B. Riley Financial, Inc. - Q4 2017 holdings

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$383 Million is the total value of B. Riley Financial, Inc.'s 401 reported holdings in Q4 2017. The portfolio turnover from Q3 2017 to Q4 2017 was 41.4% .

All

			Value		Shares		↓ Weighting
QQQ	Sell	POWERSHARES QQQ TRUSTput	$30,436,000	-13.2%	195,400	-19.0%	7.94%	-17.1%
IWM	New	ISHARES TRput	$16,771,000	–	110,000	+100.0%	4.38%	–
CALL	New	MAGICJACK VOCALTEC LTD	$10,559,000	–	1,249,600	+100.0%	2.76%	–
VV	Sell	VANGUARD INDEX FDSlarge cap etf	$9,754,000	+5.7%	79,573	-0.5%	2.54%	+1.0%
MINT	Buy	PIMCO ETF TRenhan shrt ma ac	$9,332,000	+0.4%	91,883	+0.6%	2.44%	-4.1%
HIIQ	Sell	HEALTH INS INNOVATIONS INC	$8,678,000	+47.8%	347,800	-14.1%	2.26%	+41.2%
LLNW	New	LIMELIGHT NETWORKS INC	$8,314,000	–	1,885,139	+100.0%	2.17%	–
GSM	Buy	FERROGLOBE PLC	$7,743,000	+63.6%	477,986	+32.9%	2.02%	+56.5%
HCHC	Sell	HC2 HLDGS INC	$7,455,000	+9.7%	1,252,903	-2.6%	1.94%	+4.9%
SPY	New	SPDR S&P 500 ETF TRput	$6,672,000	–	25,000	+100.0%	1.74%	–
VTV	Buy	VANGUARD INDEX FDSvalue etf	$5,439,000	+104.6%	51,149	+92.0%	1.42%	+95.7%
TPX	Buy	TEMPUR SEALY INTL INC	$5,335,000	-2.7%	85,100	+0.1%	1.39%	-7.0%
TNAV	Buy	TELENAV INC	$5,190,000	-6.0%	943,716	+8.5%	1.35%	-10.2%
FNJN	Buy	FINJAN HLDGS INC	$5,130,000	+5.8%	2,374,955	+15.1%	1.34%	+1.2%
VUG	Sell	VANGUARD INDEX FDSgrowth etf	$4,977,000	-14.3%	35,385	-19.1%	1.30%	-18.0%
VCSH	Buy	VANGUARD SCOTTSDALE FDSshrt trm corp bd	$4,796,000	+4.2%	60,476	+5.3%	1.25%	-0.4%
SUNS	Sell	SOLAR SR CAP LTD	$4,754,000	+0.7%	267,689	-2.3%	1.24%	-3.7%
DIA	Sell	SPDR DOW JONES INDL AVRG ETFut ser 1	$4,747,000	-21.4%	19,189	-28.9%	1.24%	-24.9%
LONEQ	Buy	LONESTAR RES US INCcl a vtg	$4,517,000	+44.1%	1,137,660	+27.4%	1.18%	+37.7%
RY	Sell	ROYAL BK CDA MONTREAL QUEput	$3,878,000	-49.9%	47,500	-52.5%	1.01%	-52.1%
IWR	Sell	ISHARES TRrus mid cap etf	$3,807,000	+5.2%	18,296	-0.3%	0.99%	+0.5%
VO	Buy	VANGUARD INDEX FDSmid cap etf	$3,781,000	+6.7%	24,424	+1.3%	0.99%	+2.1%
MSFT	Sell	MICROSOFT CORP	$3,258,000	-11.3%	38,087	-22.8%	0.85%	-15.3%
FLOT	Buy	ISHARES TRfltg rate nt etf	$3,239,000	+2.9%	63,743	+3.2%	0.84%	-1.6%
LDUR	Buy	PIMCO ETF TRenhncd lw dur ac	$2,993,000	+35.8%	29,829	+36.8%	0.78%	+29.7%
SPY	Sell	SPDR S&P 500 ETF TRtr unit	$2,888,000	+0.7%	10,822	-5.1%	0.75%	-3.6%
WTTR	Buy	SELECT ENERGY SVCS INC	$2,836,000	+39.5%	155,464	+21.7%	0.74%	+33.3%
PNNT	Buy	PENNANTPARK INVT CORP	$2,797,000	+6.3%	404,820	+15.6%	0.73%	+1.7%
SACH	New	SACHEM CAP CORP	$2,776,000	–	704,469	+100.0%	0.72%	–
VTI	Buy	VANGUARD INDEX FDStotal stk mkt	$2,717,000	+21.1%	19,795	+14.3%	0.71%	+15.8%
VWO	Sell	VANGUARD INTL EQUITY INDEX Fftse emr mkt etf	$2,610,000	+2.0%	56,859	-3.2%	0.68%	-2.6%
RNGR	New	RANGER ENERGY SVCS INC	$2,598,000	–	281,432	+100.0%	0.68%	–
EFA	Sell	ISHARES TRmsci eafe etf	$2,587,000	+1.9%	36,791	-0.8%	0.68%	-2.6%
VCIT	Sell	VANGUARD SCOTTSDALE FDSint-term corp	$2,577,000	-6.8%	29,485	-6.1%	0.67%	-10.9%
PFLT	Buy	PENNANTPARK FLOATING RATE CA	$2,537,000	-3.7%	184,936	+1.6%	0.66%	-7.9%
GTYH		GTY TECHNOLOGY HOLDINGS INCcl a	$2,483,000	-0.5%	250,099	0.0%	0.65%	-4.8%
RSP	Sell	RYDEX ETF TRUSTgug s&p500 eq wt	$2,361,000	-8.1%	23,366	-13.1%	0.62%	-12.1%
NRP	Buy	NATURAL RESOURCE PARTNERS Lcall	$2,340,000	+136.4%	90,000	+125.0%	0.61%	+126.3%
AAPL	Sell	APPLE INC	$2,309,000	-6.1%	13,642	-14.5%	0.60%	-10.3%
HPQ	Sell	HP INC	$2,291,000	-14.4%	109,048	-18.7%	0.60%	-18.1%
VTIP	Sell	VANGUARD MALVERN FDSstrm infproidx	$2,203,000	-5.2%	45,130	-3.9%	0.58%	-9.3%
KAAC		KAYNE ANDERSON ACQUISITION	$2,039,000	-0.4%	209,998	0.0%	0.53%	-4.8%
IGSB	Sell	ISHARES TR1 3 yr cr bd etf	$2,000,000	-3.5%	19,133	-2.7%	0.52%	-7.6%
FB	Buy	FACEBOOK INCcl a	$1,908,000	+28.7%	10,812	+24.6%	0.50%	+23.0%
IDV	Buy	ISHARES TRintl sel div etf	$1,857,000	+2.9%	54,956	+2.9%	0.48%	-1.4%
HXL	New	HEXCEL CORP NEWcall	$1,856,000	–	30,000	+100.0%	0.48%	–
