$669 Million is the total value of K2 PRINCIPAL FUND, L.P.'s 243 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 94.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PFSI | Buy | PENNYMAC FINL SVCS INC NEW | $30,271,000 | +206.1% | 520,844 | +120.1% | 4.53% | +188.1% |
| IGV | Buy | ISHARES TRput | $16,178,000 | +1038.5% | 52,000 | +940.0% | 2.42% | +970.4% |
| Buy | ZILLOW GROUP INCnote 2.00012/0 | $12,069,000 | +70.9% | 6,234 | +8.7% | 1.80% | +60.8% | |
| ITB | Buy | ISHARES TRput | $11,897,000 | +34.7% | 210,000 | +5.0% | 1.78% | +26.8% |
| QCOM | Buy | QUALCOMM INCcall | $11,768,000 | +416.1% | 100,000 | +300.0% | 1.76% | +385.9% |
| BG | Buy | BUNGE LIMITED | $11,197,000 | +55.6% | 245,000 | +40.0% | 1.67% | +46.3% |
| INTC | New | INTEL CORPcall | $10,356,000 | – | 200,000 | +100.0% | 1.55% | – |
| CCX | Buy | CHURCHILL CAP CORP IIcl a | $10,222,000 | +7.4% | 968,896 | +15.1% | 1.53% | +1.1% |
| THCB | Sell | TUSCAN HLDGS CORP | $10,166,000 | -5.2% | 998,608 | -4.8% | 1.52% | -10.9% |
| PRPBU | New | CC NEUBERGER PRIN HLDGS IIunit 99/99/9999 | $10,091,000 | – | 976,880 | +100.0% | 1.51% | – |
| COLONY STARWOOD HOMESnote 3.500 1/1 | $9,709,000 | +1.9% | 7,500 | 0.0% | 1.45% | -4.1% | ||
| APXTU | APEX TECHNOLOGY ACQUISITIONunit 06/11/2026 | $9,034,000 | +1.2% | 777,410 | 0.0% | 1.35% | -4.7% | |
| OSB | Buy | NORBORD INC | $8,767,000 | +87.2% | 222,800 | +47.5% | 1.31% | +76.2% |
| SMH | Sell | VANECK VECTORS ETF TRput | $8,710,000 | -80.3% | 50,000 | -82.8% | 1.30% | -81.5% |
| BKI | Buy | BLACK KNIGHT INCput | $8,444,000 | +912.5% | 97,000 | +743.5% | 1.26% | +848.9% |
| FGNAU | New | FG NEW AMER ACQUISITION CORPunit 08/31/2027 | $8,336,000 | – | 832,770 | +100.0% | 1.25% | – |
| BMRG | Buy | B RILEY PRIN MERGER CORP IIcl a | $7,794,000 | +45.3% | 778,600 | +55.7% | 1.16% | +36.6% |
| THCA | Sell | TUSCAN HLDGS CORP II | $7,729,000 | -31.6% | 774,411 | -31.1% | 1.16% | -35.7% |
| WY | Buy | WEYERHAEUSER CO MTN BEcall | $7,561,000 | +348.7% | 265,100 | +253.5% | 1.13% | +321.6% |
| Buy | NUVASIVE INCnote 2.250 3/1 | $7,381,000 | +24.8% | 7,164 | +31.1% | 1.10% | +17.3% | |
| WPF | New | FOLEY TRASIMENE ACQUISTN COR | $7,258,000 | – | 700,616 | +100.0% | 1.08% | – |
| WRIGHT MED GROUP N Vnote 2.25011/1 | $7,204,000 | +1.5% | 5,000 | 0.0% | 1.08% | -4.5% | ||
| MX | Buy | MAGNACHIP SEMICONDUCTOR CORP | $7,189,000 | +122.8% | 524,753 | +67.5% | 1.08% | +109.6% |
| CCIVU | New | CHURCHILL CAPITAL CORP IVunit 99/99/9999 | $7,071,000 | – | 705,708 | +100.0% | 1.06% | – |
| Buy | SILICON LABORATORIES INCnote 1.375 3/0 | $6,769,000 | +64.4% | 5,651 | +66.6% | 1.01% | +54.7% | |
| PFPT | Sell | PROOFPOINT INC | $6,755,000 | +4526.7% | 64,000 | -14.7% | 1.01% | +4291.3% |
| AVAYA HLDGS CORPnote 2.250 6/1 | $6,555,000 | +15.0% | 6,950 | 0.0% | 0.98% | +8.2% | ||
| CFFA | Sell | CF FIN ACQUISITION CORP | $6,509,000 | -10.1% | 625,864 | -6.2% | 0.97% | -15.5% |
| Buy | PRICELINE GRP INCnote 0.900 9/1 | $6,404,000 | +50.8% | 6,000 | +50.0% | 0.96% | +41.8% | |
| Buy | CREE INCnote 0.875 9/0 | $6,391,000 | +118.5% | 5,150 | +106.0% | 0.96% | +105.4% | |
| CPAA | New | CONYERS PK II ACQUISITION CO | $6,096,000 | – | 600,000 | +100.0% | 0.91% | – |
| ACAM | New | ACAMAR PARTNERS ACQSITION COcl a | $5,993,000 | – | 586,379 | +100.0% | 0.90% | – |
| SRACU | STABLE RD ACQUISITION CORPunit 05/15/2026 | $5,892,000 | +2.5% | 561,120 | 0.0% | 0.88% | -3.6% | |
| ETFC | New | E TRADE FINANCIAL CORP | $5,588,000 | – | 111,645 | +100.0% | 0.84% | – |
| RMG | New | RMG ACQUISITION CORPcl a | $5,370,000 | – | 502,340 | +100.0% | 0.80% | – |
| PFPT | Sell | PROOFPOINT INCcall | $5,278,000 | -40.6% | 50,000 | -37.5% | 0.79% | -44.2% |
| BG | Sell | BUNGE LIMITEDcall | $5,256,000 | -18.2% | 115,000 | -26.4% | 0.79% | -23.1% |
| QELLU | New | QELL ACQUISITION CORPunit 10/01/2025 | $5,080,000 | – | 500,000 | +100.0% | 0.76% | – |
| VACQU | New | VECTOR ACQUISITION CORPunit 09/30/2027 | $5,070,000 | – | 500,000 | +100.0% | 0.76% | – |
| EQDU | New | EQUITY DISTR ACQUISITION CORunit 99/99/9999 | $5,040,000 | – | 489,354 | +100.0% | 0.75% | – |
| New | AEROJET ROCKETDYNE HLDGS INCnote 2.25012/1 | $4,875,000 | – | 3,062 | +100.0% | 0.73% | – | |
| PCPLU | Sell | CC NEUBERGER PRINCIPAL HLDNGunit 99/99/9999 | $4,806,000 | +1.3% | 443,349 | -0.9% | 0.72% | -4.6% |
| GSAHU | Buy | GS ACQUISITION HLDGS CORP IIunit 99/99/9999 | $4,752,000 | +126.1% | 423,144 | +111.6% | 0.71% | +112.6% |
