K2 PRINCIPAL FUND, L.P. - Q3 2017 holdings

Add to watchlist

$1.51 Billion is the total value of K2 PRINCIPAL FUND, L.P.'s 413 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 100.0% .

All

			Value		Shares		↓ Weighting
AEZS	Exit	AETERNA ZENTARIS INC	$0	–	-60,226	-100.0%	-0.00%	–
WIN	Exit	WINDSTREAM HLDGS INCput	$0	–	-19,400	-100.0%	-0.01%	–
IAG	Exit	IAMGOLD CORP	$0	–	-14,394	-100.0%	-0.01%	–
ODP	Exit	OFFICE DEPOT INC	$0	–	-15,243	-100.0%	-0.01%	–
AKG	Exit	ASANKO GOLD INCput	$0	–	-70,000	-100.0%	-0.01%	–
WIN	Exit	WINDSTREAM HLDGS INC	$0	–	-28,694	-100.0%	-0.01%	–
EACQ	Exit	EASTERLY ACQUISITION CORP	$0	–	-11,209	-100.0%	-0.01%	–
ANWWQ	Exit	AEGEAN MARINE PETROLEUM NETW	$0	–	-17,100	-100.0%	-0.01%	–
XRA	Exit	EXETER RES CORP	$0	–	-82,223	-100.0%	-0.01%	–
CPAAW	Exit	CONYERS PK ACQUISITIONw exp 07/20/202	$0	–	-50,000	-100.0%	-0.01%	–
NSU	Exit	NEVSUN RES LTD	$0	–	-70,100	-100.0%	-0.01%	–
FOR	Exit	FORESTAR GROUP INC	$0	–	-10,500	-100.0%	-0.01%	–
KBLMR	Exit	KBL MERGER CORP IVright 03/22/2019	$0	–	-508,600	-100.0%	-0.01%	–
RLJ	Exit	RLJ LODGING TRput	$0	–	-11,000	-100.0%	-0.02%	–
SNAP	Exit	SNAP INCcl a	$0	–	-13,158	-100.0%	-0.02%	–
SAND	Exit	SANDSTORM GOLD LTDput	$0	–	-64,900	-100.0%	-0.02%	–
CACC	Exit	CREDIT ACCEP CORP MICHcall	$0	–	-1,000	-100.0%	-0.02%	–
	Exit	TRILLIUM THERAPEUTICS INC	$0	–	-60,013	-100.0%	-0.02%	–
HRMNW	Exit	HARMONY MERGER CORPw exp 01/01/202	$0	–	-348,486	-100.0%	-0.02%	–
MGA	Exit	MAGNA INTL INCcall	$0	–	-6,000	-100.0%	-0.02%	–
LEXEA	Exit	LIBERTY EXPEDIA HOLDINGS	$0	–	-5,967	-100.0%	-0.02%	–
COVS	Exit	COVISINT CORP	$0	–	-143,500	-100.0%	-0.02%	–
MSFT	Exit	MICROSOFT CORPput	$0	–	-5,000	-100.0%	-0.02%	–
UAA	Exit	UNDER ARMOUR INCcl a	$0	–	-16,300	-100.0%	-0.02%	–
RNG	Exit	RINGCENTRAL INCput	$0	–	-10,000	-100.0%	-0.02%	–
TQQQ	Exit	PROSHARES TRultrapro qqq	$0	–	-4,059	-100.0%	-0.03%	–
DXJ	Exit	WISDOMTREE TRjapn hedge eqt	$0	–	-7,625	-100.0%	-0.03%	–
LGFB	Exit	LIONS GATE ENTMNT CORPcl b non vtg	$0	–	-15,000	-100.0%	-0.03%	–
FSM	Exit	FORTUNA SILVER MINES INC	$0	–	-85,532	-100.0%	-0.03%	–
PEGI	Exit	PATTERN ENERGY GROUP INCcl a	$0	–	-17,554	-100.0%	-0.03%	–
BLK	Exit	BLACKROCK INC	$0	–	-1,000	-100.0%	-0.03%	–
KGC	Exit	KINROSS GOLD CORPcall	$0	–	-104,000	-100.0%	-0.03%	–
TCX	Exit	TUCOWS INC	$0	–	-8,100	-100.0%	-0.03%	–
ALJ	Exit	ALON USA ENERGY INC	$0	–	-33,160	-100.0%	-0.03%	–
IRT	Exit	INDEPENDENCE RLTY TR INC	$0	–	-44,290	-100.0%	-0.03%	–
MRO	Exit	MARATHON OIL CORPput	$0	–	-38,600	-100.0%	-0.03%	–
GOOS	Exit	CANADA GOOSE HOLDINGS INCput	$0	–	-24,000	-100.0%	-0.03%	–
OCLR	Exit	OCLARO INCcall	$0	–	-50,000	-100.0%	-0.03%	–
ALR	Exit	ALERE INC	$0	–	-10,516	-100.0%	-0.04%	–
