K2 PRINCIPAL FUND, L.P. - Q3 2020 holdings

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$669 Million is the total value of K2 PRINCIPAL FUND, L.P.'s 243 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 100.0% .

All

			Value		Shares		↓ Weighting
FLIR	Exit	FLIR SYS INC	$0	–	-33,331	-100.0%	-0.00%	–
ITB	Exit	ISHARES TRus home cons etf	$0	–	-15,000	-100.0%	-0.01%	–
ORSNR	Exit	ORISUN ACQUISITION CORPcall	$0	–	-159,610	-100.0%	-0.01%	–
GMHIW	Exit	GORES METROPOULOS INCcall	$0	–	-19,644	-100.0%	-0.01%	–
ODP	Exit	OFFICE DEPOT INC	$0	–	-46,428	-100.0%	-0.01%	–
JFKKW	Exit	8I ENTERPRISES ACQUISITION Ccall	$0	–	-96,093	-100.0%	-0.01%	–
QCOM	Exit	QUALCOMM INC	$0	–	-45,000	-100.0%	-0.01%	–
ROSWQ	Exit	ROSEHILL RES INCcall	$0	–	-864,548	-100.0%	-0.01%	–
FPACWS	Exit	FAR PT ACQUISITION CORPcall	$0	–	-170,787	-100.0%	-0.01%	–
HYACW	Exit	HAYMAKER ACQUISITION CORP IIcall	$0	–	-62,283	-100.0%	-0.02%	–
PTACW	Exit	PROPTECH ACQUISITION CORPcall	$0	–	-186,200	-100.0%	-0.02%	–
HCCOW	Exit	HEALTHCARE MERGER CORPcall	$0	–	-118,300	-100.0%	-0.02%	–
IPOBWS	Exit	SOCIAL CAP HDOSPHIA HLDG COcall	$0	–	-42,196	-100.0%	-0.02%	–
GOGO	Exit	GOGO INCput	$0	–	-51,500	-100.0%	-0.03%	–
TRNEWS	Exit	TRINE ACQUISITION CORPcall	$0	–	-119,550	-100.0%	-0.03%	–
WCN	Exit	WASTE CONNECTIONS INCput	$0	–	-2,000	-100.0%	-0.04%	–
LPTH	Exit	LIGHTPATH TECHNOLOGIES INC	$0	–	-78,396	-100.0%	-0.04%	–
PACQ	Exit	PURE ACQUISITION CORPcl a	$0	–	-25,184	-100.0%	-0.04%	–
TJX	Exit	TJX COS INC NEW	$0	–	-42,618	-100.0%	-0.05%	–
LBRDK	Exit	LIBERTY BROADBAND CORP	$0	–	-2,471	-100.0%	-0.05%	–
MMM	Exit	3M COput	$0	–	-2,000	-100.0%	-0.05%	–
WGO	Exit	WINNEBAGO INDS INCput	$0	–	-5,000	-100.0%	-0.05%	–
PLAY	Exit	DAVE & BUSTERS ENTMT INCcall	$0	–	-25,000	-100.0%	-0.05%	–
WGO	Exit	WINNEBAGO INDS INCcall	$0	–	-5,000	-100.0%	-0.05%	–
BPY	Exit	BROOKFIELD PROPERTY PARTRS Lcall	$0	–	-34,600	-100.0%	-0.05%	–
NESRW	Exit	NATIONAL ENERGY SERVICES REUcall	$0	–	-649,181	-100.0%	-0.06%	–
CCXXWS	Exit	CHURCHILL CAP CORP IIIcall	$0	–	-119,569	-100.0%	-0.06%	–
SPAQWS	Exit	SPARTAN ENERGY ACQUISITION Ccall	$0	–	-224,382	-100.0%	-0.06%	–
VAC	Exit	MARRIOTT VACTINS WORLDWID COcall	$0	–	-5,000	-100.0%	-0.06%	–
PFSI	Exit	PENNYMAC FINL SVCS INC NEWcall	$0	–	-10,000	-100.0%	-0.07%	–
KNX	Exit	KNIGHT SWIFT TRANSN HLDGS INcl a	$0	–	-10,000	-100.0%	-0.07%	–
SG	Exit	SIRIUS INTERNATIONAL INSURAN	$0	–	-60,205	-100.0%	-0.07%	–
SHAK	Exit	SHAKE SHACK INCput	$0	–	-8,000	-100.0%	-0.07%	–
SLV	Exit	ISHARES SILVER TRishares	$0	–	-24,900	-100.0%	-0.07%	–
RESI	Exit	FRONT YD RESIDENTIAL CORPcall	$0	–	-53,600	-100.0%	-0.07%	–
BRKB	Exit	BERKSHIRE HATHAWAY INC DELcl b new	$0	–	-2,700	-100.0%	-0.08%	–
AG	Exit	FIRST MAJESTIC SILVER CORPcall	$0	–	-50,000	-100.0%	-0.08%	–
BKI	Exit	BLACK KNIGHT INC	$0	–	-7,000	-100.0%	-0.08%	–
