$382 Million is the total value of B. Riley Financial, Inc.'s 56 reported holdings in Q1 2023. The portfolio turnover from Q4 2022 to Q1 2023 was 66.7% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
BW | BABCOCK & WILCOX ENTERPRISES | $165,369,152 | +5.0% | 27,288,639 | 0.0% | 43.26% | +22.4% | |
ALTG | ALTA EQUIPMENT GROUP INC | $95,112,094 | +20.2% | 6,000,763 | 0.0% | 24.88% | +40.1% | |
Sell | DOUBLEDOWN INTERACTIVE CO LTads | $30,820,978 | -5.9% | 3,862,278 | -0.4% | 8.06% | +9.7% | |
THE ARENA GROUP HOLDINGS INC | $19,519,370 | -59.9% | 4,592,793 | 0.0% | 5.11% | -53.3% | ||
SNCR | SYNCHRONOSS TECHNOLOGIES INC | $11,355,669 | +51.9% | 12,080,499 | 0.0% | 2.97% | +77.2% | |
PPTA | Sell | PERPETUA RESOURCES CORP | $7,987,750 | +8.1% | 1,795,000 | -29.1% | 2.09% | +26.1% |
TACT | TRANSACT TECHNOLOGIES INC | $6,887,198 | -2.1% | 1,112,633 | 0.0% | 1.80% | +14.2% | |
BRIVU | B RILEY PRIN 250 MERGER CORPunit 04/06/2026 | $6,102,000 | +2.0% | 600,000 | 0.0% | 1.60% | +18.9% | |
Sell | LILIUM N V | $5,995,493 | -67.4% | 9,223,836 | -42.8% | 1.57% | -62.0% | |
FAZE HOLDINGS INC | $5,072,949 | -75.1% | 11,028,151 | 0.0% | 1.33% | -71.0% | ||
MCHX | Sell | MARCHEX INCcl b | $4,102,218 | -15.0% | 2,253,966 | -25.3% | 1.07% | -0.9% |
QMCO | Sell | QUANTUM CORP | $3,485,358 | -16.4% | 3,030,746 | -20.8% | 0.91% | -2.6% |
DHC | New | DIVERSIFIED HEALTHCARE TR | $3,397,032 | – | 2,516,320 | +100.0% | 0.89% | – |
Sell | INNOVATE CORP | $3,293,151 | -37.9% | 1,108,805 | -60.9% | 0.86% | -27.6% | |
Sell | NEXTNAV INC | $2,207,913 | -75.6% | 1,087,642 | -64.8% | 0.58% | -71.5% | |
LFMD | Sell | LIFEMD INC | $1,567,477 | -25.3% | 922,045 | -14.8% | 0.41% | -13.0% |
New | ALTENERGY ACQUISITION CORP | $1,555,213 | – | 149,900 | +100.0% | 0.41% | – | |
FRXB | New | FOREST ROAD ACQUISITION CORcl a | $1,366,293 | – | 137,454 | +100.0% | 0.36% | – |
Sell | JOURNEY MED CORP | $1,216,430 | -26.7% | 774,796 | -10.4% | 0.32% | -14.7% | |
ASTS | Sell | AST SPACEMOBILE INC | $1,029,482 | -87.6% | 202,654 | -88.3% | 0.27% | -85.6% |
New | LAMF GLOBAL VENTURES CORP Iclass a ord | $985,090 | – | 94,267 | +100.0% | 0.26% | – | |
Buy | THE LION ELECTRIC COMPANY*w exp 12/16/202 | $826,673 | +71.2% | 1,399,006 | +102.8% | 0.22% | +100.0% | |
SQNS | Sell | SEQUANS COMMUNICATIONS S Asponsored ads | $693,138 | -44.2% | 346,569 | -7.4% | 0.18% | -35.1% |
FUBO | New | FUBOTV INC | $605,000 | – | 500,000 | +100.0% | 0.16% | – |
New | CHARAH SOLUTIONS INC | $549,421 | – | 262,881 | +100.0% | 0.14% | – | |
ANZU | New | ANZU SPECIAL ACQUISITIN CORP | $254,898 | – | 25,363 | +100.0% | 0.07% | – |
EOSEW | EOS ENERGY ENTERPRISES INC*w exp 05/06/202 | $234,000 | +200.0% | 325,000 | 0.0% | 0.06% | +238.9% | |
New | SPLUNK INCnote 1.125% 6/1 | $176,882 | – | 207,000 | +100.0% | 0.05% | – | |
TWNI | New | TAILWIND INTERNATNAL ACQ COR | $164,308 | – | 16,252 | +100.0% | 0.04% | – |
New | ALSP ORCHID ACQUISITION CORPclass a ord | $114,552 | – | 11,100 | +100.0% | 0.03% | – | |
IMBI | IMEDIA BRANDS INC | $46,838 | -20.4% | 91,911 | 0.0% | 0.01% | -7.7% | |
