 7/1$0-38,000
-100.0%
-0.01%
ExitCHEGG INCnote 0.125% 3/1$0-51,000
-100.0%
-0.01%
GENI ExitGENIUS SPORTS LIMITEDshares cl a$0-19,888
-100.0%
-0.02%
ExitSHOPIFY INCnote 0.125%11/0$0-120,000
-100.0%
-0.02%
NS ExitNUSTAR ENERGY LP$0-14,000
-100.0%
-0.05%
GTXAP ExitGARRETT MOTION INCpfd conv ser a$0-30,000
-100.0%
-0.06%
MINM ExitMINIM INC$0-1,565,364
-100.0%
-0.07%
ExitPELOTON INTERACTIVE INCnote 2/1$0-500,000
-100.0%
-0.08%
RMBL ExitRUMBLEON INC$0-62,521
-100.0%
-0.09%
EPHY ExitEPIPHANY TECHNOLOGY ACQUISIT$0-73,264
-100.0%
-0.16%
ExitSEAPORT GLOBAL ACQUISITION I$0-75,000
-100.0%
-0.17%
AAC ExitARES ACQUISITION CORPORATION$0-81,910
-100.0%
-0.18%
LEV ExitTHE LION ELECTRIC COMPANY$0-459,502
-100.0%
-0.23%
CHRA ExitCHARAH SOLUTIONS INC$0-288,889
-100.0%
-0.35%
INKA ExitKLUDEIN I ACQUISITION CORPcl a$0-202,089
-100.0%
-0.46%
HROW ExitHARROW HEALTH INC$0-155,825
-100.0%
-0.52%
LAZY ExitLAZYDAYS HLDGS INC$0-281,507
-100.0%
-0.75%
AGS ExitPLAYAGS INC$0-840,530
-100.0%
-0.96%
SRNE ExitSORRENTO THERAPEUTICS INC$0-5,216,250
-100.0%
-1.04%
Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2023-05-09
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
BABCOCK & WILCOX ENTERPRIS I17Q3 202343.3%
QUANTUM CORP17Q3 202316.2%
HC2 HLDGS INC17Q4 20196.4%
ALTA EQUIPMENT GROUP INC15Q3 202327.6%
TELENAV INC14Q1 20193.6%
LUMENTUM HLDGS INC14Q1 20190.4%
SELECT INTERIOR CONCEPTS INC13Q3 202117.2%
TRANSACT TECHNOLOGIES INC13Q3 20232.6%
VIASAT INC13Q1 20190.4%
NOVAVAX INC13Q1 20190.4%

View B. Riley Financial, Inc.'s complete holdings history.

Latest significant ownerships (13-D/G)
B. Riley Financial, Inc. Q1 2023 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
B. Riley Principal 250 Merger Corp.Sold outJune 02, 202300.0%
Charah Solutions, Inc.April 18, 2023127,9603.8%
Journey Medical CorpDecember 29, 2022864,6954.9%
FaZe Holdings Inc.December 15, 202211,184,15215.4%
Lazydays Holdings, Inc.November 14, 2022284,9802.7%
TRANSACT TECHNOLOGIES INCOctober 11, 20221,034,36610.4%
Eos Energy Enterprises, Inc.August 10, 20222,885,2564.8%
QUANTUM CORP /DE/August 08, 20224,099,9564.0%
Applied Blockchain, Inc.February 11, 20221,065,5400.3%
Global Ship Lease, Inc.February 11, 20221,387,6263.8%

View B. Riley Financial, Inc.'s complete significant-ownership history.

Latest filings
TypeFiled
8-K2024-03-27
42024-03-26
SC 13D/A2024-03-26
8-K2024-03-22
42024-03-19
42024-03-19
42024-03-19
42024-03-19
42024-03-19
42024-03-19

View B. Riley Financial, Inc.'s complete filings history.

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