| CFIIU | New | CF FINANCE ACQUISITION CORPunit 08/01/2027 | $4,698,000 | – | 468,745 | +100.0% | 0.70% | – |
| New | PALO ALTO NETWORKS INCnote 0.750 7/0 | $4,566,000 | – | 4,041 | +100.0% | 0.68% | – | |
| GOOS | Buy | CANADA GOOSE HLDGS INCcall | $4,536,000 | +1051.3% | 141,000 | +729.4% | 0.68% | +976.2% |
| Sell | MARRIOTT VACTINS WORLDWID COnote 1.500 9/1 | $4,480,000 | -12.4% | 4,522 | -18.1% | 0.67% | -17.5% | |
| OAC | Sell | OAKTREE ACQUISITION CORP | $4,447,000 | +9.3% | 378,503 | -5.4% | 0.66% | +2.8% |
| IIPR | New | INNOVATIVE INDL PPTYS INCput | $4,344,000 | – | 35,000 | +100.0% | 0.65% | – |
| SMMC | New | SOUTH MTN MERGER CORP | $4,330,000 | – | 414,310 | +100.0% | 0.65% | – |
| New | ATLAS AIR WORLDWIDE HLDGS INnote 1.875 6/0 | $4,241,000 | – | 3,500 | +100.0% | 0.63% | – | |
| IPOC | Sell | SOCIAL CAP HEDSPIA HLDG CO I | $4,197,000 | -32.1% | 336,850 | -39.1% | 0.63% | -36.2% |
| GMHI | Buy | GORES METROPOULOS INC | $4,177,000 | +300.5% | 365,749 | +274.8% | 0.62% | +275.9% |
| MJ | Buy | ETF MANAGERS TRput | $4,164,000 | +61.8% | 400,000 | +100.0% | 0.62% | +52.3% |
| CHPM | CHP MERGER CORP | $4,076,000 | +2.3% | 400,000 | 0.0% | 0.61% | -3.8% | |
| SVACU | New | STARBOARD VALUE ACQUISITN COunit 09/10/2025 | $4,040,000 | – | 400,000 | +100.0% | 0.60% | – |
| CRHCU | New | COHN ROBBINS HOLDINGS CORPunit 08/11/2025 | $4,036,000 | – | 400,000 | +100.0% | 0.60% | – |
| ASPLU | New | ASPIRATIONAL CONSUMER LIFESTunit 99/99/9999 | $4,000,000 | – | 400,000 | +100.0% | 0.60% | – |
| AYX | New | ALTERYX INCcall | $3,974,000 | – | 35,000 | +100.0% | 0.59% | – |
| SOUTHWEST AIRLS COnote 1.250 5/0 | $3,922,000 | +8.9% | 3,000 | 0.0% | 0.59% | +2.3% | ||
| MTSI | Buy | MACOM TECH SOLUTIONS HLDGS I | $3,911,000 | +355.3% | 115,000 | +360.0% | 0.58% | +327.0% |
| WY | Buy | WEYERHAEUSER CO MTN BE | $3,850,000 | +7029.6% | 135,000 | +50.0% | 0.58% | +6300.0% |
| MGM | New | MGM RESORTS INTERNATIONALcall | $3,806,000 | – | 175,000 | +100.0% | 0.57% | – |
| RESI | Buy | FRONT YD RESIDENTIAL CORP | $3,780,000 | +410.1% | 432,488 | +407.5% | 0.56% | +378.8% |
| BFTU | New | FOLEY TRASIMENE ACQUISITIONunit 99/99/9999 | $3,754,000 | – | 368,019 | +100.0% | 0.56% | – |
| CGRO | New | COLLECTIVE GROWTH CORP | $3,686,000 | – | 373,830 | +100.0% | 0.55% | – |
| SMH | New | VANECK VECTORS ETF TRsemiconductor et | $3,484,000 | – | 20,000 | +100.0% | 0.52% | – |
| JIH | New | JUNIPER INDL HLDGS INC | $3,465,000 | – | 331,236 | +100.0% | 0.52% | – |
| Sell | ATLAS AIR WORLDWIDE HLDGS INnote 2.250 6/0 | $3,444,000 | +3.7% | 3,151 | -13.7% | 0.52% | -2.5% | |
| LGVWU | Sell | LONGVIEW ACQUISITION CORPunit 99/99/9999 | $3,432,000 | -43.4% | 338,100 | -43.6% | 0.51% | -46.7% |
| MTN | VAIL RESORTS INCcall | $3,424,000 | +17.5% | 16,000 | 0.0% | 0.51% | +10.6% | |
| Sell | SCORPIO TANKERS INCnote 3.000 5/1 | $3,331,000 | -25.7% | 3,650 | -29.1% | 0.50% | -30.1% | |
| TWNDU | New | TAILWIND ACQUISITION CORPunit 09/07/2027 | $3,174,000 | – | 315,861 | +100.0% | 0.48% | – |
| GOACU | New | GO ACQUISITION CORPunit 08/31/2027 | $3,096,000 | – | 307,100 | +100.0% | 0.46% | – |
| FTOCU | New | FTAC OLYMPUS ACQUISITION CORunit 08/24/2025 | $3,000,000 | – | 300,000 | +100.0% | 0.45% | – |
| AEM | Buy | AGNICO EAGLE MINES LTDcall | $2,985,000 | +86.3% | 37,500 | +50.0% | 0.45% | +74.9% |
| SAIIU | New | SOFTWARE ACQUISITN GRUP INCunit 99/99/9999 | $2,985,000 | – | 300,000 | +100.0% | 0.45% | – |
| CHAQU | Sell | CHARDAN HEALTHCR ACQSTN 2 COunit 99/99/9999 | $2,927,000 | -7.1% | 285,599 | -4.8% | 0.44% | -12.6% |
| PFSI | New | PENNYMAC FINL SVCS INC NEWput | $2,906,000 | – | 50,000 | +100.0% | 0.43% | – |
| New | EAGLE BULK SHIPPING INCnote 5.000 8/0 | $2,868,000 | – | 4,000 | +100.0% | 0.43% | – | |
| APHA | Buy | APHRIA INCcall | $2,839,000 | +24.5% | 640,900 | +20.6% | 0.42% | +16.8% |
| TAC | Buy | TRANSALTA CORP | $2,757,000 | +13.0% | 336,600 | +11.1% | 0.41% | +6.2% |
| LVGO | New | LIVONGO HEALTH INC | $2,748,000 | – | 19,618 | +100.0% | 0.41% | – |
| AYX | New | ALTERYX INC | $2,668,000 | – | 23,500 | +100.0% | 0.40% | – |
| SAQN | New | SOFTWARE ACQUISITION GROUP I | $2,629,000 | – | 263,962 | +100.0% | 0.39% | – |
| NMMCU | New | NORTH MOUNTAIN MERGER CORPunit 09/16/2025 | $2,560,000 | – | 250,969 | +100.0% | 0.38% | – |
| TWCTU | New | TWC TECH HLDGS II CORPunit 09/10/2025 | $2,514,000 | – | 248,399 | +100.0% | 0.38% | – |
| LPX | Sell | LOUISIANA PAC CORPcall | $2,508,000 | -33.7% | 85,000 | -42.4% | 0.38% | -37.6% |
