K2 PRINCIPAL FUND, L.P. - Q1 2020 holdings

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$528 Million is the total value of K2 PRINCIPAL FUND, L.P.'s 233 reported holdings in Q1 2020. The portfolio turnover from Q4 2019 to Q1 2020 was - .

All

			Value		Shares		↓ Weighting
DIA	New	SPDR DOW JONES INDL AVRG ETFcall	$21,923,000	–	100,000	+100.0%	4.16%	–
DIA	New	SPDR DOW JONES INDL AVRG ETFput	$10,962,000	–	50,000	+100.0%	2.08%	–
JNK	New	SPDR SER TRput	$9,427,000	–	99,500	+100.0%	1.79%	–
AGG	New	ISHARES TRcall	$5,769,000	–	50,000	+100.0%	1.09%	–
CCXXU	New	CHURCHILL CAP CORP IIIunit 03/01/2027	$5,564,000	–	556,412	+100.0%	1.06%	–
	New	GAIN CAP HLDGS INCnote 5.000 8/1	$4,900,000	–	5,000	+100.0%	0.93%	–
JNK	New	SPDR SER TRcall	$4,737,000	–	50,000	+100.0%	0.90%	–
MJ	New	ETF MANAGERS TRput	$4,560,000	–	400,000	+100.0%	0.86%	–
EBAY	New	EBAY INCcall	$4,512,000	–	150,100	+100.0%	0.86%	–
OSB	New	NORBORD INC	$4,421,000	–	265,500	+100.0%	0.84%	–
OAC	New	OAKTREE ACQUISITION CORP	$4,001,000	–	400,104	+100.0%	0.76%	–
LPX	New	LOUISIANA PAC CORPput	$3,780,000	–	220,000	+100.0%	0.72%	–
	New	GOGO INCnote 6.000 5/1	$3,658,000	–	5,900	+100.0%	0.69%	–
SLV	New	ISHARES SILVER TRUSTcall	$3,589,000	–	275,000	+100.0%	0.68%	–
LQD	New	ISHARES TRiboxx inv cp etf	$3,458,000	–	28,000	+100.0%	0.66%	–
	New	DEXCOM INCnote 0.75012/0	$3,291,000	–	1,900	+100.0%	0.62%	–
ARYA	New	ARYA SCIENCES ACQUISITION CO	$3,153,000	–	309,694	+100.0%	0.60%	–
	New	ATLAS AIR WORLDWIDE HLDGS INnote 2.250 6/0	$3,065,000	–	3,651	+100.0%	0.58%	–
WCN	New	WASTE CONNECTIONS INC	$3,057,000	–	27,999	+100.0%	0.58%	–
IP	New	INTL PAPER COput	$2,646,000	–	85,000	+100.0%	0.50%	–
	New	ASSERTIO THERAPEUTICS INCnote 2.500 9/0	$2,462,000	–	2,500	+100.0%	0.47%	–
CRM	New	SALESFORCE COM INC	$2,160,000	–	15,000	+100.0%	0.41%	–
KNX	New	KNIGHT SWIFT TRANSN HLDGS INcall	$2,132,000	–	65,000	+100.0%	0.40%	–
QCOM	New	QUALCOMM INCput	$2,030,000	–	30,000	+100.0%	0.38%	–
INSU	New	INSURANCE ACQUISITION CORPcl a	$2,022,000	–	200,990	+100.0%	0.38%	–
AAWW	New	ATLAS AIR WORLDWIDE HLDGS INput	$1,925,000	–	75,000	+100.0%	0.36%	–
IIPR	New	INNOVATIVE INDL PPTYS INCcall	$1,913,000	–	25,200	+100.0%	0.36%	–
CLW	New	CLEARWATER PAPER CORPput	$1,745,000	–	80,000	+100.0%	0.33%	–
WY	New	WEYERHAEUSER COput	$1,695,000	–	100,000	+100.0%	0.32%	–
GDX	New	VANECK VECTORS ETF TRput	$1,613,000	–	70,000	+100.0%	0.31%	–
AEM	New	AGNICO EAGLE MINES LTDcall	$1,592,000	–	40,000	+100.0%	0.30%	–
AMCI	New	AMCI ACQUISITION CORPclass a	$1,484,000	–	146,103	+100.0%	0.28%	–
