$1.51 Billion is the total value of K2 PRINCIPAL FUND, L.P.'s 413 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| C | New | CITIGROUP INCcall | $35,643,000 | – | 490,000 | +100.0% | 2.36% | – |
| ORCL | New | ORACLE CORPcall | $30,578,000 | – | 632,400 | +100.0% | 2.02% | – |
| BG | New | BUNGE LIMITEDcall | $16,705,000 | – | 240,500 | +100.0% | 1.10% | – |
| MYL | New | MYLAN N Vcall | $16,495,000 | – | 525,800 | +100.0% | 1.09% | – |
| SNI | New | SCRIPPS NETWORKS INTERACT IN | $12,025,000 | – | 140,000 | +100.0% | 0.80% | – |
| TPGH | New | TPG PACE HLDGS CORPcl a | $11,796,000 | – | 1,200,000 | +100.0% | 0.78% | – |
| SAVE | New | SPIRIT AIRLS INCcall | $11,192,000 | – | 335,000 | +100.0% | 0.74% | – |
| KITE | New | KITE PHARMA INCput | $10,878,000 | – | 60,500 | +100.0% | 0.72% | – |
| WRLS | New | PENSARE ACQUISITION CORP | $9,866,000 | – | 1,020,300 | +100.0% | 0.65% | – |
| MNKKQ | New | MALLINCKRODT PUB LTD COput | $9,717,000 | – | 260,000 | +100.0% | 0.64% | – |
| MS | New | MORGAN STANLEYcall | $9,634,000 | – | 200,000 | +100.0% | 0.64% | – |
| HCAC | New | HENNESSY CAP ACQUSTON CORP I | $9,022,000 | – | 915,000 | +100.0% | 0.60% | – |
| DAL | New | DELTA AIR LINES INC DELcall | $8,633,000 | – | 179,000 | +100.0% | 0.57% | – |
| KITE | New | KITE PHARMA INC | $8,620,000 | – | 47,940 | +100.0% | 0.57% | – |
| XLNX | New | XILINX INCcall | $8,613,000 | – | 121,600 | +100.0% | 0.57% | – |
| MON | New | MONSANTO CO NEWput | $8,016,000 | – | 66,900 | +100.0% | 0.53% | – |
| FSACU | New | FEDERAL STR ACQUISITION CORPunit 99/99/9999 | $7,493,000 | – | 729,600 | +100.0% | 0.50% | – |
| OSPRU | New | OSPREY ENERGY ACQUISITION COunit 07/21/2022 | $6,944,000 | – | 699,300 | +100.0% | 0.46% | – |
| RICE | New | RICE ENERGY INCput | $6,512,000 | – | 225,000 | +100.0% | 0.43% | – |
| CNAC | New | CONSTELLATION ALPHA CAP CORP | $6,457,000 | – | 665,000 | +100.0% | 0.43% | – |
| NSC | New | NORFOLK SOUTHERN CORPcall | $5,951,000 | – | 45,000 | +100.0% | 0.39% | – |
| XLE | New | SELECT SECTOR SPDR TRput | $5,478,000 | – | 80,000 | +100.0% | 0.36% | – |
| SFR | New | STARWOOD WAYPOINT HOMES | $4,791,000 | – | 131,721 | +100.0% | 0.32% | – |
| ATVI | New | ACTIVISION BLIZZARD INC | $4,264,000 | – | 66,094 | +100.0% | 0.28% | – |
| CPN | New | CALPINE CORP | $4,109,000 | – | 278,569 | +100.0% | 0.27% | – |
| ORCL | New | ORACLE CORP | $4,110,000 | – | 85,000 | +100.0% | 0.27% | – |
| GDXJ | New | VANECK VECTORS ETF TRjr gold miners e | $3,930,000 | – | 117,000 | +100.0% | 0.26% | – |
| COL | New | ROCKWELL COLLINS INC | $3,921,000 | – | 30,000 | +100.0% | 0.26% | – |
| EOG | New | EOG RES INCcall | $3,579,000 | – | 37,000 | +100.0% | 0.24% | – |
| ALNY | New | ALNYLAM PHARMACEUTICALS INCput | $3,537,000 | – | 30,100 | +100.0% | 0.23% | – |
| SBUX | New | STARBUCKS CORP | $3,313,000 | – | 61,679 | +100.0% | 0.22% | – |