| HHC | Buy | HOWARD HUGHES CORP | $2,506,000 | +62.9% | 43,507 | +47.0% | 0.38% | +53.7% |
| New | ALTERYX INCnote 0.500 8/0 | $2,507,000 | – | 2,500 | +100.0% | 0.38% | – | |
| AMCI | Buy | AMCI ACQUISITION CORPclass a | $2,424,000 | +18.4% | 234,416 | +17.0% | 0.36% | +11.4% |
| GLIBA | New | GCI LIBERTY INC | $2,401,000 | – | 29,290 | +100.0% | 0.36% | – |
| SFTWU | OSPREY TECHNLGY AQUISTION COunit 10/30/2024 | $2,402,000 | +3.6% | 220,360 | 0.0% | 0.36% | -2.4% | |
| MTSI | Sell | MACOM TECH SOLUTIONS HLDGS Icall | $2,381,000 | -30.7% | 70,000 | -30.0% | 0.36% | -34.8% |
| PFPT | Sell | PROOFPOINT INCput | $2,375,000 | -46.6% | 22,500 | -43.8% | 0.36% | -49.7% |
| ACIA | New | ACACIA COMMUNICATIONS INC | $2,359,000 | – | 35,000 | +100.0% | 0.35% | – |
| SPLK | New | SPLUNK INC | $2,352,000 | – | 12,500 | +100.0% | 0.35% | – |
| ADM | Buy | ARCHER DANIELS MIDLAND COput | $2,325,000 | +133.0% | 50,000 | +100.0% | 0.35% | +118.9% |
| PIC | New | PIVOTAL INVT CORP II | $2,326,000 | – | 201,730 | +100.0% | 0.35% | – |
| CLDR | Buy | CLOUDERA INC | $2,286,000 | +139.6% | 209,892 | +179.9% | 0.34% | +125.0% |
| PICWS | Sell | PIVOTAL INVT CORP IIcall | $2,227,000 | +347.2% | 601,961 | -4.5% | 0.33% | +321.5% |
| BHC | New | BAUSCH HEALTH COS INC | $2,226,000 | – | 143,271 | +100.0% | 0.33% | – |
| NSHU | New | NAVSIGHT HLDGS INCunit 99/99/9999 | $2,219,000 | – | 220,600 | +100.0% | 0.33% | – |
| GDXJ | New | VANECK VECTORS ETF TRput | $2,214,000 | – | 40,000 | +100.0% | 0.33% | – |
| MXIM | New | MAXIM INTEGRATED PRODS INC | $2,193,000 | – | 32,431 | +100.0% | 0.33% | – |
| THBR | Buy | THUNDER BRDG ACQUISTION II L | $2,186,000 | +43.5% | 214,300 | +42.1% | 0.33% | +35.1% |
| ABBV | New | ABBVIE INCcall | $2,190,000 | – | 25,000 | +100.0% | 0.33% | – |
| MCACU | MOUNTAIN CREST ACQUISITION Cunit 03/19/2025 | $2,137,000 | +6.4% | 200,000 | 0.0% | 0.32% | 0.0% | |
| GXGX | GX ACQUISITION CORP | $2,100,000 | +2.9% | 200,000 | 0.0% | 0.31% | -3.1% | |
| NGAU | New | NORTHERN GENESIS ACQUISITIONunit 07/31/2027 | $1,998,000 | – | 200,000 | +100.0% | 0.30% | – |
| GOOS | New | CANADA GOOSE HLDGS INCput | $1,991,000 | – | 61,900 | +100.0% | 0.30% | – |
| CFFAW | Buy | CF FIN ACQUISITION CORPcall | $1,983,000 | -7.9% | 2,023,465 | +26.8% | 0.30% | -13.5% |
| LCAPU | New | LIONHEART ACQUISITION CORP Iunit 08/13/2025 | $1,971,000 | – | 197,916 | +100.0% | 0.30% | – |
| PTKU | New | PTK ACQUISITION CORPunit 99/99/9999 | $1,944,000 | – | 190,800 | +100.0% | 0.29% | – |
| ALAC | ALBERTON ACQUISITION CORP | $1,900,000 | +0.5% | 176,736 | 0.0% | 0.28% | -5.6% | |
| CSIQ | New | CANADIAN SOLAR INC | $1,895,000 | – | 54,000 | +100.0% | 0.28% | – |
| JCAP | New | JERNIGAN CAP INC | $1,878,000 | – | 109,549 | +100.0% | 0.28% | – |
| PSACU | New | PROPERTY SOLUTIONS ACQUISITIunit 03/30/2027 | $1,858,000 | – | 184,100 | +100.0% | 0.28% | – |
| UA | New | UNDER ARMOUR INCcl c | $1,771,000 | – | 180,000 | +100.0% | 0.26% | – |
| CNP | Sell | CENTERPOINT ENERGY INC | $1,720,000 | -19.3% | 88,901 | -22.1% | 0.26% | -24.2% |
| NBL | New | NOBLE ENERGY INC | $1,702,000 | – | 199,112 | +100.0% | 0.25% | – |
| MAT | Buy | MATTEL INCput | $1,650,000 | +1601.0% | 141,000 | +1310.0% | 0.25% | +1546.7% |
| HSAQ | New | HEALTH SCIENCES ACQ CORP 2 | $1,639,000 | – | 149,000 | +100.0% | 0.24% | – |
| SLV | Sell | ISHARES SILVER TRcall | $1,623,000 | -57.6% | 75,000 | -66.7% | 0.24% | -60.0% |
| HPQ | New | HP INCcall | $1,610,000 | – | 84,800 | +100.0% | 0.24% | – |
| PMT | New | PENNYMAC MTG INVT TR | $1,611,000 | – | 100,232 | +100.0% | 0.24% | – |
| PCG | Buy | PG&E CORP | $1,567,000 | +60.6% | 166,932 | +51.8% | 0.23% | +51.0% |
| SCHW | Sell | SCHWAB CHARLES CORP | $1,563,000 | -46.4% | 43,152 | -50.1% | 0.23% | -49.5% |
| FCACU | New | FALCON CAPITAL ACQUISITN CORunit 08/20/2027 | $1,544,000 | – | 150,000 | +100.0% | 0.23% | – |
| IMMU | New | IMMUNOMEDICS INC | $1,495,000 | – | 17,582 | +100.0% | 0.22% | – |
| LFACW | Buy | LF CAP ACQUISITION CORPcall | $1,488,000 | +495.2% | 826,703 | +198.1% | 0.22% | +455.0% |
| ABEV | Buy | AMBEV SAsponsored adr | $1,464,000 | +2662.3% | 647,895 | +3111.7% | 0.22% | +2637.5% |
| VSLR | New | VIVINT SOLAR INC | $1,440,000 | – | 34,004 | +100.0% | 0.22% | – |
| SMTC | New | SEMTECH CORP | $1,377,000 | – | 26,000 | +100.0% | 0.21% | – |
| JENGQ | New | JUST ENERGY GROUP INC | $1,368,000 | – | 197,092 | +100.0% | 0.20% | – |