MS	New	MORGAN STANLEY	$1,459,000	–	42,918	+100.0%	0.28%	–
S	New	SPRINT CORPORATION	$1,451,000	–	168,332	+100.0%	0.28%	–
XLU	New	SELECT SECTOR SPDR TRcall	$1,385,000	–	25,000	+100.0%	0.26%	–
PFPT	New	PROOFPOINT INCput	$1,282,000	–	12,500	+100.0%	0.24%	–
GPAQ	New	GORDON POINTE ACQUISITION CO	$1,233,000	–	116,300	+100.0%	0.23%	–
IP	New	INTL PAPER CO	$1,186,000	–	38,100	+100.0%	0.22%	–
CARO	New	CAROLINA FINL CORP NEW	$1,112,000	–	43,001	+100.0%	0.21%	–
NEBU	New	NEBULA ACQUISITION CORP	$1,025,000	–	100,972	+100.0%	0.19%	–
XLE	New	SELECT SECTOR SPDR TRcall	$1,017,000	–	35,000	+100.0%	0.19%	–
BROGW	New	BROOGE HLDGS LTDcall	$1,000,000	–	1,249,524	+100.0%	0.19%	–
GMHI	New	GORES METROPOULOS INC	$991,000	–	97,573	+100.0%	0.19%	–
BHC	New	BAUSCH HEALTH COS INCcall	$930,000	–	60,000	+100.0%	0.18%	–
FG	New	FGL HLDGS	$905,000	–	92,338	+100.0%	0.17%	–
NBACU	New	NEWBORN ACQUISITION CORPunit 99/99/9999	$874,000	–	90,095	+100.0%	0.17%	–
LM	New	LEGG MASON INC	$855,000	–	17,500	+100.0%	0.16%	–
MA	New	MASTERCARD INCcall	$845,000	–	3,500	+100.0%	0.16%	–
BEN	New	FRANKLIN RESOURCES INCcall	$835,000	–	50,000	+100.0%	0.16%	–
TCO	New	TAUBMAN CTRS INC	$752,000	–	17,953	+100.0%	0.14%	–
BHP	New	BHP GROUP LTDcall	$719,000	–	19,600	+100.0%	0.14%	–
THCBW	New	TUSCAN HOLDINGS CORPcall	$703,000	–	1,803,555	+100.0%	0.13%	–
CFFAW	New	CF FIN ACQUISITION CORPcall	$697,000	–	1,393,167	+100.0%	0.13%	–
MCHP	New	MICROCHIP TECHNOLOGY INCput	$678,000	–	10,000	+100.0%	0.13%	–
MCHP	New	MICROCHIP TECHNOLOGY INC	$678,000	–	10,000	+100.0%	0.13%	–
OSK	New	OSHKOSH CORPcall	$643,000	–	10,000	+100.0%	0.12%	–
SPLK	New	SPLUNK INC	$631,000	–	5,000	+100.0%	0.12%	–
HCC	New	WARRIOR MET COAL INC	$623,000	–	58,700	+100.0%	0.12%	–
MMSI	New	MERIT MED SYS INC	$625,000	–	20,000	+100.0%	0.12%	–
CAE	New	CAE INC	$608,000	–	34,200	+100.0%	0.12%	–
SPR	New	SPIRIT AEROSYSTEMS HLDGS INC	$587,000	–	24,537	+100.0%	0.11%	–
SPR	New	SPIRIT AEROSYSTEMS HLDGS INCput	$574,000	–	24,000	+100.0%	0.11%	–
CCHWS	New	COLLIER CREEK HOLDINGScall	$567,000	–	419,725	+100.0%	0.11%	–
RIO	New	RIO TINTO PLCcall	$547,000	–	12,000	+100.0%	0.10%	–
LPX	New	LOUISIANA PAC CORP	$545,000	–	31,740	+100.0%	0.10%	–
SHAK	New	SHAKE SHACK INCcl a	$496,000	–	13,131	+100.0%	0.09%	–
ADSW	New	ADVANCED DISP SVCS INC DEL	$492,000	–	15,000	+100.0%	0.09%	–
ECOLW	New	US ECOLOGY INCcall	$492,000	–	111,720	+100.0%	0.09%	–
EE	New	EL PASO ELEC CO	$469,000	–	6,900	+100.0%	0.09%	–
DOCU	New	DOCUSIGN INCput	$462,000	–	5,000	+100.0%	0.09%	–
