$156 Million is the total value of B. Riley Financial, Inc.'s 153 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 35.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | Buy | ISHARES TRput | $21,215,000 | +14.7% | 170,800 | +6.2% | 13.58% | +27.1% |
| QQQ | Sell | POWERSHARES QQQ TRUSTput | $11,872,000 | -35.1% | 100,000 | -41.2% | 7.60% | -28.1% |
| VV | Buy | VANGUARD INDEX FDSlarge cap etf | $6,730,000 | +6.1% | 67,865 | +2.5% | 4.31% | +17.4% |
| KEM | Buy | KEMET CORP | $6,581,000 | +35.8% | 1,843,493 | +11.5% | 4.21% | +50.4% |
| MINT | Buy | PIMCO ETF TRenhan shrt ma ac | $5,012,000 | +17.2% | 49,421 | +17.0% | 3.21% | +29.8% |
| AAPC | ATLANTIC ALLIANCE PARTNER CO | $4,881,000 | +1.1% | 464,828 | 0.0% | 3.12% | +11.9% | |
| SUNS | Buy | SOLAR SR CAP LTD | $4,576,000 | +2.1% | 282,323 | +1.5% | 2.93% | +13.1% |
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $3,433,000 | +2.1% | 42,623 | +2.5% | 2.20% | +13.1% |
| TNAV | Sell | TELENAV INC | $3,136,000 | -5.2% | 547,297 | -15.6% | 2.01% | +5.0% |
| HCHC | Buy | HC2 HLDGS INC | $3,075,000 | +83.3% | 564,359 | +44.6% | 1.97% | +102.9% |
| VO | Buy | VANGUARD INDEX FDSmid cap etf | $3,008,000 | +15.2% | 23,235 | +10.0% | 1.92% | +27.6% |
| BWEN | Buy | BROADWIND ENERGY INC | $2,712,000 | +10.8% | 616,431 | +6.3% | 1.74% | +22.7% |
| IWR | Sell | ISHARES TRrus mid-cap etf | $2,625,000 | +2.5% | 15,058 | -1.1% | 1.68% | +13.5% |
| VTIP | Buy | VANGUARD MALVERN FDSstrm infproidx | $2,580,000 | +12.7% | 51,955 | +12.3% | 1.65% | +24.7% |
| PNNT | Sell | PENNANTPARK INVT CORP | $2,393,000 | +10.0% | 318,282 | -0.1% | 1.53% | +21.9% |
| VCIT | Sell | VANGUARD SCOTTSDALE FDSint-term corp | $2,389,000 | -2.2% | 26,664 | -2.4% | 1.53% | +8.3% |
| PFLT | Sell | PENNANTPARK FLOATING RATE CAP LTD | $2,372,000 | +6.4% | 179,320 | -0.3% | 1.52% | +17.8% |
| HPQ | Sell | HP INC | $2,287,000 | +2.8% | 147,261 | -16.9% | 1.46% | +13.8% |
| MSFT | MICROSOFT CORP | $2,109,000 | +12.6% | 36,611 | 0.0% | 1.35% | +24.7% | |
| APPS | Sell | DIGITAL TURBINE INC | $2,068,000 | -7.4% | 1,969,540 | -5.6% | 1.32% | +2.6% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $1,871,000 | +5.5% | 8,651 | +2.1% | 1.20% | +16.9% |
| ACWV | ISHARESmin vol gbl etf | $1,791,000 | -0.2% | 23,502 | 0.0% | 1.15% | +10.4% | |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $1,712,000 | +3.7% | 15,375 | -0.2% | 1.10% | +14.9% |