| CRM | New | SALESFORCE COM INC | $1,257,000 | – | 5,000 | +100.0% | 0.19% | – |
| WLTW | Buy | WILLIS TOWERS WATSON PLC LTDsh | $1,253,000 | +218.0% | 6,000 | +200.0% | 0.19% | +196.8% |
| ACTCU | New | ARCLIGHT CLEAN TRANSITION COunit 09/21/2025 | $1,243,000 | – | 123,768 | +100.0% | 0.19% | – |
| AAWW | New | ATLAS AIR WORLDWIDE HLDGS INput | $1,218,000 | – | 20,000 | +100.0% | 0.18% | – |
| AJRD | New | AEROJET ROCKETDYNE HLDGS INCput | $1,197,000 | – | 30,000 | +100.0% | 0.18% | – |
| MGP | Sell | MGM GROWTH PPTYS LLC | $1,119,000 | -18.7% | 40,008 | -20.9% | 0.17% | -23.7% |
| AKCA | New | AKCEA THERAPEUTICS INC | $1,068,000 | – | 58,853 | +100.0% | 0.16% | – |
| EXR | New | EXTRA SPACE STORAGE INCput | $1,070,000 | – | 10,000 | +100.0% | 0.16% | – |
| SMTC | New | SEMTECH CORPcall | $1,059,000 | – | 20,000 | +100.0% | 0.16% | – |
| CMLFU | New | CM LIFE SCIENCES INCunit 09/01/2025 | $1,047,000 | – | 100,000 | +100.0% | 0.16% | – |
| ACM | New | AECOM | $1,046,000 | – | 25,000 | +100.0% | 0.16% | – |
| THCBW | Buy | TUSCAN HLDGS CORPcall | $1,027,000 | -2.7% | 2,024,048 | +12.2% | 0.15% | -8.3% |
| NHICU | New | NEWHOLD INVESTMENT CORPunit 03/10/2025 | $1,027,000 | – | 102,093 | +100.0% | 0.15% | – |
| OACBU | New | OAKTREE ACQUISITION CORP IIunit 09/15/2027 | $1,029,000 | – | 100,000 | +100.0% | 0.15% | – |
| VSPRU | New | VESPER HEALTHCARE ACQSTN CORunit 99/99/9999 | $1,026,000 | – | 100,000 | +100.0% | 0.15% | – |
| CBB | Buy | CINCINNATI BELL INC NEW | $992,000 | +166.0% | 66,158 | +163.2% | 0.15% | +150.8% |
| SLAB | New | SILICON LABORATORIES INCcall | $979,000 | – | 10,000 | +100.0% | 0.15% | – |
| GDX | Sell | VANECK VECTORS ETF TRput | $979,000 | -80.6% | 25,000 | -81.8% | 0.15% | -81.8% |
| SPLK | New | SPLUNK INCcall | $941,000 | – | 5,000 | +100.0% | 0.14% | – |
| CAH | New | CARDINAL HEALTH INCcall | $944,000 | – | 20,100 | +100.0% | 0.14% | – |
| BGCP | Buy | BGC PARTNERS INCcl a | $935,000 | +765.7% | 389,773 | +888.7% | 0.14% | +723.5% |
| SCVXU | SCVX CORPunit 99/99/9999 | $900,000 | +3.8% | 83,716 | 0.0% | 0.14% | -2.2% | |
| PDS | Buy | PRECISION DRILLING CORP | $886,000 | -0.8% | 1,067,000 | +23.1% | 0.13% | -7.0% |
| U | New | UNITY SOFTWARE INC | $873,000 | – | 10,000 | +100.0% | 0.13% | – |
| VAR | New | VARIAN MED SYS INC | $860,000 | – | 5,000 | +100.0% | 0.13% | – |
| MDNA | New | MEDICENNA THERAPEUTICS CORP | $857,000 | – | 158,845 | +100.0% | 0.13% | – |
| ANAB | New | ANAPTYSBIO INC | $851,000 | – | 57,721 | +100.0% | 0.13% | – |
| HUD | New | HUDSON LTD | $850,000 | – | 111,857 | +100.0% | 0.13% | – |
| JETS | ETF SER SOLUTIONSput | $845,000 | +1.4% | 50,000 | 0.0% | 0.13% | -4.5% | |
| JFK | Sell | 8I ENTERPRISES ACQUISITION Csh | $840,000 | -77.3% | 93,343 | -74.5% | 0.13% | -78.5% |
| SNPRU | New | TORTOISE ACQUISITION CORP IIunit 06/14/2027 | $816,000 | – | 75,000 | +100.0% | 0.12% | – |
| VXX | Buy | BARCLAYS BANK PLCipth sr b s&p | $815,000 | +100.2% | 32,750 | +172.9% | 0.12% | +87.7% |
| EXR | New | EXTRA SPACE STORAGE INCcall | $802,000 | – | 7,500 | +100.0% | 0.12% | – |
| AMCIW | Sell | AMCI ACQUISITION CORPcall | $799,000 | +15.8% | 1,174,964 | -6.8% | 0.12% | +8.2% |
| LEU | New | CENTRUS ENERGY CORPcl a | $796,000 | – | 95,139 | +100.0% | 0.12% | – |
| CNP | Buy | CENTERPOINT ENERGY INCcall | $774,000 | +313.9% | 40,000 | +300.0% | 0.12% | +286.7% |
| BHC | Sell | BAUSCH HEALTH COS INCcall | $777,000 | -84.1% | 50,000 | -81.3% | 0.12% | -85.1% |
| DVN | New | DEVON ENERGY CORP NEW | $766,000 | – | 81,008 | +100.0% | 0.12% | – |
| ZBH | New | ZIMMER BIOMET HOLDINGS INC | $749,000 | – | 5,500 | +100.0% | 0.11% | – |
| DS | New | DRIVE SHACK INC | $707,000 | – | 631,691 | +100.0% | 0.11% | – |
| MMSI | Sell | MERIT MED SYS INC | $695,000 | -11.0% | 15,972 | -6.6% | 0.10% | -16.1% |
| ANDA | ANDINA ACQUISITION CORP IIIsh | $683,000 | -0.1% | 66,666 | 0.0% | 0.10% | -6.4% | |
| NMRK | Sell | NEWMARK GROUP INCcl a | $669,000 | -24.6% | 154,851 | -15.2% | 0.10% | -29.1% |
| HYG | New | ISHARES TRcall | $671,000 | – | 8,000 | +100.0% | 0.10% | – |
| MNTA | New | MOMENTA PHARMACEUTICALS INC | $656,000 | – | 12,500 | +100.0% | 0.10% | – |
| GOTU | Sell | GSX TECHEDU INCput | $649,000 | +20.2% | 7,200 | -20.0% | 0.10% | +12.8% |
| BWA | Sell | BORGWARNER INC | $647,000 | -31.9% | 16,713 | -37.9% | 0.10% | -35.8% |
| FAIIU | New | FORTRESS VALUE ACQUISITION Iunit 08/10/2027 | $650,000 | – | 63,132 | +100.0% | 0.10% | – |
