$528 Million is the total value of K2 PRINCIPAL FUND, L.P.'s 233 reported holdings in Q1 2020. The portfolio turnover from Q4 2019 to Q1 2020 was 115.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| DIA | New | SPDR DOW JONES INDL AVRG ETFcall | $21,923,000 | – | 100,000 | +100.0% | 4.16% | – |
| GLD | Sell | SPDR GOLD TRUSTput | $18,506,000 | -39.5% | 125,000 | -41.6% | 3.51% | +32.6% |
| QCOM | Buy | QUALCOMM INCcall | $14,207,000 | +61.0% | 210,000 | +110.0% | 2.69% | +252.9% |
| LQD | Sell | ISHARES TRput | $11,622,000 | -70.8% | 94,100 | -69.7% | 2.20% | -36.0% |
| HYG | ISHARES TRput | $11,561,000 | -12.4% | 150,000 | 0.0% | 2.19% | +92.0% | |
| THCB | Buy | TUSCAN HOLDINGS CORP | $11,462,000 | +531.9% | 1,149,608 | +531.2% | 2.17% | +1284.1% |
| THCA | Buy | TUSCAN HLDGS CORP II | $10,963,000 | +186.5% | 1,124,411 | +189.7% | 2.08% | +527.8% |
| DIA | New | SPDR DOW JONES INDL AVRG ETFput | $10,962,000 | – | 50,000 | +100.0% | 2.08% | – |
| TJX | Buy | TJX COS INC NEWcall | $10,590,000 | +902.8% | 221,500 | +1180.3% | 2.01% | +2105.5% |
| WY | Buy | WEYERHAEUSER COcall | $10,001,000 | -17.2% | 590,000 | +47.5% | 1.90% | +81.4% |
| FTAC | Buy | FINTECH ACQUISITION CORP III | $10,002,000 | +509.9% | 999,209 | +516.6% | 1.90% | +1235.2% |
| CFFAU | CF FIN ACQUISITION CORPunit 04/30/2025 | $9,534,000 | -2.2% | 895,233 | 0.0% | 1.81% | +114.4% | |
| JNK | New | SPDR SER TRput | $9,427,000 | – | 99,500 | +100.0% | 1.79% | – |
| SMH | Sell | VANECK VECTORS ETF TRput | $9,371,000 | -77.9% | 80,000 | -73.3% | 1.78% | -51.5% |
| DOCUSIGN INCnote 0.500 9/1 | $8,459,000 | +13.3% | 6,000 | 0.0% | 1.60% | +148.1% | ||
| CCX | Buy | CHURCHILL CAP CORP IIcl a | $8,386,000 | +345.4% | 842,776 | +362.3% | 1.59% | +875.5% |
| CCH | Buy | COLLIER CREEK HOLDINGS | $8,284,000 | +1976.2% | 809,783 | +1987.1% | 1.57% | +4385.7% |
| AGN | Buy | ALLERGAN PLCsh | $8,213,000 | +32.2% | 46,377 | +42.7% | 1.56% | +189.4% |
| CCHU | Buy | COLLIER CREEK HOLDINGSunit 99/99/9999 | $8,167,000 | +13.4% | 770,429 | +13.6% | 1.55% | +148.5% |
| COLONY STARWOOD HOMESnote 3.500 1/1 | $7,931,000 | -21.5% | 7,500 | 0.0% | 1.50% | +72.0% | ||
| APXTU | Buy | APEX TECHNOLOGY ACQUISITIONunit 06/11/2026 | $7,774,000 | -4.2% | 777,410 | +0.3% | 1.47% | +110.0% |
| BG | Buy | BUNGE LIMITEDcall | $7,385,000 | -5.3% | 180,000 | +32.8% | 1.40% | +107.4% |
| WRIGHT MED GROUP N Vnote 2.25011/1 | $6,923,000 | -4.6% | 5,000 | 0.0% | 1.31% | +108.9% | ||
| SPAQ | Buy | SPARTAN ENERGY ACQUISITION C | $5,947,000 | +963.9% | 587,611 | +968.4% | 1.13% | +2247.9% |
| AGG | New | ISHARES TRcall | $5,769,000 | – | 50,000 | +100.0% | 1.09% | – |
| SRACU | Buy | STABLE RD ACQUISITION CORPunit 05/15/2026 | $5,639,000 | -0.6% | 561,120 | +1.8% | 1.07% | +117.7% |
| CCXXU | New | CHURCHILL CAP CORP IIIunit 03/01/2027 | $5,564,000 | – | 556,412 | +100.0% | 1.06% | – |
| AVAYA HLDGS CORPnote 2.250 6/1 | $5,221,000 | -15.3% | 6,950 | 0.0% | 0.99% | +85.4% | ||
| INSUU | Sell | INSURANCE ACQUISITION CORPunit 03/31/2024 | $5,210,000 | -29.7% | 501,900 | -28.3% | 0.99% | +54.1% |
| AMCIU | AMCI ACQUISITION CORPunit 01/07/2019 | $5,150,000 | -0.9% | 500,000 | 0.0% | 0.98% | +117.4% | |
| LFAC | Buy | LF CAP ACQUISITION CORPcl a | $5,142,000 | +564.3% | 501,699 | +568.9% | 0.98% | +1355.2% |
| CRM | Sell | SALESFORCE COM INCput | $5,039,000 | -31.2% | 35,000 | -22.2% | 0.96% | +50.9% |
| AEROJET ROCKETDYNE HLDGS INCnote 2.25012/1 | $4,971,000 | -8.6% | 3,000 | 0.0% | 0.94% | +100.0% | ||
| New | GAIN CAP HLDGS INCnote 5.000 8/1 | $4,900,000 | – | 5,000 | +100.0% | 0.93% | – | |
| JNK | New | SPDR SER TRcall | $4,737,000 | – | 50,000 | +100.0% | 0.90% | – |
| MJ | New | ETF MANAGERS TRput | $4,560,000 | – | 400,000 | +100.0% | 0.86% | – |
| EBAY | New | EBAY INCcall | $4,512,000 | – | 150,100 | +100.0% | 0.86% | – |
| OSB | New | NORBORD INC | $4,421,000 | – | 265,500 | +100.0% | 0.84% | – |
| LACQ | Buy | LEISURE ACQUISITION CORP | $4,222,000 | +268.4% | 409,906 | +272.6% | 0.80% | +708.1% |
| ZILLOW GROUP INCnote 2.00012/0 | $4,008,000 | -10.4% | 4,000 | 0.0% | 0.76% | +96.4% | ||
| OAC | New | OAKTREE ACQUISITION CORP | $4,001,000 | – | 400,104 | +100.0% | 0.76% | – |
| LCAHU | LANDCADIA HLDGS II INCunit 05/09/2026 | $3,969,000 | -3.2% | 405,046 | 0.0% | 0.75% | +111.8% | |
| Buy | SCORPIO TANKERS INCnote 3.000 5/1 | $3,900,000 | -29.4% | 4,800 | +6.7% | 0.74% | +54.6% | |
| MX | Sell | MAGNACHIP SEMICONDUCTOR CORP | $3,868,000 | -21.7% | 350,000 | -17.8% | 0.73% | +71.3% |
| LPX | New | LOUISIANA PAC CORPput | $3,780,000 | – | 220,000 | +100.0% | 0.72% | – |
| HUBSPOT INCnote 0.250 6/0 | $3,725,000 | -13.9% | 2,500 | 0.0% | 0.71% | +88.8% | ||
| NFINU | Sell | NETFIN ACQUISITION CORPunit 08/01/2024 | $3,705,000 | -9.1% | 367,924 | -8.0% | 0.70% | +98.9% |
| New | GOGO INCnote 6.000 5/1 | $3,658,000 | – | 5,900 | +100.0% | 0.69% | – | |
| SLV | New | ISHARES SILVER TRUSTcall | $3,589,000 | – | 275,000 | +100.0% | 0.68% | – |
| FMCI | Buy | FORUM MERGER II CORPcl a | $3,574,000 | +366.6% | 347,300 | +363.1% | 0.68% | +925.8% |
| LQD | New | ISHARES TRiboxx inv cp etf | $3,458,000 | – | 28,000 | +100.0% | 0.66% | – |
| PFPT | Sell | PROOFPOINT INC | $3,375,000 | -41.8% | 32,900 | -34.9% | 0.64% | +27.7% |
| New | DEXCOM INCnote 0.75012/0 | $3,291,000 | – | 1,900 | +100.0% | 0.62% | – | |
