$617 Million is the total value of B. Riley Financial, Inc.'s 34 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 85.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TURN | Sell | 180 DEGREE CAP CORP | $1,547,000 | +15.0% | 696,659 | -2.1% | 0.25% | -29.1% |
| GIFI | Sell | GULF ISLAND FABRICATION INC | $575,000 | -57.6% | 187,944 | -56.6% | 0.09% | -73.9% |
| Exit | LIBERTY LATIN AMERICA LTDnote 2.000% 7/1 | $0 | – | -23,000 | -100.0% | -0.01% | – | |
| Exit | HORIZON GLOBAL CORPnote 2.750% 7/0 | $0 | – | -130,000 | -100.0% | -0.02% | – | |
| ET | Exit | ENERGY TRANSFER LP | $0 | – | -40,000 | -100.0% | -0.06% | – |
| PK | Exit | PARK HOTELS RESORTS INC | $0 | – | -25,999 | -100.0% | -0.07% | – |
| SAQN | Exit | SOFTWARE ACQUISITION GROUP I | $0 | – | -92,054 | -100.0% | -0.24% | – |
| NFIN | Exit | NETFIN ACQUISITION CORP | $0 | – | -154,710 | -100.0% | -0.42% | – |
| CXDO | Exit | CREXENDO INC | $0 | – | -336,927 | -100.0% | -0.50% | – |
| SPOK | Exit | SPOK HLDGS INC | $0 | – | -212,265 | -100.0% | -0.53% | – |
| SXC | Exit | SUNCOKE ENERGY INC | $0 | – | -1,000,000 | -100.0% | -0.90% | – |
| BMRGU | Exit | B RILEY PRIN MERGER CORP IIunit 99/99/9999 | $0 | – | -700,000 | -100.0% | -1.96% | – |
| SAIIU | Exit | SOFTWARE ACQUISITN GRUP INCunit 99/99/9999 | $0 | – | -1,791,128 | -100.0% | -4.69% | – |
| QQQ | Exit | INVESCO QQQ TRput | $0 | – | -150,000 | -100.0% | -10.97% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BABCOCK & WILCOX ENTERPRIS I | 17 | Q3 2023 | 43.3% |
| QUANTUM CORP | 17 | Q3 2023 | 16.2% |
| HC2 HLDGS INC | 17 | Q4 2019 | 6.4% |
| ALTA EQUIPMENT GROUP INC | 15 | Q3 2023 | 27.6% |
| TELENAV INC | 14 | Q1 2019 | 3.6% |
| LUMENTUM HLDGS INC | 14 | Q1 2019 | 0.4% |
| SELECT INTERIOR CONCEPTS INC | 13 | Q3 2021 | 17.2% |
| TRANSACT TECHNOLOGIES INC | 13 | Q3 2023 | 2.6% |
| VIASAT INC | 13 | Q1 2019 | 0.4% |
| NOVAVAX INC | 13 | Q1 2019 | 0.4% |
View B. Riley Financial, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| B. Riley Principal 250 Merger Corp.Sold out | June 02, 2023 | 0 | 0.0% |
| Charah Solutions, Inc. | April 18, 2023 | 127,960 | 3.8% |
| Journey Medical Corp | December 29, 2022 | 864,695 | 4.9% |
| Lazydays Holdings, Inc. | November 14, 2022 | 284,980 | 2.7% |
| TRANSACT TECHNOLOGIES INC | October 11, 2022 | 1,034,366 | 10.4% |
| Eos Energy Enterprises, Inc. | August 10, 2022 | 2,885,256 | 4.8% |
| QUANTUM CORP /DE/ | August 08, 2022 | 4,099,956 | 4.0% |
| Applied Blockchain, Inc. | February 11, 2022 | 1,065,540 | 0.3% |
| Global Ship Lease, Inc. | February 11, 2022 | 1,387,626 | 3.8% |
| Exela Technologies, Inc.Sold out | February 01, 2022 | 0 | 0.0% |
View B. Riley Financial, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| DEF 14A | 2024-05-10 |
| DEFA14A | 2024-05-10 |
| SC 13G/A | 2024-05-07 |
| 8-K | 2024-05-01 |
| 10-K/A | 2024-04-29 |
| 10-K | 2024-04-24 |
| 8-K | 2024-04-24 |
| SC 13D/A | 2024-04-17 |
| 8-K | 2024-04-08 |
| 8-K | 2024-03-27 |
View B. Riley Financial, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.