ARYBU	Exit	ARYA SCIENCES ACQUISTION COunit 06/09/2027	$0	–	-45,000	-100.0%	-0.08%	–
HECCU	Exit	HUDSON EXECUTIVE INVT CORPunit 06/21/2025	$0	–	-53,041	-100.0%	-0.09%	–
IPOCWS	Exit	SOCIAL CAP HEDSPIA HLDG CO Icall	$0	–	-184,328	-100.0%	-0.09%	–
HBM	Exit	HUDBAY MINERALS INC	$0	–	-135,600	-100.0%	-0.09%	–
USAS	Exit	AMERICAS GOLD AND SILVER COR	$0	–	-160,000	-100.0%	-0.09%	–
SSRM	Exit	SSR MNG INCcall	$0	–	-20,000	-100.0%	-0.09%	–
MU	Exit	MICRON TECHNOLOGY INC	$0	–	-12,500	-100.0%	-0.10%	–
MIST	Exit	MILESTONE PHARMACEUTICALS IN	$0	–	-169,730	-100.0%	-0.10%	–
STNG	Exit	SCORPIO TANKERS INCput	$0	–	-50,000	-100.0%	-0.10%	–
MTA	Exit	METALLA RTY & STREAMING LTD	$0	–	-90,000	-100.0%	-0.10%	–
RIO	Exit	RIO TINTO PLCcall	$0	–	-12,000	-100.0%	-0.11%	–
INSUW	Exit	INSURANCE ACQUISITION CORPcall	$0	–	-187,605	-100.0%	-0.11%	–
LUV	Exit	SOUTHWEST AIRLS COput	$0	–	-20,000	-100.0%	-0.11%	–
FTACW	Exit	FINTECH ACQUISITION CORP IIIcall	$0	–	-329,586	-100.0%	-0.12%	–
V	Exit	VISA INCcall	$0	–	-4,000	-100.0%	-0.12%	–
NBACU	Exit	NEWBORN ACQUISITION CORPunit 99/99/9999	$0	–	-90,095	-100.0%	-0.14%	–
QCOM	Exit	QUALCOMM INCput	$0	–	-10,000	-100.0%	-0.14%	–
CAH	Exit	CARDINAL HEALTH INC	$0	–	-17,757	-100.0%	-0.15%	–
CLDR	Exit	CLOUDERA INCput	$0	–	-72,700	-100.0%	-0.15%	–
LM	Exit	LEGG MASON INC	$0	–	-18,677	-100.0%	-0.15%	–
SPAQU	Exit	SPARTAN ENERGY ACQUISITION Cunit 99/99/9999	$0	–	-93,947	-100.0%	-0.16%	–
SHAK	Exit	SHAKE SHACK INCcall	$0	–	-20,000	-100.0%	-0.17%	–
ING	Exit	ING GROEP N.V.call	$0	–	-164,700	-100.0%	-0.18%	–
XLF	Exit	SELECT SECTOR SPDR TRcall	$0	–	-50,000	-100.0%	-0.18%	–
BRLIU	Exit	BRILLIANT ACQUISITION CORPunit 12/31/2020	$0	–	-120,100	-100.0%	-0.19%	–
	Exit	SEACOR HOLDINGS INCnote 2.50012/1	$0	–	-1,425	-100.0%	-0.20%	–
NOC	Exit	NORTHROP GRUMMAN CORPcall	$0	–	-4,000	-100.0%	-0.20%	–
SILV	Exit	SILVERCREST METALS INC	$0	–	-100,000	-100.0%	-0.20%	–
MMM	Exit	3M CO	$0	–	-8,119	-100.0%	-0.20%	–
MEET	Exit	MEET GROUP INC	$0	–	-212,419	-100.0%	-0.21%	–
V	Exit	VISA INC	$0	–	-7,000	-100.0%	-0.22%	–
FB	Exit	FACEBOOK INCcall	$0	–	-6,000	-100.0%	-0.22%	–
SHLLWS	Exit	TORTOISE ACQUISITION CORPcall	$0	–	-128,354	-100.0%	-0.22%	–
USO	Exit	UNITED STS OIL FD LPcall	$0	–	-50,000	-100.0%	-0.22%	–
UFS	Exit	DOMTAR CORPput	$0	–	-70,000	-100.0%	-0.24%	–
MSFT	Exit	MICROSOFT CORP	$0	–	-7,265	-100.0%	-0.24%	–
ALO	Exit	ALIO GOLD INC	$0	–	-925,200	-100.0%	-0.25%	–
JCI	Exit	JOHNSON CTLS INTL PLCcall	$0	–	-46,800	-100.0%	-0.25%	–
TWLO	Exit	TWILIO INCput	$0	–	-7,400	-100.0%	-0.26%	–
CCHWS	Exit	COLLIER CREEK HOLDINGScall	$0	–	-514,990	-100.0%	-0.27%	–
LUV	Exit	SOUTHWEST AIRLS COcall	$0	–	-50,000	-100.0%	-0.27%	–
TIF	Exit	TIFFANY & CO NEWput	$0	–	-15,000	-100.0%	-0.29%	–
ENPH	Exit	ENPHASE ENERGY INCcall	$0	–	-40,000	-100.0%	-0.30%	–
WY	Exit	WEYERHAEUSER CO MTN BEput	$0	–	-90,000	-100.0%	-0.32%	–
VLO	Exit	VALERO ENERGY CORPcall	$0	–	-35,000	-100.0%	-0.33%	–