AMZN	Buy	AMAZON COM INC	$1,799,000	+22.6%	1,538	+0.8%	0.47%	+17.2%
RDVY	New	FIRST TR EXCHANGE TRADED FDrisng divd achiv	$1,773,000	–	59,346	+100.0%	0.46%	–
VIG	Buy	VANGUARD SPECIALIZED FUNDSdiv app etf	$1,691,000	+7.6%	16,572	+0.0%	0.44%	+2.8%
IWY	Sell	ISHARES TRrus tp200 gr etf	$1,665,000	+4.9%	22,763	-2.7%	0.43%	+0.2%
NYF	Buy	ISHARES TRnew york mun etf	$1,625,000	0.0%	29,132	+100.7%	0.42%	-4.3%
DSL	Sell	DOUBLELINE INCOME SOLUTIONS	$1,615,000	-12.1%	79,976	-7.5%	0.42%	-16.1%
GWPH	New	GW PHARMACEUTICALS PLCput	$1,584,000	–	12,000	+100.0%	0.41%	–
GSHT		GORES HLDGS II INC	$1,491,000	-0.3%	150,000	0.0%	0.39%	-4.7%
EMB	Sell	ISHARES TRjpmorgan usd emg	$1,473,000	-0.3%	12,687	-0.0%	0.38%	-4.7%
APPS	Sell	DIGITAL TURBINE INC	$1,461,000	-32.6%	816,493	-43.2%	0.38%	-35.6%
NMIH	New	NMI HLDGS INCcl a	$1,447,000	–	85,095	+100.0%	0.38%	–
MON	Buy	MONSANTO CO NEW	$1,409,000	+66.5%	12,062	+70.8%	0.37%	+59.3%
ON	Sell	ON SEMICONDUCTOR CORP	$1,392,000	-9.4%	66,472	-20.5%	0.36%	-13.4%
IVTY	Sell	INVUITY INC	$1,364,000	-48.8%	220,000	-26.4%	0.36%	-51.0%
ECL	New	ECOLAB INCput	$1,342,000	–	10,000	+100.0%	0.35%	–
QQQ	Sell	POWERSHARES QQQ TRUSTunit ser 1	$1,316,000	+5.5%	8,451	-1.4%	0.34%	+0.9%
MDXG	New	MIMEDX GROUP INCput	$1,261,000	–	100,000	+100.0%	0.33%	–
PEY	Sell	POWERSHARES ETF TRUSThi yld eq dvdn	$1,252,000	-23.6%	70,281	-26.4%	0.33%	-26.8%
STMP	Buy	STAMPS COM INC	$1,245,000	-0.9%	6,622	+5.7%	0.32%	-5.2%
JHY	Buy	NUVEEN HIGH INCOME 2020 TARG	$1,236,000	+79.1%	124,035	+81.7%	0.32%	+71.8%
ARCC		ARES CAP CORP	$1,233,000	-4.1%	78,448	0.0%	0.32%	-8.3%
ACWV		ISHARES INCmin vol gbl etf	$1,225,000	+3.6%	14,523	0.0%	0.32%	-0.9%
LQD	Sell	ISHARES TRiboxx inv cp etf	$1,225,000	-7.8%	10,075	-8.0%	0.32%	-11.6%
SANW	Sell	S&W SEED CO	$1,221,000	-4.0%	313,069	-21.4%	0.32%	-8.1%
FXL	Buy	FIRST TR EXCHANGE TRADED FDtech alphadex	$1,193,000	+30.4%	23,237	+21.8%	0.31%	+24.4%
RLH	Sell	RED LION HOTELS CORP	$1,167,000	-23.1%	118,483	-32.8%	0.30%	-26.3%
BIV	Buy	VANGUARD BD INDEX FD INCintermed term	$1,144,000	+2.9%	13,638	+3.9%	0.30%	-1.3%
AMC	New	AMC ENTMT HLDGS INC	$1,138,000	–	75,362	+100.0%	0.30%	–
MDY	Sell	SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp	$1,130,000	+5.1%	3,273	-0.6%	0.30%	+0.7%
GOOGL	Buy	ALPHABET INCcap stk cl a	$1,126,000	+338.1%	1,069	+304.9%	0.29%	+320.0%
VSAT	Sell	VIASAT INC	$1,121,000	-17.1%	14,971	-29.1%	0.29%	-20.6%
MUB	Sell	ISHARES TRnational mun etf	$1,119,000	-5.2%	10,108	-5.1%	0.29%	-9.3%
FDL	Sell	FIRST TR MORNINGSTAR DIV LEA	$1,115,000	-31.7%	37,065	-34.1%	0.29%	-34.8%
ITI	Sell	ITERIS INC	$1,102,000	-19.6%	158,148	-22.3%	0.29%	-23.0%
MRVL	Sell	MARVELL TECHNOLOGY GROUP LTDord	$1,095,000	-57.9%	50,992	-64.8%	0.29%	-59.7%
LITE	Sell	LUMENTUM HLDGS INC	$1,091,000	-15.2%	22,301	-4.5%	0.28%	-18.8%
CARB	Sell	CARBONITE INC	$1,084,000	-21.8%	43,194	-31.2%	0.28%	-25.1%
KTOS	Buy	KRATOS DEFENSE & SEC SOLUTIO	$1,082,000	-12.5%	102,213	+8.1%	0.28%	-16.6%
PRMW	Sell	PRIMO WTR CORP	$1,076,000	-12.8%	85,580	-19.2%	0.28%	-16.6%
NTCT	Sell	NETSCOUT SYS INC	$1,073,000	-13.7%	35,243	-7.7%	0.28%	-17.6%
OOMA	Sell	OOMA INC	$1,061,000	-47.3%	88,798	-52.9%	0.28%	-49.6%
TWX	Sell	TIME WARNER INC	$1,058,000	-81.9%	11,560	-79.7%	0.28%	-82.7%
DVY		ISHARES TRselect divid etf	$1,053,000	+5.2%	10,685	0.0%	0.28%	+0.7%
TRUE	Buy	TRUECAR INC	$1,038,000	-11.2%	92,722	+19.9%	0.27%	-15.0%
EWX	Buy	SPDR INDEX SHS FDSs&p emktsc etf	$1,037,000	+43.4%	19,949	+36.7%	0.27%	+37.6%
BRT		BRT APARTMENTS CORP	$1,033,000	+10.0%	87,631	0.0%	0.27%	+5.5%
ADMP	New	ADAMIS PHARMACEUTICALS CORP	$1,022,000	–	232,228	+100.0%	0.27%	–
SWKS	Sell	SKYWORKS SOLUTIONS INC	$1,014,000	-18.4%	10,674	-13.0%	0.26%	-21.8%
IVW	Buy	ISHARES TRs&p 500 grwt etf	$1,007,000	+7.7%	6,591	+1.1%	0.26%	+3.1%
GSL	Buy	GLOBAL SHIP LEASE INC NEW	$1,005,000	+31.0%	866,072	+77.4%	0.26%	+25.4%
FN	New	FABRINET	$997,000	–	34,748	+100.0%	0.26%	–