| GRSVU | New | GORES HLDGS V INCunit 99/99/9999 | $621,000 | – | 60,000 | +100.0% | 0.09% | – |
| BROGW | Sell | BROOGE ENERGY LTDcall | $617,000 | +1.0% | 1,234,189 | -0.9% | 0.09% | -5.2% |
| THBRU | THUNDER BRDG ACQUISTION II Lunit 99/99/9999 | $617,000 | +1.0% | 58,201 | 0.0% | 0.09% | -5.2% | |
| AIMT | New | AIMMUNE THERAPEUTICS INC | $618,000 | – | 17,952 | +100.0% | 0.09% | – |
| THBRW | Buy | THUNDER BRDG ACQUISTION II Lcall | $592,000 | -2.6% | 438,200 | +3.9% | 0.09% | -8.2% |
| STWOU | New | ACON S2 ACQUISITION CORPunit 09/15/2027 | $591,000 | – | 58,933 | +100.0% | 0.09% | – |
| RTPU | New | REINVENT TECHNOLOGY PARTNERSunit 99/99/9999 | $574,000 | – | 50,000 | +100.0% | 0.09% | – |
| TDAC | Buy | TRIDENT ACQUISITIONS CORP | $565,000 | +5.2% | 51,703 | +5.4% | 0.08% | -1.2% |
| GOLD | New | BARRICK GOLD CORPput | $562,000 | – | 20,000 | +100.0% | 0.08% | – |
| SMMCW | New | SOUTH MTN MERGER CORPcall | $552,000 | – | 394,372 | +100.0% | 0.08% | – |
| RST | New | ROSETTA STONE INC | $539,000 | – | 17,971 | +100.0% | 0.08% | – |
| ECOLW | US ECOLOGY INCcall | $544,000 | +2.4% | 111,720 | 0.0% | 0.08% | -3.6% | |
| BKI | New | BLACK KNIGHT INCcall | $522,000 | – | 6,000 | +100.0% | 0.08% | – |
| BMRGWS | Sell | B RILEY PRIN MERGER CORP IIcall | $516,000 | -46.2% | 382,068 | -30.3% | 0.08% | -49.3% |
| CCACU | CITIC CAPITAL ACQUISITION COunit 99/99/9999 | $472,000 | +1.7% | 46,130 | 0.0% | 0.07% | -4.1% | |
| BEN | Sell | FRANKLIN RESOURCES INCcall | $468,000 | -38.0% | 23,000 | -36.1% | 0.07% | -41.7% |
| HCACW | Sell | HENNESSY CAP ACQUSTION CORPcall | $457,000 | -28.9% | 197,980 | -66.1% | 0.07% | -33.3% |
| CDOR | New | CONDOR HOSPITALITY TR INC | $422,000 | – | 161,257 | +100.0% | 0.06% | – |
| ACM | Sell | AECOMcall | $418,000 | -86.9% | 10,000 | -88.2% | 0.06% | -87.8% |
| GXGXW | Sell | GX ACQUISITION CORPcall | $418,000 | +8.6% | 261,200 | -25.4% | 0.06% | +1.6% |
| CSV | New | CARRIAGE SVCS INC | $405,000 | – | 18,147 | +100.0% | 0.06% | – |
| SCPEWS | Buy | SC HEALTH CORPcall | $388,000 | -7.2% | 388,350 | +0.4% | 0.06% | -12.1% |
| CCL | CARNIVAL CORPcall | $380,000 | -7.5% | 25,000 | 0.0% | 0.06% | -12.3% | |
| JFKKR | Sell | 8I ENTERPRISES ACQUISITION Ccall | $355,000 | +120.5% | 417,164 | -15.3% | 0.05% | +103.8% |
| CNK | New | CINEMARK HLDGS INC | $331,000 | – | 33,128 | +100.0% | 0.05% | – |
| SCVXWS | SCVX CORPcall | $321,000 | +44.6% | 213,800 | 0.0% | 0.05% | +37.1% | |
| PHGEWS | Sell | BIOMX INCcall | $305,000 | +39.9% | 429,156 | -5.7% | 0.05% | +31.4% |
| SCPEU | SC HEALTH CORPunit 99/99/9999 | $288,000 | +1.4% | 27,300 | 0.0% | 0.04% | -4.4% | |
| SWN | New | SOUTHWESTERN ENERGY CO | $287,000 | – | 122,157 | +100.0% | 0.04% | – |
| BLU | New | BELLUS HEALTH INC NEW | $264,000 | – | 116,470 | +100.0% | 0.04% | – |
| THCAW | TUSCAN HLDGS CORP IIcall | $263,000 | -16.8% | 584,556 | 0.0% | 0.04% | -22.0% | |
| CCXWS | Buy | CHURCHILL CAP CORP IIcall | $257,000 | +76.0% | 117,718 | +132.5% | 0.04% | +65.2% |
| NFINW | Sell | NETFIN ACQUISITION CORPcall | $232,000 | -78.0% | 176,806 | -72.2% | 0.04% | -79.0% |
| TDACW | Buy | TRIDENT ACQUISITIONS CORPcall | $216,000 | +1170.6% | 587,205 | +1508.3% | 0.03% | +966.7% |
| LOACW | LONGEVITY ACQUISITION CORPcall | $208,000 | +24.6% | 833,746 | 0.0% | 0.03% | +14.8% | |
| APXTW | Sell | APEX TECHNOLOGY ACQUISITIONcall | $190,000 | -2.1% | 97,701 | -14.3% | 0.03% | -9.7% |
| AG | New | FIRST MAJESTIC SILVER CORPput | $190,000 | – | 20,000 | +100.0% | 0.03% | – |
| ALACR | ALBERTON ACQUISITION CORPcall | $154,000 | -23.0% | 768,739 | 0.0% | 0.02% | -28.1% | |
| GIXWS | Sell | GIGCAPITAL2 INCcall | $147,000 | -25.8% | 161,566 | -59.6% | 0.02% | -29.0% |
| LATNW | Sell | UNION ACQUISITION CORP IIcall | $130,000 | +41.3% | 172,900 | -30.7% | 0.02% | +26.7% |
| SYTA | New | SIYATA MOBILE INC | $128,000 | – | 24,137 | +100.0% | 0.02% | – |
| BRPAR | BIG ROCK PARTNERS ACQUISI COcall | $130,000 | -26.6% | 632,995 | 0.0% | 0.02% | -32.1% | |
| CCACWS | CITIC CAPITAL ACQUISITION COcall | $125,000 | +71.2% | 99,911 | 0.0% | 0.02% | +58.3% | |
| BMYRT | BRISTOL-MYERS SQUIBB COright 99/99/9999 | $113,000 | -37.2% | 50,300 | 0.0% | 0.02% | -41.4% | |
| ANDAR | ANDINA ACQUISITION CORP IIIcall | $97,000 | +27.6% | 303,515 | 0.0% | 0.02% | +25.0% | |
| CHAQWS | New | CHARDAN HEALTHCR ACQSTN 2 COcall | $95,000 | – | 131,668 | +100.0% | 0.01% | – |
| ALACW | ALBERTON ACQUISITION CORPcall | $94,000 | -19.7% | 450,727 | 0.0% | 0.01% | -26.3% | |