| IDV | Buy | ISHARES TRintl sel div etf | $1,706,000 | +7.1% | 56,913 | +2.3% | 1.09% | +18.6% |
| DSL | Sell | DOUBLELINE INCOME SOLUTIONS | $1,657,000 | -7.5% | 86,521 | -11.4% | 1.06% | +2.4% |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $1,557,000 | +5.5% | 41,376 | -1.3% | 1.00% | +16.9% |
| HPE | HEWLETT PACKARD ENTERPRISE C | $1,497,000 | +24.5% | 65,812 | 0.0% | 0.96% | +37.8% | |
| EFA | Sell | ISHARES TRmsci eafe etf | $1,495,000 | +2.1% | 25,282 | -3.6% | 0.96% | +13.1% |
| NYF | ISHARES TRnew york mun etf | $1,385,000 | -1.1% | 12,144 | 0.0% | 0.89% | +9.5% | |
| LQD | Buy | ISHARES TRiboxx inv cp etf | $1,376,000 | +1.2% | 11,170 | +0.8% | 0.88% | +12.1% |
| WPRT | Sell | WESTPORT FUEL SYSTEMS INC | $1,369,000 | -49.3% | 850,000 | -47.5% | 0.88% | -43.9% |
| VIG | Sell | VANGUARD SPECIALIZED PORTFOLIOdiv app etf | $1,350,000 | +0.2% | 16,080 | -0.6% | 0.86% | +10.9% |
| EMB | Sell | ISHARES TRjp mor em mk etf | $1,233,000 | +0.3% | 10,516 | -1.5% | 0.79% | +11.1% |
| ARCC | Buy | ARES CAP CORP | $1,190,000 | +10.6% | 76,778 | +1.3% | 0.76% | +22.5% |
| AAPL | Sell | APPLE INC | $1,173,000 | -26.2% | 10,373 | -37.6% | 0.75% | -18.2% |
| QQQ | Buy | POWERSHARES QQQ TRUSTunit ser 1 | $1,147,000 | +40.0% | 9,665 | +27.0% | 0.73% | +55.2% |
| DVY | ISHARES TRselect divid etf | $1,109,000 | +0.5% | 12,945 | 0.0% | 0.71% | +11.3% | |
| NLST | New | NETLIST INC | $906,000 | – | 731,000 | +100.0% | 0.58% | – |
| USMV | Sell | ISHARES TRmin vol usa etf | $895,000 | -5.4% | 19,698 | -3.8% | 0.57% | +4.8% |
| AFT | APOLLO SR FLOATING RATE FD I | $845,000 | +7.2% | 49,893 | 0.0% | 0.54% | +18.9% | |
| GNR | SPDR INDEX SHS FDSglb nat resrce | $840,000 | +5.4% | 21,468 | 0.0% | 0.54% | +16.7% | |
| VCLT | VANGUARD SCOTTSDALE FDSlg-term cor bd | $810,000 | +1.2% | 8,464 | 0.0% | 0.52% | +12.1% | |
| MS | New | MORGAN STANLEYput | $802,000 | – | 25,000 | +100.0% | 0.51% | – |
| MUB | Sell | ISHARES TRnational mun etf | $792,000 | -6.7% | 7,020 | -5.8% | 0.51% | +3.3% |
| GMZ | GOLDMAN SACHS MLP INC OPP FD | $759,000 | +1.6% | 79,899 | 0.0% | 0.49% | +12.5% | |
| Sell | GARRISON CAP INC | $741,000 | -1.5% | 73,155 | -1.9% | 0.47% | +9.0% | |
| AET | AETNA INC NEW | $693,000 | -5.5% | 6,000 | 0.0% | 0.44% | +4.7% | |
| LDUR | Buy | PIMCO ETF TRlow durtn ac etf | $688,000 | +13.0% | 6,813 | +12.4% | 0.44% | +25.0% |
| DIA | Sell | SPDR DOW JONES INDL AVRG ETFut ser 1 | $678,000 | -0.1% | 3,711 | -2.2% | 0.43% | +10.7% |