| ARYA | New | ARYA SCIENCES ACQUISITION CO | $3,153,000 | – | 309,694 | +100.0% | 0.60% | – |
| PTACU | PROPTECH ACQUISITION CORPunit 10/01/2026 | $3,092,000 | -3.0% | 311,101 | 0.0% | 0.59% | +112.3% | |
| New | ATLAS AIR WORLDWIDE HLDGS INnote 2.250 6/0 | $3,065,000 | – | 3,651 | +100.0% | 0.58% | – | |
| WCN | New | WASTE CONNECTIONS INC | $3,057,000 | – | 27,999 | +100.0% | 0.58% | – |
| PICU | Sell | PIVOTAL INVT CORP IIunit 06/01/2025 | $2,978,000 | -27.0% | 299,012 | -25.2% | 0.56% | +59.8% |
| CCXU | Buy | CHURCHILL CAP CORP IIunit 99/99/9999 | $2,857,000 | -1.6% | 276,280 | +2.6% | 0.54% | +115.9% |
| Sell | TWITTER INCnote 0.250 6/1 | $2,673,000 | -60.5% | 3,000 | -57.1% | 0.51% | -13.5% | |
| IP | New | INTL PAPER COput | $2,646,000 | – | 85,000 | +100.0% | 0.50% | – |
| TRV | Buy | TRAVELERS COMPANIES INCcall | $2,643,000 | +6.6% | 26,600 | +47.0% | 0.50% | +134.1% |
| Buy | DYCOM INDS INCnote 0.750 9/1 | $2,573,000 | +32.8% | 3,000 | +50.0% | 0.49% | +190.5% | |
| New | ASSERTIO THERAPEUTICS INCnote 2.500 9/0 | $2,462,000 | – | 2,500 | +100.0% | 0.47% | – | |
| WY | WEYERHAEUSER CO | $2,458,000 | -43.9% | 145,000 | 0.0% | 0.47% | +23.0% | |
| BG | Sell | BUNGE LIMITED | $2,421,000 | -58.1% | 59,000 | -41.3% | 0.46% | -8.2% |
| MCD | Sell | MCDONALDS CORPcall | $2,315,000 | -74.5% | 14,000 | -69.5% | 0.44% | -44.1% |
| JFK | Sell | 8I ENTERPRISES ACQUISITION Csh | $2,295,000 | -32.4% | 227,497 | -32.9% | 0.44% | +48.0% |
| TSG | Buy | STARS GROUP INC | $2,239,000 | +43.1% | 109,645 | +82.7% | 0.42% | +214.1% |
| CFFA | Buy | CF FIN ACQUISITION CORP | $2,180,000 | +56.5% | 211,894 | +55.6% | 0.41% | +241.3% |
| CRM | New | SALESFORCE COM INC | $2,160,000 | – | 15,000 | +100.0% | 0.41% | – |
| SFTWU | Sell | OSPREY TECHNLGY AQUISTION COunit 10/30/2024 | $2,151,000 | -57.7% | 220,360 | -55.9% | 0.41% | -7.3% |
| KNX | New | KNIGHT SWIFT TRANSN HLDGS INcall | $2,132,000 | – | 65,000 | +100.0% | 0.40% | – |
| CLDR | Sell | CLOUDERA INC | $2,125,000 | -38.7% | 270,000 | -9.4% | 0.40% | +34.3% |
| IGV | Sell | ISHARES TRput | $2,103,000 | -95.0% | 10,000 | -94.5% | 0.40% | -89.1% |
| PACQ | Sell | PURE ACQUISITION CORPcl a | $2,081,000 | -81.4% | 200,300 | -81.4% | 0.39% | -59.2% |
| MSFT | Sell | MICROSOFT CORPcall | $2,050,000 | -76.6% | 13,000 | -76.6% | 0.39% | -48.6% |
| QCOM | New | QUALCOMM INCput | $2,030,000 | – | 30,000 | +100.0% | 0.38% | – |
| INSU | New | INSURANCE ACQUISITION CORPcl a | $2,022,000 | – | 200,990 | +100.0% | 0.38% | – |
| Sell | NUVASIVE INCnote 2.250 3/1 | $2,014,000 | -61.6% | 1,939 | -50.8% | 0.38% | -15.9% | |
| SCHW | Buy | SCHWAB CHARLES CORP | $2,001,000 | +11.5% | 59,517 | +57.7% | 0.38% | +144.5% |
| AAWW | New | ATLAS AIR WORLDWIDE HLDGS INput | $1,925,000 | – | 75,000 | +100.0% | 0.36% | – |
| PFPT | Sell | PROOFPOINT INCcall | $1,918,000 | -80.3% | 18,700 | -78.0% | 0.36% | -56.9% |
| IIPR | New | INNOVATIVE INDL PPTYS INCcall | $1,913,000 | – | 25,200 | +100.0% | 0.36% | – |
| QCOM | Sell | QUALCOMM INC | $1,894,000 | -64.2% | 28,000 | -53.3% | 0.36% | -21.6% |
| ALAC | Buy | ALBERTON ACQUISITION CORP | $1,856,000 | +424.3% | 176,736 | +416.1% | 0.35% | +1035.5% |
| CLW | New | CLEARWATER PAPER CORPput | $1,745,000 | – | 80,000 | +100.0% | 0.33% | – |
| WY | New | WEYERHAEUSER COput | $1,695,000 | – | 100,000 | +100.0% | 0.32% | – |
| GDX | New | VANECK VECTORS ETF TRput | $1,613,000 | – | 70,000 | +100.0% | 0.31% | – |
| AUPH | AURINIA PHARMACEUTICALS INCput | $1,611,000 | -28.4% | 111,000 | 0.0% | 0.30% | +56.4% | |
| AEM | New | AGNICO EAGLE MINES LTDcall | $1,592,000 | – | 40,000 | +100.0% | 0.30% | – |
| MARRIOTT VACTINS WORLDWID COnote 1.500 9/1 | $1,561,000 | -26.7% | 2,000 | 0.0% | 0.30% | +60.9% | ||
| FPAC | Sell | FAR PT ACQUISITION CORP | $1,524,000 | -34.3% | 150,600 | -33.2% | 0.29% | +43.8% |
| AMCI | New | AMCI ACQUISITION CORPclass a | $1,484,000 | – | 146,103 | +100.0% | 0.28% | – |
| MS | New | MORGAN STANLEY | $1,459,000 | – | 42,918 | +100.0% | 0.28% | – |
| S | New | SPRINT CORPORATION | $1,451,000 | – | 168,332 | +100.0% | 0.28% | – |
| WM | Buy | WASTE MGMT INC DELput | $1,435,000 | +128.9% | 15,500 | +181.8% | 0.27% | +403.7% |
| XLU | New | SELECT SECTOR SPDR TRcall | $1,385,000 | – | 25,000 | +100.0% | 0.26% | – |
| PFPT | New | PROOFPOINT INCput | $1,282,000 | – | 12,500 | +100.0% | 0.24% | – |
| TCBI | Buy | TEXAS CAPITAL BANCSHARES INC | $1,280,000 | +125.4% | 57,743 | +477.4% | 0.24% | +395.9% |
| GPAQ | New | GORDON POINTE ACQUISITION CO | $1,233,000 | – | 116,300 | +100.0% | 0.23% | – |
| NOC | Buy | NORTHROP GRUMMAN CORPcall | $1,210,000 | +40.7% | 4,000 | +60.0% | 0.23% | +209.5% |
| IP | New | INTL PAPER CO | $1,186,000 | – | 38,100 | +100.0% | 0.22% | – |
| Sell | SEACOR HOLDINGS INCnote 2.50012/1 | $1,184,000 | -53.0% | 1,425 | -45.7% | 0.22% | +2.8% | |
| RIO | Sell | RIO TINTO PLCput | $1,139,000 | -56.9% | 25,000 | -43.8% | 0.22% | -5.7% |
| V | Sell | VISA INCcall | $1,128,000 | -86.9% | 7,000 | -84.7% | 0.21% | -71.2% |
| CARO | New | CAROLINA FINL CORP NEW | $1,112,000 | – | 43,001 | +100.0% | 0.21% | – |
| TIF | Sell | TIFFANY & CO NEW | $1,088,000 | -47.6% | 8,400 | -46.0% | 0.21% | +14.4% |
| NEBU | New | NEBULA ACQUISITION CORP | $1,025,000 | – | 100,972 | +100.0% | 0.19% | – |