| RPLAWS | REPLAY ACQUISITION CORPcall | $94,000 | +5.6% | 99,302 | 0.0% | 0.01% | 0.0% | |
| METXW | Sell | METEN EDTECHX ED GROUP LTDcall | $78,000 | -70.6% | 378,216 | -20.0% | 0.01% | -71.4% |
| FSRVW | FINSERV ACQUISITION CORPcall | $78,000 | -13.3% | 85,300 | 0.0% | 0.01% | -14.3% | |
| GRNVR | New | GREENVISION ACQUISITION CORPcall | $76,000 | – | 163,043 | +100.0% | 0.01% | – |
| BRPAW | BIG ROCK PARTNERS ACQUISI COcall | $72,000 | -42.4% | 278,011 | 0.0% | 0.01% | -45.0% | |
| GNFT | New | GENFIT S Aads | $66,000 | – | 12,545 | +100.0% | 0.01% | – |
| ALUSWS | Buy | ALUSSA ENERGY ACQUISITION COcall | $69,000 | +25.5% | 106,695 | +6.7% | 0.01% | +11.1% |
| PBI | New | PITNEY BOWES INC | $56,000 | – | 10,479 | +100.0% | 0.01% | – |
| SFTWWS | OSPREY TECHNLGY AQUISTION COcall | $44,000 | +33.3% | 31,700 | 0.0% | 0.01% | +40.0% | |
| LOACR | LONGEVITY ACQUISITION CORPcall | $42,000 | +5.0% | 200,000 | 0.0% | 0.01% | 0.0% | |
| GRNVW | New | GREENVISION ACQUISITION CORPcall | $33,000 | – | 63,161 | +100.0% | 0.01% | – |
| CGROW | New | COLLECTIVE GROWTH CORPcall | $30,000 | – | 49,700 | +100.0% | 0.00% | – |
| GTEC | GREENLAND TECHNOLOGIES HLDG | $12,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | |
| FLIR | Exit | FLIR SYS INC | $0 | – | -33,331 | -100.0% | -0.00% | – |
| ITB | Exit | ISHARES TRus home cons etf | $0 | – | -15,000 | -100.0% | -0.01% | – |
| ORSNR | Exit | ORISUN ACQUISITION CORPcall | $0 | – | -159,610 | -100.0% | -0.01% | – |
| GMHIW | Exit | GORES METROPOULOS INCcall | $0 | – | -19,644 | -100.0% | -0.01% | – |
| ODP | Exit | OFFICE DEPOT INC | $0 | – | -46,428 | -100.0% | -0.01% | – |
| JFKKW | Exit | 8I ENTERPRISES ACQUISITION Ccall | $0 | – | -96,093 | -100.0% | -0.01% | – |
| QCOM | Exit | QUALCOMM INC | $0 | – | -45,000 | -100.0% | -0.01% | – |
| ROSWQ | Exit | ROSEHILL RES INCcall | $0 | – | -864,548 | -100.0% | -0.01% | – |
| FPACWS | Exit | FAR PT ACQUISITION CORPcall | $0 | – | -170,787 | -100.0% | -0.01% | – |
| HYACW | Exit | HAYMAKER ACQUISITION CORP IIcall | $0 | – | -62,283 | -100.0% | -0.02% | – |
| PTACW | Exit | PROPTECH ACQUISITION CORPcall | $0 | – | -186,200 | -100.0% | -0.02% | – |
| HCCOW | Exit | HEALTHCARE MERGER CORPcall | $0 | – | -118,300 | -100.0% | -0.02% | – |
| IPOBWS | Exit | SOCIAL CAP HDOSPHIA HLDG COcall | $0 | – | -42,196 | -100.0% | -0.02% | – |
| GOGO | Exit | GOGO INCput | $0 | – | -51,500 | -100.0% | -0.03% | – |
| TRNEWS | Exit | TRINE ACQUISITION CORPcall | $0 | – | -119,550 | -100.0% | -0.03% | – |
| WCN | Exit | WASTE CONNECTIONS INCput | $0 | – | -2,000 | -100.0% | -0.04% | – |
| LPTH | Exit | LIGHTPATH TECHNOLOGIES INC | $0 | – | -78,396 | -100.0% | -0.04% | – |
| PACQ | Exit | PURE ACQUISITION CORPcl a | $0 | – | -25,184 | -100.0% | -0.04% | – |
| TJX | Exit | TJX COS INC NEW | $0 | – | -42,618 | -100.0% | -0.05% | – |
| LBRDK | Exit | LIBERTY BROADBAND CORP | $0 | – | -2,471 | -100.0% | -0.05% | – |
| MMM | Exit | 3M COput | $0 | – | -2,000 | -100.0% | -0.05% | – |
| WGO | Exit | WINNEBAGO INDS INCput | $0 | – | -5,000 | -100.0% | -0.05% | – |
| PLAY | Exit | DAVE & BUSTERS ENTMT INCcall | $0 | – | -25,000 | -100.0% | -0.05% | – |
| WGO | Exit | WINNEBAGO INDS INCcall | $0 | – | -5,000 | -100.0% | -0.05% | – |
| BPY | Exit | BROOKFIELD PROPERTY PARTRS Lcall | $0 | – | -34,600 | -100.0% | -0.05% | – |
| NESRW | Exit | NATIONAL ENERGY SERVICES REUcall | $0 | – | -649,181 | -100.0% | -0.06% | – |
| CCXXWS | Exit | CHURCHILL CAP CORP IIIcall | $0 | – | -119,569 | -100.0% | -0.06% | – |
| SPAQWS | Exit | SPARTAN ENERGY ACQUISITION Ccall | $0 | – | -224,382 | -100.0% | -0.06% | – |
| VAC | Exit | MARRIOTT VACTINS WORLDWID COcall | $0 | – | -5,000 | -100.0% | -0.06% | – |
| PFSI | Exit | PENNYMAC FINL SVCS INC NEWcall | $0 | – | -10,000 | -100.0% | -0.07% | – |
| KNX | Exit | KNIGHT SWIFT TRANSN HLDGS INcl a | $0 | – | -10,000 | -100.0% | -0.07% | – |
| SG | Exit | SIRIUS INTERNATIONAL INSURAN | $0 | – | -60,205 | -100.0% | -0.07% | – |
| SHAK | Exit | SHAKE SHACK INCput | $0 | – | -8,000 | -100.0% | -0.07% | – |
| SLV | Exit | ISHARES SILVER TRishares | $0 | – | -24,900 | -100.0% | -0.07% | – |
| RESI | Exit | FRONT YD RESIDENTIAL CORPcall | $0 | – | -53,600 | -100.0% | -0.07% | – |
| BRKB | Exit | BERKSHIRE HATHAWAY INC DELcl b new | $0 | – | -2,700 | -100.0% | -0.08% | – |
| AG | Exit | FIRST MAJESTIC SILVER CORPcall | $0 | – | -50,000 | -100.0% | -0.08% | – |
