K2 PRINCIPAL FUND, L.P. - Q4 2023 holdings

			Value		Shares		↓ Weighting
	Exit	INTERNATIONAL MEDIA ACQUISITw exp 07/21/202	$0	–	-98,456	-100.0%	0.00%	–
	Exit	AP ACQUISITION CORPw exp 12/07/202	$0	–	-10,142	-100.0%	0.00%	–
ALTUW	Exit	ALTITUDE ACQUISITION CORPw exp 11/30/202	$0	–	-30,141	-100.0%	0.00%	–
	Exit	VISION SENSING ACQUISITION Cw exp 10/21/202	$0	–	-33,875	-100.0%	0.00%	–
PLMIW	Exit	PLUM ACQUISITION CORP Iw exp 03/18/202	$0	–	-16,971	-100.0%	0.00%	–
	Exit	REDWOODS ACQUISITION CORPw exp 03/15/202	$0	–	-35,335	-100.0%	0.00%	–
	Exit	ALPHATIME ACQUISITION CORPw exp 03/01/202	$0	–	-10,099	-100.0%	0.00%	–
	Exit	PYROPHYTE ACQUISITION CORPw exp 05/03/202	$0	–	-35,695	-100.0%	0.00%	–
	Exit	AROGO CAPITAL ACQUISITION COw exp 03/23/202	$0	–	-32,052	-100.0%	0.00%	–
	Exit	OMNILIT ACQUISITION CORPw exp 11/08/202	$0	–	-12,873	-100.0%	0.00%	–
	Exit	ARMADA ACQUISITION CORP Iw exp 08/13/202	$0	–	-84,670	-100.0%	-0.00%	–
	Exit	BELLEVUE LIFE SCNCS AQSTN COw exp 02/09/202	$0	–	-199,583	-100.0%	-0.00%	–
	Exit	ROSE HILL ACQUISITION CORPw exp 10/07/202	$0	–	-80,000	-100.0%	-0.00%	–
	Exit	GARDINER HEALTHCARE ACQTS COw exp 07/30/202	$0	–	-86,729	-100.0%	-0.00%	–
	Exit	NOVA VISION ACQUISITION CORPw exp 12/31/202	$0	–	-152,000	-100.0%	-0.00%	–
	Exit	POWER DIGITAL INFRASTRUCTUw exp 12/09/202	$0	–	-47,411	-100.0%	-0.00%	–
	Exit	OXUS ACQUISITION CORPw exp 99/99/999	$0	–	-35,000	-100.0%	-0.00%	–
	Exit	FINTECH ECOSYSTEM DEVEw exp 04/01/202	$0	–	-275,000	-100.0%	-0.00%	–
	Exit	BANNIX ACQUISITION CORPw exp 07/31/202	$0	–	-228,497	-100.0%	-0.00%	–
AMAOW	Exit	AMERICAN ACQUISITION OPPT INw exp 05/28/202	$0	–	-97,660	-100.0%	-0.00%	–
	Exit	WINVEST ACQUISITION CORPw exp 08/09/202	$0	–	-569,464	-100.0%	-0.00%	–
	Exit	BOWEN ACQUISITION CORPright 99/99/9999	$0	–	-29,596	-100.0%	-0.00%	–
	Exit	BLACK MOUNTAIN ACQ CORPw exp 10/15/202	$0	–	-104,170	-100.0%	-0.00%	–
	Exit	GLOBALINK INVT INCw exp 12/03/202	$0	–	-320,000	-100.0%	-0.00%	–
	Exit	ENPHYS ACQUISITION CORPw exp 99/99/999	$0	–	-56,345	-100.0%	-0.00%	–
	Exit	JUPITER ACQUISITION CORPw exp 08/17/202	$0	–	-113,274	-100.0%	-0.00%	–
	Exit	ESGEN ACQUISITION CORPw exp 10/18/202	$0	–	-115,685	-100.0%	-0.00%	–
	Exit	MONTEREY CAP ACQUISITION CORw exp 01/01/202	$0	–	-149,396	-100.0%	-0.00%	–
	Exit	BEARD ENERGY TRANSITION ACQw exp 99/99/999	$0	–	-230,500	-100.0%	-0.00%	–
	Exit	KEYARCH ACQUISITION CORPw exp 01/24/202	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	PROSOMNUS INCw exp 04/20/202	$0	–	-84,531	-100.0%	-0.00%	–