| ZG | Sell | ZILLOW GROUP INCcl a | $1,019,000 | -42.0% | 30,000 | -21.8% | 0.19% | +27.0% |
| XLE | New | SELECT SECTOR SPDR TRcall | $1,017,000 | – | 35,000 | +100.0% | 0.19% | – |
| BROGW | New | BROOGE HLDGS LTDcall | $1,000,000 | – | 1,249,524 | +100.0% | 0.19% | – |
| GMHI | New | GORES METROPOULOS INC | $991,000 | – | 97,573 | +100.0% | 0.19% | – |
| MMM | Sell | 3M CO | $949,000 | -88.3% | 6,955 | -84.9% | 0.18% | -74.4% |
| BHC | New | BAUSCH HEALTH COS INCcall | $930,000 | – | 60,000 | +100.0% | 0.18% | – |
| FG | New | FGL HLDGS | $905,000 | – | 92,338 | +100.0% | 0.17% | – |
| VIAC | Sell | VIACOMCBS INCcall | $899,000 | -88.7% | 64,200 | -66.1% | 0.17% | -75.3% |
| NBACU | New | NEWBORN ACQUISITION CORPunit 99/99/9999 | $874,000 | – | 90,095 | +100.0% | 0.17% | – |
| LM | New | LEGG MASON INC | $855,000 | – | 17,500 | +100.0% | 0.16% | – |
| MA | New | MASTERCARD INCcall | $845,000 | – | 3,500 | +100.0% | 0.16% | – |
| BEN | New | FRANKLIN RESOURCES INCcall | $835,000 | – | 50,000 | +100.0% | 0.16% | – |
| RHI | Buy | ROBERT HALF INTL INCcall | $819,000 | -28.0% | 21,700 | +20.6% | 0.16% | +58.2% |
| WBC | Sell | WABCO HLDGS INC | $764,000 | -90.0% | 5,655 | -90.0% | 0.14% | -78.1% |
| TCO | New | TAUBMAN CTRS INC | $752,000 | – | 17,953 | +100.0% | 0.14% | – |
| BHP | New | BHP GROUP LTDcall | $719,000 | – | 19,600 | +100.0% | 0.14% | – |
| THCBW | New | TUSCAN HOLDINGS CORPcall | $703,000 | – | 1,803,555 | +100.0% | 0.13% | – |
| CFFAW | New | CF FIN ACQUISITION CORPcall | $697,000 | – | 1,393,167 | +100.0% | 0.13% | – |
| MCHP | New | MICROCHIP TECHNOLOGY INCput | $678,000 | – | 10,000 | +100.0% | 0.13% | – |
| MCHP | New | MICROCHIP TECHNOLOGY INC | $678,000 | – | 10,000 | +100.0% | 0.13% | – |
| MMM | Sell | 3M COcall | $683,000 | -96.9% | 5,000 | -95.9% | 0.13% | -93.1% |
| OSK | New | OSHKOSH CORPcall | $643,000 | – | 10,000 | +100.0% | 0.12% | – |
| SPLK | New | SPLUNK INC | $631,000 | – | 5,000 | +100.0% | 0.12% | – |
| HCC | New | WARRIOR MET COAL INC | $623,000 | – | 58,700 | +100.0% | 0.12% | – |
| MMSI | New | MERIT MED SYS INC | $625,000 | – | 20,000 | +100.0% | 0.12% | – |
| CAE | New | CAE INC | $608,000 | – | 34,200 | +100.0% | 0.12% | – |
| WM | Buy | WASTE MGMT INC DEL | $594,000 | +21.7% | 6,415 | +49.9% | 0.11% | +169.0% |
| THBRU | THUNDER BRDG ACQUISTION II Lunit 99/99/9999 | $593,000 | -2.5% | 58,201 | 0.0% | 0.11% | +111.3% | |
| SPR | New | SPIRIT AEROSYSTEMS HLDGS INC | $587,000 | – | 24,537 | +100.0% | 0.11% | – |
| SPR | New | SPIRIT AEROSYSTEMS HLDGS INCput | $574,000 | – | 24,000 | +100.0% | 0.11% | – |
| CCHWS | New | COLLIER CREEK HOLDINGScall | $567,000 | – | 419,725 | +100.0% | 0.11% | – |
| SHAK | Sell | SHAKE SHACK INCput | $566,000 | -45.7% | 15,000 | -14.3% | 0.11% | +18.9% |
| RIO | New | RIO TINTO PLCcall | $547,000 | – | 12,000 | +100.0% | 0.10% | – |
| LPX | New | LOUISIANA PAC CORP | $545,000 | – | 31,740 | +100.0% | 0.10% | – |
| TDAC | Buy | TRIDENT ACQUISITIONS CORP | $531,000 | +85.0% | 49,048 | +80.2% | 0.10% | +304.0% |
| SG | Buy | SIRIUS INTERNATIONAL INSURAN | $512,000 | +8.9% | 60,205 | +11.9% | 0.10% | +136.6% |
| GOGO | Buy | GOGO INCput | $511,000 | -43.0% | 241,200 | +72.3% | 0.10% | +24.4% |
| SHAK | New | SHAKE SHACK INCcl a | $496,000 | – | 13,131 | +100.0% | 0.09% | – |
| ADSW | New | ADVANCED DISP SVCS INC DEL | $492,000 | – | 15,000 | +100.0% | 0.09% | – |
| ECOLW | New | US ECOLOGY INCcall | $492,000 | – | 111,720 | +100.0% | 0.09% | – |
| AYX | Sell | ALTERYX INC | $476,000 | -86.4% | 5,000 | -85.7% | 0.09% | -70.3% |
| EE | New | EL PASO ELEC CO | $469,000 | – | 6,900 | +100.0% | 0.09% | – |
| DOCU | New | DOCUSIGN INCput | $462,000 | – | 5,000 | +100.0% | 0.09% | – |
| IOTS | New | ADESTO TECHNOLOGIES CORP | $460,000 | – | 41,066 | +100.0% | 0.09% | – |
| CCACU | New | CITIC CAPITAL ACQUISITION COunit 99/99/9999 | $452,000 | – | 45,830 | +100.0% | 0.09% | – |
| USO | Sell | UNITED STATES OIL FUND LPcall | $421,000 | -73.7% | 100,000 | -20.0% | 0.08% | -42.4% |
| HMY | New | HARMONY GOLD MNG LTDsponsored adr | $413,000 | – | 189,623 | +100.0% | 0.08% | – |
| AVYA | New | AVAYA HLDGS CORPput | $405,000 | – | 50,000 | +100.0% | 0.08% | – |
| BATRK | Sell | LIBERTY MEDIA CORP DEL | $381,000 | -44.7% | 20,000 | -14.2% | 0.07% | +20.0% |
| NFLX | Sell | NETFLIX INCcall | $376,000 | -90.3% | 1,000 | -91.7% | 0.07% | -78.9% |
| ARYAW | New | ARYA SCIENCES ACQUISITION COcall | $361,000 | – | 195,937 | +100.0% | 0.07% | – |
| LILAK | New | LIBERTY LATIN AMERICA LTD | $359,000 | – | 35,000 | +100.0% | 0.07% | – |
| PVG | Sell | PRETIUM RES INCput | $353,000 | -53.1% | 44,000 | -34.9% | 0.07% | +3.1% |
| DISCK | Sell | DISCOVERY INC | $353,000 | -92.2% | 20,100 | -86.5% | 0.07% | -83.0% |
| APXT | New | APEX TECHNOLOGY ACQUISITION | $347,000 | – | 35,566 | +100.0% | 0.07% | – |
| HHHH | New | WEALTHBRIDGE ACQUISITION LTDsh | $338,000 | – | 33,055 | +100.0% | 0.06% | – |
| HUBS | New | HUBSPOT INCput | $333,000 | – | 2,500 | +100.0% | 0.06% | – |
| VALE | New | VALE S Acall | $332,000 | – | 40,000 | +100.0% | 0.06% | – |
| DLPH | New | DELPHI TECHNOLOGIES PLsh | $335,000 | – | 41,556 | +100.0% | 0.06% | – |
| NWS | New | NEWS CORP NEWcl b | $320,000 | – | 35,617 | +100.0% | 0.06% | – |
| X | New | UNITED STATES STL CORP NEWcall | $316,000 | – | 50,000 | +100.0% | 0.06% | – |