| DISCK | New | DISCOVERY COMMUNICATNS NEWput | $3,303,000 | – | 163,000 | +100.0% | 0.22% | – |
| CHUBK | New | COMMERCEHUB INC | $3,239,000 | – | 151,709 | +100.0% | 0.21% | – |
| XOP | New | SPDR SERIES TRUSTput | $3,239,000 | – | 95,000 | +100.0% | 0.21% | – |
| BRCD | New | BROCADE COMMUNICATIONS SYS I | $3,221,000 | – | 269,500 | +100.0% | 0.21% | – |
| BCAC | New | BISON CAP ACQUISITION CORP | $3,184,000 | – | 322,600 | +100.0% | 0.21% | – |
| GIS | New | GENERAL MLS INCput | $3,106,000 | – | 60,000 | +100.0% | 0.20% | – |
| CNK | New | CINEMARK HOLDINGS INCput | $3,078,000 | – | 85,000 | +100.0% | 0.20% | – |
| RLJ | New | RLJ LODGING TR | $3,003,000 | – | 136,485 | +100.0% | 0.20% | – |
| TESO | New | TESCO CORP | $2,976,000 | – | 545,985 | +100.0% | 0.20% | – |
| TWX | New | TIME WARNER INCcall | $2,971,000 | – | 29,000 | +100.0% | 0.20% | – |
| ATAC | New | ATLANTIC ACQUISITION CORP | $2,946,000 | – | 300,000 | +100.0% | 0.20% | – |
| DLTR | New | DOLLAR TREE INCput | $2,882,000 | – | 33,200 | +100.0% | 0.19% | – |
| CAKE | New | CHEESECAKE FACTORY INCcall | $2,890,000 | – | 68,600 | +100.0% | 0.19% | – |
| MOS | New | MOSAIC CO NEWput | $2,869,000 | – | 132,900 | +100.0% | 0.19% | – |
| CICU | New | CAPITOL INVT CORP IVunit 99/99/9999 | $2,793,000 | – | 276,000 | +100.0% | 0.18% | – |
| CUNB | New | CU BANCORP CALIF | $2,761,000 | – | 71,207 | +100.0% | 0.18% | – |
| GNRC | New | GENERAC HLDGS INCput | $2,756,000 | – | 60,000 | +100.0% | 0.18% | – |
| V | New | VISA INCcall | $2,631,000 | – | 25,000 | +100.0% | 0.17% | – |
| AAVVF | New | ADVANTAGE OIL & GAS LTD | $2,348,000 | – | 372,662 | +100.0% | 0.16% | – |
| NKE | New | NIKE INCcall | $2,333,000 | – | 45,000 | +100.0% | 0.15% | – |
| MCK | New | MCKESSON CORPcall | $2,304,000 | – | 15,000 | +100.0% | 0.15% | – |
| DRI | New | DARDEN RESTAURANTS INCcall | $2,285,000 | – | 29,000 | +100.0% | 0.15% | – |
| EA | New | ELECTRONIC ARTS INC | $2,272,000 | – | 19,245 | +100.0% | 0.15% | – |
| GPC | New | GENUINE PARTS COcall | $2,248,000 | – | 23,500 | +100.0% | 0.15% | – |
| EFX | New | EQUIFAX INCput | $2,120,000 | – | 20,000 | +100.0% | 0.14% | – |
| PE | New | PARSLEY ENERGY INCcall | $2,073,000 | – | 78,700 | +100.0% | 0.14% | – |
| UAL | New | UNITED CONTL HLDGS INCcall | $2,070,000 | – | 34,000 | +100.0% | 0.14% | – |
| BDX | New | BECTON DICKINSON & CO | $1,990,000 | – | 10,156 | +100.0% | 0.13% | – |
| CLR | New | CONTINENTAL RESOURCES INCcall | $1,931,000 | – | 50,000 | +100.0% | 0.13% | – |
| LGFA | New | LIONS GATE ENTMNT CORPcl a vtg | $1,863,000 | – | 55,698 | +100.0% | 0.12% | – |
| WMT | New | WAL-MART STORES INC | $1,813,000 | – | 23,200 | +100.0% | 0.12% | – |
| BB | New | BLACKBERRY LTDput | $1,782,000 | – | 159,400 | +100.0% | 0.12% | – |
| CF | New | CF INDS HLDGS INCput | $1,758,000 | – | 50,000 | +100.0% | 0.12% | – |
| TTWO | New | TAKE-TWO INTERACTIVE SOFTWAR | $1,728,000 | – | 16,903 | +100.0% | 0.11% | – |