NEXTNAV INC*w exp 10/28/202 | $31,799 | +52.5% | 55,974 | 0.0% | 0.01% | +60.0% | ||
NEOGENOMICS INCnote 0.250% 1/1 | $24,090 | +13.0% | 33,000 | 0.0% | 0.01% | +20.0% | ||
New | GREENLIGHT BIOSCIENCS HLDS P*w exp 02/02/202 | $15,284 | – | 299,100 | +100.0% | 0.00% | – | |
INSEEGO CORPnote 3.250% 5/0 | $10,429 | -3.4% | 18,000 | 0.0% | 0.00% | +50.0% | ||
New | ARES CAPITAL CORPnote 4.625% 3/0 | $10,069 | – | 10,000 | +100.0% | 0.00% | – | |
Sell | YOTTA ACQUISITION CORPORATIOright 03/15/2027 | $11,740 | -11.2% | 78,268 | -3.8% | 0.00% | 0.0% | |
INFINT ACQUISITION CORP*w exp 99/99/999 | $7,040 | -12.0% | 100,000 | 0.0% | 0.00% | 0.0% | ||
Sell | VAHANNA TECH EDGE ACQSTN I C*w exp 11/30/202 | $5,832 | +247.8% | 157,613 | -1.3% | 0.00% | – | |
YOTTA ACQUISITION CORPORATIO*w exp 03/15/202 | $7,500 | +150.0% | 100,000 | 0.0% | 0.00% | +100.0% | ||
Sell | DEEP MEDICINE ACQUISITION COright 09/30/2028 | $6,892 | +141.3% | 47,499 | -0.2% | 0.00% | +100.0% | |
FAZE HOLDINGS INC*w exp 03/01/202 | $7,800 | -61.5% | 156,001 | 0.0% | 0.00% | -60.0% | ||
Buy | MSP RECOVERY INC*w exp 05/20/202 | $2,198 | +45.6% | 110,446 | +83.6% | 0.00% | – | |
ARRWW | Buy | ARROWROOT ACQUISITION CORP*w exp 03/02/202 | $5,169 | +1975.9% | 43,040 | +0.2% | 0.00% | – |
New | MONTEREY CAP ACQUISITION COR*w exp 01/01/202 | $3,244 | – | 49,900 | +100.0% | 0.00% | – | |
KAIIW | KISMET ACQUISITION TWO CORP*w exp 06/30/202 | $673 | +647.8% | 29,909 | 0.0% | 0.00% | – | |
LOGISTICS INNOVTN TECHNLGS C*w exp 06/15/202 | $1,367 | +266.5% | 12,432 | 0.0% | 0.00% | – | ||
New | REVELATION BIOSCIENCES INC*w exp 01/10/202 | $1,620 | – | 100,000 | +100.0% | 0.00% | – | |
Exit | BLUE SAFARI GRP ACQUISITN COright 09/24/2026 | $0 | – | -10,339 | -100.0% | 0.00% | – | |
BLUAWS | BLUERIVER ACQUISITION CORP*w exp 01/04/202 | $300 | +100.0% | 10,000 | 0.0% | 0.00% | – | |
Buy | ALSP ORCHID ACQUISITION CORP*w exp 11/03/202 | $1,424 | +29.0% | 36,900 | +0.3% | 0.00% | – | |
Exit | SWVL HOLDINGS CORP | $0 | – | -20,000 | -100.0% | -0.00% | – | |
DNZWS | Exit | D AND Z MEDIA ACQUISITION CO*w exp 01/27/202 | $0 | – | -100,000 | -100.0% | -0.00% | – |
Exit | ECARX HOLDINGS INC*w exp 12/20/202 | $0 | – | -43,550 | -100.0% | -0.00% | – | |
CLBRWS | Exit | COLOMBIER ACQUISITION CORP*w exp 99/99/999 | $0 | – | -146,714 | -100.0% | -0.00% | – |
Exit | BEYOND MEAT INCnote 3/1 | $0 | – | -30,000 | -100.0% | -0.00% | – | |
Exit | TEEKAY CORPORATIONnote 5.000% 1/1 | $0 | – | -15,000 | -100.0% | -0.00% | – | |
Exit | ALGOMA STL GROUP INC*w exp 10/19/202 | $0 | – | -20,754 | -100.0% | -0.01% | – | |
Exit | CHEGG INCnote 9/0 | $0 | – | -27,000 | -100.0% | -0.01% | – | |
Exit | AVAYA HLDGS CORPnote 2.250% 6/1 | $0 | – | -600,000 | -100.0% | -0.01% | – | |
Exit | WAYFAIR INCnote 1.000% 8/1 | $0 | – | -42,000 | -100.0% | -0.01% | – | |
Exit | LIBERTY LATIN AMERICA LTDnote 2.000% 7/1 | $0 | – | -38,000 | -100.0% | -0.01% | – | |
Exit | CHEGG INCnote 0.125% 3/1 | $0 | – | -51,000 | -100.0% | -0.01% | – | |
