$617 Million is the total value of B. Riley Financial, Inc.'s 34 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EOSE | New | EOS ENERGY ENTERPRISES INC | $136,112,000 | – | 6,531,279 | +100.0% | 22.05% | – |
| SQQQ | New | PROSHARES TRultrapro sht qqq | $52,821,000 | – | 3,479,630 | +100.0% | 8.56% | – |
| DBDRU | New | ROMAN DBDR TECH ACQUISITIONunit 99/99/9999 | $6,760,000 | – | 650,000 | +100.0% | 1.10% | – |
| DBDR | New | ROMAN DBDR TECH ACQUISITION | $6,572,000 | – | 650,000 | +100.0% | 1.06% | – |
| PLTR | New | PALANTIR TECHNOLOGIES INCput | $5,579,000 | – | 236,900 | +100.0% | 0.90% | – |
| EOSEW | New | EOS ENERGY ENTERPRISES INC*w exp 05/06/202 | $2,909,000 | – | 350,000 | +100.0% | 0.47% | – |
| LFAC | New | LF CAP ACQUISITION CORPcl a | $1,796,000 | – | 169,126 | +100.0% | 0.29% | – |
| SGAMU | New | SEAPORT GLOBAL ACQUISITN CORunit 99/99/9999 | $1,045,000 | – | 100,000 | +100.0% | 0.17% | – |
| DBDRW | New | ROMAN DBDR TECH ACQUISITION*w exp 10/31/202 | $778,000 | – | 638,350 | +100.0% | 0.13% | – |
| SAIIW | New | SOFTWARE ACQUISITN GRUP INC*w exp 09/17/202 | $270,000 | – | 200,000 | +100.0% | 0.04% | – |
| TMTSW | New | SPARTACUS ACQUISITION CORP*w exp 10/31/202 | $112,000 | – | 100,000 | +100.0% | 0.02% | – |
| TRITW | New | TRITERRAS INC*w exp 02/02/202 | $68,000 | – | 30,500 | +100.0% | 0.01% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BABCOCK & WILCOX ENTERPRIS I | 17 | Q3 2023 | 43.3% |
| QUANTUM CORP | 17 | Q3 2023 | 16.2% |
| HC2 HLDGS INC | 17 | Q4 2019 | 6.4% |
| ALTA EQUIPMENT GROUP INC | 15 | Q3 2023 | 27.6% |
| TELENAV INC | 14 | Q1 2019 | 3.6% |
| LUMENTUM HLDGS INC | 14 | Q1 2019 | 0.4% |
| SELECT INTERIOR CONCEPTS INC | 13 | Q3 2021 | 17.2% |
| TRANSACT TECHNOLOGIES INC | 13 | Q3 2023 | 2.6% |
| VIASAT INC | 13 | Q1 2019 | 0.4% |
| NOVAVAX INC | 13 | Q1 2019 | 0.4% |
View B. Riley Financial, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| B. Riley Principal 250 Merger Corp.Sold out | June 02, 2023 | 0 | 0.0% |
| Charah Solutions, Inc. | April 18, 2023 | 127,960 | 3.8% |
| Journey Medical Corp | December 29, 2022 | 864,695 | 4.9% |
| Lazydays Holdings, Inc. | November 14, 2022 | 284,980 | 2.7% |
| TRANSACT TECHNOLOGIES INC | October 11, 2022 | 1,034,366 | 10.4% |
| Eos Energy Enterprises, Inc. | August 10, 2022 | 2,885,256 | 4.8% |
| QUANTUM CORP /DE/ | August 08, 2022 | 4,099,956 | 4.0% |
| Applied Blockchain, Inc. | February 11, 2022 | 1,065,540 | 0.3% |
| Global Ship Lease, Inc. | February 11, 2022 | 1,387,626 | 3.8% |
| Exela Technologies, Inc.Sold out | February 01, 2022 | 0 | 0.0% |
View B. Riley Financial, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| DEF 14A | 2024-05-10 |
| DEFA14A | 2024-05-10 |
| SC 13G/A | 2024-05-07 |
| 8-K | 2024-05-01 |
| 10-K/A | 2024-04-29 |
| 10-K | 2024-04-24 |
| 8-K | 2024-04-24 |
| SC 13D/A | 2024-04-17 |
| 8-K | 2024-04-08 |
| 8-K | 2024-03-27 |
View B. Riley Financial, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.