| BKI | Exit | BLACK KNIGHT INC | $0 | – | -7,000 | -100.0% | -0.08% | – |
| ARYBU | Exit | ARYA SCIENCES ACQUISTION COunit 06/09/2027 | $0 | – | -45,000 | -100.0% | -0.08% | – |
| HECCU | Exit | HUDSON EXECUTIVE INVT CORPunit 06/21/2025 | $0 | – | -53,041 | -100.0% | -0.09% | – |
| IPOCWS | Exit | SOCIAL CAP HEDSPIA HLDG CO Icall | $0 | – | -184,328 | -100.0% | -0.09% | – |
| HBM | Exit | HUDBAY MINERALS INC | $0 | – | -135,600 | -100.0% | -0.09% | – |
| USAS | Exit | AMERICAS GOLD AND SILVER COR | $0 | – | -160,000 | -100.0% | -0.09% | – |
| SSRM | Exit | SSR MNG INCcall | $0 | – | -20,000 | -100.0% | -0.09% | – |
| MU | Exit | MICRON TECHNOLOGY INC | $0 | – | -12,500 | -100.0% | -0.10% | – |
| MIST | Exit | MILESTONE PHARMACEUTICALS IN | $0 | – | -169,730 | -100.0% | -0.10% | – |
| STNG | Exit | SCORPIO TANKERS INCput | $0 | – | -50,000 | -100.0% | -0.10% | – |
| MTA | Exit | METALLA RTY & STREAMING LTD | $0 | – | -90,000 | -100.0% | -0.10% | – |
| RIO | Exit | RIO TINTO PLCcall | $0 | – | -12,000 | -100.0% | -0.11% | – |
| INSUW | Exit | INSURANCE ACQUISITION CORPcall | $0 | – | -187,605 | -100.0% | -0.11% | – |
| LUV | Exit | SOUTHWEST AIRLS COput | $0 | – | -20,000 | -100.0% | -0.11% | – |
| FTACW | Exit | FINTECH ACQUISITION CORP IIIcall | $0 | – | -329,586 | -100.0% | -0.12% | – |
| V | Exit | VISA INCcall | $0 | – | -4,000 | -100.0% | -0.12% | – |
| NBACU | Exit | NEWBORN ACQUISITION CORPunit 99/99/9999 | $0 | – | -90,095 | -100.0% | -0.14% | – |
| QCOM | Exit | QUALCOMM INCput | $0 | – | -10,000 | -100.0% | -0.14% | – |
| CAH | Exit | CARDINAL HEALTH INC | $0 | – | -17,757 | -100.0% | -0.15% | – |
| CLDR | Exit | CLOUDERA INCput | $0 | – | -72,700 | -100.0% | -0.15% | – |
| LM | Exit | LEGG MASON INC | $0 | – | -18,677 | -100.0% | -0.15% | – |
| SPAQU | Exit | SPARTAN ENERGY ACQUISITION Cunit 99/99/9999 | $0 | – | -93,947 | -100.0% | -0.16% | – |
| SHAK | Exit | SHAKE SHACK INCcall | $0 | – | -20,000 | -100.0% | -0.17% | – |
| ING | Exit | ING GROEP N.V.call | $0 | – | -164,700 | -100.0% | -0.18% | – |
| XLF | Exit | SELECT SECTOR SPDR TRcall | $0 | – | -50,000 | -100.0% | -0.18% | – |
| BRLIU | Exit | BRILLIANT ACQUISITION CORPunit 12/31/2020 | $0 | – | -120,100 | -100.0% | -0.19% | – |
| Exit | SEACOR HOLDINGS INCnote 2.50012/1 | $0 | – | -1,425 | -100.0% | -0.20% | – | |
| NOC | Exit | NORTHROP GRUMMAN CORPcall | $0 | – | -4,000 | -100.0% | -0.20% | – |
| SILV | Exit | SILVERCREST METALS INC | $0 | – | -100,000 | -100.0% | -0.20% | – |
| MMM | Exit | 3M CO | $0 | – | -8,119 | -100.0% | -0.20% | – |
| MEET | Exit | MEET GROUP INC | $0 | – | -212,419 | -100.0% | -0.21% | – |
| V | Exit | VISA INC | $0 | – | -7,000 | -100.0% | -0.22% | – |
| FB | Exit | FACEBOOK INCcall | $0 | – | -6,000 | -100.0% | -0.22% | – |
| SHLLWS | Exit | TORTOISE ACQUISITION CORPcall | $0 | – | -128,354 | -100.0% | -0.22% | – |
| USO | Exit | UNITED STS OIL FD LPcall | $0 | – | -50,000 | -100.0% | -0.22% | – |
| UFS | Exit | DOMTAR CORPput | $0 | – | -70,000 | -100.0% | -0.24% | – |
| MSFT | Exit | MICROSOFT CORP | $0 | – | -7,265 | -100.0% | -0.24% | – |
| ALO | Exit | ALIO GOLD INC | $0 | – | -925,200 | -100.0% | -0.25% | – |
| JCI | Exit | JOHNSON CTLS INTL PLCcall | $0 | – | -46,800 | -100.0% | -0.25% | – |
| TWLO | Exit | TWILIO INCput | $0 | – | -7,400 | -100.0% | -0.26% | – |
| CCHWS | Exit | COLLIER CREEK HOLDINGScall | $0 | – | -514,990 | -100.0% | -0.27% | – |
| LUV | Exit | SOUTHWEST AIRLS COcall | $0 | – | -50,000 | -100.0% | -0.27% | – |
| TIF | Exit | TIFFANY & CO NEWput | $0 | – | -15,000 | -100.0% | -0.29% | – |
| ENPH | Exit | ENPHASE ENERGY INCcall | $0 | – | -40,000 | -100.0% | -0.30% | – |
| WY | Exit | WEYERHAEUSER CO MTN BEput | $0 | – | -90,000 | -100.0% | -0.32% | – |
| VLO | Exit | VALERO ENERGY CORPcall | $0 | – | -35,000 | -100.0% | -0.33% | – |
| IWM | Exit | ISHARES TRput | $0 | – | -15,000 | -100.0% | -0.34% | – |
| TWLO | Exit | TWILIO INCcall | $0 | – | -10,000 | -100.0% | -0.35% | – |
| CLDR | Exit | CLOUDERA INCcall | $0 | – | -175,000 | -100.0% | -0.35% | – |
| BIP | Exit | BROOKFIELD INFRAST PARTNERSlp int unit | $0 | – | -40,000 | -100.0% | -0.36% | – |
| EE | Exit | EL PASO ELEC CO | $0 | – | -33,613 | -100.0% | -0.36% | – |
| WCN | Exit | WASTE CONNECTIONS INC | $0 | – | -18,354 | -100.0% | -0.37% | – |
| FUSEU | Exit | FUSION ACQUISITION CORPunit 99/99/9999 | $0 | – | -250,000 | -100.0% | -0.40% | – |
| Exit | BRP INC | $0 | – | -45,000 | -100.0% | -0.41% | – | |