GENI | Exit | GENIUS SPORTS LIMITEDshares cl a | $0 | – | -19,888 | -100.0% | -0.02% | – |
Exit | SHOPIFY INCnote 0.125%11/0 | $0 | – | -120,000 | -100.0% | -0.02% | – | |
NS | Exit | NUSTAR ENERGY LP | $0 | – | -14,000 | -100.0% | -0.05% | – |
GTXAP | Exit | GARRETT MOTION INCpfd conv ser a | $0 | – | -30,000 | -100.0% | -0.06% | – |
MINM | Exit | MINIM INC | $0 | – | -1,565,364 | -100.0% | -0.07% | – |
Exit | PELOTON INTERACTIVE INCnote 2/1 | $0 | – | -500,000 | -100.0% | -0.08% | – | |
RMBL | Exit | RUMBLEON INC | $0 | – | -62,521 | -100.0% | -0.09% | – |
EPHY | Exit | EPIPHANY TECHNOLOGY ACQUISIT | $0 | – | -73,264 | -100.0% | -0.16% | – |
Exit | SEAPORT GLOBAL ACQUISITION I | $0 | – | -75,000 | -100.0% | -0.17% | – | |
AAC | Exit | ARES ACQUISITION CORPORATION | $0 | – | -81,910 | -100.0% | -0.18% | – |
LEV | Exit | THE LION ELECTRIC COMPANY | $0 | – | -459,502 | -100.0% | -0.23% | – |
CHRA | Exit | CHARAH SOLUTIONS INC | $0 | – | -288,889 | -100.0% | -0.35% | – |
INKA | Exit | KLUDEIN I ACQUISITION CORPcl a | $0 | – | -202,089 | -100.0% | -0.46% | – |
HROW | Exit | HARROW HEALTH INC | $0 | – | -155,825 | -100.0% | -0.52% | – |
LAZY | Exit | LAZYDAYS HLDGS INC | $0 | – | -281,507 | -100.0% | -0.75% | – |
AGS | Exit | PLAYAGS INC | $0 | – | -840,530 | -100.0% | -0.96% | – |
SRNE | Exit | SORRENTO THERAPEUTICS INC | $0 | – | -5,216,250 | -100.0% | -1.04% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-05-09
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
BABCOCK & WILCOX ENTERPRIS I | 17 | Q3 2023 | 43.3% |
QUANTUM CORP | 17 | Q3 2023 | 16.2% |
HC2 HLDGS INC | 17 | Q4 2019 | 6.4% |
ALTA EQUIPMENT GROUP INC | 15 | Q3 2023 | 27.6% |
TELENAV INC | 14 | Q1 2019 | 3.6% |
LUMENTUM HLDGS INC | 14 | Q1 2019 | 0.4% |
SELECT INTERIOR CONCEPTS INC | 13 | Q3 2021 | 17.2% |
TRANSACT TECHNOLOGIES INC | 13 | Q3 2023 | 2.6% |
VIASAT INC | 13 | Q1 2019 | 0.4% |
NOVAVAX INC | 13 | Q1 2019 | 0.4% |
View B. Riley Financial, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
Filed | Shares | Percentage | |
---|---|---|---|
B. Riley Principal 250 Merger Corp.Sold out | June 02, 2023 | 0 | 0.0% |
Charah Solutions, Inc. | April 18, 2023 | 127,960 | 3.8% |
Journey Medical Corp | December 29, 2022 | 864,695 | 4.9% |
FaZe Holdings Inc. | December 15, 2022 | 11,184,152 | 15.4% |
Lazydays Holdings, Inc. | November 14, 2022 | 284,980 | 2.7% |
TRANSACT TECHNOLOGIES INC | October 11, 2022 | 1,034,366 | 10.4% |
Eos Energy Enterprises, Inc. | August 10, 2022 | 2,885,256 | 4.8% |
QUANTUM CORP /DE/ | August 08, 2022 | 4,099,956 | 4.0% |
Applied Blockchain, Inc. | February 11, 2022 | 1,065,540 | 0.3% |
Global Ship Lease, Inc. | February 11, 2022 | 1,387,626 | 3.8% |
View B. Riley Financial, Inc.'s complete significant-ownership history.
Latest filings
Type | Filed |
---|---|
8-K | 2024-03-27 |
4 | 2024-03-26 |
SC 13D/A | 2024-03-26 |
8-K | 2024-03-22 |
4 | 2024-03-19 |
4 | 2024-03-19 |
4 | 2024-03-19 |
4 | 2024-03-19 |
4 | 2024-03-19 |
4 | 2024-03-19 |
View B. Riley Financial, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.