| LDP | Sell | COHEN & STEERS LTD DUR PFD I | $666,000 | -6.3% | 26,508 | -9.4% | 0.43% | +3.6% |
| NTG | Buy | TORTOISE MLP FD INC | $646,000 | +8.6% | 32,319 | +0.3% | 0.41% | +20.1% |
| EEM | Buy | ISHARES TRmsci emg mkt etf | $619,000 | +9.8% | 16,524 | +0.7% | 0.40% | +21.5% |
| NBB | NUVEEN BUILD AMER BD FD | $588,000 | -0.5% | 25,923 | 0.0% | 0.38% | +9.9% | |
| SPLK | SPLUNK INC | $562,000 | +8.3% | 9,579 | 0.0% | 0.36% | +20.0% | |
| ACWX | Buy | ISHARES TRmsci acwi ex us | $554,000 | +77.0% | 13,358 | +66.5% | 0.36% | +96.1% |
| AIF | APOLLO TACTICAL INCOME FD IN | $536,000 | +7.2% | 34,649 | 0.0% | 0.34% | +18.7% | |
| VGK | VANGUARD INTL EQUITY INDEX Fftse europe etf | $522,000 | +4.4% | 10,716 | 0.0% | 0.33% | +15.6% | |
| BRKB | BERKSHIRE HATHAWAY INC DELcl b new | $516,000 | -0.2% | 3,571 | 0.0% | 0.33% | +10.4% | |
| EFAV | ISHARES TRmin vol eafe etf | $509,000 | +1.8% | 7,530 | 0.0% | 0.33% | +12.8% | |
| PRGX | Sell | PRGX GLOBAL INC | $504,000 | -90.5% | 107,107 | -89.4% | 0.32% | -89.4% |
| CFCO | New | CF CORP | $498,000 | – | 50,820 | +100.0% | 0.32% | – |
| IJH | ISHARES TRcore s&p mcp etf | $498,000 | +3.8% | 3,216 | 0.0% | 0.32% | +15.2% | |
| ON | Sell | ON SEMICONDUCTOR CORP | $481,000 | +37.0% | 39,048 | -1.8% | 0.31% | +51.7% |
| UE | URBAN EDGE PPTYS | $428,000 | -5.7% | 15,215 | 0.0% | 0.27% | +4.6% | |
| IBB | Buy | ISHARES TRnasdq biotec etf | $420,000 | +21.0% | 1,452 | +7.8% | 0.27% | +33.8% |
| FB | Buy | FACEBOOK INCcl a | $401,000 | +33.7% | 3,123 | +19.1% | 0.26% | +48.6% |
| BKCC | Buy | BLACKROCK CAPITAL INVESTMENT | $384,000 | +8.8% | 46,412 | +2.2% | 0.25% | +20.6% |
| SYRX | SYSOREX GLOBAL | $365,000 | -31.9% | 1,018,413 | 0.0% | 0.23% | -24.5% | |
| MWW | MONSTER WORLDWIDE INCcall | $361,000 | +51.0% | 100,000 | 0.0% | 0.23% | +67.4% | |
| PGX | POWERSHARES ETF TR IIpfd portfolio | $359,000 | -0.6% | 23,701 | 0.0% | 0.23% | +10.0% | |
| XLV | SELECT SECTOR SPDR TRsbi healthcare | $341,000 | +0.6% | 4,729 | 0.0% | 0.22% | +11.2% | |
| SLRC | SOLAR CAP LTD | $331,000 | +7.8% | 16,109 | 0.0% | 0.21% | +19.8% | |
| LITE | Sell | LUMENTUM HLDGS INC | $301,000 | +49.8% | 7,212 | -13.2% | 0.19% | +66.4% |
| BV | Sell | BAZAARVOICE INC | $299,000 | +22.0% | 50,625 | -17.1% | 0.19% | +34.5% |
| BOI | Sell | BROOKFIELD MTG OPP INC FD IN | $297,000 | 0.0% | 19,805 | -0.8% | 0.19% | +10.5% |
| AMLP | Sell | ALPS ETF TRalerian mlp | $297,000 | -10.3% | 23,434 | -10.0% | 0.19% | -0.5% |