IWM	Exit	ISHARES TRput	$0	–	-15,000	-100.0%	-0.34%	–
TWLO	Exit	TWILIO INCcall	$0	–	-10,000	-100.0%	-0.35%	–
CLDR	Exit	CLOUDERA INCcall	$0	–	-175,000	-100.0%	-0.35%	–
BIP	Exit	BROOKFIELD INFRAST PARTNERSlp int unit	$0	–	-40,000	-100.0%	-0.36%	–
EE	Exit	EL PASO ELEC CO	$0	–	-33,613	-100.0%	-0.36%	–
WCN	Exit	WASTE CONNECTIONS INC	$0	–	-18,354	-100.0%	-0.37%	–
FUSEU	Exit	FUSION ACQUISITION CORPunit 99/99/9999	$0	–	-250,000	-100.0%	-0.40%	–
	Exit	BRP INC	$0	–	-45,000	-100.0%	-0.41%	–
XLF	Exit	SELECT SECTOR SPDR TRsbi int-finl	$0	–	-115,000	-100.0%	-0.42%	–
WPFU	Exit	FOLEY TRASIMENE ACQUISTN CORunit 99/99/9999	$0	–	-251,823	-100.0%	-0.43%	–
LCAHW	Exit	LANDCADIA HLDGS II INCcall	$0	–	-518,383	-100.0%	-0.44%	–
TRV	Exit	TRAVELERS COMPANIES INCcall	$0	–	-24,600	-100.0%	-0.45%	–
	Exit	TWITTER INCnote 0.250 6/1	$0	–	-3,000	-100.0%	-0.45%	–
NFIN	Exit	NETFIN ACQUISITION CORP	$0	–	-267,924	-100.0%	-0.46%	–
MS	Exit	MORGAN STANLEY	$0	–	-60,876	-100.0%	-0.47%	–
PTACU	Exit	PROPTECH ACQUISITION CORPunit 10/01/2026	$0	–	-311,101	-100.0%	-0.52%	–
MCD	Exit	MCDONALDS CORPcall	$0	–	-18,000	-100.0%	-0.53%	–
LCA	Exit	LANDCADIA HLDGS II INCcl a	$0	–	-204,844	-100.0%	-0.53%	–
CCXU	Exit	CHURCHILL CAP CORP IIunit 99/99/9999	$0	–	-276,280	-100.0%	-0.54%	–
	Exit	PLURALSIGHT INCnote 0.375 3/0	$0	–	-4,000	-100.0%	-0.55%	–
ALLY	Exit	ALLY FINL INCcall	$0	–	-180,000	-100.0%	-0.57%	–
PICU	Exit	PIVOTAL INVT CORP IIunit 06/01/2025	$0	–	-371,512	-100.0%	-0.61%	–
JWSU	Exit	JAWS ACQUISITION CORPunit 99/99/9999	$0	–	-384,330	-100.0%	-0.64%	–
HYG	Exit	ISHARES TRput	$0	–	-50,000	-100.0%	-0.65%	–
	Exit	GOGO INCnote 6.000 5/1	$0	–	-5,900	-100.0%	-0.66%	–
INSU	Exit	INSURANCE ACQUISITION CORPcl a	$0	–	-323,291	-100.0%	-0.67%	–
	Exit	GAIN CAP HLDGS INCnote 5.000 8/1	$0	–	-5,000	-100.0%	-0.79%	–
JNK	Exit	SPDR SER TRput	$0	–	-50,000	-100.0%	-0.80%	–
LFAC	Exit	LF CAP ACQUISITION CORPcl a	$0	–	-501,699	-100.0%	-0.85%	–
CCXX	Exit	CHURCHILL CAP CORP III	$0	–	-508,574	-100.0%	-0.87%	–
TREBU	Exit	TREBIA ACQUISITION CORPunit 99/99/9999	$0	–	-544,264	-100.0%	-0.90%	–
IPOB	Exit	SOCIAL CAP HDOSPHIA HLDG CO	$0	–	-524,427	-100.0%	-0.98%	–
RGLD	Exit	ROYAL GOLD INCcall	$0	–	-50,000	-100.0%	-0.99%	–
FLIR	Exit	FLIR SYS INCcall	$0	–	-187,500	-100.0%	-1.21%	–
SMH	Exit	VANECK VECTORS ETF TRcall	$0	–	-50,000	-100.0%	-1.21%	–
SPAQ	Exit	SPARTAN ENERGY ACQUISITION C	$0	–	-726,286	-100.0%	-1.24%	–
	Exit	SSR MNG INCnote 2.500 4/0	$0	–	-5,922	-100.0%	-1.29%	–
FTAC	Exit	FINTECH ACQUISITION CORP III	$0	–	-869,761	-100.0%	-1.54%	–
CFFAU	Exit	CF FIN ACQUISITION CORPunit 04/30/2025	$0	–	-895,033	-100.0%	-1.66%	–
FPAC	Exit	FAR PT ACQUISITION CORP	$0	–	-1,322,391	-100.0%	-2.15%	–
SPY	Exit	SPDR S&P 500 ETF TRput	$0	–	-130,000	-100.0%	-6.37%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2020-11-13