AHPA		AVISTA HEALTHCARE PUB ACQ COcl a	$992,000	-0.8%	100,000	0.0%	0.26%	-5.1%
FNTE		FINTECH ACQUISITION CORP II	$992,000	+1.2%	100,000	0.0%	0.26%	-3.0%
CTSO	New	CYTOSORBENTS CORP	$992,000	–	152,620	+100.0%	0.26%	–
BW	Buy	BABCOCK & WILCOX ENTERPRIS I	$994,000	+120.9%	175,000	+29.6%	0.26%	+110.6%
MPAC		MATLIN & PARTNERS ACQUISITIOcl a	$976,000	+0.5%	100,000	0.0%	0.26%	-3.8%
GNR	Sell	SPDR INDEX SHS FDSglb nat resrce	$977,000	+6.4%	19,907	-0.3%	0.26%	+1.6%
ACIA	New	ACACIA COMMUNICATIONS INC	$967,000	–	26,696	+100.0%	0.25%	–
JHB	Sell	NUVEEN HIGH INCOME NOVEMBER	$958,000	-25.7%	96,141	-25.0%	0.25%	-29.0%
USMV	Sell	ISHARES TRmin vol usa etf	$960,000	-10.4%	18,181	-14.5%	0.25%	-14.4%
AET	New	AETNA INC NEW	$928,000	–	5,146	+100.0%	0.24%	–
GRPN	New	GROUPON INC	$907,000	–	177,879	+100.0%	0.24%	–
NTG	Buy	TORTOISE MLP FD INC	$889,000	+1.8%	50,610	+5.0%	0.23%	-2.5%
IJR	Sell	ISHARES TRcore s&p scp etf	$859,000	+2.8%	11,177	-0.7%	0.22%	-1.8%
ACTG	Sell	ACACIA RESH CORP	$851,000	-40.4%	210,000	-33.1%	0.22%	-43.1%
IMMR	Sell	IMMERSION CORP	$847,000	-29.7%	120,000	-18.6%	0.22%	-32.8%
FEM	Buy	FIRST TR EXCH TRD ALPHA FD Iemerg mkt alph	$822,000	+7.9%	29,471	+5.8%	0.21%	+2.9%
HPE	Sell	HEWLETT PACKARD ENTERPRISE C	$797,000	-2.6%	55,553	-0.0%	0.21%	-6.7%
PGX	Buy	POWERSHARES ETF TR IIpfd portfolio	$784,000	+3.4%	52,753	+4.6%	0.20%	-1.0%
IJT	New	ISHARES TRs&p sml 600 gwt	$767,000	–	4,509	+100.0%	0.20%	–
VCLT	Sell	VANGUARD SCOTTSDALE FDSlg-term cor bd	$765,000	-3.2%	7,991	-4.8%	0.20%	-7.4%
EEM	Sell	ISHARES TRmsci emg mkt etf	$761,000	-6.4%	16,151	-10.9%	0.20%	-10.4%
JNJ	Sell	JOHNSON & JOHNSON	$754,000	+5.3%	5,398	-2.0%	0.20%	+1.0%
XLF	Sell	SELECT SECTOR SPDR TRsbi int-finl	$754,000	+3.3%	27,028	-4.2%	0.20%	-1.0%
LMT	Buy	LOCKHEED MARTIN CORP	$746,000	+4.0%	2,323	+0.5%	0.20%	-0.5%
AFT		APOLLO SR FLOATING RATE FD I	$729,000	-3.2%	44,973	0.0%	0.19%	-7.8%
LDP		COHEN & STEERS LTD DUR PFD I	$730,000	-2.7%	28,006	0.0%	0.19%	-7.3%
BRKB	Sell	BERKSHIRE HATHAWAY INC DELcl b new	$730,000	+0.6%	3,685	-7.0%	0.19%	-4.0%
DNL		WISDOMTREE TRglb us qtly div	$723,000	+4.8%	12,222	0.0%	0.19%	+0.5%
ADMS	New	ADAMAS PHARMACEUTICALS INC	$712,000	–	21,000	+100.0%	0.19%	–
GMZ		GOLDMAN SACHS MLP INC OPP FD	$709,000	-4.2%	79,344	0.0%	0.18%	-8.4%
FPEI	New	FIRST TR EXCH TRADED FD IIIinstl pfd secs	$709,000	–	35,200	+100.0%	0.18%	–
EFAV	Sell	ISHARES TRmin vol eafe etf	$707,000	+0.3%	9,690	-2.3%	0.18%	-4.2%
IBB	Buy	ISHARES TRnasdaq biotech	$706,000	-0.1%	6,606	+211.8%	0.18%	-4.7%
VG	Sell	VONAGE HLDGS CORP	$701,000	+12.3%	68,900	-10.2%	0.18%	+7.6%
RIGL	Sell	RIGEL PHARMACEUTICALS INC	$685,000	+30.2%	176,500	-14.7%	0.18%	+24.3%
IEFA	Buy	ISHARES TRcore msci eafe	$684,000	+3.8%	10,352	+0.7%	0.18%	-1.1%
VPL		VANGUARD INTL EQUITY INDEX Fftse pacific etf	$675,000	+6.8%	9,264	0.0%	0.18%	+2.3%
BBX	Sell	BBX CAP CORP NEWcl a	$658,000	-90.3%	82,600	-91.0%	0.17%	-90.7%
IJH	Sell	ISHARES TRcore s&p mcp etf	$642,000	+2.7%	3,384	-3.1%	0.17%	-1.8%
WRD	Buy	WILDHORSE RESOURCE DEV CORP	$640,000	+46.5%	34,746	+5.9%	0.17%	+40.3%
SPLK	Buy	SPLUNK INC	$638,000	+26.8%	7,697	+1.6%	0.17%	+21.2%
PFE	Sell	PFIZER INC	$619,000	-9.5%	17,084	-10.9%	0.16%	-13.4%
PG	Buy	PROCTER AND GAMBLE CO	$619,000	+7.1%	6,739	+6.1%	0.16%	+2.5%
VGK	Buy	VANGUARD INTL EQUITY INDEX Fftse europe etf	$605,000	+1.3%	10,241	+0.0%	0.16%	-3.1%
SHW	Buy	SHERWIN WILLIAMS CO	$602,000	+15.5%	1,468	+1.0%	0.16%	+10.6%
ITW	Buy	ILLINOIS TOOL WKS INC	$600,000	+13.6%	3,596	+0.8%	0.16%	+9.0%
ACAD	New	ACADIA PHARMACEUTICALS INCput	$602,000	–	20,000	+100.0%	0.16%	–
FVD	Buy	FIRST TR VALUE LINE DIVID IN	$595,000	+6.8%	19,282	+2.9%	0.16%	+2.0%
PAH		PLATFORM SPECIALTY PRODS COR	$595,000	-11.1%	60,000	0.0%	0.16%	-15.3%
VBK	Buy	VANGUARD INDEX FDSsml cp grw etf	$592,000	+5.7%	3,683	+0.4%	0.15%	+0.7%
OLP		ONE LIBERTY PPTYS INC	$592,000	+6.3%	22,849	0.0%	0.15%	+1.3%