| ET | Sell | ENERGY TRANSFER EQUITY L P | $295,000 | -9.2% | 17,590 | -22.1% | 0.19% | +0.5% |
| NLSN | NIELSEN HLDGS PLC | $289,000 | +2.8% | 5,400 | 0.0% | 0.18% | +14.2% | |
| TCRD | THL CR INC | $288,000 | -14.3% | 30,200 | 0.0% | 0.18% | -5.2% | |
| EWZ | ISHARESmsci brz cap etf | $285,000 | +11.8% | 8,449 | 0.0% | 0.18% | +23.8% | |
| VUG | VANGUARD INDEX FDSgrowth etf | $281,000 | +4.9% | 2,502 | 0.0% | 0.18% | +16.1% | |
| AINV | Sell | 0APOLLO INVT CORP | $280,000 | -4.4% | 48,322 | -8.7% | 0.18% | +5.9% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $280,000 | -26.7% | 2,687 | -29.5% | 0.18% | -19.0% |
| VEU | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $277,000 | +5.7% | 6,104 | 0.0% | 0.18% | +17.2% | |
| XLY | SELECT SECTOR SPDR TRsbi cons discr | $275,000 | +2.2% | 3,440 | 0.0% | 0.18% | +13.5% | |
| PFS | PROVIDENT FINL SVCS INC | $265,000 | +7.7% | 12,500 | 0.0% | 0.17% | +19.7% | |
| DIS | Buy | DISNEY WALT CO | $264,000 | +8.2% | 2,845 | +14.3% | 0.17% | +19.9% |
| MXI | ISHARES TRglobal mater etf | $262,000 | +9.2% | 4,891 | 0.0% | 0.17% | +20.9% | |
| ABTL | Sell | AUTOBYTEL INC | $261,000 | +24.9% | 14,668 | -2.6% | 0.17% | +38.0% |
| KTOS | Sell | KRATOS DEFENSE & SEC SOLUTIONS | $260,000 | +32.0% | 37,691 | -21.5% | 0.17% | +45.6% |
| FEN | FIRST TR ENERGY INCOME & GRW | $259,000 | +6.1% | 9,561 | 0.0% | 0.17% | +17.7% | |
| VVI | New | VIAD CORP | $254,000 | – | 6,876 | +100.0% | 0.16% | – |
| IL | New | INTRALINKS HLDGS INC | $251,000 | – | 24,979 | +100.0% | 0.16% | – |
| VXUS | VANGUARD STAR FDvg tl intl stk f | $243,000 | +6.1% | 5,153 | 0.0% | 0.16% | +18.2% | |
| FLOT | Buy | ISHARES TRfltg rate bd etf | $244,000 | +4.3% | 4,806 | +3.8% | 0.16% | +15.6% |
| SWKS | Sell | SKYWORKS SOLUTIONS INC | $243,000 | +18.5% | 3,195 | -1.4% | 0.16% | +32.2% |
| PFE | PFIZER INC | $240,000 | -4.0% | 7,096 | 0.0% | 0.15% | +6.2% | |
| SRI | New | STONERIDGE INC | $239,000 | – | 12,982 | +100.0% | 0.15% | – |
| NTCT | New | NETSCOUT SYS INC | $239,000 | – | 8,156 | +100.0% | 0.15% | – |
| DKS | Sell | DICKS SPORTING GOODS INC | $237,000 | +8.7% | 4,186 | -13.5% | 0.15% | +20.6% |
| BPY | BROOKFIELD PPTY PARTNERS L Punit ltd partn | $237,000 | -0.8% | 10,345 | 0.0% | 0.15% | +10.1% | |
| ARDC | ARES DYNAMIC CR ALLOCATION F | $237,000 | +8.2% | 15,960 | 0.0% | 0.15% | +19.7% | |
| RNWK | New | REALNETWORKS INC | $237,000 | – | 53,061 | +100.0% | 0.15% | – |