| CLGX | New | CORELOGIC INCput | $1,719,000 | – | 37,200 | +100.0% | 0.11% | – |
| CNK | New | CINEMARK HOLDINGS INCcall | $1,532,000 | – | 42,300 | +100.0% | 0.10% | – |
| UTX | New | UNITED TECHNOLOGIES CORPput | $1,497,000 | – | 12,900 | +100.0% | 0.10% | – |
| MERC | New | MERCER INTL INC | $1,484,000 | – | 125,268 | +100.0% | 0.10% | – |
| EQT | New | EQT CORPput | $1,448,000 | – | 22,200 | +100.0% | 0.10% | – |
| AKRXQ | New | AKORN INC | $1,430,000 | – | 43,100 | +100.0% | 0.10% | – |
| TRI | New | THOMSON REUTERS CORP | $1,340,000 | – | 29,200 | +100.0% | 0.09% | – |
| NMRX | New | NUMEREX CORP PAcl a | $1,337,000 | – | 351,730 | +100.0% | 0.09% | – |
| NEFF | New | NEFF CORP | $1,315,000 | – | 52,600 | +100.0% | 0.09% | – |
| VVC | New | VECTREN CORPcall | $1,296,000 | – | 19,700 | +100.0% | 0.09% | – |
| BTI | New | BRITISH AMERN TOB PLCsponsored adr | $1,249,000 | – | 20,000 | +100.0% | 0.08% | – |
| BATRA | New | LIBERTY MEDIA CORP DELAWARE | $1,255,000 | – | 49,480 | +100.0% | 0.08% | – |
| SNBC | New | SUN BANCORP INC | $1,176,000 | – | 47,325 | +100.0% | 0.08% | – |
| RLJ | New | RLJ LODGING TRcall | $1,179,000 | – | 53,600 | +100.0% | 0.08% | – |
| UNP | New | UNION PAC CORPput | $1,160,000 | – | 10,000 | +100.0% | 0.08% | – |
| WGO | New | WINNEBAGO INDS INCcall | $1,119,000 | – | 25,000 | +100.0% | 0.07% | – |
| UAL | New | UNITED CONTL HLDGS INCput | $1,096,000 | – | 18,000 | +100.0% | 0.07% | – |
| SBUX | New | STARBUCKS CORPcall | $1,075,000 | – | 20,000 | +100.0% | 0.07% | – |
| GIS | New | GENERAL MLS INC | $1,034,000 | – | 19,981 | +100.0% | 0.07% | – |
| VALEP | New | VALE S Aadr repstg pfd | $999,000 | – | 106,846 | +100.0% | 0.07% | – |
| XL | New | XL GROUP LTDput | $986,000 | – | 25,000 | +100.0% | 0.06% | – |
| OKSB | New | SOUTHWEST BANCORP INC OKLA | $964,000 | – | 35,000 | +100.0% | 0.06% | – |
| DMTX | New | DIMENSION THERAPEUTICS INC | $960,000 | – | 160,000 | +100.0% | 0.06% | – |
| HSNI | New | HSN INC | $922,000 | – | 23,617 | +100.0% | 0.06% | – |
| RDNT | New | RADNET INCput | $901,000 | – | 78,000 | +100.0% | 0.06% | – |
| STRP | New | STRAIGHT PATH COMMUNICATNS Icl b | $871,000 | – | 4,823 | +100.0% | 0.06% | – |
| CBF | New | CAPITAL BK FINL CORP | $868,000 | – | 21,142 | +100.0% | 0.06% | – |
| ABCO | New | ADVISORY BRD CO | $848,000 | – | 15,805 | +100.0% | 0.06% | – |
| WGL | New | WGL HLDGS INC | $842,000 | – | 10,000 | +100.0% | 0.06% | – |
| WGL | New | WGL HLDGS INCput | $842,000 | – | 10,000 | +100.0% | 0.06% | – |
| FSBK | New | FIRST SOUTH BANCORP INC VA | $796,000 | – | 42,966 | +100.0% | 0.05% | – |
| SRG | New | SERITAGE GROWTH PPTYScl a | $797,000 | – | 17,303 | +100.0% | 0.05% | – |
| CZR | New | CAESARS ENTMT CORPcall | $805,000 | – | 60,300 | +100.0% | 0.05% | – |
| HZNP | New | HORIZON PHARMA PLCput | $792,000 | – | 62,500 | +100.0% | 0.05% | – |
| MGPI | New | MGP INGREDIENTS INC NEWcall | $758,000 | – | 12,500 | +100.0% | 0.05% | – |