CHKP	Exit	CHECK POINT SOFTWARE TECH LTord	$0	–	-4,857	-100.0%	-0.04%	–
TWTR	Exit	TWITTER INC	$0	–	-30,000	-100.0%	-0.04%	–
FNFV	Exit	FIDELITY NATIONAL FINANCIAL	$0	–	-35,356	-100.0%	-0.04%	–
ROST	Exit	ROSS STORES INC	$0	–	-10,000	-100.0%	-0.04%	–
GNCIQ	Exit	GNC HLDGS INCput	$0	–	-68,500	-100.0%	-0.04%	–
MAC	Exit	MACERICH COput	$0	–	-10,000	-100.0%	-0.04%	–
KCG	Exit	KCG HLDGS INCcl a	$0	–	-30,551	-100.0%	-0.04%	–
EC	Exit	ECOPETROL S Acall	$0	–	-66,600	-100.0%	-0.04%	–
DKS	Exit	DICKS SPORTING GOODS INC	$0	–	-15,562	-100.0%	-0.04%	–
VALE	Exit	VALE S Aadr	$0	–	-70,065	-100.0%	-0.04%	–
RSG	Exit	REPUBLIC SVCS INCput	$0	–	-10,000	-100.0%	-0.04%	–
AZO	Exit	AUTOZONE INCput	$0	–	-1,100	-100.0%	-0.04%	–
CELG	Exit	CELGENE CORP	$0	–	-5,265	-100.0%	-0.04%	–
AAP	Exit	ADVANCE AUTO PARTS INCput	$0	–	-6,000	-100.0%	-0.05%	–
FOXA	Exit	TWENTY FIRST CENTY FOX INCput	$0	–	-25,000	-100.0%	-0.05%	–
ENOC	Exit	ENERNOC INC	$0	–	-90,600	-100.0%	-0.05%	–
PFE	Exit	PFIZER INC	$0	–	-21,575	-100.0%	-0.05%	–
PTHN	Exit	PATHEON N V	$0	–	-20,613	-100.0%	-0.05%	–
FL	Exit	FOOT LOCKER INC	$0	–	-14,700	-100.0%	-0.05%	–
BWA	Exit	BORGWARNER INCcall	$0	–	-17,000	-100.0%	-0.05%	–
ATW	Exit	ATWOOD OCEANICS INC	$0	–	-90,753	-100.0%	-0.05%	–
BGCP	Exit	BGC PARTNERS INCcl a	$0	–	-58,209	-100.0%	-0.05%	–
FOX	Exit	TWENTY FIRST CENTY FOX INCcall	$0	–	-29,300	-100.0%	-0.05%	–
NCR	Exit	NCR CORP NEWput	$0	–	-20,000	-100.0%	-0.05%	–
ATW	Exit	ATWOOD OCEANICS INCput	$0	–	-100,000	-100.0%	-0.05%	–
NLSN	Exit	NIELSEN HLDGS PLC	$0	–	-20,936	-100.0%	-0.05%	–
JWN	Exit	NORDSTROM INCput	$0	–	-17,100	-100.0%	-0.05%	–
BWA	Exit	BORGWARNER INCput	$0	–	-20,000	-100.0%	-0.06%	–
NRG	Exit	NRG ENERGY INC	$0	–	-49,514	-100.0%	-0.06%	–
KHC	Exit	KRAFT HEINZ CO	$0	–	-10,594	-100.0%	-0.06%	–
ARIS	Exit	ARI NETWORK SVCS INC	$0	–	-132,765	-100.0%	-0.06%	–
AMZN	Exit	AMAZON COM INCput	$0	–	-1,000	-100.0%	-0.06%	–
BIIB	Exit	BIOGEN INC	$0	–	-3,600	-100.0%	-0.06%	–
NSR	Exit	NEUSTAR INCcl a	$0	–	-29,678	-100.0%	-0.07%	–
FRP	Exit	FAIRPOINT COMMUNICATIONS INC	$0	–	-63,646	-100.0%	-0.07%	–
NVDA	Exit	NVIDIA CORP	$0	–	-7,000	-100.0%	-0.07%	–
WBKC	Exit	WOLVERINE BANCORP INC	$0	–	-25,124	-100.0%	-0.07%	–
EMD	Exit	WESTERN ASSET EMRG MKT DEBT	$0	–	-65,472	-100.0%	-0.07%	–
MS	Exit	MORGAN STANLEYput	$0	–	-25,000	-100.0%	-0.07%	–
MOS	Exit	MOSAIC CO NEWcall	$0	–	-50,000	-100.0%	-0.08%	–
KATE	Exit	KATE SPADE & CO	$0	–	-63,677	-100.0%	-0.08%	–
CFCO	Exit	CF CORP	$0	–	-104,582	-100.0%	-0.08%	–
V	Exit	VISA INC	$0	–	-13,200	-100.0%	-0.08%	–
QSR	Exit	RESTAURANT BRANDS INTL INCput	$0	–	-20,000	-100.0%	-0.08%	–
CHRW	Exit	C H ROBINSON WORLDWIDE INC	$0	–	-18,971	-100.0%	-0.09%	–