| MRVL | New | MARVELL TECHNOLOGY GROUP LTDord | $237,000 | – | 17,883 | +100.0% | 0.15% | – |
| JLS | NUVEEN MTG OPPORTUNITY TERM | $235,000 | +4.4% | 9,733 | 0.0% | 0.15% | +15.4% | |
| MEI | New | METHODE ELECTRS INC | $234,000 | – | 6,688 | +100.0% | 0.15% | – |
| TACT | Buy | TRANSACT TECHNOLOGIES INC | $235,000 | +4.0% | 31,725 | +12.8% | 0.15% | +14.5% |
| RDI | New | READING INTERNATIONAL INCcl a | $233,000 | – | 17,416 | +100.0% | 0.15% | – |
| SLB | SCHLUMBERGER LTD | $233,000 | -0.9% | 2,969 | 0.0% | 0.15% | +9.6% | |
| NTRI | New | NUTRI SYS INC NEW | $232,000 | – | 7,801 | +100.0% | 0.15% | – |
| FNSR | New | FINISAR CORP | $229,000 | – | 7,691 | +100.0% | 0.15% | – |
| PBE | POWERSHARES ETF TRUSTdyn biot & gen | $230,000 | +13.9% | 5,474 | 0.0% | 0.15% | +25.6% | |
| VSAT | Buy | VIASAT INC | $229,000 | +12.8% | 3,069 | +8.1% | 0.15% | +25.6% |
| TIVO | New | TIVO CORP | $228,000 | – | 11,720 | +100.0% | 0.15% | – |
| PRB | New | VANECK VECTORS ETF TRpre refunded mun | $225,000 | – | 9,135 | +100.0% | 0.14% | – |
| WEB | Buy | WEB COM GROUP INC | $224,000 | +5.7% | 12,995 | +11.5% | 0.14% | +16.3% |
| AEO | New | AMERICAN EAGLE OUTFITTERS NE | $224,000 | – | 12,514 | +100.0% | 0.14% | – |
| JCPNQ | Sell | PENNEY J C INC | $224,000 | +2.8% | 24,307 | -0.9% | 0.14% | +13.5% |
| MAT | Buy | MATTEL INC | $222,000 | +4.2% | 7,340 | +7.6% | 0.14% | +15.4% |
| PBH | New | PRESTIGE BRANDS HLDGS INC | $219,000 | – | 4,545 | +100.0% | 0.14% | – |
| MACQU | New | M I ACQUISITIONS INCunit 99/99/9999 | $215,000 | – | 21,500 | +100.0% | 0.14% | – |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $216,000 | -0.5% | 1 | 0.0% | 0.14% | +10.4% | |
| AGG | ISHARES TRcore us aggbd et | $216,000 | 0.0% | 1,917 | 0.0% | 0.14% | +10.4% | |
| ILF | ISHARES TRlatn amer 40 etf | $216,000 | +6.4% | 7,721 | 0.0% | 0.14% | +17.9% | |
| New | COMSTOCK RES INCnote 7.750% 4/0 | $214,000 | – | 310,000 | +100.0% | 0.14% | – | |
| New | HORNBECK OFFSHORE SVCS INC Nnote 1.500% 9/0 | $213,000 | – | 374,000 | +100.0% | 0.14% | – | |
| IWO | New | ISHARES TRrus 2000 grw etf | $211,000 | – | 1,419 | +100.0% | 0.14% | – |
| CAMP | New | CALAMP CORP | $211,000 | – | 15,153 | +100.0% | 0.14% | – |
| BLVD | New | BOULEVARD ACQUISITIONcl a | $206,000 | – | 21,021 | +100.0% | 0.13% | – |
| VPL | New | VANGUARD INTL EQUITY INDEX Fftse pacific etf | $201,000 | – | 3,326 | +100.0% | 0.13% | – |