| IMVTW | New | IMMUNOVANT INCcall | $305,000 | – | 127,100 | +100.0% | 0.06% | – |
| THBRW | New | THUNDER BRDG ACQUISTION II Lcall | $295,000 | – | 421,900 | +100.0% | 0.06% | – |
| SSRM | New | SSR MNG INCcall | $285,000 | – | 25,000 | +100.0% | 0.05% | – |
| KGC | New | KINROSS GOLD CORP | $283,000 | – | 50,000 | +100.0% | 0.05% | – |
| PHGEWS | New | BIOMX INCcall | $273,000 | – | 455,167 | +100.0% | 0.05% | – |
| HCC | WARRIOR MET COAL INCcall | $266,000 | -49.6% | 25,000 | 0.0% | 0.05% | +8.7% | |
| V | Sell | VISA INC | $262,000 | -97.9% | 1,626 | -97.5% | 0.05% | -95.3% |
| NESRW | New | NATIONAL ENERGY SERVICES REUcall | $256,000 | – | 774,681 | +100.0% | 0.05% | – |
| IBKC | New | IBERIABANK CORP | $251,000 | – | 6,948 | +100.0% | 0.05% | – |
| TZAC | New | TENZING ACQUISITION CORP | $246,000 | – | 23,352 | +100.0% | 0.05% | – |
| SCPEWS | New | SC HEALTH CORPcall | $239,000 | – | 250,000 | +100.0% | 0.04% | – |
| EQX | New | EQUINOX GOLD CORP | $227,000 | – | 24,200 | +100.0% | 0.04% | – |
| FTACW | New | FINTECH ACQUISITION CORP IIIcall | $227,000 | – | 377,576 | +100.0% | 0.04% | – |
| NEBUW | New | NEBULA ACQUISITION CORPcall | $219,000 | – | 216,666 | +100.0% | 0.04% | – |
| NAV | New | NAVISTAR INTL CORP NEWput | $219,000 | – | 13,300 | +100.0% | 0.04% | – |
| NAV | New | NAVISTAR INTL CORP NEW | $219,000 | – | 13,300 | +100.0% | 0.04% | – |
| LOAC | New | LONGEVITY ACQUISITION CORP | $217,000 | – | 20,800 | +100.0% | 0.04% | – |
| BMYRT | BRISTOL-MYERS SQUIBB COright 99/99/9999 | $191,000 | +26.5% | 50,300 | 0.0% | 0.04% | +176.9% | |
| JFKKR | New | 8I ENTERPRISES ACQUISITION Ccall | $192,000 | – | 492,715 | +100.0% | 0.04% | – |
| ALGR | Sell | ALLEGRO MERGER CORP | $161,000 | -12.5% | 14,267 | -20.7% | 0.03% | +93.8% |
| GRAF | Sell | GRAF INDL CORP | $162,000 | -97.5% | 15,933 | -97.5% | 0.03% | -94.4% |
| GNRSU | New | GREENROSE ACQUISITION CORPunit 02/28/2024 | $158,000 | – | 16,300 | +100.0% | 0.03% | – |
| ALACR | New | ALBERTON ACQUISITION CORPcall | $146,000 | – | 766,539 | +100.0% | 0.03% | – |
| ERI | Sell | ELDORADO RESORTS INCcall | $144,000 | -87.9% | 10,000 | -50.0% | 0.03% | -73.8% |
| LCAHW | New | LANDCADIA HLDGS II INCcall | $132,000 | – | 329,552 | +100.0% | 0.02% | – |
| CBAY | New | CYMABAY THERAPEUTICS INC | $123,000 | – | 83,099 | +100.0% | 0.02% | – |
| THCAW | New | TUSCAN HLDGS CORP IIcall | $123,000 | – | 584,556 | +100.0% | 0.02% | – |
| GIXWS | New | GIGCAPITAL2 INCcall | $123,000 | – | 400,000 | +100.0% | 0.02% | – |
| TLRA | New | TELARIA INC | $122,000 | – | 20,408 | +100.0% | 0.02% | – |
| APXTW | New | APEX TECHNOLOGY ACQUISITIONcall | $109,000 | – | 121,200 | +100.0% | 0.02% | – |
| NFINW | New | NETFIN ACQUISITION CORPcall | $110,000 | – | 281,590 | +100.0% | 0.02% | – |
| HCCOW | New | HEALTHCARE MERGER CORPcall | $111,000 | – | 118,300 | +100.0% | 0.02% | – |
| HYAC | New | HAYMAKER ACQUISITION CORP II | $103,000 | – | 10,567 | +100.0% | 0.02% | – |
| FPACWS | New | FAR PT ACQUISITION CORPcall | $92,000 | – | 170,787 | +100.0% | 0.02% | – |
| LOACW | New | LONGEVITY ACQUISITION CORPcall | $92,000 | – | 833,746 | +100.0% | 0.02% | – |
| CCXWS | New | CHURCHILL CAP CORP IIcall | $72,000 | – | 49,925 | +100.0% | 0.01% | – |
| TRNEWS | New | TRINE ACQUISITION CORPcall | $72,000 | – | 119,550 | +100.0% | 0.01% | – |
| HCACW | New | HENNESSY CAP ACQUSTION CORPcall | $62,000 | – | 176,867 | +100.0% | 0.01% | – |
| HYACW | New | HAYMAKER ACQUISITION CORP IIcall | $65,000 | – | 62,283 | +100.0% | 0.01% | – |
| LATNW | New | UNION ACQUISITION CORP IIcall | $62,000 | – | 249,400 | +100.0% | 0.01% | – |
| RPLAWS | New | REPLAY ACQUISITION CORPcall | $59,000 | – | 99,302 | +100.0% | 0.01% | – |
| INSUW | New | INSURANCE ACQUISITION CORPcall | $58,000 | – | 99,700 | +100.0% | 0.01% | – |
| HHHHR | New | WEALTHBRIDGE ACQUISITION LTDcall | $56,000 | – | 122,300 | +100.0% | 0.01% | – |
| BRPAR | New | BIG ROCK PARTNERS ACQUISI COcall | $57,000 | – | 627,103 | +100.0% | 0.01% | – |
| LFACW | New | LF CAP ACQUISITION CORPcall | $50,000 | – | 277,305 | +100.0% | 0.01% | – |
| FSRVW | New | FINSERV ACQUISITION CORPcall | $47,000 | – | 85,300 | +100.0% | 0.01% | – |
| SPAQWS | New | SPARTAN ENERGY ACQUISITION Ccall | $37,000 | – | 124,382 | +100.0% | 0.01% | – |
| ANDAR | New | ANDINA ACQUISITION CORP IIIcall | $35,000 | – | 244,300 | +100.0% | 0.01% | – |
| LOACR | New | LONGEVITY ACQUISITION CORPcall | $30,000 | – | 200,000 | +100.0% | 0.01% | – |
| MNCLW | New | MONOCLE ACQUISITION CORPcall | $32,000 | – | 105,585 | +100.0% | 0.01% | – |
| PBI | New | PITNEY BOWES INC | $24,000 | – | 11,816 | +100.0% | 0.01% | – |
| THWWW | New | TARGET HOSPITALITY CORPcall | $26,000 | – | 133,693 | +100.0% | 0.01% | – |
| BGCP | New | BGC PARTNERS INCput | $25,000 | – | 10,000 | +100.0% | 0.01% | – |
| ROSWQ | New | ROSEHILL RES INCcall | $26,000 | – | 864,548 | +100.0% | 0.01% | – |
| ORSNR | New | ORISUN ACQUISITION CORPcall | $24,000 | – | 159,610 | +100.0% | 0.01% | – |
| GMHIW | New | GORES METROPOULOS INCcall | $20,000 | – | 39,942 | +100.0% | 0.00% | – |
| JFKKW | New | 8I ENTERPRISES ACQUISITION Ccall | $17,000 | – | 96,093 | +100.0% | 0.00% | – |
| AMCIW | New | AMCI ACQUISITION CORPcall | $17,000 | – | 96,774 | +100.0% | 0.00% | – |