ACWX	Sell	ISHARES TRmsci acwi ex us	$573,000	-5.6%	11,474	-8.6%	0.15%	-9.6%
LTS	Buy	LADENBURG THALMAN FIN SVCS I	$572,000	+145.5%	181,050	+123.4%	0.15%	+132.8%
VEA	Buy	VANGUARD TAX MANAGED INTL FDftse dev mkt etf	$567,000	+76.1%	12,637	+70.6%	0.15%	+68.2%
VXUS	Buy	VANGUARD STAR FDvg tl intl stk f	$566,000	+6.0%	9,971	+2.2%	0.15%	+1.4%
ARKK	New	ARK ETF TRinnovation etf	$561,000	–	15,135	+100.0%	0.15%	–
ABBV	Buy	ABBVIE INC	$544,000	+15.0%	5,618	+5.5%	0.14%	+10.1%
XLY	Buy	SELECT SECTOR SPDR TRsbi cons discr	$539,000	+29.3%	5,469	+18.0%	0.14%	+23.7%
IWP	Sell	ISHARES TRrus md cp gr etf	$525,000	-50.0%	4,353	-53.1%	0.14%	-52.3%
NBB	Sell	NUVEEN BUILD AMER BD FD	$524,000	-1.7%	23,847	-3.9%	0.14%	-5.5%
WMT	New	WAL-MART STORES INC	$504,000	–	5,104	+100.0%	0.13%	–
CSCO	Sell	CISCO SYS INC	$507,000	+13.7%	13,228	-0.3%	0.13%	+8.2%
TROX	New	TRONOX LTD	$506,000	–	24,673	+100.0%	0.13%	–
VLUE	New	ISHARES TRedge msci usa vl	$496,000	–	5,937	+100.0%	0.13%	–
RFEU	New	FIRST TR EXCH TRADED FD IIIrivrfrnt dyn eur	$490,000	–	7,500	+100.0%	0.13%	–
VBR	Buy	VANGUARD INDEX FDSsm cp val etf	$486,000	+6.8%	3,663	+2.8%	0.13%	+2.4%
DXC	Sell	DXC TECHNOLOGY CO	$481,000	+10.3%	5,071	-0.0%	0.13%	+5.9%
AKRXQ	New	AKORN INC	$483,000	–	15,000	+100.0%	0.13%	–
IWS	Sell	ISHARES TRrus mdcp val etf	$484,000	+3.6%	5,421	-1.6%	0.13%	-0.8%
SPR		SPIRIT AEROSYSTEMS HLDGS INC	$478,000	+12.2%	5,483	0.0%	0.12%	+7.8%
HD	Buy	HOME DEPOT INC	$475,000	+16.4%	2,505	+0.4%	0.12%	+11.7%
FPE	New	FIRST TR EXCHANGE-TRADED FDpfd secs inc etf	$474,000	–	23,700	+100.0%	0.12%	–
	Sell	GARRISON CAP INC	$477,000	-5.2%	58,735	-1.7%	0.12%	-9.5%
MAN		MANPOWERGROUP INC	$472,000	+7.0%	3,740	0.0%	0.12%	+2.5%
JKHY		HENRY JACK & ASSOC INC	$473,000	+14.0%	4,041	0.0%	0.12%	+8.8%
NOA	New	NORTH AMERN ENERGY PARTNERS	$466,000	–	94,058	+100.0%	0.12%	–
JCO	Sell	NUVEEN CR OPPORTUNITIES 2022	$465,000	-39.1%	49,000	-36.7%	0.12%	-41.8%
CVX	Sell	CHEVRON CORP NEW	$462,000	-12.0%	3,692	-17.3%	0.12%	-15.4%
GOOG	Buy	ALPHABET INCcap stk cl c	$461,000	+17.3%	441	+7.6%	0.12%	+12.1%
IWO		ISHARES TRrus 2000 grw etf	$451,000	+4.4%	2,416	0.0%	0.12%	0.0%
BA	Sell	BOEING CO	$443,000	+4.0%	1,501	-10.5%	0.12%	0.0%
T	Sell	AT&T INC	$434,000	-13.5%	11,172	-12.8%	0.11%	-17.5%
INDA	New	ISHARES TRmsci india etf	$423,000	–	11,730	+100.0%	0.11%	–
O	Sell	REALTY INCOME CORP	$416,000	-11.1%	7,282	-11.0%	0.11%	-14.8%
CWB	Buy	SPDR SERIES TRUSTblmbrg brc cnvrt	$417,000	+15.2%	8,244	+16.3%	0.11%	+10.1%
HRL		HORMEL FOODS CORP	$415,000	+13.1%	11,411	0.0%	0.11%	+8.0%
KBLMU		KBL MERGER CORP IVunit 01/15/2024	$406,000	-0.5%	40,000	0.0%	0.11%	-4.5%
NMFC		NEW MTN FIN CORP	$407,000	-4.9%	30,000	0.0%	0.11%	-9.4%
XLK	Buy	SELECT SECTOR SPDR TRtechnology	$401,000	+16.2%	6,272	+7.4%	0.10%	+11.7%
SBUX	Buy	STARBUCKS CORP	$403,000	+8.6%	7,022	+1.6%	0.10%	+4.0%
IJS	New	ISHARES TRsp smcp600vl etf	$402,000	–	2,615	+100.0%	0.10%	–
	Buy	COMSTOCK RES INCnote 7.750% 4/0	$395,000	+1174.2%	431,876	+997.3%	0.10%	+1187.5%
MO	Sell	ALTRIA GROUP INC	$393,000	-9.0%	5,499	-19.2%	0.10%	-12.7%
DIS	Sell	DISNEY WALT CO	$393,000	+4.8%	3,657	-4.0%	0.10%	+1.0%
EPD	Sell	ENTERPRISE PRODS PARTNERS L	$395,000	-19.6%	14,866	-20.9%	0.10%	-23.1%
UNP		UNION PAC CORP	$396,000	+15.5%	2,956	0.0%	0.10%	+9.6%
VEU	Sell	VANGUARD INTL EQUITY INDEX Fallwrld ex us	$396,000	-5.7%	7,244	-8.9%	0.10%	-10.4%
XOM	Sell	EXXON MOBIL CORP	$392,000	-8.6%	4,688	-10.6%	0.10%	-12.8%
EFG	Sell	ISHARES TReafe grwth etf	$392,000	-24.2%	4,861	-27.2%	0.10%	-27.7%
CAT	Sell	CATERPILLAR INC DEL	$387,000	+14.2%	2,459	-9.5%	0.10%	+8.6%
AIF		APOLLO TACTICAL INCOME FD IN	$383,000	-2.8%	24,333	0.0%	0.10%	-7.4%
MXI		ISHARES TRglobal mater etf	$382,000	+7.3%	5,448	0.0%	0.10%	+3.1%
VZ	Buy	VERIZON COMMUNICATIONS INC	$381,000	+8.2%	7,195	+1.3%	0.10%	+3.1%
CMF	New	ISHARES TRcalif mun bd etf	$377,000	–	6,382	+100.0%	0.10%	–