| SMMU | PIMCO ETF TRshtrm mun bd act | $200,000 | -0.5% | 3,972 | 0.0% | 0.13% | +10.3% | |
| NEWT | NEWTEK BUSINESS SVCS CORP | $196,000 | +12.0% | 13,766 | 0.0% | 0.12% | +23.8% | |
| CLAC | New | CAPITOL ACQUISITION CORP III | $188,000 | – | 19,200 | +100.0% | 0.12% | – |
| NEA | NUVEEN AMT FREE QLTY MUN INC | $183,000 | -2.7% | 12,500 | 0.0% | 0.12% | +7.3% | |
| LIND | LINDBLAD EXPEDITIONS HLDGS I | $172,000 | -6.5% | 19,100 | 0.0% | 0.11% | +3.8% | |
| BSL | BLACKSTONE GSO FLTING RTE FU | $169,000 | +6.3% | 10,000 | 0.0% | 0.11% | +17.4% | |
| NUV | NUVEEN MUN VALUE FD INC | $157,000 | -1.9% | 14,800 | 0.0% | 0.10% | +8.7% | |
| OLP | ONE LIBERTY PPTYS INC | $117,000 | +1.7% | 15,173 | 0.0% | 0.08% | +13.6% | |
| Buy | NAVISTAR INTL CORP NEWnote 4.500%10/1 | $93,000 | +138.5% | 98,000 | +69.0% | 0.06% | +160.9% | |
| FNJN | New | FINJAN HLDGS INC | $92,000 | – | 53,800 | +100.0% | 0.06% | – |
| New | COMSTOCK RES INCnote 9.500% 6/1 | $73,000 | – | 100,000 | +100.0% | 0.05% | – | |
| BRT | BRT RLTY TRsh ben int new | $51,000 | +13.3% | 49,089 | 0.0% | 0.03% | +26.9% | |
| PDL BIOPHARMA INCnote 4.000% 2/0 | $49,000 | +4.3% | 50,000 | 0.0% | 0.03% | +14.8% | ||
| New | VIOLIN MEMORY INCnote 4.250%10/0 | $29,000 | – | 100,000 | +100.0% | 0.02% | – | |
| NVAX | NOVAVAX INC | $22,000 | -71.1% | 10,500 | 0.0% | 0.01% | -68.2% | |
| LTS | LADENBURG THALMAN FIN SVCS I | $6,000 | 0.0% | 81,050 | 0.0% | 0.00% | +33.3% | |
| Exit | RENEWABLE ENERGY GROUP INCmtnf 2.750% 6/1 | $0 | – | -31,000 | -100.0% | -0.02% | – | |
| GRPN | Exit | GROUPON INC | $0 | – | -14,000 | -100.0% | -0.03% | – |
| Exit | TITAN MACHY INCnote 3.750% 5/0 | $0 | – | -77,000 | -100.0% | -0.04% | – | |
| Exit | NAVISTAR INTL CORP NEWnote 4.750% 4/1 | $0 | – | -114,000 | -100.0% | -0.04% | – | |
| CDZI | Exit | CADIZ INC | $0 | – | -18,491 | -100.0% | -0.06% | – |
| HDSN | Exit | HUDSON TECHNOLOGIES INC | $0 | – | -37,334 | -100.0% | -0.08% | – |
| MBUU | Exit | MALIBU BOATS INC | $0 | – | -14,924 | -100.0% | -0.10% | – |
| GE | Exit | GENERAL ELECTRIC CO | $0 | – | -6,517 | -100.0% | -0.12% | – |
| IWD | Exit | ISHARES TRrus 1000 val etf | $0 | – | -2,026 | -100.0% | -0.12% | – |
| DTSI | Exit | DTS INC | $0 | – | -8,033 | -100.0% | -0.12% | – |
| OCLR | Exit | OCLARO INC | $0 | – | -43,803 | -100.0% | -0.12% | – |
| VPG | Exit | VISHAY PRECISION GROUP INC | $0 | – | -15,939 | -100.0% | -0.12% | – |
