$898 Million is the total value of B. Riley Financial, Inc.'s 49 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | New | SPDR S&P 500 ETF TRput | $27,743,000 | – | 70,000 | +100.0% | 3.09% | – |
| QQQ | New | INVESCO QQQ TRput | $22,339,000 | – | 70,000 | +100.0% | 2.49% | – |
| IWM | New | ISHARES TRput | $15,466,000 | – | 70,000 | +100.0% | 1.72% | – |
| AGACU | New | AFRICAN GOLD ACQUISITION CORunit 99/99/9999 | $7,515,000 | – | 760,619 | +100.0% | 0.84% | – |
| AGAC | New | AFRICAN GOLD ACQUISITION COR | $5,370,000 | – | 561,112 | +100.0% | 0.60% | – |
| MCHX | New | MARCHEX INCcl b | $4,360,000 | – | 1,551,550 | +100.0% | 0.48% | – |
| KVHI | New | KVH INDS INC | $2,549,000 | – | 201,015 | +100.0% | 0.28% | – |
| APGBU | New | APOLLO STRATEGIC GRWT CPTL Iunit 99/99/9999 | $1,992,000 | – | 199,598 | +100.0% | 0.22% | – |
| SPH | New | SUBURBAN PROPANE PARTNERS Lunit ltd partn | $934,000 | – | 63,000 | +100.0% | 0.10% | – |
| SAII | New | SOFTWARE ACQUISITN GRUP INC | $856,000 | – | 84,988 | +100.0% | 0.10% | – |
| TURN | New | 180 DEGREE CAP CORP | $758,000 | – | 102,455 | +100.0% | 0.08% | – |
| DCP | New | DCP MIDSTREAM LP | $590,000 | – | 27,252 | +100.0% | 0.07% | – |
| AGACWS | New | AFRICAN GOLD ACQUISITION COR*w exp 03/31/202 | $263,000 | – | 548,018 | +100.0% | 0.03% | – |
| RTPYU | New | REINVENT TECHNOLOGY PARTNERSunit 03/12/2026 | $249,000 | – | 24,834 | +100.0% | 0.03% | – |
| LSEA | New | LANDSEA HOMES CORP | $180,000 | – | 18,815 | +100.0% | 0.02% | – |
| TRCAU | New | TWIN RIDGE CAPITAL ACQUIS COunit 99/99/9999 | $129,000 | – | 13,010 | +100.0% | 0.01% | – |
| TCACU | New | TUATARA CAPITAL ACQUISITN COunit 99/99/9999 | $104,000 | – | 10,403 | +100.0% | 0.01% | – |
| New | GOLAR LNG LTDnote 2.750% 2/1 | $111,000 | – | 115,000 | +100.0% | 0.01% | – | |
| HPX | New | HPX CORP | $98,000 | – | 10,000 | +100.0% | 0.01% | – |
| WTTR | New | SELECT ENERGY SVCS INC | $50,000 | – | 10,000 | +100.0% | 0.01% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-05-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BABCOCK & WILCOX ENTERPRIS I | 17 | Q3 2023 | 43.3% |
| QUANTUM CORP | 17 | Q3 2023 | 16.2% |
| HC2 HLDGS INC | 17 | Q4 2019 | 6.4% |
| ALTA EQUIPMENT GROUP INC | 15 | Q3 2023 | 27.6% |
| TELENAV INC | 14 | Q1 2019 | 3.6% |
| LUMENTUM HLDGS INC | 14 | Q1 2019 | 0.4% |
| SELECT INTERIOR CONCEPTS INC | 13 | Q3 2021 | 17.2% |
| TRANSACT TECHNOLOGIES INC | 13 | Q3 2023 | 2.6% |
| VIASAT INC | 13 | Q1 2019 | 0.4% |
| NOVAVAX INC | 13 | Q1 2019 | 0.4% |
View B. Riley Financial, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| B. Riley Principal 250 Merger Corp.Sold out | June 02, 2023 | 0 | 0.0% |
| Charah Solutions, Inc. | April 18, 2023 | 127,960 | 3.8% |
| Journey Medical Corp | December 29, 2022 | 864,695 | 4.9% |
| Lazydays Holdings, Inc. | November 14, 2022 | 284,980 | 2.7% |
| TRANSACT TECHNOLOGIES INC | October 11, 2022 | 1,034,366 | 10.4% |
| Eos Energy Enterprises, Inc. | August 10, 2022 | 2,885,256 | 4.8% |
| QUANTUM CORP /DE/ | August 08, 2022 | 4,099,956 | 4.0% |
| Applied Blockchain, Inc. | February 11, 2022 | 1,065,540 | 0.3% |
| Global Ship Lease, Inc. | February 11, 2022 | 1,387,626 | 3.8% |
| Exela Technologies, Inc.Sold out | February 01, 2022 | 0 | 0.0% |
View B. Riley Financial, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 10-Q | 2024-05-15 |
| 8-K | 2024-05-15 |
| 13F-HR | 2024-05-13 |
| NT 10-Q | 2024-05-13 |
| DEF 14A | 2024-05-10 |
| DEFA14A | 2024-05-10 |
| SC 13G/A | 2024-05-07 |
| 8-K | 2024-05-01 |
| 10-K/A | 2024-04-29 |
| 10-K | 2024-04-24 |
View B. Riley Financial, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.