	Exit	10X CAP VENTURE ACQSTN CORPw exp 04/19/202	$0	–	-95,069	-100.0%	-0.00%	–
	Exit	CHAVANT CAPITAL ACQUISITN COw exp 99/99/999	$0	–	-247,510	-100.0%	-0.00%	–
	Exit	SPORTSMAP TECH ACQUISITIN COw exp 09/01/202	$0	–	-220,900	-100.0%	-0.00%	–
	Exit	HUB CYBER SECURITY LTDw exp 02/27/202	$0	–	-404,542	-100.0%	-0.00%	–
	Exit	BENEFICIENTw exp 06/07/202	$0	–	-222,812	-100.0%	-0.00%	–
	Exit	INFLECTION PT ACQUISITN CRPw exp 08/31/202	$0	–	-46,165	-100.0%	-0.00%	–
VHAQWS	Exit	VIVEON HEALTH ACQUISITION COw exp 99/99/999	$0	–	-516,666	-100.0%	-0.00%	–
	Exit	FORTUNE RISE ACQUISITION CORw exp 12/06/202	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	KEEN VISION ACQUISITION CORPw exp 03/15/202	$0	–	-156,183	-100.0%	-0.00%	–
	Exit	PONO CAP THREE INCw exp 01/11/202	$0	–	-231,901	-100.0%	-0.00%	–
	Exit	AKERNA CORP	$0	–	-46,377	-100.0%	-0.00%	–
	Exit	GLOBAL SYSTEMS DYNAMICS INCw exp 04/01/202	$0	–	-595,571	-100.0%	-0.00%	–
DKDCW	Exit	DATA KNIGHTS ACQUISITION CORw exp 11/11/202	$0	–	-234,708	-100.0%	-0.00%	–
	Exit	PLUTONIAN ACQUISITION CORPw exp 10/26/202	$0	–	-169,507	-100.0%	-0.00%	–
	Exit	TRISTAR ACQUISITION I CORPw exp 99/99/999	$0	–	-184,138	-100.0%	-0.00%	–
	Exit	ABRI SPAC I INCw exp 09/18/202	$0	–	-227,492	-100.0%	-0.00%	–
	Exit	NOCO NOCO INCw exp 08/25/202	$0	–	-234,433	-100.0%	-0.00%	–
	Exit	ACCRETION ACQUISITION CORPw exp 03/01/202	$0	–	-330,838	-100.0%	-0.00%	–
	Exit	SPECTRAL AI INCw exp 09/11/202	$0	–	-89,595	-100.0%	-0.00%	–
	Exit	ROTH CH ACQUISITION V COw exp 12/10/202	$0	–	-214,257	-100.0%	-0.00%	–
	Exit	TLGY ACQUISITION CORPORATIONw exp 11/09/202	$0	–	-360,890	-100.0%	-0.00%	–
	Exit	NOVA VISION ACQUISITION CORPright 12/23/2023	$0	–	-79,252	-100.0%	-0.00%	–
	Exit	MOUNTAIN CO I ACQUISITN COw exp 09/30/202	$0	–	-108,900	-100.0%	-0.00%	–
	Exit	ACCRETION ACQUISITION CORPright 03/01/2028	$0	–	-350,117	-100.0%	-0.00%	–
	Exit	ESH ACQUISITION CORPright 99/99/9999	$0	–	-92,727	-100.0%	-0.00%	–
	Exit	FOUR LEAF ACQUISITION CORPw exp 03/15/202	$0	–	-223,717	-100.0%	-0.00%	–
	Exit	GRINDR INCw exp 11/18/202	$0	–	-23,015	-100.0%	-0.00%	–
	Exit	WINVEST ACQUISITION CORPright 99/99/9999	$0	–	-370,704	-100.0%	-0.00%	–
	Exit	ISRAEL ACQUISITIONS CORPw exp 99/99/999	$0	–	-137,664	-100.0%	-0.00%	–
	Exit	ALPHAVEST ACQUISITION CORPright 06/19/2024	$0	–	-118,094	-100.0%	-0.00%	–
	Exit	ENERGEM CORPw exp 11/15/202	$0	–	-527,749	-100.0%	-0.01%	–