| BRPAW | New | BIG ROCK PARTNERS ACQUISI COcall | $14,000 | – | 221,200 | +100.0% | 0.00% | – |
| ALACW | New | ALBERTON ACQUISITION CORPcall | $12,000 | – | 406,320 | +100.0% | 0.00% | – |
| GRAFWS | New | GRAF INDL CORPcall | $8,000 | – | 81,968 | +100.0% | 0.00% | – |
| TDACW | New | TRIDENT ACQUISITIONS CORPcall | $3,000 | – | 36,510 | +100.0% | 0.00% | – |
| ALGRR | New | ALLEGRO MERGER CORPcall | $7,000 | – | 73,915 | +100.0% | 0.00% | – |
| TDACW | Exit | TRIDENT ACQUISITIONS CORPw exp 05/09/202 | $0 | – | -36,510 | -100.0% | 0.00% | – |
| ALACW | Exit | ALBERTON ACQUISITION CORPw exp 04/26/202 | $0 | – | -234,800 | -100.0% | -0.00% | – |
| GRAFWS | Exit | GRAF INDL CORPw exp 12/31/202 | $0 | – | -31,968 | -100.0% | -0.00% | – |
| DPHCW | Exit | DIAMONDPEAK HLDGS CORw exp 02/22/202 | $0 | – | -15,233 | -100.0% | -0.00% | – |
| BRPAW | Exit | BIG ROCK PARTNERS ACQUISI COw exp 12/01/202 | $0 | – | -101,200 | -100.0% | -0.00% | – |
| HHHHR | Exit | WEALTHBRIDGE ACQUISITION LTDright 11/02/2023 | $0 | – | -44,774 | -100.0% | -0.00% | – |
| GTEC | Exit | GREENLAND TECHNOLOGS HLDG CO | $0 | – | -10,000 | -100.0% | -0.00% | – |
| FMCIW | Exit | FORUM MERGER II CORPw exp 09/30/202 | $0 | – | -39,400 | -100.0% | -0.00% | – |
| AMCIW | Exit | AMCI ACQUISITION CORPw exp 05/20/202 | $0 | – | -82,510 | -100.0% | -0.00% | – |
| LACQW | Exit | LEISURE ACQUISITION CORPw exp 12/05/201 | $0 | – | -35,400 | -100.0% | -0.00% | – |
| HCACW | Exit | HENNESSY CAP ACQUSTION CORPw exp 09/05/202 | $0 | – | -50,000 | -100.0% | -0.00% | – |
| JFKKW | Exit | 8I ENTERPRISES ACQUISITIN COw exp 10/29/202 | $0 | – | -140,493 | -100.0% | -0.00% | – |
| EDTXW | Exit | EDTECHX HLDGS ACQUISITION COw exp 12/31/202 | $0 | – | -168,753 | -100.0% | -0.01% | – |
| LOACW | Exit | LONGEVITY ACQUISITION CORPw exp 07/31/202 | $0 | – | -657,746 | -100.0% | -0.01% | – |
| ROSWQ | Exit | ROSEHILL RES INCw exp 04/27/202 | $0 | – | -864,548 | -100.0% | -0.01% | – |
| SPAQWS | Exit | SPARTAN ENERGY ACQUISITON COw exp 08/27/202 | $0 | – | -150,000 | -100.0% | -0.01% | – |
| PACB | Exit | PACIFIC BIOSCIENCES CALIF IN | $0 | – | -15,300 | -100.0% | -0.01% | – |
| NFINW | Exit | NETFIN ACQUISITION CORPw exp 08/01/202 | $0 | – | -307,000 | -100.0% | -0.01% | – |
| LHCWS | Exit | LEO HOLDINGS CORPw exp 02/07/202 | $0 | – | -150,245 | -100.0% | -0.01% | – |
| BRPAR | Exit | BIG ROCK PARTNERS ACQUISI COright 12/01/2022 | $0 | – | -421,503 | -100.0% | -0.01% | – |
| PACKWS | Exit | RANPAK HLDGS CORPw exp 06/03/202 | $0 | – | -90,492 | -100.0% | -0.01% | – |
| THCAW | Exit | TUSCAN HLDGS CORP IIw exp 99/99/999 | $0 | – | -288,327 | -100.0% | -0.01% | – |
| JE | Exit | JUST ENERGY GROUP INCput | $0 | – | -67,600 | -100.0% | -0.01% | – |
| DDMXW | Exit | DD3 ACQUISITION CORPw exp 10/20/202 | $0 | – | -255,800 | -100.0% | -0.01% | – |
| JE | Exit | JUST ENERGY GROUP INCcall | $0 | – | -75,000 | -100.0% | -0.01% | – |
| ALACR | Exit | ALBERTON ACQUISITION CORPright 10/04/2020 | $0 | – | -570,019 | -100.0% | -0.01% | – |
| BGCP | Exit | BGC PARTNERS INCcl a | $0 | – | -22,201 | -100.0% | -0.01% | – |
| GIXWS | Exit | GIGCAPITAL2 INCw exp 02/28/202 | $0 | – | -400,000 | -100.0% | -0.01% | – |
| JFKKR | Exit | 8I ENTERPRISES ACQUISITIN COright 10/29/2020 | $0 | – | -364,000 | -100.0% | -0.01% | – |
| RUBI | Exit | RUBICON PROJ INC | $0 | – | -17,163 | -100.0% | -0.01% | – |
| MFACWS | Exit | MEGALITH FINL ACQUISITION COw exp 08/26/202 | $0 | – | -441,992 | -100.0% | -0.01% | – |
| THWWW | Exit | TARGET HOSPITALITY CORPw exp 03/15/202 | $0 | – | -298,220 | -100.0% | -0.01% | – |
| PHGE | Exit | BIOMX INC | $0 | – | -16,608 | -100.0% | -0.01% | – |
| VALE | Exit | VALE S Aput | $0 | – | -12,000 | -100.0% | -0.01% | – |
| GSAH | Exit | GS ACQUISITION HLDGS CORP | $0 | – | -16,434 | -100.0% | -0.02% | – |
| LILA | Exit | LIBERTY LATIN AMERICA LTD | $0 | – | -10,087 | -100.0% | -0.02% | – |
| XPER | Exit | XPERI CORP | $0 | – | -11,375 | -100.0% | -0.02% | – |
| PHGEWS | Exit | BIOMX INCw exp 10/16/202 | $0 | – | -472,211 | -100.0% | -0.02% | – |
| GRSHW | Exit | GORES HOLDINGS III INCw exp 09/11/202 | $0 | – | -151,682 | -100.0% | -0.02% | – |
| PACB | Exit | PACIFIC BIOSCIENCES CALIF INcall | $0 | – | -50,000 | -100.0% | -0.02% | – |
| TIBRW | Exit | TIBERIUS ACQUISITION CORPw exp 02/28/202 | $0 | – | -230,707 | -100.0% | -0.02% | – |
| SHAK | Exit | SHAKE SHACK INCcall | $0 | – | -5,000 | -100.0% | -0.03% | – |
| TRV | Exit | TRAVELERS COMPANIES INCput | $0 | – | -2,300 | -100.0% | -0.03% | – |
| GSAHWS | Exit | GS ACQUISITION HLDGS CORPw exp 06/12/202 | $0 | – | -142,686 | -100.0% | -0.03% | – |
| LPT | Exit | LIBERTY PPTY TRsh ben int | $0 | – | -5,493 | -100.0% | -0.03% | – |
| IMVTW | Exit | IMMUNOVANT INCw exp 12/18/202 | $0 | – | -166,200 | -100.0% | -0.03% | – |
| KNX | Exit | KNIGHT SWIFT TRANSN HLDGS INcl a | $0 | – | -10,000 | -100.0% | -0.03% | – |
| CTACW | Exit | CHASERG TECHNLGY ACQUISITN Cw exp 04/10/202 | $0 | – | -162,500 | -100.0% | -0.03% | – |
| HCCH | Exit | HL ACQUISITIONS CORPsh | $0 | – | -36,987 | -100.0% | -0.03% | – |
| THBRW | Exit | THUNDER BRDG ACQUISTION II Lw exp 11/30/202 | $0 | – | -422,000 | -100.0% | -0.03% | – |
| SPCEWS | Exit | VIRGIN GALACTIC HOLDINGS INCw exp 11/25/202 | $0 | – | -117,592 | -100.0% | -0.03% | – |
| RHI | Exit | ROBERT HALF INTL INC | $0 | – | -6,400 | -100.0% | -0.04% | – |
