$199 Million is the total value of B. Riley Financial, Inc.'s 160 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 47.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| QQQ | Buy | POWERSHARES QQQ TRUSTput | $19,857,000 | +109.5% | 150,000 | +87.5% | 9.97% | +57.6% |
| IXP | New | ISHARES TRput | $13,748,000 | – | 100,000 | +100.0% | 6.90% | – |
| MCFT | Buy | MCBC HLDGS INC | $9,070,000 | +2044.2% | 560,888 | +1835.4% | 4.56% | +1515.2% |
| VV | Buy | VANGUARD INDEX FDSlarge cap etf | $7,860,000 | +6.2% | 72,717 | +0.6% | 3.95% | -20.1% |
| MINT | Buy | PIMCO ETF TRenhan shrt ma ac | $6,527,000 | +5.8% | 64,214 | +5.4% | 3.28% | -20.4% |
| HCHC | Buy | HC2 HLDGS INC | $4,140,000 | +37.3% | 667,650 | +31.3% | 2.08% | +3.3% |
| GSM | Buy | FERROGLOBE PLC | $3,512,000 | +1321.9% | 340,000 | +1389.1% | 1.76% | +969.1% |
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $3,354,000 | +1.5% | 42,059 | +1.0% | 1.68% | -23.7% |
| IWR | Buy | ISHARES TRrus mid-cap etf | $2,993,000 | +7.8% | 15,987 | +3.0% | 1.50% | -18.9% |
| VCIT | Buy | VANGUARD SCOTTSDALE FDSint-term corp | $2,965,000 | +14.2% | 34,324 | +13.3% | 1.49% | -14.1% |
| BLVD | Buy | BOULEVARD ACQUISITIONcl a | $2,776,000 | +11.6% | 277,048 | +10.1% | 1.39% | -16.1% |
| VTIP | Buy | VANGUARD MALVERN FDSstrm infproidx | $2,727,000 | +3.3% | 55,129 | +2.7% | 1.37% | -22.3% |
| FLOT | Buy | ISHARES TRfltg rate bd etf | $2,713,000 | +9.0% | 53,335 | +8.7% | 1.36% | -18.0% |
| PFLT | Buy | PENNANTPARK FLOATING RATE CA | $2,558,000 | +0.7% | 183,503 | +2.0% | 1.28% | -24.2% |
| GTYH | Buy | GTY TECHNOLOGY HOLDINGS INCcl a | $2,511,000 | -6.6% | 250,099 | +0.0% | 1.26% | -29.7% |
| CLAC | Buy | CAPITOL ACQUISITION CORP III | $2,510,000 | +564.0% | 237,950 | +527.0% | 1.26% | +400.0% |
| KTOS | Buy | KRATOS DEFENSE & SEC SOLUTIONS | $2,304,000 | +762.9% | 296,177 | +720.5% | 1.16% | +550.0% |
| CFCO | Buy | CF CORP | $2,244,000 | +5.6% | 224,168 | +4.7% | 1.13% | -20.5% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $2,087,000 | +15.6% | 52,553 | +4.2% | 1.05% | -13.0% |
| KAACU | New | KAYNE ANDERSON ACQUISITIONunit 06/30/2022 | $2,004,000 | – | 200,000 | +100.0% | 1.01% | – |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $1,903,000 | +5.8% | 15,683 | +0.6% | 0.96% | -20.3% |
| IDV | Buy | ISHARES TRintl sel div etf | $1,725,000 | +10.4% | 54,842 | +3.8% | 0.87% | -17.0% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $1,692,000 | +5.5% | 7,177 | +0.0% | 0.85% | -20.6% |
| GSHT | New | GORES HLDGS II INC | $1,500,000 | – | 150,000 | +100.0% | 0.75% | – |
| VIG | Buy | VANGUARD SPECIALIZED PORTFOLIOdiv app etf | $1,456,000 | +8.1% | 16,183 | +2.3% | 0.73% | -18.7% |
| IGSB | Buy | ISHARES TR1-3 yr cr bd etf | $1,127,000 | +200.5% | 10,708 | +199.3% | 0.57% | +126.4% |
| QQQ | Buy | POWERSHARES QQQ TRUSTunit ser 1 | $1,073,000 | +19.1% | 8,108 | +6.6% | 0.54% | -10.3% |
| MPACU | New | MATLIN & PARTNERS ACQUISITIOunit 05/28/2021a | $1,002,000 | – | 100,000 | +100.0% | 0.50% | – |
| FNTE | New | FINTECH ACQUISITION CORP II | $985,000 | – | 100,000 | +100.0% | 0.50% | – |