	Exit	SEAPORT GLOBAL ACQUISITION Iw exp 11/17/202	$0	–	-401,337	-100.0%	-0.01%	–
	Exit	OAK WOODS ACQUISITION CORPw exp 03/23/202	$0	–	-501,190	-100.0%	-0.01%	–
	Exit	SPRING VALLEY ACQUISTN CORPw exp 02/25/202	$0	–	-260,841	-100.0%	-0.01%	–
	Exit	NABORS ENERGY TRANSITION CORw exp 11/17/202	$0	–	-184,796	-100.0%	-0.01%	–
CFFEW	Exit	CF ACQUISITION CORP VIIIw exp 03/31/202	$0	–	-137,696	-100.0%	-0.01%	–
	Exit	ARISZ ACQUISITION CORPright 99/99/9999	$0	–	-399,223	-100.0%	-0.01%	–
	Exit	EVEREST CONSOLIDATOR ACQ CORw exp 99/99/999	$0	–	-201,508	-100.0%	-0.01%	–
	Exit	INVESTCORP EUROPE ACQUISITIOw exp 12/15/202	$0	–	-217,155	-100.0%	-0.01%	–
	Exit	COMPLETE SOLARIA INC	$0	–	-20,099	-100.0%	-0.01%	–
CVIIWS	Exit	CHURCHILL CAPITAL CORP VIIw exp 02/29/202	$0	–	-167,292	-100.0%	-0.01%	–
	Exit	TORTOISEECOFIN ACQUISITION Cw exp 07/22/202	$0	–	-445,943	-100.0%	-0.01%	–
RWT	Exit	REDWOOD TRUST INC	$0	–	-10,014	-100.0%	-0.02%	–
SJT	Exit	SAN JUAN BASIN RTY TRunit ben int	$0	–	-10,418	-100.0%	-0.02%	–
FSM	Exit	FORTUNA SILVER MINES INC	$0	–	-31,663	-100.0%	-0.02%	–
	Exit	DEEP MEDICINE ACQUISITION COright 10/22/2026	$0	–	-280,361	-100.0%	-0.02%	–
	Exit	DRILLING TOOLS INTL CORP	$0	–	-25,950	-100.0%	-0.02%	–
	Exit	SCREAMING EAGLE ACQUISITN CO	$0	–	-11,540	-100.0%	-0.02%	–
FLMEWS	Exit	FLAME ACQUISITION CORPw exp 02/26/202	$0	–	-165,158	-100.0%	-0.03%	–
PMT	Exit	PENNYMAC MTG INVT TR	$0	–	-10,597	-100.0%	-0.03%	–
FSM	Exit	FORTUNA SILVER MINES INCcall	$0	–	-50,000	-100.0%	-0.03%	–
	Exit	SCILEX HOLDING COput	$0	–	-97,400	-100.0%	-0.03%	–
	Exit	INFLECTION PT ACQUISITN CRP	$0	–	-13,760	-100.0%	-0.03%	–
	Exit	ESH ACQUISITION CORP	$0	–	-13,657	-100.0%	-0.03%	–
	Exit	LUCY SCIENTIFIC DISCOVERY IN	$0	–	-250,000	-100.0%	-0.03%	–
	Exit	BRIACELL THERAPEUTICS CORP	$0	–	-24,969	-100.0%	-0.03%	–
	Exit	PYROPHYTE ACQUISITION CORP	$0	–	-14,961	-100.0%	-0.03%	–
AIV	Exit	APARTMENT INVT MGMT COcall	$0	–	-28,200	-100.0%	-0.04%	–
	Exit	ENOVIX CORPORATION	$0	–	-15,343	-100.0%	-0.04%	–
	Exit	MOUNTAIN CO I ACQUISITN COclass a ord	$0	–	-17,777	-100.0%	-0.04%	–
	Exit	FTAC EMERALD ACQUISITION COR	$0	–	-18,632	-100.0%	-0.04%	–
	Exit	LIFEZONE METALS LIMITEDw exp 07/05/202	$0	–	-166,691	-100.0%	-0.04%	–
	Exit	U HAUL HOLDING COMPANYcall	$0	–	-4,000	-100.0%	-0.04%	–
WW	Exit	WW INTL INC	$0	–	-20,000	-100.0%	-0.05%	–
	Exit	GREENFIRE RES LTD NEW	$0	–	-45,666	-100.0%	-0.05%	–
FRPT	Exit	FRESHPET INCcall	$0	–	-4,000	-100.0%	-0.06%	–
