$398 Million is the total value of B. Riley Financial, Inc.'s 44 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 260.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | Buy | ISHARES TRput | $165,670,000 | +84.1% | 1,000,000 | +68.2% | 41.64% | +25.1% |
| FRG | New | FRANCHISE GROUP INC | $95,253,000 | – | 4,105,728 | +100.0% | 23.94% | – |
| ECC | New | EAGLE PT CR CO LLC | $3,068,000 | – | 210,000 | +100.0% | 0.77% | – |
| TURN | Buy | 180 DEGREE CAP CORP | $2,967,000 | +1.4% | 1,379,915 | +0.8% | 0.75% | -31.1% |
| PBPB | New | POTBELLY CORP | $1,899,000 | – | 450,000 | +100.0% | 0.48% | – |
| IMMR | Buy | IMMERSION CORP | $650,000 | +126.5% | 87,500 | +133.3% | 0.16% | +53.8% |
| VTIQ | New | VECTOIQ ACQUISITION CORP | $568,000 | – | 55,000 | +100.0% | 0.14% | – |
| LACQ | New | LEISURE ACQUISITION CORP | $521,000 | – | 50,000 | +100.0% | 0.13% | – |
| CCX | New | CHURCHILL CAP CORP IIcl a | $512,000 | – | 49,543 | +100.0% | 0.13% | – |
| FRGI | New | FIESTA RESTAURANT GROUP INC | $495,000 | – | 50,000 | +100.0% | 0.12% | – |
| EMKR | New | EMCORE CORP | $304,000 | – | 100,000 | +100.0% | 0.08% | – |
| CCH | New | COLLIER CREEK HOLDINGS | $257,000 | – | 25,000 | +100.0% | 0.06% | – |
| BRPM | New | B RILEY PRINCIPAL MERGER CORcl a | $250,000 | – | 25,000 | +100.0% | 0.06% | – |
| HFRO | New | HIGHLAND INCOME FUND | $249,000 | – | 20,000 | +100.0% | 0.06% | – |
| HRTH | Buy | HARTE-HANKS INC | $233,000 | +70.1% | 65,000 | +44.4% | 0.06% | +15.7% |
| BRMKWS | New | BROADMARK RLTY CAP INC*w exp 11/15/202 | $209,000 | – | 550,000 | +100.0% | 0.05% | – |
| RNWK | Buy | REALNETWORKS INC | $180,000 | +116.9% | 150,000 | +200.0% | 0.04% | +45.2% |
| New | HORIZON GLOBAL CORPnote 2.750% 7/0 | $105,000 | – | 132,000 | +100.0% | 0.03% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-05
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BABCOCK & WILCOX ENTERPRIS I | 17 | Q3 2023 | 43.3% |
| QUANTUM CORP | 17 | Q3 2023 | 16.2% |
| HC2 HLDGS INC | 17 | Q4 2019 | 6.4% |
| ALTA EQUIPMENT GROUP INC | 15 | Q3 2023 | 27.6% |
| TELENAV INC | 14 | Q1 2019 | 3.6% |
| LUMENTUM HLDGS INC | 14 | Q1 2019 | 0.4% |
| SELECT INTERIOR CONCEPTS INC | 13 | Q3 2021 | 17.2% |
| TRANSACT TECHNOLOGIES INC | 13 | Q3 2023 | 2.6% |
| VIASAT INC | 13 | Q1 2019 | 0.4% |
| NOVAVAX INC | 13 | Q1 2019 | 0.4% |
View B. Riley Financial, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| B. Riley Principal 250 Merger Corp.Sold out | June 02, 2023 | 0 | 0.0% |
| Charah Solutions, Inc. | April 18, 2023 | 127,960 | 3.8% |
| Journey Medical Corp | December 29, 2022 | 864,695 | 4.9% |
| Lazydays Holdings, Inc. | November 14, 2022 | 284,980 | 2.7% |
| TRANSACT TECHNOLOGIES INC | October 11, 2022 | 1,034,366 | 10.4% |
| Eos Energy Enterprises, Inc. | August 10, 2022 | 2,885,256 | 4.8% |
| QUANTUM CORP /DE/ | August 08, 2022 | 4,099,956 | 4.0% |
| Applied Blockchain, Inc. | February 11, 2022 | 1,065,540 | 0.3% |
| Global Ship Lease, Inc. | February 11, 2022 | 1,387,626 | 3.8% |
| Exela Technologies, Inc.Sold out | February 01, 2022 | 0 | 0.0% |
View B. Riley Financial, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2024-05-07 |
| 8-K | 2024-05-01 |
| 10-K/A | 2024-04-29 |
| 10-K | 2024-04-24 |
| 8-K | 2024-04-24 |
| SC 13D/A | 2024-04-17 |
| 8-K | 2024-04-08 |
| 8-K | 2024-03-27 |
| 4 | 2024-03-26 |
| SC 13D/A | 2024-03-26 |
View B. Riley Financial, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.