$563 Million is the total value of B. Riley Financial, Inc.'s 93 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LVOX | Exit | LIVEVOX HOLDING INC | $0 | – | -18,000 | -100.0% | -0.01% | – |
| Exit | FUBOTV INCnote 3.250% 2/1 | $0 | – | -100,000 | -100.0% | -0.01% | – | |
| Exit | GREENIDGE GENERATION HLDGS I | $0 | – | -15,800 | -100.0% | -0.01% | – | |
| Exit | APPLIED BLOCKCHAIN INC | $0 | – | -61,426 | -100.0% | -0.01% | – | |
| Exit | COGNITION THERAPEUTICS INC | $0 | – | -30,904 | -100.0% | -0.02% | – | |
| Exit | KNIGHTSCOPE INC | $0 | – | -24,851 | -100.0% | -0.02% | – | |
| HPX | Exit | HPX CORP | $0 | – | -10,000 | -100.0% | -0.02% | – |
| ESSC | Exit | EAST STONE ACQUISITION CORP | $0 | – | -10,400 | -100.0% | -0.02% | – |
| ABTX | Exit | ALLEGIANCE BANCSHARES INC | $0 | – | -5,913 | -100.0% | -0.05% | – |
| Exit | REDWIRE CORPORATION | $0 | – | -91,189 | -100.0% | -0.06% | – | |
| KAII | Exit | KISMET ACQUISITION TWO CORP | $0 | – | -36,944 | -100.0% | -0.08% | – |
| ADRA | Exit | ADARA ACQUISITION CORP | $0 | – | -37,500 | -100.0% | -0.08% | – |
| Exit | BROAD CAPITAL ACQUISITION CO | $0 | – | -40,000 | -100.0% | -0.09% | – | |
| Exit | IN8BIO INC | $0 | – | -257,513 | -100.0% | -0.13% | – | |
| ASZ | Exit | AUSTERLITZ ACQUISITION CORP | $0 | – | -66,053 | -100.0% | -0.14% | – |
| Exit | YOTTA ACQUISITION CORPORATIO | $0 | – | -66,368 | -100.0% | -0.15% | – | |
| XPOA | Exit | DPCM CAP INC | $0 | – | -67,483 | -100.0% | -0.15% | – |
| Exit | AETHERIUM ACQUISITION CORP | $0 | – | -69,700 | -100.0% | -0.15% | – | |
| MUR | Exit | MURPHY OIL CORP | $0 | – | -25,727 | -100.0% | -0.17% | – |
| CDZI | Exit | CADIZ INC | $0 | – | -400,000 | -100.0% | -0.21% | – |
| KIII | Exit | KISMET ACQUISITION THREE CORcl a shares | $0 | – | -102,834 | -100.0% | -0.22% | – |
| GPS | Exit | GAP INC | $0 | – | -226,380 | -100.0% | -0.42% | – |
| UIS | Exit | UNISYS CORP | $0 | – | -229,652 | -100.0% | -0.62% | – |
| XELA | Exit | EXELA TECHNOLOGIES INC | $0 | – | -36,000,000 | -100.0% | -0.92% | – |
| BRPMU | Exit | B RILEY PRINCIPAL 150 MERGERunit 99/99/9999 | $0 | – | -520,000 | -100.0% | -1.17% | – |
| EOSE | Exit | EOS ENERGY ENTERPRISES INC | $0 | – | -5,369,778 | -100.0% | -1.45% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-11-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BABCOCK & WILCOX ENTERPRIS I | 17 | Q3 2023 | 43.3% |
| QUANTUM CORP | 17 | Q3 2023 | 16.2% |
| HC2 HLDGS INC | 17 | Q4 2019 | 6.4% |
| ALTA EQUIPMENT GROUP INC | 15 | Q3 2023 | 27.6% |
| TELENAV INC | 14 | Q1 2019 | 3.6% |
| LUMENTUM HLDGS INC | 14 | Q1 2019 | 0.4% |
| SELECT INTERIOR CONCEPTS INC | 13 | Q3 2021 | 17.2% |
| TRANSACT TECHNOLOGIES INC | 13 | Q3 2023 | 2.6% |
| VIASAT INC | 13 | Q1 2019 | 0.4% |
| NOVAVAX INC | 13 | Q1 2019 | 0.4% |
View B. Riley Financial, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| B. Riley Principal 250 Merger Corp.Sold out | June 02, 2023 | 0 | 0.0% |
| Charah Solutions, Inc. | April 18, 2023 | 127,960 | 3.8% |
| Journey Medical Corp | December 29, 2022 | 864,695 | 4.9% |
| Lazydays Holdings, Inc. | November 14, 2022 | 284,980 | 2.7% |
| TRANSACT TECHNOLOGIES INC | October 11, 2022 | 1,034,366 | 10.4% |
| Eos Energy Enterprises, Inc. | August 10, 2022 | 2,885,256 | 4.8% |
| QUANTUM CORP /DE/ | August 08, 2022 | 4,099,956 | 4.0% |
| Applied Blockchain, Inc. | February 11, 2022 | 1,065,540 | 0.3% |
| Global Ship Lease, Inc. | February 11, 2022 | 1,387,626 | 3.8% |
| Exela Technologies, Inc.Sold out | February 01, 2022 | 0 | 0.0% |
View B. Riley Financial, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| DEF 14A | 2024-05-10 |
| DEFA14A | 2024-05-10 |
| SC 13G/A | 2024-05-07 |
| 8-K | 2024-05-01 |
| 10-K/A | 2024-04-29 |
| 10-K | 2024-04-24 |
| 8-K | 2024-04-24 |
| SC 13D/A | 2024-04-17 |
| 8-K | 2024-04-08 |
| 8-K | 2024-03-27 |
View B. Riley Financial, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.