| ISIL | Exit | INTERSIL CORPcl a | $0 | – | -15,988 | -100.0% | -0.12% | – |
| AMC | Exit | AMC ENTMT HLDGS INC | $0 | – | -7,885 | -100.0% | -0.13% | – |
| KIRK | Exit | KIRKLANDS INC | $0 | – | -16,223 | -100.0% | -0.14% | – |
| JNJ | Exit | JOHNSON & JOHNSON | $0 | – | -2,242 | -100.0% | -0.16% | – |
| MWW | Exit | MONSTER WORLDWIDE INC | $0 | – | -115,000 | -100.0% | -0.16% | – |
| GNAT | Exit | WISDOMTREE TRglb nat res fd | $0 | – | -23,604 | -100.0% | -0.17% | – |
| BP | Exit | BP PLCsponsored adr | $0 | – | -8,601 | -100.0% | -0.18% | – |
| NHLD | Exit | NATIONAL HOLDINGS CORP | $0 | – | -262,326 | -100.0% | -0.46% | – |
| ROVI | Exit | ROVI CORP | $0 | – | -115,290 | -100.0% | -1.04% | – |
| UNTD | Exit | UNITED ONLINE INC | $0 | – | -1,427,228 | -100.0% | -9.08% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-11-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BABCOCK & WILCOX ENTERPRIS I | 17 | Q3 2023 | 43.3% |
| QUANTUM CORP | 17 | Q3 2023 | 16.2% |
| HC2 HLDGS INC | 17 | Q4 2019 | 6.4% |
| ALTA EQUIPMENT GROUP INC | 15 | Q3 2023 | 27.6% |
| TELENAV INC | 14 | Q1 2019 | 3.6% |
| LUMENTUM HLDGS INC | 14 | Q1 2019 | 0.4% |
| SELECT INTERIOR CONCEPTS INC | 13 | Q3 2021 | 17.2% |
| TRANSACT TECHNOLOGIES INC | 13 | Q3 2023 | 2.6% |
| VIASAT INC | 13 | Q1 2019 | 0.4% |
| NOVAVAX INC | 13 | Q1 2019 | 0.4% |
View B. Riley Financial, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| B. Riley Principal 250 Merger Corp.Sold out | June 02, 2023 | 0 | 0.0% |
| Charah Solutions, Inc. | April 18, 2023 | 127,960 | 3.8% |
| Journey Medical Corp | December 29, 2022 | 864,695 | 4.9% |
| Lazydays Holdings, Inc. | November 14, 2022 | 284,980 | 2.7% |
| TRANSACT TECHNOLOGIES INC | October 11, 2022 | 1,034,366 | 10.4% |
| Eos Energy Enterprises, Inc. | August 10, 2022 | 2,885,256 | 4.8% |
| QUANTUM CORP /DE/ | August 08, 2022 | 4,099,956 | 4.0% |
| Applied Blockchain, Inc. | February 11, 2022 | 1,065,540 | 0.3% |
| Global Ship Lease, Inc. | February 11, 2022 | 1,387,626 | 3.8% |
| Exela Technologies, Inc.Sold out | February 01, 2022 | 0 | 0.0% |
View B. Riley Financial, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 8-K | 2024-05-01 |
| 10-K/A | 2024-04-29 |
| 10-K | 2024-04-24 |
| 8-K | 2024-04-24 |
| SC 13D/A | 2024-04-17 |
| 8-K | 2024-04-08 |
| 8-K | 2024-03-27 |
| 4 | 2024-03-26 |
| SC 13D/A | 2024-03-26 |
| 8-K | 2024-03-22 |
View B. Riley Financial, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.