| XLF | Exit | SELECT SECTOR SPDR TRsbi int-finl | $0 | – | -115,000 | -100.0% | -0.42% | – |
| WPFU | Exit | FOLEY TRASIMENE ACQUISTN CORunit 99/99/9999 | $0 | – | -251,823 | -100.0% | -0.43% | – |
| LCAHW | Exit | LANDCADIA HLDGS II INCcall | $0 | – | -518,383 | -100.0% | -0.44% | – |
| TRV | Exit | TRAVELERS COMPANIES INCcall | $0 | – | -24,600 | -100.0% | -0.45% | – |
| Exit | TWITTER INCnote 0.250 6/1 | $0 | – | -3,000 | -100.0% | -0.45% | – | |
| NFIN | Exit | NETFIN ACQUISITION CORP | $0 | – | -267,924 | -100.0% | -0.46% | – |
| MS | Exit | MORGAN STANLEY | $0 | – | -60,876 | -100.0% | -0.47% | – |
| PTACU | Exit | PROPTECH ACQUISITION CORPunit 10/01/2026 | $0 | – | -311,101 | -100.0% | -0.52% | – |
| MCD | Exit | MCDONALDS CORPcall | $0 | – | -18,000 | -100.0% | -0.53% | – |
| LCA | Exit | LANDCADIA HLDGS II INCcl a | $0 | – | -204,844 | -100.0% | -0.53% | – |
| CCXU | Exit | CHURCHILL CAP CORP IIunit 99/99/9999 | $0 | – | -276,280 | -100.0% | -0.54% | – |
| Exit | PLURALSIGHT INCnote 0.375 3/0 | $0 | – | -4,000 | -100.0% | -0.55% | – | |
| ALLY | Exit | ALLY FINL INCcall | $0 | – | -180,000 | -100.0% | -0.57% | – |
| PICU | Exit | PIVOTAL INVT CORP IIunit 06/01/2025 | $0 | – | -371,512 | -100.0% | -0.61% | – |
| JWSU | Exit | JAWS ACQUISITION CORPunit 99/99/9999 | $0 | – | -384,330 | -100.0% | -0.64% | – |
| HYG | Exit | ISHARES TRput | $0 | – | -50,000 | -100.0% | -0.65% | – |
| Exit | GOGO INCnote 6.000 5/1 | $0 | – | -5,900 | -100.0% | -0.66% | – | |
| INSU | Exit | INSURANCE ACQUISITION CORPcl a | $0 | – | -323,291 | -100.0% | -0.67% | – |
| Exit | GAIN CAP HLDGS INCnote 5.000 8/1 | $0 | – | -5,000 | -100.0% | -0.79% | – | |
| JNK | Exit | SPDR SER TRput | $0 | – | -50,000 | -100.0% | -0.80% | – |
| LFAC | Exit | LF CAP ACQUISITION CORPcl a | $0 | – | -501,699 | -100.0% | -0.85% | – |
| CCXX | Exit | CHURCHILL CAP CORP III | $0 | – | -508,574 | -100.0% | -0.87% | – |
| TREBU | Exit | TREBIA ACQUISITION CORPunit 99/99/9999 | $0 | – | -544,264 | -100.0% | -0.90% | – |
| IPOB | Exit | SOCIAL CAP HDOSPHIA HLDG CO | $0 | – | -524,427 | -100.0% | -0.98% | – |
| RGLD | Exit | ROYAL GOLD INCcall | $0 | – | -50,000 | -100.0% | -0.99% | – |
| FLIR | Exit | FLIR SYS INCcall | $0 | – | -187,500 | -100.0% | -1.21% | – |
| SMH | Exit | VANECK VECTORS ETF TRcall | $0 | – | -50,000 | -100.0% | -1.21% | – |
| SPAQ | Exit | SPARTAN ENERGY ACQUISITION C | $0 | – | -726,286 | -100.0% | -1.24% | – |
| Exit | SSR MNG INCnote 2.500 4/0 | $0 | – | -5,922 | -100.0% | -1.29% | – | |
| FTAC | Exit | FINTECH ACQUISITION CORP III | $0 | – | -869,761 | -100.0% | -1.54% | – |
| CFFAU | Exit | CF FIN ACQUISITION CORPunit 04/30/2025 | $0 | – | -895,033 | -100.0% | -1.66% | – |
| FPAC | Exit | FAR PT ACQUISITION CORP | $0 | – | -1,322,391 | -100.0% | -2.15% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -130,000 | -100.0% | -6.37% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BGC PARTNERS INC | 30 | Q4 2022 | 1.9% |
| ISHARES TR | 22 | Q2 2023 | 2.8% |
| VANECK VECTORS ETF TRUST | 21 | Q3 2022 | 7.0% |
| SPDR SP 500 ETF TR | 20 | Q3 2023 | 8.8% |
| MAGNACHIP SEMICONDUCTOR CORP | 19 | Q3 2022 | 1.1% |
| NXP SEMICONDUCTORS N V | 18 | Q4 2020 | 2.9% |
| MICROSOFT CORP | 18 | Q2 2020 | 1.5% |
| ISHARES TR | 17 | Q1 2023 | 7.5% |
| CYPRESS SEMICONDUCTOR CORP | 17 | Q1 2019 | 2.5% |
| AEROJET ROCKETDYNE HLDGS INC | 17 | Q2 2022 | 1.4% |
View K2 PRINCIPAL FUND, L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AcuityAds Holdings Inc. | March 16, 2023 | 3,198,531 | 5.6% |
| ARS Pharmaceuticals, Inc. | February 13, 2023 | 2,045,348 | 2.2% |
| Solid Biosciences Inc. | February 13, 2023 | 284,871 | 1.5% |
| TCR2 THERAPEUTICS INC. | February 09, 2023 | 10 | 0.0% |
| AVROBIO, Inc. | February 08, 2023 | 10 | 0.0% |
| Goldenstone Acquisition Ltd. | February 08, 2023 | 10 | 0.0% |
| Relativity Acquisition Corp | February 08, 2023 | 10 | 0.0% |
| Sagaliam Acquisition Corp | February 08, 2023 | 10 | 0.0% |
| Pasithea Therapeutics Corp. | February 01, 2022 | 1,094,418 | 5.0% |
| Ignyte Acquisition Corp. | January 26, 2022 | 259,958 | 3.6% |
View K2 PRINCIPAL FUND, L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-12 |
| SC 13G/A | 2024-02-12 |
| SC 13G | 2024-02-09 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-11 |
| SC 13G/A | 2023-03-16 |
| SC 13G | 2023-03-16 |
| SC 13G/A | 2023-02-13 |
View K2 PRINCIPAL FUND, L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.