| MUB | Buy | ISHARES TRnational mun etf | $929,000 | +13.3% | 8,529 | +12.5% | 0.47% | -14.6% |
| TPX | New | TEMPUR SEALY INTL INC | $929,000 | – | 20,000 | +100.0% | 0.47% | – |
| XCRA | New | XCERRA CORP | $761,000 | – | 85,600 | +100.0% | 0.38% | – |
| ON | Buy | ON SEMICONDUCTOR CORP | $725,000 | +60.8% | 46,829 | +32.4% | 0.36% | +20.9% |
| LDP | Buy | COHEN & STEERS LTD DUR PFD I | $681,000 | +6.2% | 26,846 | +2.7% | 0.34% | -20.1% |
| IBB | Buy | ISHARES TRnasdq biotec etf | $620,000 | +23.0% | 2,114 | +11.2% | 0.31% | -7.4% |
| VPL | Buy | VANGUARD INTL EQUITY INDEX Fftse pacific etf | $585,000 | +21.9% | 9,245 | +12.0% | 0.29% | -8.1% |
| MPAA | Buy | MOTORCAR PTS AMER INC | $574,000 | +115.0% | 18,663 | +87.9% | 0.29% | +61.8% |
| SUP | New | SUPERIOR INDS INTL INC | $554,000 | – | 21,839 | +100.0% | 0.28% | – |
| TST | New | THESTREET INC | $546,000 | – | 718,756 | +100.0% | 0.27% | – |
| WMAR | New | WEST MARINE INC | $544,000 | – | 57,074 | +100.0% | 0.27% | – |
| CARB | New | CARBONITE INC | $541,000 | – | 26,640 | +100.0% | 0.27% | – |
| BV | Buy | BAZAARVOICE INC | $527,000 | +97.4% | 122,532 | +122.7% | 0.26% | +48.9% |
| DKS | Buy | DICKS SPORTING GOODS INC | $526,000 | +117.4% | 10,804 | +136.9% | 0.26% | +63.0% |
| AMC | New | AMC ENTMT HLDGS INC | $523,000 | – | 16,621 | +100.0% | 0.26% | – |
| SRUNU | New | SILVER RUN ACQUISITIONunit 99/99/9999 | $522,000 | – | 50,000 | +100.0% | 0.26% | – |
| OOMA | New | OOMA INC | $520,000 | – | 52,242 | +100.0% | 0.26% | – |
| TRUE | Buy | TRUECAR INC | $509,000 | +99.6% | 32,875 | +61.1% | 0.26% | +50.6% |
| IMAX | Buy | IMAX CORP | $505,000 | +96.5% | 14,850 | +81.1% | 0.25% | +47.7% |
| NTRI | Buy | NUTRI SYS INC NEW | $503,000 | +107.0% | 9,061 | +29.2% | 0.25% | +56.2% |
| LITE | Buy | LUMENTUM HLDGS INC | $501,000 | +92.7% | 9,389 | +39.3% | 0.25% | +44.8% |
| NTCT | Buy | NETSCOUT SYS INC | $497,000 | +102.9% | 13,094 | +68.4% | 0.25% | +52.4% |
| SWKS | Buy | SKYWORKS SOLUTIONS INC | $495,000 | +107.1% | 5,047 | +57.9% | 0.25% | +55.6% |
| SHOO | New | MADDEN STEVEN LTD | $495,000 | – | 12,853 | +100.0% | 0.25% | – |
| VSAT | Buy | VIASAT INC | $491,000 | +110.7% | 7,692 | +118.9% | 0.25% | +58.3% |
| MAT | Buy | MATTEL INC | $492,000 | +97.6% | 19,213 | +112.6% | 0.25% | +48.8% |
| FB | Buy | FACEBOOK INCcl a | $489,000 | +42.2% | 3,444 | +15.0% | 0.25% | +7.0% |
| PBH | Buy | PRESTIGE BRANDS HLDGS INC | $490,000 | +82.2% | 8,821 | +70.9% | 0.25% | +36.7% |
| PGX | Buy | POWERSHARES ETF TR IIpfd portfolio | $487,000 | +9.4% | 32,842 | +5.1% | 0.24% | -17.5% |
| CAMP | Buy | CALAMP CORP | $487,000 | +100.4% | 28,977 | +72.8% | 0.24% | +51.2% |
| TACT | Buy | TRANSACT TECHNOLOGIES INC | $481,000 | +78.8% | 59,437 | +45.6% | 0.24% | +34.4% |
| MRVL | Buy | MARVELL TECHNOLOGY GROUP LTDord | $482,000 | +77.9% | 31,593 | +61.9% | 0.24% | +33.7% |
| PRMW | New | PRIMO WTR CORP | $482,000 | – | 35,468 | +100.0% | 0.24% | – |
| FNSR | Buy | FINISAR CORP | $480,000 | +101.7% | 17,571 | +123.2% | 0.24% | +51.6% |