DHI	Exit	D R HORTON INCput	$0	–	-2,500	-100.0%	-0.06%	–
KIM	Exit	KIMCO RLTY CORP	$0	–	-15,123	-100.0%	-0.06%	–
RWT	Exit	REDWOOD TRUST INCput	$0	–	-37,500	-100.0%	-0.06%	–
BHR	Exit	BRAEMAR HOTELS RESORTS INCput	$0	–	-100,000	-100.0%	-0.06%	–
	Exit	VERDE CLEAN FUELS INC	$0	–	-78,810	-100.0%	-0.06%	–
CCL	Exit	CARNIVAL CORPcall	$0	–	-25,000	-100.0%	-0.07%	–
HTZZ	Exit	HERTZ GLOBAL HLDGS INC	$0	–	-28,585	-100.0%	-0.07%	–
AACWS	Exit	ARES ACQUISITION CORPORATIONw exp 02/02/202	$0	–	-526,359	-100.0%	-0.07%	–
	Exit	LF CAPITAL ACQUISITION CORP	$0	–	-32,679	-100.0%	-0.07%	–
	Exit	FORTUNE RISE ACQUISITION CORcl a	$0	–	-32,707	-100.0%	-0.08%	–
	Exit	HUB CYBER SECURITY LTD	$0	–	-1,619,113	-100.0%	-0.08%	–
	Exit	EMBRACE CHANGE ACQUISITN CORordinary shares	$0	–	-37,633	-100.0%	-0.08%	–
	Exit	HUB CYBER SECURITY LTDw exp 08/22/202	$0	–	-2,153,811	-100.0%	-0.09%	–
DEN	Exit	DENBURY INC	$0	–	-4,201	-100.0%	-0.09%	–
SMTC	Exit	SEMTECH CORP	$0	–	-16,400	-100.0%	-0.09%	–
XPL	Exit	SOLITARIO RESOURCES CORP	$0	–	-850,000	-100.0%	-0.10%	–
UHAL	Exit	U HAUL HOLDING COMPANY	$0	–	-8,580	-100.0%	-0.10%	–
	Exit	EVEREST CONSOLIDATOR ACQ COR	$0	–	-48,647	-100.0%	-0.11%	–
PMCBD	Exit	PHARMACYTE BIOTECH INC	$0	–	-258,481	-100.0%	-0.11%	–
UBS	Exit	UBS GROUP AGsh	$0	–	-22,000	-100.0%	-0.11%	–
BL	Exit	BLACKLINE INCcall	$0	–	-10,000	-100.0%	-0.12%	–
LEN	Exit	LENNAR CORPput	$0	–	-5,000	-100.0%	-0.12%	–
INN	Exit	SUMMIT HOTEL PPTYS INCput	$0	–	-100,000	-100.0%	-0.12%	–
PACW	Exit	PACWEST BANCORP DEL	$0	–	-73,541	-100.0%	-0.12%	–
TSEM	Exit	TOWER SEMICONDUCTOR LTDcall	$0	–	-25,000	-100.0%	-0.13%	–
X	Exit	UNITED STATES STL CORP NEWcall	$0	–	-20,000	-100.0%	-0.14%	–
	Exit	EVERBRIDGE INCnote 0.12512/1	$0	–	-700	-100.0%	-0.14%	–
FNV	Exit	FRANCO NEV CORPput	$0	–	-5,000	-100.0%	-0.14%	–
CCL	Exit	CARNIVAL CORPput	$0	–	-50,000	-100.0%	-0.14%	–
	Exit	LUCID GROUP INCcall	$0	–	-125,000	-100.0%	-0.15%	–
	Exit	TLGY ACQUISITION CORPORATION	$0	–	-64,106	-100.0%	-0.15%	–
TOL	Exit	TOLL BROTHERS INCput	$0	–	-10,000	-100.0%	-0.16%	–
FCX	Exit	FREEPORT-MCMORAN INCput	$0	–	-20,000	-100.0%	-0.16%	–
RGLD	Exit	ROYAL GOLD INCput	$0	–	-7,500	-100.0%	-0.17%	–
LEN	Exit	LENNAR CORPcl a	$0	–	-7,600	-100.0%	-0.18%	–
	Exit	A SPAC I ACQUISITION CORP	$0	–	-79,599	-100.0%	-0.18%	–
TAC	Exit	TRANSALTA CORPcall	$0	–	-100,000	-100.0%	-0.18%	–
	Exit	REDWOOD TRUST INCnote 7.750 6/1	$0	–	-1,000	-100.0%	-0.19%	–
KGC	Exit	KINROSS GOLD CORPcall	$0	–	-200,000	-100.0%	-0.19%	–
