$563 Million is the total value of B. Riley Financial, Inc.'s 93 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 87.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BW | Buy | BABCOCK & WILCOX ENTERPRISES | $170,903,000 | +12.3% | 26,787,339 | +6.1% | 30.35% | -10.7% |
| New | FAZE HOLDINGS INC | $117,351,000 | – | 12,123,000 | +100.0% | 20.84% | – | |
| ALTG | Buy | ALTA EQUIPMENT GROUP INC | $66,069,000 | +23.4% | 6,000,763 | +0.6% | 11.73% | -1.8% |
| Buy | THE ARENA GROUP HOLDINGS INC | $61,366,000 | +48.5% | 4,684,442 | +2.0% | 10.90% | +18.1% | |
| Sell | DOUBLEDOWN INTERACTIVE CO LTads | $35,307,000 | -5.2% | 3,825,210 | -0.8% | 6.27% | -24.5% | |
| LAZY | Buy | LAZYDAYS HLDGS INC | $24,002,000 | +17.2% | 1,777,911 | +2.3% | 4.26% | -6.7% |
| SNCR | SYNCHRONOSS TECHNOLOGIES INC | $13,772,000 | -0.9% | 12,080,499 | 0.0% | 2.45% | -21.1% | |
| Sell | NEXTNAV INC | $6,037,000 | -20.4% | 2,244,246 | -32.8% | 1.07% | -36.6% | |
| BRIVU | B RILEY PRIN 250 MERGER CORPunit 04/06/2026 | $5,886,000 | -0.1% | 600,000 | 0.0% | 1.04% | -20.5% | |
| FRG | Sell | FRANCHISE GROUP INC | $5,554,000 | -68.3% | 228,549 | -54.3% | 0.99% | -74.8% |
| CHRA | CHARAH SOLUTIONS INC | $5,287,000 | -51.1% | 2,888,889 | 0.0% | 0.94% | -61.1% | |
| PPTA | PERPETUA RESOURCES CORP | $5,205,000 | -39.0% | 2,576,511 | 0.0% | 0.92% | -51.4% | |
| MCHX | MARCHEX INCcl b | $5,069,000 | +27.2% | 3,017,496 | 0.0% | 0.90% | +1.2% | |
| INSE | Sell | INSPIRED ENTMT INC | $4,868,000 | -51.7% | 551,291 | -53.0% | 0.86% | -61.6% |
| QMCO | Sell | QUANTUM CORP | $4,326,000 | -48.5% | 4,005,440 | -32.4% | 0.77% | -59.1% |
| TACT | Buy | TRANSACT TECHNOLOGIES INC | $3,658,000 | -6.4% | 1,002,140 | +2.0% | 0.65% | -25.5% |
| VYGG | Buy | VY GLOBAL GROWTH | $3,609,000 | +2764.3% | 359,839 | +2715.6% | 0.64% | +2189.3% |
| Buy | INNOVATE CORP | $2,721,000 | -58.9% | 3,887,258 | +1.6% | 0.48% | -67.3% | |
| LMACA | New | LIBERTY MEDIA ACQUISITION CO | $2,332,000 | – | 234,640 | +100.0% | 0.41% | – |
| LFMD | Sell | LIFEMD INC | $2,168,000 | -7.7% | 1,100,711 | -4.3% | 0.38% | -26.5% |
| JOURNEY MED CORP | $2,127,000 | -34.2% | 864,695 | 0.0% | 0.38% | -47.6% | ||
| TTSH | Sell | TILE SHOP HLDGS INC | $1,864,000 | -54.2% | 529,570 | -60.0% | 0.33% | -63.5% |
| New | EXELA TECHNOLOGIES INC | $1,699,000 | – | 3,750,000 | +100.0% | 0.30% | – | |
| AAQC | New | ACCELERATE ACQUISITION CORP | $1,654,000 | – | 168,411 | +100.0% | 0.29% | – |
| SQNS | Sell | SEQUANS COMMUNICATIONS S Asponsored ads | $1,336,000 | -34.1% | 374,296 | -50.3% | 0.24% | -47.6% |
| PSAGU | PROPERTY SOLUTIONS ACQUISITIunit 03/01/2026 | $909,000 | +0.6% | 92,654 | 0.0% | 0.16% | -20.3% | |
| New | CELULARITY INC | $870,000 | – | 376,821 | +100.0% | 0.16% | – | |
| New | MELI KASZEK PIONEER CORPclass a ord | $860,000 | – | 87,093 | +100.0% | 0.15% | – | |
| New | GORES HOLDINGS VII INC | $670,000 | – | 69,254 | +100.0% | 0.12% | – | |
