$528 Million is the total value of K2 PRINCIPAL FUND, L.P.'s 233 reported holdings in Q1 2020. The portfolio turnover from Q4 2019 to Q1 2020 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HYG | ISHARES TRput | $11,561,000 | -12.4% | 150,000 | 0.0% | 2.19% | +92.0% | |
| CFFAU | CF FIN ACQUISITION CORPunit 04/30/2025 | $9,534,000 | -2.2% | 895,233 | 0.0% | 1.81% | +114.4% | |
| DOCUSIGN INCnote 0.500 9/1 | $8,459,000 | +13.3% | 6,000 | 0.0% | 1.60% | +148.1% | ||
| COLONY STARWOOD HOMESnote 3.500 1/1 | $7,931,000 | -21.5% | 7,500 | 0.0% | 1.50% | +72.0% | ||
| WRIGHT MED GROUP N Vnote 2.25011/1 | $6,923,000 | -4.6% | 5,000 | 0.0% | 1.31% | +108.9% | ||
| AVAYA HLDGS CORPnote 2.250 6/1 | $5,221,000 | -15.3% | 6,950 | 0.0% | 0.99% | +85.4% | ||
| AMCIU | AMCI ACQUISITION CORPunit 01/07/2019 | $5,150,000 | -0.9% | 500,000 | 0.0% | 0.98% | +117.4% | |
| AEROJET ROCKETDYNE HLDGS INCnote 2.25012/1 | $4,971,000 | -8.6% | 3,000 | 0.0% | 0.94% | +100.0% | ||
| ZILLOW GROUP INCnote 2.00012/0 | $4,008,000 | -10.4% | 4,000 | 0.0% | 0.76% | +96.4% | ||
| LCAHU | LANDCADIA HLDGS II INCunit 05/09/2026 | $3,969,000 | -3.2% | 405,046 | 0.0% | 0.75% | +111.8% | |
| HUBSPOT INCnote 0.250 6/0 | $3,725,000 | -13.9% | 2,500 | 0.0% | 0.71% | +88.8% | ||
| PTACU | PROPTECH ACQUISITION CORPunit 10/01/2026 | $3,092,000 | -3.0% | 311,101 | 0.0% | 0.59% | +112.3% | |
| WY | WEYERHAEUSER CO | $2,458,000 | -43.9% | 145,000 | 0.0% | 0.47% | +23.0% | |
| AUPH | AURINIA PHARMACEUTICALS INCput | $1,611,000 | -28.4% | 111,000 | 0.0% | 0.30% | +56.4% | |
| MARRIOTT VACTINS WORLDWID COnote 1.500 9/1 | $1,561,000 | -26.7% | 2,000 | 0.0% | 0.30% | +60.9% | ||
| THBRU | THUNDER BRDG ACQUISTION II Lunit 99/99/9999 | $593,000 | -2.5% | 58,201 | 0.0% | 0.11% | +111.3% | |
| HCC | WARRIOR MET COAL INCcall | $266,000 | -49.6% | 25,000 | 0.0% | 0.05% | +8.7% | |
| BMYRT | BRISTOL-MYERS SQUIBB COright 99/99/9999 | $191,000 | +26.5% | 50,300 | 0.0% | 0.04% | +176.9% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-05-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BGC PARTNERS INC | 30 | Q4 2022 | 1.9% |
| ISHARES TR | 22 | Q2 2023 | 2.8% |
| VANECK VECTORS ETF TRUST | 21 | Q3 2022 | 7.0% |
| SPDR SP 500 ETF TR | 20 | Q3 2023 | 8.8% |
| MAGNACHIP SEMICONDUCTOR CORP | 19 | Q3 2022 | 1.1% |
| NXP SEMICONDUCTORS N V | 18 | Q4 2020 | 2.9% |
| MICROSOFT CORP | 18 | Q2 2020 | 1.5% |
| ISHARES TR | 17 | Q1 2023 | 7.5% |
| CYPRESS SEMICONDUCTOR CORP | 17 | Q1 2019 | 2.5% |
| AEROJET ROCKETDYNE HLDGS INC | 17 | Q2 2022 | 1.4% |
View K2 PRINCIPAL FUND, L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AcuityAds Holdings Inc. | March 16, 2023 | 3,198,531 | 5.6% |
| ARS Pharmaceuticals, Inc. | February 13, 2023 | 2,045,348 | 2.2% |
| Solid Biosciences Inc. | February 13, 2023 | 284,871 | 1.5% |
| TCR2 THERAPEUTICS INC. | February 09, 2023 | 10 | 0.0% |
| AVROBIO, Inc. | February 08, 2023 | 10 | 0.0% |
| Goldenstone Acquisition Ltd. | February 08, 2023 | 10 | 0.0% |
| Relativity Acquisition Corp | February 08, 2023 | 10 | 0.0% |
| Sagaliam Acquisition Corp | February 08, 2023 | 10 | 0.0% |
| Pasithea Therapeutics Corp. | February 01, 2022 | 1,094,418 | 5.0% |
| Ignyte Acquisition Corp. | January 26, 2022 | 259,958 | 3.6% |
View K2 PRINCIPAL FUND, L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-12 |
| SC 13G/A | 2024-02-12 |
| SC 13G | 2024-02-09 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-11 |
| SC 13G/A | 2023-03-16 |
| SC 13G | 2023-03-16 |
View K2 PRINCIPAL FUND, L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.