RCL	Exit	ROYAL CARIBBEAN GROUPput	$0	–	-10,000	-100.0%	-0.19%	–
CLDT	Exit	CHATHAM LODGING TRput	$0	–	-100,000	-100.0%	-0.20%	–
TOL	Exit	TOLL BROTHERS INC	$0	–	-13,000	-100.0%	-0.20%	–
EDR	Exit	ENDEAVOR GROUP HLDGS INC	$0	–	-50,000	-100.0%	-0.21%	–
	Exit	INTEGRATED WELLNESS ACQ CORP	$0	–	-100,000	-100.0%	-0.23%	–
	Exit	AROGO CAPITAL ACQUISITION CO	$0	–	-105,000	-100.0%	-0.24%	–
	Exit	SOVOS BRANDS INC	$0	–	-50,000	-100.0%	-0.24%	–
STLD	Exit	STEEL DYNAMICS INC	$0	–	-10,525	-100.0%	-0.24%	–
ESTE	Exit	EARTHSTONE ENERGY INCcl a	$0	–	-55,883	-100.0%	-0.24%	–
SYF	Exit	SYNCHRONY FINANCIAL	$0	–	-37,042	-100.0%	-0.24%	–
IRBT	Exit	IROBOT CORPput	$0	–	-30,000	-100.0%	-0.24%	–
HTZZ	Exit	HERTZ GLOBAL HLDGS INCcall	$0	–	-104,500	-100.0%	-0.27%	–
ERO	Exit	ERO COPPER CORPput	$0	–	-75,000	-100.0%	-0.27%	–
CPRI	Exit	CAPRI HOLDINGS LIMITEDput	$0	–	-24,900	-100.0%	-0.27%	–
MPC	Exit	MARATHON PETE CORP	$0	–	-8,844	-100.0%	-0.28%	–
	Exit	MICROSTRATEGY INCnote 2/1	$0	–	-2,000	-100.0%	-0.29%	–
TPR	Exit	TAPESTRY INCput	$0	–	-50,000	-100.0%	-0.30%	–
ALCC	Exit	ALTC ACQUISITION CORP	$0	–	-142,777	-100.0%	-0.31%	–
GDXJ	Exit	VANECK ETF TRUSTput	$0	–	-50,000	-100.0%	-0.34%	–
PFSI	Exit	PENNYMAC FINL SVCS INC NEW	$0	–	-24,644	-100.0%	-0.34%	–
	Exit	DENALI CAPITAL ACQUISITN CORclass a ord	$0	–	-150,600	-100.0%	-0.34%	–
SAVE	Exit	SPIRIT AIRLS INC	$0	–	-101,489	-100.0%	-0.35%	–
INTC	Exit	INTEL CORP	$0	–	-50,000	-100.0%	-0.37%	–
	Exit	ALTERYX INCnote 1.000 8/0	$0	–	-2,000	-100.0%	-0.37%	–
MXL	Exit	MAXLINEAR INCcall	$0	–	-80,000	-100.0%	-0.37%	–
SIMO	Exit	SILICON MOTION TECHNOLOGY COsponsored adr	$0	–	-36,000	-100.0%	-0.39%	–
	Exit	FIRST MAJESTIC SILVER CORPnote 0.375 1/1	$0	–	-2,500	-100.0%	-0.39%	–
AY	Exit	ATLANTICA SUSTAINABLE INFR Pcall	$0	–	-100,000	-100.0%	-0.40%	–
CNQ	Exit	CANADIAN NAT RES LTD	$0	–	-30,000	-100.0%	-0.41%	–
CTG	Exit	COMPUTER TASK GROUP INC	$0	–	-192,168	-100.0%	-0.42%	–
PLL	Exit	PIEDMONT LITHIUM INCput	$0	–	-51,000	-100.0%	-0.42%	–
	Exit	GOLDENSTONE ACQUISITION LTD	$0	–	-189,289	-100.0%	-0.42%	–
SPTI	Exit	SPDR SER TRput	$0	–	-75,000	-100.0%	-0.43%	–
EVH	Exit	EVOLENT HEALTH INCcl a	$0	–	-77,857	-100.0%	-0.44%	–
GMED	Exit	GLOBUS MED INCcall	$0	–	-44,000	-100.0%	-0.46%	–
	Exit	AP ACQUISITION CORP	$0	–	-199,901	-100.0%	-0.46%	–
ABCM	Exit	ABCAM PLCads	$0	–	-100,000	-100.0%	-0.47%	–
VET	Exit	VERMILION ENERGY INC	$0	–	-158,000	-100.0%	-0.48%	–