MRAM	Buy	EVERSPIN TECHNOLOGIES INC	$370,000	-46.8%	49,300	+21.1%	0.10%	-48.9%
FDN	Sell	FIRST TR EXCHANGE TRADED FDdj internt idx	$372,000	-2.6%	3,390	-9.2%	0.10%	-6.7%
UE		URBAN EDGE PPTYS	$368,000	+5.7%	14,422	0.0%	0.10%	+1.1%
RWR	Sell	SPDR SERIES TRUSTdj reit etf	$360,000	-0.3%	3,843	-1.6%	0.09%	-5.1%
XRM	New	XERIUM TECHNOLOGIES INC	$362,000	–	85,000	+100.0%	0.09%	–
RTN	Buy	RAYTHEON CO	$361,000	+0.8%	1,923	+0.3%	0.09%	-4.1%
COST	Sell	COSTCO WHSL CORP NEW	$362,000	-0.3%	1,948	-11.7%	0.09%	-5.1%
USNA	Sell	USANA HEALTH SCIENCES INC	$359,000	-82.1%	4,842	-86.1%	0.09%	-82.8%
OCSI	New	OAKTREE STRATEGIC INCOME COR	$355,000	–	42,273	+100.0%	0.09%	–
AMLP	Sell	ALPS ETF TRalerian mlp	$347,000	-52.7%	32,201	-50.8%	0.09%	-54.5%
HTM	New	U S GEOTHERMAL INC	$345,000	–	100,000	+100.0%	0.09%	–
MDXG	New	MIMEDX GROUP INC	$344,000	–	27,300	+100.0%	0.09%	–
APTV	New	APTIV PLC	$341,000	–	4,022	+100.0%	0.09%	–
VB	Buy	VANGUARD INDEX FDSsmall cp etf	$342,000	+14.4%	2,312	+9.1%	0.09%	+8.5%
ILF	Sell	ISHARES TRlatn amer 40 etf	$338,000	-25.6%	9,882	-23.7%	0.09%	-29.0%
BLV	Buy	VANGUARD BD INDEX FD INClong term bond	$324,000	+4.2%	3,408	+2.9%	0.08%	0.0%
EWZ	Sell	ISHARES INCmsci brazil etf	$321,000	-8.8%	7,940	-5.8%	0.08%	-12.5%
PYPL	Buy	PAYPAL HLDGS INC	$323,000	+41.7%	4,381	+23.2%	0.08%	+35.5%
EHTH	New	EHEALTH INC	$323,000	–	18,600	+100.0%	0.08%	–
DWDP	New	DOWDUPONT INC	$313,000	–	4,398	+100.0%	0.08%	–
JNK	Buy	SPDR SERIES TRUSTbloomberg brclys	$315,000	+1.3%	8,595	+3.0%	0.08%	-3.5%
TNXP	Sell	TONIX PHARMACEUTICALS HLDG C	$311,000	-75.8%	90,000	-68.0%	0.08%	-76.9%
CMI	Buy	CUMMINS INC	$307,000	+6.6%	1,738	+1.3%	0.08%	+1.3%
DOC	Sell	PHYSICIANS RLTY TR	$302,000	-3.5%	16,781	-4.9%	0.08%	-7.1%
BRKA		BERKSHIRE HATHAWAY INC DELcl a	$298,000	+8.4%	1	0.0%	0.08%	+4.0%
BB	New	BLACKBERRY LTD	$290,000	–	25,975	+100.0%	0.08%	–
SCZ	New	ISHARES TReafe sml cp etf	$292,000	–	4,528	+100.0%	0.08%	–
SNAP	New	SNAP INCcl a	$286,000	–	19,563	+100.0%	0.08%	–
PBE		POWERSHARES ETF TRUSTdyn biot & gen	$288,000	-5.6%	6,102	0.0%	0.08%	-9.6%
LECO	Buy	LINCOLN ELEC HLDGS INC	$286,000	0.0%	3,123	+0.0%	0.08%	-3.8%
VOE	Buy	VANGUARD INDEX FDSmcap vl idxvip	$283,000	+5.6%	2,540	+0.3%	0.07%	+1.4%
VNQ	Sell	VANGUARD INDEX FDSreit etf	$282,000	-4.1%	3,401	-3.9%	0.07%	-7.5%
MRK	Buy	MERCK & CO INC	$280,000	-9.1%	4,970	+3.3%	0.07%	-13.1%
IEMG		ISHARES INCcore msci emkt	$279,000	+5.3%	4,909	0.0%	0.07%	+1.4%
IWF	Buy	ISHARES TRrus 1000 grw etf	$277,000	+10.4%	2,057	+2.6%	0.07%	+4.3%
IBM	Buy	INTERNATIONAL BUSINESS MACHS	$276,000	+8.2%	1,799	+2.2%	0.07%	+2.9%
AINV		APOLLO INVT CORP	$273,000	-7.5%	48,206	0.0%	0.07%	-12.3%
MDLZ	Sell	MONDELEZ INTL INCcl a	$272,000	-6.2%	6,360	-10.7%	0.07%	-10.1%
INTC	Sell	INTEL CORP	$268,000	+7.2%	5,813	-11.7%	0.07%	+2.9%
SNCR	New	SYNCHRONOSS TECHNOLOGIES INC	$268,000	–	30,000	+100.0%	0.07%	–
ABT	Buy	ABBOTT LABS	$269,000	+7.2%	4,706	+0.1%	0.07%	+1.4%
ORLY		O REILLY AUTOMOTIVE INC NEW	$266,000	+11.8%	1,107	0.0%	0.07%	+6.2%
TWTR	New	TWITTER INC	$262,000	–	10,900	+100.0%	0.07%	–
INDY	New	ISHARES TRindia 50 etf	$260,000	–	7,001	+100.0%	0.07%	–
ETN	Buy	EATON CORP PLC	$259,000	+3.6%	3,274	+0.4%	0.07%	0.0%
RA		BROOKFIELD REAL ASSETS INCOM	$256,000	-1.5%	10,938	0.0%	0.07%	-5.6%
JPM	Buy	JPMORGAN CHASE & CO	$256,000	+13.8%	2,391	+1.8%	0.07%	+9.8%
MFGP	Buy	MICRO FOCUS INTERNATIONAL PLspon adr new	$256,000	+5.8%	7,628	+0.4%	0.07%	+1.5%
IJK	Sell	ISHARES TRs&p mc 400gr etf	$253,000	+2.0%	1,172	-4.4%	0.07%	-2.9%
BIDU	New	BAIDU INCspon adr rep a	$253,000	–	1,080	+100.0%	0.07%	–
EVOK	New	EVOKE PHARMA INC	$249,000	–	110,000	+100.0%	0.06%	–
XLB	New	SELECT SECTOR SPDR TRsbi materials	$245,000	–	4,050	+100.0%	0.06%	–
KO	Sell	COCA COLA CO	$244,000	+0.8%	5,319	-0.9%	0.06%	-3.0%
	Buy	ECO STIM ENERGY SOLUTIONS IN	$244,000	+70.6%	193,702	+108.1%	0.06%	+64.1%
GE	Sell	GENERAL ELECTRIC CO	$239,000	-48.3%	13,716	-28.3%	0.06%	-50.8%