| CRCM | Exit | CARE COM INC | $0 | – | -27,951 | -100.0% | -0.04% | – |
| THCBW | Exit | TUSCAN HOLDINGS CORPw exp 04/01/202 | $0 | – | -839,778 | -100.0% | -0.04% | – |
| CETV | Exit | CENTRAL EUROPEAN MEDIA ENTRPcl a new | $0 | – | -94,080 | -100.0% | -0.04% | – |
| TJX | Exit | TJX COS INC NEWput | $0 | – | -7,000 | -100.0% | -0.04% | – |
| ORGO | Exit | ORGANOGENESIS HLDGS INC | $0 | – | -89,191 | -100.0% | -0.04% | – |
| RSG | Exit | REPUBLIC SVCS INCput | $0 | – | -5,500 | -100.0% | -0.04% | – |
| GOOS | Exit | CANADA GOOSE HOLDINGS INCput | $0 | – | -14,500 | -100.0% | -0.04% | – |
| FPACWS | Exit | FAR PT ACQUISITION CORPw exp 06/01/202 | $0 | – | -409,634 | -100.0% | -0.05% | – |
| EDTX | Exit | EDTECHX HLDGS ACQUISITION CO | $0 | – | -51,200 | -100.0% | -0.05% | – |
| BHP | Exit | BHP GROUP LTDput | $0 | – | -10,000 | -100.0% | -0.05% | – |
| CBPX | Exit | CONTINENTAL BLDG PRODS INC | $0 | – | -15,000 | -100.0% | -0.05% | – |
| BRPMWS | Exit | B RILEY PRINCIPAL MERGER CORw exp 04/08/202 | $0 | – | -682,133 | -100.0% | -0.05% | – |
| DLTR | Exit | DOLLAR TREE INC | $0 | – | -6,578 | -100.0% | -0.05% | – |
| HD | Exit | HOME DEPOT INCcall | $0 | – | -3,000 | -100.0% | -0.06% | – |
| AVX | Exit | AVX CORP NEW | $0 | – | -34,240 | -100.0% | -0.06% | – |
| GCI | Exit | GANNETT CO INC NEWput | $0 | – | -110,700 | -100.0% | -0.06% | – |
| MSGS | Exit | MADISON SQUARE GARDEN CO NEWcall | $0 | – | -2,500 | -100.0% | -0.06% | – |
| LSXMA | Exit | LIBERTY MEDIA CORP DELAWARE | $0 | – | -15,600 | -100.0% | -0.06% | – |
| IIPR | Exit | INNOVATIVE INDL PPTYS INCput | $0 | – | -10,000 | -100.0% | -0.07% | – |
| NESRW | Exit | NATIONAL ENERGY SERVICES REUw exp 05/05/202 | $0 | – | -863,281 | -100.0% | -0.07% | – |
| LGC | Exit | LEGACY ACQUISITION CORP | $0 | – | -75,069 | -100.0% | -0.07% | – |
| NUGT | Exit | DIREXION SHS ETF TRput | $0 | – | -22,500 | -100.0% | -0.07% | – |
| DELL | Exit | DELL TECHNOLOGIES INCcl c | $0 | – | -16,316 | -100.0% | -0.07% | – |
| CRSAU | Exit | CRESCENT ACQUISITION CORPunit 99/99/9999 | $0 | – | -84,500 | -100.0% | -0.08% | – |
| BROGW | Exit | BROOGE HLDGS LTDw exp 12/20/202 | $0 | – | -1,218,881 | -100.0% | -0.08% | – |
| WMGI | Exit | WRIGHT MED GROUP N Vcall | $0 | – | -30,000 | -100.0% | -0.08% | – |
| GOOS | Exit | CANADA GOOSE HOLDINGS INCcall | $0 | – | -25,500 | -100.0% | -0.08% | – |
| STC | Exit | STEWART INFORMATION SVCS COR | $0 | – | -22,999 | -100.0% | -0.08% | – |
| WLH | Exit | LYON WILLIAM HOMEScl a new | $0 | – | -49,084 | -100.0% | -0.08% | – |
| CFFAW | Exit | CF FIN ACQUISITION CORPw exp 04/30/202 | $0 | – | -1,146,623 | -100.0% | -0.09% | – |
| NOC | Exit | NORTHROP GRUMMAN CORPput | $0 | – | -3,000 | -100.0% | -0.09% | – |
| MSGS | Exit | MADISON SQUARE GARDEN CO NEWcl a | $0 | – | -3,500 | -100.0% | -0.09% | – |
| WPM | Exit | WHEATON PRECIOUS METALS CORP | $0 | – | -35,451 | -100.0% | -0.09% | – |
| CPE | Exit | CALLON PETE CO DEL | $0 | – | -217,369 | -100.0% | -0.09% | – |
| YTRA | Exit | YATRA ONLINE INCord sh | $0 | – | -350,205 | -100.0% | -0.10% | – |
| BROG | Exit | BROOGE HLDGS LTDsh | $0 | – | -128,257 | -100.0% | -0.10% | – |
| LTS | Exit | LADENBURG THALMAN FIN SVCS I | $0 | – | -330,000 | -100.0% | -0.10% | – |
| AMD | Exit | ADVANCED MICRO DEVICES INCcall | $0 | – | -25,000 | -100.0% | -0.10% | – |
| PEGI | Exit | PATTERN ENERGY GROUP INCcl a | $0 | – | -45,832 | -100.0% | -0.11% | – |
| SLV | Exit | ISHARES SILVER TRUSTput | $0 | – | -75,000 | -100.0% | -0.11% | – |
| GCI | Exit | GANNETT CO INC NEW | $0 | – | -198,144 | -100.0% | -0.11% | – |
| NFLX | Exit | NETFLIX INCput | $0 | – | -4,000 | -100.0% | -0.11% | – |
| ECOLW | Exit | US ECOLOGY INCw exp 10/17/202 | $0 | – | -111,720 | -100.0% | -0.11% | – |
| LOW | Exit | LOWES COS INCput | $0 | – | -11,000 | -100.0% | -0.11% | – |
| FOX | Exit | FOX CORP | $0 | – | -36,378 | -100.0% | -0.12% | – |
| MNCLU | Exit | MONOCLE ACQUISITION CORPunit 99/99/9999 | $0 | – | -125,500 | -100.0% | -0.12% | – |
| BXG | Exit | BLUEGREEN VACATIONS CORP | $0 | – | -132,927 | -100.0% | -0.12% | – |
| NWSA | Exit | NEWS CORP NEWcl a | $0 | – | -98,816 | -100.0% | -0.12% | – |
| CDOR | Exit | CONDOR HOSPITALITY TR INC | $0 | – | -129,202 | -100.0% | -0.12% | – |
| PE | Exit | PARSLEY ENERGY INCcl a | $0 | – | -77,792 | -100.0% | -0.13% | – |
| CZR | Exit | CAESARS ENTMT CORPcall | $0 | – | -109,200 | -100.0% | -0.13% | – |
| THBR | Exit | THUNDER BRDG ACQUISTION II Lcl a sh | $0 | – | -150,800 | -100.0% | -0.13% | – |
| BOLD | Exit | AUDENTES THERAPEUTICS INC | $0 | – | -25,680 | -100.0% | -0.13% | – |
| NOC | Exit | NORTHROP GRUMMAN CORP | $0 | – | -4,825 | -100.0% | -0.14% | – |
| MUDS | Exit | MUDRICK CAP ACQUISITION CORP | $0 | – | -166,594 | -100.0% | -0.15% | – |
| ORSNU | Exit | ORISUN ACQUISITION CORPunit 99/99/9999 | $0 | – | -175,000 | -100.0% | -0.15% | – |
| EEM | Exit | ISHARES TRcall | $0 | – | -40,000 | -100.0% | -0.16% | – |
| HCACU | Exit | HENNESSY CAP ACQUSTION CORPunit 99/99/9999 | $0 | – | -169,156 | -100.0% | -0.16% | – |
| ALACU | Exit | ALBERTON ACQUISITION CORPunit 04/22/2020 | $0 | – | -171,520 | -100.0% | -0.16% | – |
| ZM | Exit | ZOOM VIDEO COMMUNICATIONS INput | $0 | – | -28,500 | -100.0% | -0.17% | – |
| MAXR | Exit | MAXAR TECHNOLOGIES INCcall | $0 | – | -126,800 | -100.0% | -0.17% | – |