THO	Exit	THOR INDS INCcall	$0	–	-12,500	-100.0%	-0.09%	–
DLTR	Exit	DOLLAR TREE INCcall	$0	–	-19,000	-100.0%	-0.09%	–
MNKKQ	Exit	MALLINCKRODT PUB LTD CO	$0	–	-30,000	-100.0%	-0.09%	–
TDG	Exit	TRANSDIGM GROUP INCput	$0	–	-5,000	-100.0%	-0.09%	–
HRL	Exit	HORMEL FOODS CORPcall	$0	–	-40,000	-100.0%	-0.09%	–
AXL	Exit	AMERICAN AXLE & MFG HLDGS INput	$0	–	-89,100	-100.0%	-0.09%	–
TQQQ	Exit	PROSHARES TRput	$0	–	-14,300	-100.0%	-0.09%	–
X	Exit	UNITED STATES STL CORP NEWcall	$0	–	-65,000	-100.0%	-0.10%	–
BB	Exit	BLACKBERRY LTDcall	$0	–	-150,000	-100.0%	-0.10%	–
CAKE	Exit	CHEESECAKE FACTORY INC	$0	–	-30,300	-100.0%	-0.10%	–
NRG	Exit	NRG ENERGY INCcall	$0	–	-90,000	-100.0%	-0.10%	–
WY	Exit	WEYERHAEUSER CO	$0	–	-46,645	-100.0%	-0.10%	–
CAB	Exit	CABELAS INCcall	$0	–	-26,600	-100.0%	-0.10%	–
QSR	Exit	RESTAURANT BRANDS INTL INC	$0	–	-25,982	-100.0%	-0.11%	–
SNOW	Exit	INTRAWEST RESORTS HLDGS INC	$0	–	-76,389	-100.0%	-0.12%	–
FCH	Exit	FELCOR LODGING TR INC	$0	–	-257,071	-100.0%	-0.12%	–
BCACU	Exit	BISON CAP ACQUISITION CORPunit 99/99/9999t	$0	–	-185,000	-100.0%	-0.12%	–
NKE	Exit	NIKE INCcl b	$0	–	-33,148	-100.0%	-0.13%	–
SNAP	Exit	SNAP INCput	$0	–	-110,000	-100.0%	-0.13%	–
PAAC	Exit	PACIFIC SPL ACQUISITION CORP	$0	–	-201,153	-100.0%	-0.13%	–
BX	Exit	BLACKSTONE GROUP L P	$0	–	-61,500	-100.0%	-0.14%	–
FEYE	Exit	FIREEYE INCcall	$0	–	-134,900	-100.0%	-0.14%	–
QPAC	Exit	QUINPARIO ACQUISITION CORP 2	$0	–	-208,957	-100.0%	-0.14%	–
LVLT	Exit	LEVEL 3 COMMUNICATIONS INC	$0	–	-35,000	-100.0%	-0.14%	–
UPS	Exit	UNITED PARCEL SERVICE INCcall	$0	–	-19,200	-100.0%	-0.14%	–
TSLA	Exit	TESLA INCput	$0	–	-6,000	-100.0%	-0.14%	–
MXIM	Exit	MAXIM INTEGRATED PRODS INCcall	$0	–	-50,000	-100.0%	-0.15%	–
KLAC	Exit	KLA-TENCOR CORP	$0	–	-25,000	-100.0%	-0.15%	–
WBMD	Exit	WEBMD HEALTH CORP	$0	–	-40,000	-100.0%	-0.16%	–
WFM	Exit	WHOLE FOODS MKT INCcall	$0	–	-56,000	-100.0%	-0.16%	–
GPC	Exit	GENUINE PARTS CO	$0	–	-26,080	-100.0%	-0.16%	–
INTC	Exit	INTEL CORP	$0	–	-75,000	-100.0%	-0.17%	–
DIS	Exit	DISNEY WALT COcall	$0	–	-25,000	-100.0%	-0.18%	–
TDG	Exit	TRANSDIGM GROUP INCcall	$0	–	-10,000	-100.0%	-0.18%	–
	Exit	AEGERION PHARMACEUTICALS INCnote 2.000 8/1	$0	–	-3,400	-100.0%	-0.18%	–
UBNT	Exit	UBIQUITI NETWORKS INCcall	$0	–	-52,100	-100.0%	-0.18%	–
UPS	Exit	UNITED PARCEL SERVICE INCput	$0	–	-24,800	-100.0%	-0.18%	–
OB	Exit	ONEBEACON INSURANCE GROUP LTcl a	$0	–	-151,510	-100.0%	-0.18%	–
GM	Exit	GENERAL MTRS COcall	$0	–	-80,000	-100.0%	-0.18%	–
AAPL	Exit	APPLE INCcall	$0	–	-20,000	-100.0%	-0.19%	–
F	Exit	FORD MTR CO DELcall	$0	–	-285,600	-100.0%	-0.21%	–
SAVE	Exit	SPIRIT AIRLS INC	$0	–	-63,584	-100.0%	-0.22%	–