Signatures

The EDGAR filing(s) were signed by:

Daniel Gosselin — President

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
BGC PARTNERS INC	30	Q4 2022	1.9%
ISHARES TR	22	Q2 2023	2.8%
VANECK VECTORS ETF TRUST	21	Q3 2022	7.0%
SPDR SP 500 ETF TR	20	Q3 2023	8.8%
MAGNACHIP SEMICONDUCTOR CORP	19	Q3 2022	1.1%
NXP SEMICONDUCTORS N V	18	Q4 2020	2.9%
MICROSOFT CORP	18	Q2 2020	1.5%
ISHARES TR	17	Q1 2023	7.5%
CYPRESS SEMICONDUCTOR CORP	17	Q1 2019	2.5%
AEROJET ROCKETDYNE HLDGS INC	17	Q2 2022	1.4%

View K2 PRINCIPAL FUND, L.P.'s complete holdings history.

Latest significant ownerships (13-D/G)

K2 PRINCIPAL FUND, L.P. Q3 2020 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
AcuityAds Holdings Inc.	March 16, 2023	3,198,531	5.6%
ARS Pharmaceuticals, Inc.	February 13, 2023	2,045,348	2.2%
Solid Biosciences Inc.	February 13, 2023	284,871	1.5%
TCR2 THERAPEUTICS INC.	February 09, 2023	10	0.0%
AVROBIO, Inc.	February 08, 2023	10	0.0%
Goldenstone Acquisition Ltd.	February 08, 2023	10	0.0%
Relativity Acquisition Corp	February 08, 2023	10	0.0%
Sagaliam Acquisition Corp	February 08, 2023	10	0.0%
Pasithea Therapeutics Corp.	February 01, 2022	1,094,418	5.0%
Ignyte Acquisition Corp.	January 26, 2022	259,958	3.6%

View K2 PRINCIPAL FUND, L.P.'s complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-02-14
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G	2024-02-09
13F-HR	2023-11-13
13F-HR	2023-08-15
13F-HR	2023-05-11
SC 13G/A	2023-03-16
SC 13G	2023-03-16
SC 13G/A	2023-02-13

View K2 PRINCIPAL FUND, L.P.'s complete filings history.

All filings

View complete filings history.

Compare quarters

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