	Exit	HENNESSY CAPITAL INVST CORP	$0	–	-225,000	-100.0%	-0.49%	–
	Exit	U HAUL HOLDING COMPANY	$0	–	-45,933	-100.0%	-0.50%	–
	Exit	TRIPLE FLAG PRECIOUS METAL	$0	–	-136,137	-100.0%	-0.51%	–
SRG	Exit	SERITAGE GROWTH PPTYScall	$0	–	-326,000	-100.0%	-0.53%	–
	Exit	BLACKLINE INCnote 3/1	$0	–	-3,000	-100.0%	-0.54%	–
SBTX	Exit	ARS PHARMACEUTICALS INCcall	$0	–	-688,900	-100.0%	-0.55%	–
	Exit	NUVASIVE INCnote 0.375 3/1	$0	–	-3,000	-100.0%	-0.58%	–
SAVE	Exit	SPIRIT AIRLS INCcall	$0	–	-172,700	-100.0%	-0.60%	–
TSEM	Exit	TOWER SEMICONDUCTOR LTD	$0	–	-117,867	-100.0%	-0.61%	–
MPC	Exit	MARATHON PETE CORPcall	$0	–	-22,000	-100.0%	-0.70%	–
NATI	Exit	NATIONAL INSTRS CORP	$0	–	-56,166	-100.0%	-0.70%	–
	Exit	GRAB HOLDINGS LIMITEDclass a ord	$0	–	-947,878	-100.0%	-0.70%	–
GMED	Exit	GLOBUS MED INCcl a	$0	–	-70,103	-100.0%	-0.73%	–
AIV	Exit	APARTMENT INVT MGMT COcl a	$0	–	-513,684	-100.0%	-0.73%	–
CVE	Exit	CENOVUS ENERGY INC	$0	–	-200,000	-100.0%	-0.87%	–
INTC	Exit	INTEL CORPcall	$0	–	-125,000	-100.0%	-0.93%	–
XRT	Exit	SPDR SER TRput	$0	–	-75,000	-100.0%	-0.96%	–
	Exit	WAYFAIR INCnote 1.12511/0	$0	–	-5,000	-100.0%	-1.03%	–
SRG	Exit	SERITAGE GROWTH PPTYScl a	$0	–	-661,751	-100.0%	-1.07%	–
	Exit	SSR MINING INnote 2.500 4/0	$0	–	-5,000	-100.0%	-1.08%	–
	Exit	MICROSTRATEGY INCnote 0.75012/1	$0	–	-5,000	-100.0%	-1.13%	–
	Exit	NABORS INDS INCnote 0.750 1/1	$0	–	-5,619	-100.0%	-1.16%	–
ACI	Exit	ALBERTSONS COS INC	$0	–	-249,231	-100.0%	-1.19%	–
MSOS	Exit	ADVISORSHARES TRcall	$0	–	-750,000	-100.0%	-1.25%	–
	Exit	CAVA GROUP INCput	$0	–	-200,000	-100.0%	-1.28%	–
	Exit	WISDOMTREE INCnote 3.250 6/1	$0	–	-6,306	-100.0%	-1.29%	–
VMW	Exit	VMWARE INC	$0	–	-37,305	-100.0%	-1.30%	–
	Exit	REDWOOD TRUST INCnote 5.625 7/1	$0	–	-6,572	-100.0%	-1.35%	–
IEI	Exit	ISHARES TRput	$0	–	-60,700	-100.0%	-1.44%	–
	Exit	SPLUNK INCnote 1.125 6/1	$0	–	-7,415	-100.0%	-1.47%	–
	Exit	RINGCENTRAL INCnote 3/0	$0	–	-7,799	-100.0%	-1.51%	–
IAU	Exit	ISHARES GOLD TRcall	$0	–	-212,500	-100.0%	-1.56%	–
COOP	Exit	MR COOPER GROUP INC	$0	–	-141,363	-100.0%	-1.59%	–
IYR	Exit	ISHARES TRput	$0	–	-100,000	-100.0%	-1.64%	–
	Exit	RAPID7 INCnote 0.250 3/1	$0	–	-10,000	-100.0%	-1.79%	–
	Exit	SPIRIT AIRLS INCnote 1.000 5/1	$0	–	-10,491	-100.0%	-1.84%	–
	Exit	BOX INCnote 1/1	$0	–	-8,500	-100.0%	-1.93%	–
	Exit	PEBBLEBROOK HOTEL TRnote 1.75012/1	$0	–	-11,300	-100.0%	-1.98%	–
	Exit	SUMMIT HOTEL PPTYSnote 1.500 2/1	$0	–	-11,375	-100.0%	-2.00%	–
	Exit	ZSCALER INCnote 0.125 7/0	$0	–	-8,000	-100.0%	-2.02%	–