| UA | Exit | UNDER ARMOUR INCcl c | $0 | – | -103,569 | -100.0% | -0.17% | – |
| LIVKU | Exit | LIV CAP ACQUISITION CORPunit 99/99/9999 | $0 | – | -200,000 | -100.0% | -0.17% | – |
| IPHS | Exit | INNOPHOS HOLDINGS INC | $0 | – | -63,555 | -100.0% | -0.18% | – |
| DFNSU | Exit | LGL SYS ACQUISITION CORPunit 10/24/2024 | $0 | – | -200,000 | -100.0% | -0.18% | – |
| SAQNU | Exit | SOFTWARE ACQUISITION GROUP Iunit 10/01/2026 | $0 | – | -200,000 | -100.0% | -0.18% | – |
| BRPA | Exit | BIG ROCK PARTNERS ACQUISI CO | $0 | – | -193,091 | -100.0% | -0.18% | – |
| DIS | Exit | DISNEY WALT COcall | $0 | – | -14,500 | -100.0% | -0.18% | – |
| BRPMU | Exit | B RILEY PRINCIPAL MERGER CORunit 99/99/9999 | $0 | – | -200,400 | -100.0% | -0.18% | – |
| GMHIU | Exit | GORES METROPOULOS INCunit 99/99/9999 | $0 | – | -202,000 | -100.0% | -0.18% | – |
| LOACU | Exit | LONGEVITY ACQUISITION CORPunit 08/29/2024 | $0 | – | -200,000 | -100.0% | -0.18% | – |
| PYPL | Exit | PAYPAL HLDGS INC | $0 | – | -20,000 | -100.0% | -0.19% | – |
| WCN | Exit | WASTE CONNECTIONS INCput | $0 | – | -25,000 | -100.0% | -0.20% | – |
| PACQW | Exit | PURE ACQUISITION CORPw exp 04/17/202 | $0 | – | -2,373,491 | -100.0% | -0.20% | – |
| CTAC | Exit | CHASERG TECHNLGY ACQUISITN Cclass a | $0 | – | -218,515 | -100.0% | -0.20% | – |
| FIT | Exit | FITBIT INCcl a | $0 | – | -373,502 | -100.0% | -0.21% | – |
| LBTYK | Exit | LIBERTY GLOBAL PLC | $0 | – | -112,705 | -100.0% | -0.21% | – |
| OMN | Exit | OMNOVA SOLUTIONS INC | $0 | – | -243,757 | -100.0% | -0.21% | – |
| MNCL | Exit | MONOCLE ACQUISITION CORP | $0 | – | -252,049 | -100.0% | -0.22% | – |
| TGE | Exit | TALLGRASS ENERGY LPclass a sh | $0 | – | -116,301 | -100.0% | -0.22% | – |
| BRPAU | Exit | BIG ROCK PARTNERS ACQUISI COunit 11/20/2022 | $0 | – | -240,000 | -100.0% | -0.23% | – |
| TECD | Exit | TECH DATA CORP | $0 | – | -18,358 | -100.0% | -0.23% | – |
| LENB | Exit | LENNAR CORPcl b | $0 | – | -59,517 | -100.0% | -0.23% | – |
| MFAC | Exit | MEGALITH FINL ACQUISITION CO | $0 | – | -261,865 | -100.0% | -0.23% | – |
| TJX | Exit | TJX COS INC NEW | $0 | – | -44,110 | -100.0% | -0.23% | – |
| USO | Exit | UNITED STATES OIL FUND LPunits | $0 | – | -225,000 | -100.0% | -0.25% | – |
| WCG | Exit | WELLCARE HEALTH PLANS INC | $0 | – | -8,750 | -100.0% | -0.25% | – |
| LFACU | Exit | LF CAP ACQUISITION CORPunit 06/19/2025 | $0 | – | -277,305 | -100.0% | -0.25% | – |
| JIHU | Exit | JUNIPER INDL HLDGS INCunit 11/13/2026 | $0 | – | -294,000 | -100.0% | -0.26% | – |
| NPAUU | Exit | NEW PROVIDENCE ACQUISITIN COunit 09/01/2024 | $0 | – | -300,000 | -100.0% | -0.27% | – |
| FNV | Exit | FRANCO NEVADA CORPput | $0 | – | -30,000 | -100.0% | -0.27% | – |
| HCCOU | Exit | HEALTHCARE MERGER CORPunit 12/17/2021 | $0 | – | -300,000 | -100.0% | -0.27% | – |
| FMCIU | Exit | FORUM MERGER II CORPunit 09/30/2025 | $0 | – | -299,600 | -100.0% | -0.28% | – |
| LACQU | Exit | LEISURE ACQUISITION CORPunit 99/99/9999 | $0 | – | -294,007 | -100.0% | -0.28% | – |
| MDB | Exit | MONGODB INCput | $0 | – | -25,000 | -100.0% | -0.28% | – |
| DLTR | Exit | DOLLAR TREE INCcall | $0 | – | -36,000 | -100.0% | -0.29% | – |
| FWONA | Exit | LIBERTY MEDIA CORP DELAWARE | $0 | – | -79,125 | -100.0% | -0.30% | – |
| SWIR | Exit | SIERRA WIRELESS INCput | $0 | – | -367,300 | -100.0% | -0.30% | – |
| LATNU | Exit | UNION ACQUISITION CORP IIunit 99/99/9999 | $0 | – | -350,000 | -100.0% | -0.31% | – |
| Exit | CYPRESS SEMICONDUCTOR CORPnote 2.000 2/0 | $0 | – | -3,000 | -100.0% | -0.31% | – | |
| SPAQU | Exit | SPARTAN ENERGY ACQUISITON COunit 99/99/9999 | $0 | – | -358,900 | -100.0% | -0.32% | – |
| Exit | SEACOR HOLDINGS INCnote 3.00011/1 | $0 | – | -3,745 | -100.0% | -0.32% | – | |
| AVA | Exit | AVISTA CORP | $0 | – | -77,885 | -100.0% | -0.32% | – |
| Exit | CAESARS ENTMT CORPnote 5.00010/0 | $0 | – | -2,000 | -100.0% | -0.33% | – | |
| GIX | Exit | GIGCAPITAL2 INC | $0 | – | -400,000 | -100.0% | -0.34% | – |
| BRPM | Exit | B RILEY PRINCIPAL MERGER CORcl a | $0 | – | -398,521 | -100.0% | -0.34% | – |
| ALUSU | Exit | ALUSSA ENERGY ACQUISITION COunit 10/31/2026 | $0 | – | -400,000 | -100.0% | -0.35% | – |
| OACU | Exit | OAKTREE ACQUISITION CORPunit 99/99/9999 | $0 | – | -400,106 | -100.0% | -0.35% | – |
| SPLK | Exit | SPLUNK INCcall | $0 | – | -27,500 | -100.0% | -0.36% | – |
| RPLAU | Exit | REPLAY ACQUISITION CORPunit 03/01/2024 | $0 | – | -398,605 | -100.0% | -0.36% | – |
| HD | Exit | HOME DEPOT INC | $0 | – | -19,049 | -100.0% | -0.36% | – |
| INXN | Exit | INTERXION HOLDING N.Vsh | $0 | – | -50,765 | -100.0% | -0.37% | – |
| MCD | Exit | MCDONALDS CORPput | $0 | – | -21,500 | -100.0% | -0.37% | – |
| Exit | FIRST MAJESTIC SILVER CORPnote 1.875 3/0 | $0 | – | -3,000 | -100.0% | -0.37% | – | |
| LGFB | Exit | LIONS GATE ENTMNT CORPcl b non vtg | $0 | – | -432,988 | -100.0% | -0.37% | – |
| XLNX | Exit | XILINX INC | $0 | – | -45,000 | -100.0% | -0.38% | – |
| TRNEU | Exit | TRINE ACQUISITION CORPunit 03/31/2021 | $0 | – | -439,100 | -100.0% | -0.38% | – |
| ARYAU | Exit | ARYA SCIENCES ACQUISITION COunit 10/04/2023 | $0 | – | -391,875 | -100.0% | -0.39% | – |
| HEIA | Exit | HEICO CORP NEWcl a | $0 | – | -50,525 | -100.0% | -0.39% | – |
| DDMX | Exit | DD3 ACQUISITION CORPsh | $0 | – | -442,668 | -100.0% | -0.39% | – |