GDX	New	VANECK VECTORS ETF TRgold miners etf	$239,000	–	10,270	+100.0%	0.06%	–
AMRH	New	AMERI HLDGS INC	$239,000	–	77,050	+100.0%	0.06%	–
ARDC	Buy	ARES DYNAMIC CR ALLOCATION F	$238,000	+3.9%	14,489	+3.6%	0.06%	0.0%
GMRE	Buy	GLOBAL MED REIT INC	$236,000	+3.1%	28,724	+12.4%	0.06%	0.0%
BABA	Sell	ALIBABA GROUP HLDG LTDsponsored ads	$237,000	-5.6%	1,376	-5.4%	0.06%	-10.1%
EUFN		ISHARES TRmsci euro fl etf	$233,000	-0.9%	10,010	0.0%	0.06%	-4.7%
JLS		NUVEEN MTG OPPORTUNITY TERM	$232,000	-2.5%	9,383	0.0%	0.06%	-6.2%
SINA	New	SINA CORPord	$234,000	–	2,330	+100.0%	0.06%	–
BERY	New	BERRY GLOBAL GROUP INC	$229,000	–	3,900	+100.0%	0.06%	–
EMR	Sell	EMERSON ELEC CO	$222,000	+10.4%	3,183	-0.6%	0.06%	+5.5%
RPM	Buy	RPM INTL INC	$220,000	+2.3%	4,200	+0.1%	0.06%	-3.4%
MACQ		M I ACQUISITIONS INC	$219,000	+0.9%	21,500	0.0%	0.06%	-3.4%
CLX	New	CLOROX CO DEL	$219,000	–	1,474	+100.0%	0.06%	–
FTAI	New	FORTRESS TRANS INFRST INVS L	$217,000	–	10,900	+100.0%	0.06%	–
CWI	Sell	SPDR INDEX SHS FDSmsci acwi exus	$216,000	-67.7%	5,550	-68.6%	0.06%	-69.4%
MTUM	New	ISHARES TRusa momentum fct	$214,000	–	2,077	+100.0%	0.06%	–
RARE	New	ULTRAGENYX PHARMACEUTICAL IN	$213,000	–	4,600	+100.0%	0.06%	–
PCEF		POWERSHARES ETF TRUST II	$211,000	-0.5%	8,830	0.0%	0.06%	-5.2%
MCD	New	MCDONALDS CORP	$208,000	–	1,210	+100.0%	0.05%	–
BBH		VANECK VECTORS ETF TRbiotech etf	$202,000	-6.9%	1,619	0.0%	0.05%	-10.2%
IYR		ISHARES TRu.s. real es etf	$204,000	+1.0%	2,524	0.0%	0.05%	-3.6%
RSYS	Buy	RADISYS CORP	$201,000	+191.3%	200,000	+300.0%	0.05%	+173.7%
	Sell	INSEEGO CORPnote 5.500% 6/1	$201,000	-69.4%	250,000	-69.5%	0.05%	-70.9%
MATR	Buy	MATTERSIGHT CORP	$191,000	+38.4%	75,000	+52.4%	0.05%	+31.6%
TCRD	Buy	THL CR INC	$190,000	+1.6%	21,000	+5.0%	0.05%	-2.0%
		HORNBECK OFFSHORE SVCS INC Nnote 1.500% 9/0	$186,000	-4.6%	250,000	0.0%	0.05%	-7.5%
BSL		BLACKSTONE GSO FLTING RTE FU	$180,000	+2.3%	10,000	0.0%	0.05%	-2.1%
OHAI	New	OHA INVT CORP	$173,000	–	150,000	+100.0%	0.04%	–
EMESQ	Sell	EMERGE ENERGY SVCS LP	$165,000	-13.2%	22,900	-0.4%	0.04%	-17.3%
BGCP		BGC PARTNERS INCcl a	$160,000	+4.6%	10,600	0.0%	0.04%	0.0%
F	Sell	FORD MTR CO DEL	$139,000	-28.0%	11,119	-31.1%	0.04%	-32.1%
KNDI	New	KANDI TECHNOLOGIES GROUP INC	$136,000	–	20,000	+100.0%	0.04%	–
NIHD	New	NII HLDGS INC	$127,000	–	300,000	+100.0%	0.03%	–
FIV	Sell	FIRST TR SR FLOATING RATE 20	$119,000	-42.5%	13,027	-39.0%	0.03%	-44.6%
	New	RENEWABLE ENERGY GROUP INCmtnf 2.750% 6/1	$118,000	–	114,000	+100.0%	0.03%	–
SRTSW	Sell	SENSUS HEATLHCARE INC*w exp 06/08/201	$115,000	-14.2%	163,651	-29.2%	0.03%	-18.9%
OILNF	Sell	BARCLAYS BK PLCipsp croil etn	$95,000	-1.0%	14,550	-18.5%	0.02%	-3.8%
SXEEQ		SOUTHCROSS ENERGY PARTNERS L	$82,000	-28.1%	48,370	0.0%	0.02%	-32.3%
GCVRZ	Buy	SANOFIright 12/31/2020	$76,000	+81.0%	200,046	+73.1%	0.02%	+81.8%
JILL		J JILL INC	$78,000	-28.4%	10,000	0.0%	0.02%	-33.3%
SREV	New	SERVICESOURCE INTL INC	$77,000	–	25,000	+100.0%	0.02%	–
GTYHW		GTY TECHNOLOGY HOLDINGS INC*w exp 99/99/999	$73,000	+7.4%	58,333	0.0%	0.02%	0.0%
AEHR	Sell	AEHR TEST SYSTEMS	$68,000	-77.6%	25,000	-66.3%	0.02%	-78.3%
GSVC	Buy	GSV CAP CORP	$68,000	+9.7%	12,475	+9.8%	0.02%	+5.9%
FNTEW		FINTECH ACQUISITION CORP II*w exp 01/19/202	$69,000	+11.3%	50,000	0.0%	0.02%	+5.9%
GSHTW		GORES HLDGS II INC*w exp 03/06/202	$69,000	-2.8%	50,000	0.0%	0.02%	-5.3%
KAACW		KAYNE ANDERSON ACQUISITION*w exp 06/30/202	$55,000	+10.0%	66,666	0.0%	0.01%	0.0%
OPK	Sell	OPKO HEALTH INC	$49,000	-32.9%	10,000	-6.5%	0.01%	-35.0%
MPACW		MATLIN & PARTNERS ACQUISITIO*w exp 05/28/202	$42,000	+20.0%	100,000	0.0%	0.01%	+10.0%
	Buy	COMSTOCK RES INCnote 9.500% 6/1	$40,000	+300.0%	44,206	+237.2%	0.01%	+233.3%
GSTCQ	Sell	GASTAR EXPL INC NEW	$24,000	-7.7%	23,000	-23.3%	0.01%	-14.3%
	New	NAVISTAR INTL CORP NEWnote 4.500%10/1	$21,000	–	20,000	+100.0%	0.01%	–
NVAX		NOVAVAX INC	$13,000	+8.3%	10,500	0.0%	0.00%	0.0%