| Sell | VICTORIAS SECRET AND CO | $603,000 | -72.5% | 20,700 | -73.6% | 0.11% | -78.1% | |
| HERA | New | FTAC HERA ACQUISITION CORP | $599,000 | – | 60,354 | +100.0% | 0.11% | – |
| STRE | New | SUPERNOVA PARTN ACQ CO III L | $517,000 | – | 52,204 | +100.0% | 0.09% | – |
| NSTB | New | NORTHERN STAR INVSTMNT CORP | $491,000 | – | 49,785 | +100.0% | 0.09% | – |
| IPOD | New | SOCIAL CAPITAL HEDOSOPHA HLD | $462,000 | – | 46,109 | +100.0% | 0.08% | – |
| ARRW | New | ARROWROOT ACQUISITION CORP | $400,000 | – | 40,764 | +100.0% | 0.07% | – |
| MINM | MINIM INC | $329,000 | -47.8% | 1,565,364 | 0.0% | 0.06% | -58.9% | |
| GTPB | New | GORES TECHNOLOGY PARTNERS II | $322,000 | – | 32,742 | +100.0% | 0.06% | – |
| GTXAP | GARRETT MOTION INCpfd conv ser a | $319,000 | -13.6% | 44,895 | 0.0% | 0.06% | -30.5% | |
| New | SHOPIFY INCnote 0.125%11/0 | $163,000 | – | 199,000 | +100.0% | 0.03% | – | |
| New | HERBALIFE NUTRITION LTDnote 2.625% 3/1 | $165,000 | – | 182,000 | +100.0% | 0.03% | – | |
| Sell | CORE SCIENTIFIC INC | $164,000 | -83.3% | 126,442 | -80.9% | 0.03% | -86.8% | |
| CPTK | New | CROWN PROPTECH ACQUISITIONS | $151,000 | – | 15,200 | +100.0% | 0.03% | – |
| EOSEW | EOS ENERGY ENTERPRISES INC*w exp 05/06/202 | $137,000 | +14.2% | 325,000 | 0.0% | 0.02% | -11.1% | |
| ATVC | New | TRIBE CAPITAL GROWTH CORP I | $108,000 | – | 10,980 | +100.0% | 0.02% | – |
| Sell | LIBERTY LATIN AMERICA LTDnote 2.000% 7/1 | $109,000 | -19.3% | 125,000 | -19.9% | 0.02% | -36.7% | |
| New | FAZE HOLDINGS INC*w exp 03/01/202 | $86,000 | – | 156,001 | +100.0% | 0.02% | – | |
| LSEA | New | LANDSEA HOMES CORP | $72,000 | – | 15,000 | +100.0% | 0.01% | – |
| IMBI | IMEDIA BRANDS INC | $59,000 | -46.8% | 91,911 | 0.0% | 0.01% | -60.0% | |
| New | AVAYA HLDGS CORPnote 2.250% 6/1 | $43,000 | – | 100,000 | +100.0% | 0.01% | – | |
| CHEGG INCnote 0.125% 3/1 | $39,000 | +2.6% | 45,000 | 0.0% | 0.01% | -12.5% | ||
| New | CHEGG INCnote 9/0 | $34,000 | – | 45,000 | +100.0% | 0.01% | – | |
| Buy | NEXTNAV INC*w exp 10/28/202 | $28,000 | +64.7% | 55,974 | +39.9% | 0.01% | +25.0% | |
| AGACWS | Buy | AFRICAN GOLD ACQUISITION COR*w exp 03/31/202 | $28,000 | -47.2% | 689,799 | +4.3% | 0.01% | -58.3% |
| New | NEOGENOMICS INCnote 0.250% 1/1 | $21,000 | – | 33,000 | +100.0% | 0.00% | – | |
| CLBRWS | Buy | COLOMBIER ACQUISITION CORP*w exp 99/99/999 | $16,000 | +14.3% | 146,814 | +7.7% | 0.00% | 0.0% |
| VAHANNA TECH EDGE ACQSTN I C*w exp 11/30/202 | $18,000 | -30.8% | 160,070 | 0.0% | 0.00% | -50.0% | ||
| TEEKAY CORPORATIONnote 5.000% 1/1 | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| New | SWVL HOLDINGS CORP | $17,000 | – | 20,000 | +100.0% | 0.00% | – | |
| New | ALGOMA STL GROUP INC*w exp 10/19/202 | $11,000 | – | 11,855 | +100.0% | 0.00% | – | |
| INFINT ACQUISITION CORP*w exp 99/99/999 | $10,000 | +66.7% | 100,000 | 0.0% | 0.00% | +100.0% | ||