| V | Exit | VISA INCput | $0 | – | -24,800 | -100.0% | -0.40% | – |
| THCAU | Exit | TUSCAN HLDGS CORP IIunit 04/01/2026 | $0 | – | -486,458 | -100.0% | -0.42% | – |
| MX | Exit | MAGNACHIP SEMICONDUCTOR CORPcall | $0 | – | -432,900 | -100.0% | -0.44% | – |
| AMD | Exit | ADVANCED MICRO DEVICES INCput | $0 | – | -110,000 | -100.0% | -0.44% | – |
| GRSH | Exit | GORES HOLDINGS III INCclass a | $0 | – | -490,780 | -100.0% | -0.44% | – |
| LBRDA | Exit | LIBERTY BROADBAND CORP | $0 | – | -40,910 | -100.0% | -0.44% | – |
| FSRVU | Exit | FINSERV ACQUISITION CORPunit 12/31/2026 | $0 | – | -500,000 | -100.0% | -0.44% | – |
| WAIR | Exit | WESCO AIRCRAFT HLDGS INC | $0 | – | -465,444 | -100.0% | -0.44% | – |
| SCPEU | Exit | SC HEALTH CORPunit 99/99/9999 | $0 | – | -500,000 | -100.0% | -0.45% | – |
| ZAYO | Exit | ZAYO GROUP HLDGS INC | $0 | – | -151,855 | -100.0% | -0.46% | – |
| BPR | Exit | BROOKFIELD PROPERTY REIT INCcl a | $0 | – | -300,000 | -100.0% | -0.48% | – |
| CUK | Exit | CARNIVAL PLCadr | $0 | – | -115,000 | -100.0% | -0.48% | – |
| NVDA | Exit | NVIDIA CORPput | $0 | – | -24,000 | -100.0% | -0.49% | – |
| MDB | Exit | MONGODB INCcl a | $0 | – | -45,000 | -100.0% | -0.51% | – |
| SRCI | Exit | SRC ENERGY INC | $0 | – | -1,452,867 | -100.0% | -0.52% | – |
| HYACU | Exit | HAYMAKER ACQUISITION CORP IIunit 10/31/2026 | $0 | – | -575,000 | -100.0% | -0.52% | – |
| OPES | Exit | OPES ACQUISITION CORP | $0 | – | -575,000 | -100.0% | -0.52% | – |
| CHPMU | Exit | CHP MERGER CORPunit 11/22/2024 | $0 | – | -600,000 | -100.0% | -0.53% | – |
| BFA | Exit | BROWN FORMAN CORPcl a | $0 | – | -102,848 | -100.0% | -0.56% | – |
| GXGXU | Exit | GX ACQUISITION CORPunit 05/24/2026 | $0 | – | -637,994 | -100.0% | -0.57% | – |
| Exit | SILICON LABORATORIES INCnote 1.375 3/0 | $0 | – | -5,000 | -100.0% | -0.58% | – | |
| Exit | DEXCOM INCnote 0.750 5/1 | $0 | – | -3,000 | -100.0% | -0.58% | – | |
| AYX | Exit | ALTERYX INCcall | $0 | – | -70,000 | -100.0% | -0.61% | – |
| Exit | WORKDAY INCnote 0.25010/0 | $0 | – | -5,485 | -100.0% | -0.61% | – | |
| XLNX | Exit | XILINX INCcall | $0 | – | -71,900 | -100.0% | -0.61% | – |
| CISN | Exit | CISION LTDsh | $0 | – | -738,631 | -100.0% | -0.64% | – |
| Exit | CYPRESS SEMICONDUCTOR CORPnote 4.500 1/1 | $0 | – | -4,490 | -100.0% | -0.67% | – | |
| FTACU | Exit | FINTECH ACQUISITION CORP IIIunit 12/01/2023 | $0 | – | -750,000 | -100.0% | -0.70% | – |
| XLI | Exit | SELECT SECTOR SPDR TRput | $0 | – | -100,000 | -100.0% | -0.70% | – |
| THCBU | Exit | TUSCAN HOLDINGS CORPunit 99/99/9999 | $0 | – | -799,777 | -100.0% | -0.73% | – |
| Exit | BLACKBERRY LTDdebt 3.75011/1 | $0 | – | -8,763 | -100.0% | -0.77% | – | |
| FPACU | Exit | FAR PT ACQUISITION CORPunit 06/01/2025 | $0 | – | -916,597 | -100.0% | -0.86% | – |
| Exit | PATTERN ENERGY GROUP INCnote 4.000 7/1 | $0 | – | -11,025 | -100.0% | -0.96% | – | |
| MSFT | Exit | MICROSOFT CORPput | $0 | – | -71,000 | -100.0% | -0.97% | – |
| MCD | Exit | MCDONALDS CORP | $0 | – | -56,728 | -100.0% | -0.97% | – |
| UFS | Exit | DOMTAR CORPput | $0 | – | -304,200 | -100.0% | -1.01% | – |
| MOSC | Exit | MOSAIC ACQUISITION CORP | $0 | – | -1,135,849 | -100.0% | -1.01% | – |
| Exit | MEDICINES COnote 2.750 7/1 | $0 | – | -7,000 | -100.0% | -1.06% | – | |
| SWKS | Exit | SKYWORKS SOLUTIONS INCput | $0 | – | -101,100 | -100.0% | -1.06% | – |
| NVDA | Exit | NVIDIA CORPcall | $0 | – | -60,000 | -100.0% | -1.22% | – |
| GOOGL | Exit | ALPHABET INCcap stk cl a | $0 | – | -11,848 | -100.0% | -1.37% | – |
| AGG | Exit | ISHARES TRput | $0 | – | -150,000 | -100.0% | -1.46% | – |
| MSFT | Exit | MICROSOFT CORP | $0 | – | -113,250 | -100.0% | -1.54% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-05-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BGC PARTNERS INC | 30 | Q4 2022 | 1.9% |
| ISHARES TR | 22 | Q2 2023 | 2.8% |
| VANECK VECTORS ETF TRUST | 21 | Q3 2022 | 7.0% |
| SPDR SP 500 ETF TR | 20 | Q3 2023 | 8.8% |
| MAGNACHIP SEMICONDUCTOR CORP | 19 | Q3 2022 | 1.1% |
| NXP SEMICONDUCTORS N V | 18 | Q4 2020 | 2.9% |
| MICROSOFT CORP | 18 | Q2 2020 | 1.5% |
| ISHARES TR | 17 | Q1 2023 | 7.5% |
| CYPRESS SEMICONDUCTOR CORP | 17 | Q1 2019 | 2.5% |
| AEROJET ROCKETDYNE HLDGS INC | 17 | Q2 2022 | 1.4% |
View K2 PRINCIPAL FUND, L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AcuityAds Holdings Inc. | March 16, 2023 | 3,198,531 | 5.6% |
| ARS Pharmaceuticals, Inc. | February 13, 2023 | 2,045,348 | 2.2% |
| Solid Biosciences Inc. | February 13, 2023 | 284,871 | 1.5% |
| TCR2 THERAPEUTICS INC. | February 09, 2023 | 10 | 0.0% |
| AVROBIO, Inc. | February 08, 2023 | 10 | 0.0% |
| Goldenstone Acquisition Ltd. | February 08, 2023 | 10 | 0.0% |
| Relativity Acquisition Corp | February 08, 2023 | 10 | 0.0% |
| Sagaliam Acquisition Corp | February 08, 2023 | 10 | 0.0% |
| Pasithea Therapeutics Corp. | February 01, 2022 | 1,094,418 | 5.0% |
| Ignyte Acquisition Corp. | January 26, 2022 | 259,958 | 3.6% |
View K2 PRINCIPAL FUND, L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-12 |
| SC 13G/A | 2024-02-12 |
| SC 13G | 2024-02-09 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-11 |
| SC 13G/A | 2023-03-16 |
| SC 13G | 2023-03-16 |
| SC 13G/A | 2023-02-13 |
View K2 PRINCIPAL FUND, L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.