| SANW | New | S&W SEED CO | $480,000 | – | 96,933 | +100.0% | 0.24% | – |
| RDI | Buy | READING INTERNATIONAL INCcl a | $470,000 | +64.9% | 30,213 | +76.1% | 0.24% | +24.2% |
| IWO | Buy | ISHARES TRrus 2000 grw etf | $391,000 | +55.2% | 2,416 | +47.6% | 0.20% | +16.7% |
| VGK | Buy | VANGUARD INTL EQUITY INDEX Fftse europe etf | $355,000 | +30.5% | 6,889 | +21.6% | 0.18% | -2.2% |
| VXUS | Buy | VANGUARD STAR FDvg tl intl stk f | $304,000 | +28.8% | 6,121 | +18.8% | 0.15% | -3.2% |
| RA | Buy | BROOKFIELD REAL ASSETS INCOM | $287,000 | +5.5% | 12,579 | +3.1% | 0.14% | -20.9% |
| ILF | New | ISHARES TRlatn amer 40 etf | $208,000 | – | 6,562 | +100.0% | 0.10% | – |
| PCEF | New | POWERSHARES ETF TRUST II | $204,000 | – | 8,830 | +100.0% | 0.10% | – |
| RCII | New | RENT A CTR INC NEW | $200,000 | – | 22,500 | +100.0% | 0.10% | – |
| Buy | COMSTOCK RES INCnote 7.750% 4/0 | $194,000 | +743.5% | 229,000 | +748.1% | 0.10% | +546.7% | |
| NMRX | New | NUMEREX CORP PAcl a | $72,000 | – | 15,000 | +100.0% | 0.04% | – |
| GSHTW | New | GORES HLDGS II INC*w exp 03/06/202 | $63,000 | – | 50,000 | +100.0% | 0.03% | – |
| FNTEW | New | FINTECH ACQUISITION CORP II*w exp 01/19/202 | $58,000 | – | 50,000 | +100.0% | 0.03% | – |
| NVAX | New | NOVAVAX INC | $13,000 | – | 10,500 | +100.0% | 0.01% | – |
| New | HORNBECK OFFSHORE SVCS INC Nnote 1.500% 9/0 | $13,000 | – | 20,000 | +100.0% | 0.01% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-05-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BABCOCK & WILCOX ENTERPRIS I | 17 | Q3 2023 | 43.3% |
| QUANTUM CORP | 17 | Q3 2023 | 16.2% |
| HC2 HLDGS INC | 17 | Q4 2019 | 6.4% |
| ALTA EQUIPMENT GROUP INC | 15 | Q3 2023 | 27.6% |
| TELENAV INC | 14 | Q1 2019 | 3.6% |
| LUMENTUM HLDGS INC | 14 | Q1 2019 | 0.4% |
| SELECT INTERIOR CONCEPTS INC | 13 | Q3 2021 | 17.2% |
| TRANSACT TECHNOLOGIES INC | 13 | Q3 2023 | 2.6% |
| VIASAT INC | 13 | Q1 2019 | 0.4% |
| NOVAVAX INC | 13 | Q1 2019 | 0.4% |
View B. Riley Financial, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| B. Riley Principal 250 Merger Corp.Sold out | June 02, 2023 | 0 | 0.0% |
| Charah Solutions, Inc. | April 18, 2023 | 127,960 | 3.8% |
| Journey Medical Corp | December 29, 2022 | 864,695 | 4.9% |
| Lazydays Holdings, Inc. | November 14, 2022 | 284,980 | 2.7% |
| TRANSACT TECHNOLOGIES INC | October 11, 2022 | 1,034,366 | 10.4% |
| Eos Energy Enterprises, Inc. | August 10, 2022 | 2,885,256 | 4.8% |
| QUANTUM CORP /DE/ | August 08, 2022 | 4,099,956 | 4.0% |
| Applied Blockchain, Inc. | February 11, 2022 | 1,065,540 | 0.3% |
| Global Ship Lease, Inc. | February 11, 2022 | 1,387,626 | 3.8% |
| Exela Technologies, Inc.Sold out | February 01, 2022 | 0 | 0.0% |
View B. Riley Financial, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| DEF 14A | 2024-05-10 |
| DEFA14A | 2024-05-10 |
| SC 13G/A | 2024-05-07 |
| 8-K | 2024-05-01 |
| 10-K/A | 2024-04-29 |
| 10-K | 2024-04-24 |
| 8-K | 2024-04-24 |
| SC 13D/A | 2024-04-17 |
| 8-K | 2024-04-08 |
| 8-K | 2024-03-27 |
View B. Riley Financial, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.