| Buy | YOTTA ACQUISITION CORPORATIOright 03/15/2027 | $5,000 | 0.0% | 81,368 | +22.6% | 0.00% | 0.0% | |
| HCARW | Buy | HEALTHCARE SERVICES ACQU COR*w exp 99/99/999 | $4,000 | -69.2% | 137,954 | +4.5% | 0.00% | -66.7% |
| ALSP ORCHID ACQUISITION CORP*w exp 11/03/202 | $3,000 | -25.0% | 37,000 | 0.0% | 0.00% | 0.0% | ||
| CRYPTO 1 ACQUISTION CORP*w exp 04/30/202 | $5,000 | -16.7% | 46,236 | 0.0% | 0.00% | 0.0% | ||
| Buy | YOTTA ACQUISITION CORPORATIO*w exp 03/15/202 | $4,000 | -20.0% | 99,918 | +50.6% | 0.00% | 0.0% | |
| COVAW | Buy | COVA ACQUISITION CORP*w exp 02/05/202 | $1,000 | -50.0% | 41,650 | +103.7% | 0.00% | – |
| ARRWW | New | ARROWROOT ACQUISITION CORP*w exp 03/02/202 | $1,000 | – | 43,240 | +100.0% | 0.00% | – |
| BENER | New | BENESSERE CAPITAL ACQUSTN COright 99/99/9999 | $1,000 | – | 10,000 | +100.0% | 0.00% | – |
| New | DEEP MEDICINE ACQUISITION COright 09/30/2028 | $1,000 | – | 30,099 | +100.0% | 0.00% | – | |
| New | MSP RECOVERY INC*w exp 05/20/202 | $2,000 | – | 34,883 | +100.0% | 0.00% | – | |
| New | MOUNTAIN CREST ACQUSITN CRPright 06/29/2026 | $2,000 | – | 10,000 | +100.0% | 0.00% | – | |
| NBSTW | New | NEWBURY STREET ACQUISITN COR*w exp 04/30/202 | $1,000 | – | 19,855 | +100.0% | 0.00% | – |
| TLGAWS | New | TLG ACQUISITION ONE CORP*w exp 01/25/202 | $2,000 | – | 30,405 | +100.0% | 0.00% | – |
| ATVCW | New | TRIBE CAPITAL GROWTH CORP I*w exp 02/28/202 | $0 | – | 10,295 | +100.0% | 0.00% | – |
| New | BLUE SAFARI GRP ACQUISITN COright 09/24/2026 | $1,000 | – | 10,339 | +100.0% | 0.00% | – | |
| BLUAWS | New | BLUERIVER ACQUISITION CORP*w exp 01/04/202 | $0 | – | 10,000 | +100.0% | 0.00% | – |
| CRESCERA CAP ACQUISITION COR*w exp 11/18/202 | $2,000 | -60.0% | 31,800 | 0.0% | 0.00% | -100.0% | ||
| KIIIW | Buy | KISMET ACQUISITION THREE COR*w exp 06/30/202 | $2,000 | -66.7% | 160,317 | +0.8% | 0.00% | -100.0% |
| KAIIW | New | KISMET ACQUISITION TWO CORP*w exp 06/30/202 | $2,000 | – | 31,809 | +100.0% | 0.00% | – |
| LVOX | Exit | LIVEVOX HOLDING INC | $0 | – | -18,000 | -100.0% | -0.01% | – |
| Exit | FUBOTV INCnote 3.250% 2/1 | $0 | – | -100,000 | -100.0% | -0.01% | – | |
| Exit | GREENIDGE GENERATION HLDGS I | $0 | – | -15,800 | -100.0% | -0.01% | – | |
| Exit | APPLIED BLOCKCHAIN INC | $0 | – | -61,426 | -100.0% | -0.01% | – | |
| Exit | COGNITION THERAPEUTICS INC | $0 | – | -30,904 | -100.0% | -0.02% | – | |
| Exit | KNIGHTSCOPE INC | $0 | – | -24,851 | -100.0% | -0.02% | – | |
| HPX | Exit | HPX CORP | $0 | – | -10,000 | -100.0% | -0.02% | – |
| ESSC | Exit | EAST STONE ACQUISITION CORP | $0 | – | -10,400 | -100.0% | -0.02% | – |
| ABTX | Exit | ALLEGIANCE BANCSHARES INC | $0 | – | -5,913 | -100.0% | -0.05% | – |
| Exit | REDWIRE CORPORATION | $0 | – | -91,189 | -100.0% | -0.06% | – | |
| KAII | Exit | KISMET ACQUISITION TWO CORP | $0 | – | -36,944 | -100.0% | -0.08% | – |