IOTS	New	ADESTO TECHNOLOGIES CORP	$460,000	–	41,066	+100.0%	0.09%	–
CCACU	New	CITIC CAPITAL ACQUISITION COunit 99/99/9999	$452,000	–	45,830	+100.0%	0.09%	–
HMY	New	HARMONY GOLD MNG LTDsponsored adr	$413,000	–	189,623	+100.0%	0.08%	–
AVYA	New	AVAYA HLDGS CORPput	$405,000	–	50,000	+100.0%	0.08%	–
ARYAW	New	ARYA SCIENCES ACQUISITION COcall	$361,000	–	195,937	+100.0%	0.07%	–
LILAK	New	LIBERTY LATIN AMERICA LTD	$359,000	–	35,000	+100.0%	0.07%	–
APXT	New	APEX TECHNOLOGY ACQUISITION	$347,000	–	35,566	+100.0%	0.07%	–
HHHH	New	WEALTHBRIDGE ACQUISITION LTDsh	$338,000	–	33,055	+100.0%	0.06%	–
HUBS	New	HUBSPOT INCput	$333,000	–	2,500	+100.0%	0.06%	–
VALE	New	VALE S Acall	$332,000	–	40,000	+100.0%	0.06%	–
DLPH	New	DELPHI TECHNOLOGIES PLsh	$335,000	–	41,556	+100.0%	0.06%	–
NWS	New	NEWS CORP NEWcl b	$320,000	–	35,617	+100.0%	0.06%	–
X	New	UNITED STATES STL CORP NEWcall	$316,000	–	50,000	+100.0%	0.06%	–
IMVTW	New	IMMUNOVANT INCcall	$305,000	–	127,100	+100.0%	0.06%	–
THBRW	New	THUNDER BRDG ACQUISTION II Lcall	$295,000	–	421,900	+100.0%	0.06%	–
SSRM	New	SSR MNG INCcall	$285,000	–	25,000	+100.0%	0.05%	–
KGC	New	KINROSS GOLD CORP	$283,000	–	50,000	+100.0%	0.05%	–
PHGEWS	New	BIOMX INCcall	$273,000	–	455,167	+100.0%	0.05%	–
NESRW	New	NATIONAL ENERGY SERVICES REUcall	$256,000	–	774,681	+100.0%	0.05%	–
IBKC	New	IBERIABANK CORP	$251,000	–	6,948	+100.0%	0.05%	–
TZAC	New	TENZING ACQUISITION CORP	$246,000	–	23,352	+100.0%	0.05%	–
SCPEWS	New	SC HEALTH CORPcall	$239,000	–	250,000	+100.0%	0.04%	–
EQX	New	EQUINOX GOLD CORP	$227,000	–	24,200	+100.0%	0.04%	–
FTACW	New	FINTECH ACQUISITION CORP IIIcall	$227,000	–	377,576	+100.0%	0.04%	–
NEBUW	New	NEBULA ACQUISITION CORPcall	$219,000	–	216,666	+100.0%	0.04%	–
NAV	New	NAVISTAR INTL CORP NEWput	$219,000	–	13,300	+100.0%	0.04%	–
NAV	New	NAVISTAR INTL CORP NEW	$219,000	–	13,300	+100.0%	0.04%	–
LOAC	New	LONGEVITY ACQUISITION CORP	$217,000	–	20,800	+100.0%	0.04%	–
JFKKR	New	8I ENTERPRISES ACQUISITION Ccall	$192,000	–	492,715	+100.0%	0.04%	–
GNRSU	New	GREENROSE ACQUISITION CORPunit 02/28/2024	$158,000	–	16,300	+100.0%	0.03%	–
ALACR	New	ALBERTON ACQUISITION CORPcall	$146,000	–	766,539	+100.0%	0.03%	–
LCAHW	New	LANDCADIA HLDGS II INCcall	$132,000	–	329,552	+100.0%	0.02%	–
CBAY	New	CYMABAY THERAPEUTICS INC	$123,000	–	83,099	+100.0%	0.02%	–
THCAW	New	TUSCAN HLDGS CORP IIcall	$123,000	–	584,556	+100.0%	0.02%	–
GIXWS	New	GIGCAPITAL2 INCcall	$123,000	–	400,000	+100.0%	0.02%	–
TLRA	New	TELARIA INC	$122,000	–	20,408	+100.0%	0.02%	–