AMBA	Exit	AMBARELLA INC	$0	–	-70,000	-100.0%	-0.22%	–
NVDQ	Exit	NOVADAQ TECHNOLOGIES INC	$0	–	-300,000	-100.0%	-0.23%	–
S	Exit	SPRINT CORPcall	$0	–	-438,800	-100.0%	-0.24%	–
NVDA	Exit	NVIDIA CORPcall	$0	–	-25,000	-100.0%	-0.24%	–
TSLA	Exit	TESLA INCcall	$0	–	-10,500	-100.0%	-0.25%	–
DUST	Exit	DIREXION SHS ETF TRput	$0	–	-123,602	-100.0%	-0.26%	–
MRVL	Exit	MARVELL TECHNOLOGY GROUP LTDord	$0	–	-245,000	-100.0%	-0.27%	–
UBNT	Exit	UBIQUITI NETWORKS INC	$0	–	-77,976	-100.0%	-0.27%	–
WPM	Exit	WHEATON PRECIOUS METALS CORP	$0	–	-211,949	-100.0%	-0.28%	–
CBI	Exit	CHICAGO BRIDGE & IRON CO N Vcall	$0	–	-215,500	-100.0%	-0.28%	–
PYPL	Exit	PAYPAL HLDGS INCput	$0	–	-80,000	-100.0%	-0.28%	–
SPLS	Exit	STAPLES INC	$0	–	-456,400	-100.0%	-0.30%	–
EGAS	Exit	GAS NAT INC	$0	–	-357,396	-100.0%	-0.31%	–
BABA	Exit	ALIBABA GROUP HLDG LTDcall	$0	–	-33,000	-100.0%	-0.31%	–
LPX	Exit	LOUISIANA PAC CORPput	$0	–	-200,000	-100.0%	-0.32%	–
NFLX	Exit	NETFLIX INCcall	$0	–	-32,500	-100.0%	-0.32%	–
DFT	Exit	DUPONT FABROS TECHNOLOGY INC	$0	–	-81,073	-100.0%	-0.33%	–
CL	Exit	COLGATE PALMOLIVE COcall	$0	–	-68,100	-100.0%	-0.34%	–
CNACU	Exit	CONSTELLATION ALPHA CAPITALunit 99/99/9999	$0	–	-500,000	-100.0%	-0.34%	–
GOOG	Exit	ALPHABET INCcap stk cl c	$0	–	-5,648	-100.0%	-0.34%	–
WCN	Exit	WASTE CONNECTIONS INC	$0	–	-81,564	-100.0%	-0.35%	–
BB	Exit	BLACKBERRY LTD	$0	–	-532,000	-100.0%	-0.35%	–
	Exit	ENERNOC INCdbcv 2.250 8/1	$0	–	-5,500	-100.0%	-0.36%	–
PNRA	Exit	PANERA BREAD COcl a	$0	–	-19,564	-100.0%	-0.41%	–
WFM	Exit	WHOLE FOODS MKT INC	$0	–	-151,500	-100.0%	-0.42%	–
NFLX	Exit	NETFLIX INCput	$0	–	-45,000	-100.0%	-0.45%	–
VRX	Exit	VALEANT PHARMACEUTICALS INTLput	$0	–	-399,900	-100.0%	-0.46%	–
HUN	Exit	HUNTSMAN CORP	$0	–	-300,000	-100.0%	-0.51%	–
XLF	Exit	SELECT SECTOR SPDR TRcall	$0	–	-325,000	-100.0%	-0.53%	–
PYPL	Exit	PAYPAL HLDGS INCcall	$0	–	-149,800	-100.0%	-0.53%	–
HCACU	Exit	HENNESSY CAP ACQUSTON CORP Iunit 06/15/2024	$0	–	-900,000	-100.0%	-0.60%	–
SHOR	Exit	SHORETEL INC	$0	–	-1,647,642	-100.0%	-0.63%	–
XLF	Exit	SELECT SECTOR SPDR TRsbi int-finl	$0	–	-400,000	-100.0%	-0.65%	–
RAI	Exit	REYNOLDS AMERICAN INC	$0	–	-160,595	-100.0%	-0.69%	–
ELOS	Exit	SYNERON MEDICAL LTD	$0	–	-1,102,828	-100.0%	-0.80%	–
TPGHU	Exit	TPG PACE HLDGS CORPunit 99/99/9999	$0	–	-1,200,000	-100.0%	-0.82%	–
WOOF	Exit	VCA INC	$0	–	-140,598	-100.0%	-0.86%	–
HRMN	Exit	HARMONY MERGER CORP	$0	–	-1,399,379	-100.0%	-0.96%	–
MBBYF	Exit	MOBILEYE N V AMSTELVEEN	$0	–	-336,471	-100.0%	-1.40%	–
XBI	Exit	SPDR SERIES TRUSTput	$0	–	-280,000	-100.0%	-1.43%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2017-11-09