	New	GNC HLDGS INCnote 1.500% 8/1	$6,000	–	15,000	+100.0%	0.00%	–
SRTS	Exit	SENSUS HEATLHCARE INC	$0	–	-22,300	-100.0%	-0.03%	–
IAU	Exit	ISHARES GOLD TRUSTishares	$0	–	-10,285	-100.0%	-0.04%	–
NMRX	Exit	NUMEREX CORP PAcl a	$0	–	-40,000	-100.0%	-0.04%	–
OCLR	Exit	OCLARO INC	$0	–	-19,940	-100.0%	-0.05%	–
ETP	Exit	ENERGY TRANSFER PARTNERS LPunit ltd prt int	$0	–	-10,064	-100.0%	-0.05%	–
DBC	Exit	POWERSHARES DB CMDTY IDX TRAunit ben int	$0	–	-12,125	-100.0%	-0.05%	–
SMMU	Exit	PIMCO ETF TRshtrm mun bd act	$0	–	-3,972	-100.0%	-0.06%	–
SLRC	Exit	SOLAR CAP LTD	$0	–	-9,290	-100.0%	-0.06%	–
ARNA	Exit	ARENA PHARMACEUTICALS INC	$0	–	-8,010	-100.0%	-0.06%	–
RDI	Exit	READING INTERNATIONAL INCcl a	$0	–	-13,000	-100.0%	-0.06%	–
RDSA	Exit	ROYAL DUTCH SHELL PLCspons adr a	$0	–	-3,453	-100.0%	-0.06%	–
TFI	Exit	SPDR SER TRnuveen brc munic	$0	–	-4,250	-100.0%	-0.06%	–
VTR	Exit	VENTAS INC	$0	–	-3,339	-100.0%	-0.06%	–
NOBL	Exit	PROSHARES TRs&p 500 dv arist	$0	–	-3,642	-100.0%	-0.06%	–
ARCH	Exit	ARCH COAL INCcl a	$0	–	-3,000	-100.0%	-0.06%	–
VRS	Exit	VERSO CORPcl a	$0	–	-42,791	-100.0%	-0.06%	–
CSX	Exit	CSX CORP	$0	–	-4,039	-100.0%	-0.06%	–
ET	Exit	ENERGY TRANSFER EQUITY L P	$0	–	-12,590	-100.0%	-0.06%	–
CL	Exit	COLGATE PALMOLIVE CO	$0	–	-3,430	-100.0%	-0.07%	–
GHL	Exit	GREENHILL & CO INC	$0	–	-15,659	-100.0%	-0.07%	–
FSLR	Exit	FIRST SOLAR INC	$0	–	-5,773	-100.0%	-0.07%	–
GIS	Exit	GENERAL MLS INC	$0	–	-5,156	-100.0%	-0.07%	–
PGJ	Exit	POWERSHARES ETF TRUSTgolden drg china	$0	–	-6,225	-100.0%	-0.07%	–
RUBI	Exit	RUBICON PROJ INC	$0	–	-74,000	-100.0%	-0.08%	–
FXH	Exit	FIRST TR EXCHANGE TRADED FDhlth care alph	$0	–	-4,304	-100.0%	-0.08%	–
NOK	Exit	NOKIA CORPsponsored adr	$0	–	-56,288	-100.0%	-0.09%	–
BRCD	Exit	BROCADE COMMUNICATIONS SYS I	$0	–	-30,573	-100.0%	-0.10%	–
CSM	Exit	PROSHARES TR	$0	–	-6,101	-100.0%	-0.10%	–
TER	Exit	TERADYNE INC	$0	–	-10,404	-100.0%	-0.11%	–
MGI	Exit	MONEYGRAM INTL INCput	$0	–	-25,000	-100.0%	-0.11%	–
XLV	Exit	SELECT SECTOR SPDR TRsbi healthcare	$0	–	-4,986	-100.0%	-0.11%	–
NLST	Exit	NETLIST INC	$0	–	-571,907	-100.0%	-0.12%	–
NFLX	Exit	NETFLIX INC	$0	–	-2,410	-100.0%	-0.12%	–
BRKL	Exit	BROOKLINE BANCORP INC DEL	$0	–	-28,306	-100.0%	-0.12%	–
SHOP	Exit	SHOPIFY INCcl a	$0	–	-4,150	-100.0%	-0.13%	–
DHT	Exit	DHT HOLDINGS INC	$0	–	-123,121	-100.0%	-0.13%	–
FORM	Exit	FORMFACTOR INC	$0	–	-29,189	-100.0%	-0.13%	–
CACC	Exit	CREDIT ACCEP CORP MICH	$0	–	-2,070	-100.0%	-0.16%	–
MDXG	Exit	MIMEDX GROUP INCcall	$0	–	-50,000	-100.0%	-0.16%	–
JHD	Exit	NUVEEN HIGH INCOME DECMBR 20	$0	–	-64,373	-100.0%	-0.18%	–
MRO	Exit	MARATHON OIL CORP	$0	–	-51,671	-100.0%	-0.19%	–
SQNS	Exit	SEQUANS COMMUNICATIONS S Asponsored ads	$0	–	-239,400	-100.0%	-0.20%	–
HLF	Exit	HERBALIFE LTDput	$0	–	-12,000	-100.0%	-0.22%	–
BERY	Exit	BERRY GLOBAL GROUP INCput	$0	–	-15,000	-100.0%	-0.23%	–
GCP	Exit	GCP APPLIED TECHNOLOGIES INC	$0	–	-29,585	-100.0%	-0.25%	–
NGHC	Exit	NATIONAL GEN HLDGS CORP	$0	–	-47,600	-100.0%	-0.25%	–
NVDA	Exit	NVIDIA CORP	$0	–	-5,766	-100.0%	-0.28%	–
TIVO	Exit	TIVO CORP	$0	–	-59,861	-100.0%	-0.32%	–
AAPC	Exit	ATLANTIC ALLIANCE PARTNER CO	$0	–	-122,381	-100.0%	-0.36%	–
TACT	Exit	TRANSACT TECHNOLOGIES INC	$0	–	-132,047	-100.0%	-0.36%	–
BV	Exit	BAZAARVOICE INC	$0	–	-278,095	-100.0%	-0.39%	–
RICE	Exit	RICE ENERGY INC	$0	–	-49,571	-100.0%	-0.39%	–
CAMP	Exit	CALAMP CORP COM	$0	–	-68,286	-100.0%	-0.40%	–
HOG	Exit	HARLEY DAVIDSON INCput	$0	–	-35,000	-100.0%	-0.46%	–
HBI	Exit	HANESBRANDS INCput	$0	–	-98,500	-100.0%	-0.66%	–
CLPR	Exit	CLIPPER RLTY INC	$0	–	-229,722	-100.0%	-0.67%	–
BLVD	Exit	BOULEVARD ACQUISITIONcl a	$0	–	-277,048	-100.0%	-0.76%	–
USNA	Exit	USANA HEALTH SCIENCES INCput	$0	–	-50,000	-100.0%	-0.79%	–
MU	Exit	MICRON TECHNOLOGY INC	$0	–	-80,748	-100.0%	-0.87%	–
MCFT	Exit	MCBC HLDGS INC	$0	–	-264,071	-100.0%	-1.47%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