| ADRA | Exit | ADARA ACQUISITION CORP | $0 | – | -37,500 | -100.0% | -0.08% | – |
| Exit | BROAD CAPITAL ACQUISITION CO | $0 | – | -40,000 | -100.0% | -0.09% | – | |
| Exit | IN8BIO INC | $0 | – | -257,513 | -100.0% | -0.13% | – | |
| ASZ | Exit | AUSTERLITZ ACQUISITION CORP | $0 | – | -66,053 | -100.0% | -0.14% | – |
| Exit | YOTTA ACQUISITION CORPORATIO | $0 | – | -66,368 | -100.0% | -0.15% | – | |
| XPOA | Exit | DPCM CAP INC | $0 | – | -67,483 | -100.0% | -0.15% | – |
| Exit | AETHERIUM ACQUISITION CORP | $0 | – | -69,700 | -100.0% | -0.15% | – | |
| MUR | Exit | MURPHY OIL CORP | $0 | – | -25,727 | -100.0% | -0.17% | – |
| CDZI | Exit | CADIZ INC | $0 | – | -400,000 | -100.0% | -0.21% | – |
| KIII | Exit | KISMET ACQUISITION THREE CORcl a shares | $0 | – | -102,834 | -100.0% | -0.22% | – |
| GPS | Exit | GAP INC | $0 | – | -226,380 | -100.0% | -0.42% | – |
| UIS | Exit | UNISYS CORP | $0 | – | -229,652 | -100.0% | -0.62% | – |
| XELA | Exit | EXELA TECHNOLOGIES INC | $0 | – | -36,000,000 | -100.0% | -0.92% | – |
| BRPMU | Exit | B RILEY PRINCIPAL 150 MERGERunit 99/99/9999 | $0 | – | -520,000 | -100.0% | -1.17% | – |
| EOSE | Exit | EOS ENERGY ENTERPRISES INC | $0 | – | -5,369,778 | -100.0% | -1.45% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-11-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BABCOCK & WILCOX ENTERPRIS I | 17 | Q3 2023 | 43.3% |
| QUANTUM CORP | 17 | Q3 2023 | 16.2% |
| HC2 HLDGS INC | 17 | Q4 2019 | 6.4% |
| ALTA EQUIPMENT GROUP INC | 15 | Q3 2023 | 27.6% |
| TELENAV INC | 14 | Q1 2019 | 3.6% |
| LUMENTUM HLDGS INC | 14 | Q1 2019 | 0.4% |
| SELECT INTERIOR CONCEPTS INC | 13 | Q3 2021 | 17.2% |
| TRANSACT TECHNOLOGIES INC | 13 | Q3 2023 | 2.6% |
| VIASAT INC | 13 | Q1 2019 | 0.4% |
| NOVAVAX INC | 13 | Q1 2019 | 0.4% |
View B. Riley Financial, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| B. Riley Principal 250 Merger Corp.Sold out | June 02, 2023 | 0 | 0.0% |
| Charah Solutions, Inc. | April 18, 2023 | 127,960 | 3.8% |
| Journey Medical Corp | December 29, 2022 | 864,695 | 4.9% |
| Lazydays Holdings, Inc. | November 14, 2022 | 284,980 | 2.7% |
| TRANSACT TECHNOLOGIES INC | October 11, 2022 | 1,034,366 | 10.4% |
| Eos Energy Enterprises, Inc. | August 10, 2022 | 2,885,256 | 4.8% |
| QUANTUM CORP /DE/ | August 08, 2022 | 4,099,956 | 4.0% |
| Applied Blockchain, Inc. | February 11, 2022 | 1,065,540 | 0.3% |
| Global Ship Lease, Inc. | February 11, 2022 | 1,387,626 | 3.8% |
| Exela Technologies, Inc.Sold out | February 01, 2022 | 0 | 0.0% |
View B. Riley Financial, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 10-K | 2024-04-24 |
| 8-K | 2024-04-24 |
| SC 13D/A | 2024-04-17 |
| 8-K | 2024-04-08 |
| 8-K | 2024-03-27 |
| 4 | 2024-03-26 |
| SC 13D/A | 2024-03-26 |
| 8-K | 2024-03-22 |
| 4 | 2024-03-19 |
| 4 | 2024-03-19 |
View B. Riley Financial, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.