Signatures

The EDGAR filing(s) were signed by:

Daniel Gosselin — President

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
BGC PARTNERS INC	30	Q4 2022	1.9%
ISHARES TR	22	Q2 2023	2.8%
VANECK VECTORS ETF TRUST	21	Q3 2022	7.0%
SPDR SP 500 ETF TR	20	Q3 2023	8.8%
MAGNACHIP SEMICONDUCTOR CORP	19	Q3 2022	1.1%
NXP SEMICONDUCTORS N V	18	Q4 2020	2.9%
MICROSOFT CORP	18	Q2 2020	1.5%
ISHARES TR	17	Q1 2023	7.5%
CYPRESS SEMICONDUCTOR CORP	17	Q1 2019	2.5%
AEROJET ROCKETDYNE HLDGS INC	17	Q2 2022	1.4%

View K2 PRINCIPAL FUND, L.P.'s complete holdings history.

Latest significant ownerships (13-D/G)

K2 PRINCIPAL FUND, L.P. Q3 2017 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
AcuityAds Holdings Inc.	March 16, 2023	3,198,531	5.6%
ARS Pharmaceuticals, Inc.	February 13, 2023	2,045,348	2.2%
Solid Biosciences Inc.	February 13, 2023	284,871	1.5%
TCR2 THERAPEUTICS INC.	February 09, 2023	10	0.0%
AVROBIO, Inc.	February 08, 2023	10	0.0%
Goldenstone Acquisition Ltd.	February 08, 2023	10	0.0%
Relativity Acquisition Corp	February 08, 2023	10	0.0%
Sagaliam Acquisition Corp	February 08, 2023	10	0.0%
Pasithea Therapeutics Corp.	February 01, 2022	1,094,418	5.0%
Ignyte Acquisition Corp.	January 26, 2022	259,958	3.6%

View K2 PRINCIPAL FUND, L.P.'s complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-02-14
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G	2024-02-09
13F-HR	2023-11-13
13F-HR	2023-08-15
13F-HR	2023-05-11
SC 13G/A	2023-03-16
SC 13G	2023-03-16
SC 13G/A	2023-02-13

View K2 PRINCIPAL FUND, L.P.'s complete filings history.

All filings

View complete filings history.

Compare quarters

Export K2 PRINCIPAL FUND, L.P.'s holdings