APXTW	New	APEX TECHNOLOGY ACQUISITIONcall	$109,000	–	121,200	+100.0%	0.02%	–
NFINW	New	NETFIN ACQUISITION CORPcall	$110,000	–	281,590	+100.0%	0.02%	–
HCCOW	New	HEALTHCARE MERGER CORPcall	$111,000	–	118,300	+100.0%	0.02%	–
HYAC	New	HAYMAKER ACQUISITION CORP II	$103,000	–	10,567	+100.0%	0.02%	–
FPACWS	New	FAR PT ACQUISITION CORPcall	$92,000	–	170,787	+100.0%	0.02%	–
LOACW	New	LONGEVITY ACQUISITION CORPcall	$92,000	–	833,746	+100.0%	0.02%	–
CCXWS	New	CHURCHILL CAP CORP IIcall	$72,000	–	49,925	+100.0%	0.01%	–
TRNEWS	New	TRINE ACQUISITION CORPcall	$72,000	–	119,550	+100.0%	0.01%	–
HCACW	New	HENNESSY CAP ACQUSTION CORPcall	$62,000	–	176,867	+100.0%	0.01%	–
HYACW	New	HAYMAKER ACQUISITION CORP IIcall	$65,000	–	62,283	+100.0%	0.01%	–
LATNW	New	UNION ACQUISITION CORP IIcall	$62,000	–	249,400	+100.0%	0.01%	–
RPLAWS	New	REPLAY ACQUISITION CORPcall	$59,000	–	99,302	+100.0%	0.01%	–
INSUW	New	INSURANCE ACQUISITION CORPcall	$58,000	–	99,700	+100.0%	0.01%	–
HHHHR	New	WEALTHBRIDGE ACQUISITION LTDcall	$56,000	–	122,300	+100.0%	0.01%	–
BRPAR	New	BIG ROCK PARTNERS ACQUISI COcall	$57,000	–	627,103	+100.0%	0.01%	–
LFACW	New	LF CAP ACQUISITION CORPcall	$50,000	–	277,305	+100.0%	0.01%	–
FSRVW	New	FINSERV ACQUISITION CORPcall	$47,000	–	85,300	+100.0%	0.01%	–
SPAQWS	New	SPARTAN ENERGY ACQUISITION Ccall	$37,000	–	124,382	+100.0%	0.01%	–
ANDAR	New	ANDINA ACQUISITION CORP IIIcall	$35,000	–	244,300	+100.0%	0.01%	–
LOACR	New	LONGEVITY ACQUISITION CORPcall	$30,000	–	200,000	+100.0%	0.01%	–
MNCLW	New	MONOCLE ACQUISITION CORPcall	$32,000	–	105,585	+100.0%	0.01%	–
PBI	New	PITNEY BOWES INC	$24,000	–	11,816	+100.0%	0.01%	–
THWWW	New	TARGET HOSPITALITY CORPcall	$26,000	–	133,693	+100.0%	0.01%	–
BGCP	New	BGC PARTNERS INCput	$25,000	–	10,000	+100.0%	0.01%	–
ROSWQ	New	ROSEHILL RES INCcall	$26,000	–	864,548	+100.0%	0.01%	–
ORSNR	New	ORISUN ACQUISITION CORPcall	$24,000	–	159,610	+100.0%	0.01%	–
GMHIW	New	GORES METROPOULOS INCcall	$20,000	–	39,942	+100.0%	0.00%	–
JFKKW	New	8I ENTERPRISES ACQUISITION Ccall	$17,000	–	96,093	+100.0%	0.00%	–
AMCIW	New	AMCI ACQUISITION CORPcall	$17,000	–	96,774	+100.0%	0.00%	–
BRPAW	New	BIG ROCK PARTNERS ACQUISI COcall	$14,000	–	221,200	+100.0%	0.00%	–
ALACW	New	ALBERTON ACQUISITION CORPcall	$12,000	–	406,320	+100.0%	0.00%	–
GRAFWS	New	GRAF INDL CORPcall	$8,000	–	81,968	+100.0%	0.00%	–
TDACW	New	TRIDENT ACQUISITIONS CORPcall	$3,000	–	36,510	+100.0%	0.00%	–
ALGRR	New	ALLEGRO MERGER CORPcall	$7,000	–	73,915	+100.0%	0.00%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2020-05-15