SBTX	Exit	ARS PHARMACEUTICALS INC	$0	–	-2,552,062	-100.0%	-2.02%	–
	Exit	TRIPADVISOR INCnote 0.250 4/0	$0	–	-11,500	-100.0%	-2.04%	–
ATVI	Exit	ACTIVISION BLIZZARD INC	$0	–	-105,000	-100.0%	-2.06%	–
	Exit	ALTERYX INCnote 0.500 8/0	$0	–	-10,815	-100.0%	-2.19%	–
	Exit	MARATHON DIGITAL HOLDINGS INnote 1.00012/0	$0	–	-15,250	-100.0%	-2.30%	–
	Exit	SPOTIFY USA INCnote 3/1	$0	–	-13,000	-100.0%	-2.32%	–
	Exit	ENVESTNET INCnote 0.750 8/1	$0	–	-12,500	-100.0%	-2.41%	–
	Exit	NUTANIX INCnote 0.25010/0	$0	–	-14,000	-100.0%	-2.63%	–
	Exit	DROPBOX INCnote 3/0	$0	–	-15,859	-100.0%	-3.14%	–
	Exit	ATLANTICA SUSTAINABLE INFRAnote 4.000 7/1	$0	–	-19,300	-100.0%	-3.70%	–
SPY	Exit	SPDR SP 500 ETF TRput	$0	–	-50,000	-100.0%	-4.48%	–
USO	Exit	UNITED STS OIL FD LPput	$0	–	-450,000	-100.0%	-7.62%	–

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
BGC PARTNERS INC	30	Q4 2022	1.9%
ISHARES TR	22	Q2 2023	2.8%
VANECK VECTORS ETF TRUST	21	Q3 2022	7.0%
SPDR SP 500 ETF TR	20	Q3 2023	8.8%
MAGNACHIP SEMICONDUCTOR CORP	19	Q3 2022	1.1%
NXP SEMICONDUCTORS N V	18	Q4 2020	2.9%
MICROSOFT CORP	18	Q2 2020	1.5%
ISHARES TR	17	Q1 2023	7.5%
CYPRESS SEMICONDUCTOR CORP	17	Q1 2019	2.5%
AEROJET ROCKETDYNE HLDGS INC	17	Q2 2022	1.4%

View K2 PRINCIPAL FUND, L.P.'s complete holdings history.

Latest significant ownerships (13-D/G)

K2 PRINCIPAL FUND, L.P. Q4 2023 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
AcuityAds Holdings Inc.	March 16, 2023	3,198,531	5.6%
ARS Pharmaceuticals, Inc.	February 13, 2023	2,045,348	2.2%
Solid Biosciences Inc.	February 13, 2023	284,871	1.5%
TCR2 THERAPEUTICS INC.	February 09, 2023	10	0.0%
AVROBIO, Inc.	February 08, 2023	10	0.0%
Goldenstone Acquisition Ltd.	February 08, 2023	10	0.0%
Relativity Acquisition Corp	February 08, 2023	10	0.0%
Sagaliam Acquisition Corp	February 08, 2023	10	0.0%
Pasithea Therapeutics Corp.	February 01, 2022	1,094,418	5.0%
Ignyte Acquisition Corp.	January 26, 2022	259,958	3.6%

View K2 PRINCIPAL FUND, L.P.'s complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-14
13F-HR	2024-02-14
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G	2024-02-09
13F-HR	2023-11-13
13F-HR	2023-08-15
13F-HR	2023-05-11
SC 13G/A	2023-03-16
SC 13G	2023-03-16

View K2 PRINCIPAL FUND, L.P.'s complete filings history.

All filings

View complete filings history.

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Export K2 PRINCIPAL FUND, L.P.'s holdings