B. RILEY CAPITAL MANAGEMENT, LLC #1

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2018-02-09

Signatures

The EDGAR filing(s) were signed by:

Michael Markunas — Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
BABCOCK & WILCOX ENTERPRIS I	17	Q3 2023	43.3%
QUANTUM CORP	17	Q3 2023	16.2%
HC2 HLDGS INC	17	Q4 2019	6.4%
ALTA EQUIPMENT GROUP INC	15	Q3 2023	27.6%
TELENAV INC	14	Q1 2019	3.6%
LUMENTUM HLDGS INC	14	Q1 2019	0.4%
SELECT INTERIOR CONCEPTS INC	13	Q3 2021	17.2%
TRANSACT TECHNOLOGIES INC	13	Q3 2023	2.6%
VIASAT INC	13	Q1 2019	0.4%
NOVAVAX INC	13	Q1 2019	0.4%

View B. Riley Financial, Inc.'s complete holdings history.

Latest significant ownerships (13-D/G)

B. Riley Financial, Inc. Q4 2017 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
B. Riley Principal 250 Merger Corp.^{Sold out}	June 02, 2023	0	0.0%
Charah Solutions, Inc.	April 18, 2023	127,960	3.8%
Journey Medical Corp	December 29, 2022	864,695	4.9%
Lazydays Holdings, Inc.	November 14, 2022	284,980	2.7%
TRANSACT TECHNOLOGIES INC	October 11, 2022	1,034,366	10.4%
Eos Energy Enterprises, Inc.	August 10, 2022	2,885,256	4.8%
QUANTUM CORP /DE/	August 08, 2022	4,099,956	4.0%
Applied Blockchain, Inc.	February 11, 2022	1,065,540	0.3%
Global Ship Lease, Inc.	February 11, 2022	1,387,626	3.8%
Exela Technologies, Inc.^{Sold out}	February 01, 2022	0	0.0%

View B. Riley Financial, Inc.'s complete significant-ownership history.

Latest filings

Type	Filed
8-K	2024-05-01
10-K/A	2024-04-29
10-K	2024-04-24
8-K	2024-04-24
SC 13D/A	2024-04-17
8-K	2024-04-08
8-K	2024-03-27
4	2024-03-26
SC 13D/A	2024-03-26
8-K	2024-03-22

View B. Riley Financial, Inc.'s complete filings history.

All filings

View complete filings history.

Compare quarters

Export B. Riley Financial, Inc.'s holdings