Signatures

The EDGAR filing(s) were signed by:

Daniel Gosselin — President

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
BGC PARTNERS INC	30	Q4 2022	1.9%
ISHARES TR	22	Q2 2023	2.8%
VANECK VECTORS ETF TRUST	21	Q3 2022	7.0%
SPDR SP 500 ETF TR	20	Q3 2023	8.8%
MAGNACHIP SEMICONDUCTOR CORP	19	Q3 2022	1.1%
NXP SEMICONDUCTORS N V	18	Q4 2020	2.9%
MICROSOFT CORP	18	Q2 2020	1.5%
ISHARES TR	17	Q1 2023	7.5%
CYPRESS SEMICONDUCTOR CORP	17	Q1 2019	2.5%
AEROJET ROCKETDYNE HLDGS INC	17	Q2 2022	1.4%

View K2 PRINCIPAL FUND, L.P.'s complete holdings history.

Latest significant ownerships (13-D/G)

K2 PRINCIPAL FUND, L.P. Q1 2020 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
AcuityAds Holdings Inc.	March 16, 2023	3,198,531	5.6%
ARS Pharmaceuticals, Inc.	February 13, 2023	2,045,348	2.2%
Solid Biosciences Inc.	February 13, 2023	284,871	1.5%
TCR2 THERAPEUTICS INC.	February 09, 2023	10	0.0%
AVROBIO, Inc.	February 08, 2023	10	0.0%
Goldenstone Acquisition Ltd.	February 08, 2023	10	0.0%
Relativity Acquisition Corp	February 08, 2023	10	0.0%
Sagaliam Acquisition Corp	February 08, 2023	10	0.0%
Pasithea Therapeutics Corp.	February 01, 2022	1,094,418	5.0%
Ignyte Acquisition Corp.	January 26, 2022	259,958	3.6%

View K2 PRINCIPAL FUND, L.P.'s complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-14
13F-HR	2024-02-14
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G	2024-02-09
13F-HR	2023-11-13
13F-HR	2023-08-15
13F-HR	2023-05-11
SC 13G/A	2023-03-16
SC 13G	2023-03-16

View K2 PRINCIPAL FUND, L.P.'s complete filings history.

All filings

View complete filings history.

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