$270 Million is the total value of B. Riley Financial, Inc.'s 50 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 75.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| RNGR | Sell | RANGER ENERGY SVCS INC | $4,381,000 | -20.7% | 679,234 | -1.0% | 1.62% | -39.0% |
| LONEQ | Sell | LONESTAR RES US INCcl a vtg | $4,064,000 | -10.5% | 1,493,975 | -24.7% | 1.50% | -31.2% |
| TSLA | Sell | TESLA INCput | $1,204,000 | -64.1% | 5,000 | -66.7% | 0.44% | -72.4% |
| FTACU | Sell | FINTECH ACQUISITION CORP IIIunit 12/01/2023 | $212,000 | -60.4% | 19,817 | -60.4% | 0.08% | -69.6% |
| CCLP | Sell | CSI COMPRESSCO LP | $209,000 | -84.4% | 70,650 | -81.4% | 0.08% | -88.1% |
| BBX | Sell | BBX CAP CORP NEWcl a | $83,000 | -83.1% | 17,880 | -82.1% | 0.03% | -86.9% |
| FRAN | Exit | FRANCESCAS HLDGS CORP | $0 | – | -20,000 | -100.0% | -0.01% | – |
| ICD | Exit | INDEPENDENCE CONTRACT DRIL I | $0 | – | -35,000 | -100.0% | -0.03% | – |
| Exit | HORIZON GLOBAL CORPnote 2.750% 7/0 | $0 | – | -116,000 | -100.0% | -0.03% | – | |
| AVXL | Exit | ANAVEX LIFE SCIENCES CORP | $0 | – | -24,000 | -100.0% | -0.04% | – |
| VERB | Exit | VERB TECHNOLOGY CO INC | $0 | – | -50,578 | -100.0% | -0.05% | – |
| Exit | VITAMIN SHOPPE INCnote 2.250%12/0 | $0 | – | -200,000 | -100.0% | -0.08% | – | |
| APHA | Exit | APHRIA INC | $0 | – | -25,000 | -100.0% | -0.08% | – |
| TGE | Exit | TALLGRASS ENERGY LP | $0 | – | -12,776 | -100.0% | -0.13% | – |
| HFFG | Exit | HF FOODS GROUP INC | $0 | – | -9,000 | -100.0% | -0.15% | – |
| TA | Exit | TRAVELCENTERS AMER LLC | $0 | – | -100,000 | -100.0% | -0.17% | – |
| HESM | Exit | HESS MIDSTREAM PARTNERS LPunit ltd pr int | $0 | – | -44,768 | -100.0% | -0.42% | – |
| RPLA | Exit | REPLAY ACQUISITION CORP | $0 | – | -99,900 | -100.0% | -0.47% | – |
| SMH | Exit | VANECK VECTORS ETF TRput | $0 | – | -10,000 | -100.0% | -0.53% | – |
| TST | Exit | THESTREET INC | $0 | – | -340,363 | -100.0% | -1.00% | – |
| RRC | Exit | RANGE RES CORP | $0 | – | -400,000 | -100.0% | -1.34% | – |
| BW | Exit | BABCOCK & WILCOX ENTERPRIS I | $0 | – | -10,908,713 | -100.0% | -1.80% | – |
| RUBI | Exit | RUBICON PROJ INC | $0 | – | -589,055 | -100.0% | -1.80% | – |
| RRGB | Exit | RED ROBIN GOURMET BURGERS IN | $0 | – | -218,301 | -100.0% | -3.21% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BABCOCK & WILCOX ENTERPRIS I | 17 | Q3 2023 | 43.3% |
| QUANTUM CORP | 17 | Q3 2023 | 16.2% |
| HC2 HLDGS INC | 17 | Q4 2019 | 6.4% |
| ALTA EQUIPMENT GROUP INC | 15 | Q3 2023 | 27.6% |
| TELENAV INC | 14 | Q1 2019 | 3.6% |
| LUMENTUM HLDGS INC | 14 | Q1 2019 | 0.4% |
| SELECT INTERIOR CONCEPTS INC | 13 | Q3 2021 | 17.2% |
| TRANSACT TECHNOLOGIES INC | 13 | Q3 2023 | 2.6% |
| VIASAT INC | 13 | Q1 2019 | 0.4% |
| NOVAVAX INC | 13 | Q1 2019 | 0.4% |
View B. Riley Financial, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| B. Riley Principal 250 Merger Corp.Sold out | June 02, 2023 | 0 | 0.0% |
| Charah Solutions, Inc. | April 18, 2023 | 127,960 | 3.8% |
| Journey Medical Corp | December 29, 2022 | 864,695 | 4.9% |
| Lazydays Holdings, Inc. | November 14, 2022 | 284,980 | 2.7% |
| TRANSACT TECHNOLOGIES INC | October 11, 2022 | 1,034,366 | 10.4% |
| Eos Energy Enterprises, Inc. | August 10, 2022 | 2,885,256 | 4.8% |
| QUANTUM CORP /DE/ | August 08, 2022 | 4,099,956 | 4.0% |
| Applied Blockchain, Inc. | February 11, 2022 | 1,065,540 | 0.3% |
| Global Ship Lease, Inc. | February 11, 2022 | 1,387,626 | 3.8% |
| Exela Technologies, Inc.Sold out | February 01, 2022 | 0 | 0.0% |
View B. Riley Financial, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2024-05-07 |
| 8-K | 2024-05-01 |
| 10-K/A | 2024-04-29 |
| 10-K | 2024-04-24 |
| 8-K | 2024-04-24 |
| SC 13D/A | 2024-04-17 |
| 8-K | 2024-04-08 |
| 8-K | 2024-03-27 |
| 4 | 2024-03-26 |
| SC 13D/A | 2024-03-26 |
View B. Riley Financial, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.