| YRCW | New | YRC WORLDWIDE INCput | $759,000 | – | 55,000 | +100.0% | 0.05% | – |
| XOP | New | SPDR SERIES TRUSTs&p oilgas exp | $682,000 | – | 20,000 | +100.0% | 0.04% | – |
| OACQ | New | ORIGO ACQUISITION CORP | $658,000 | – | 62,108 | +100.0% | 0.04% | – |
| OIH | New | VANECK VECTORS ETF TRoil svcs etf | $665,000 | – | 25,500 | +100.0% | 0.04% | – |
| AAN | New | AARONS INC | $654,000 | – | 15,000 | +100.0% | 0.04% | – |
| NVLNF | New | NOVELION THERAPEUTICS INCput | $632,000 | – | 89,900 | +100.0% | 0.04% | – |
| IXYS | New | IXYS CORP | $617,000 | – | 26,013 | +100.0% | 0.04% | – |
| TPGHWS | New | TPG PACE HLDGS CORPw exp 99/99/999 | $580,000 | – | 400,000 | +100.0% | 0.04% | – |
| DISH | New | DISH NETWORK CORPcall | $542,000 | – | 10,000 | +100.0% | 0.04% | – |
| SAVE | New | SPIRIT AIRLS INCput | $538,000 | – | 16,100 | +100.0% | 0.04% | – |
| XL | New | XL GROUP LTDcall | $513,000 | – | 13,000 | +100.0% | 0.03% | – |
| ODP | New | OFFICE DEPOT INCput | $515,000 | – | 113,600 | +100.0% | 0.03% | – |
| ELLI | New | ELLIE MAE INCput | $493,000 | – | 6,000 | +100.0% | 0.03% | – |
| GHL | New | GREENHILL & CO INC | $498,000 | – | 30,000 | +100.0% | 0.03% | – |
| HCACWS | New | HENNESSY CAP ACQUSTON CORP Iw exp 06/15/202 | $493,000 | – | 675,000 | +100.0% | 0.03% | – |
| EXA | New | EXA CORP | $491,000 | – | 20,316 | +100.0% | 0.03% | – |
| SYF | New | SYNCHRONY FINL | $466,000 | – | 15,000 | +100.0% | 0.03% | – |
| HCOM | New | HAWAIIAN TELCOM HOLDCO INC | $472,000 | – | 15,819 | +100.0% | 0.03% | – |
| CLS | New | CELESTICA INC | $446,000 | – | 36,000 | +100.0% | 0.03% | – |
| WSTC | New | WEST CORP | $390,000 | – | 16,607 | +100.0% | 0.03% | – |
| GTE | New | GRAN TIERRA ENERGY INCcall | $377,000 | – | 165,100 | +100.0% | 0.02% | – |
| SRG | New | SERITAGE GROWTH PPTYSput | $382,000 | – | 8,300 | +100.0% | 0.02% | – |
| EFX | New | EQUIFAX INC | $382,000 | – | 3,600 | +100.0% | 0.02% | – |
| AKRXQ | New | AKORN INCput | $365,000 | – | 11,000 | +100.0% | 0.02% | – |
| TXRH | New | TEXAS ROADHOUSE INCput | $344,000 | – | 7,000 | +100.0% | 0.02% | – |
| BGS | New | B & G FOODS INC NEWput | $319,000 | – | 10,000 | +100.0% | 0.02% | – |
| WRLSW | New | PENSARE ACQUISITION CORPw exp 07/27/202 | $306,000 | – | 611,900 | +100.0% | 0.02% | – |
| HZNP | New | HORIZON PHARMA PLC | $254,000 | – | 20,000 | +100.0% | 0.02% | – |
| ACTA | New | ACTUA CORP | $241,000 | – | 15,760 | +100.0% | 0.02% | – |
| AUPH | New | AURINIA PHARMACEUTICALS INCput | $231,000 | – | 36,900 | +100.0% | 0.02% | – |
| BFB | New | BROWN FORMAN CORPcl b | $221,000 | – | 4,065 | +100.0% | 0.02% | – |
| YUME | New | YUME INC | $232,000 | – | 50,000 | +100.0% | 0.02% | – |
| BLBD | New | BLUE BIRD CORP | $215,000 | – | 10,415 | +100.0% | 0.01% | – |
| EAGLW | New | DOUBLE EAGLE ACQUISITION CORw exp 09/16/202 | $204,000 | – | 295,700 | +100.0% | 0.01% | – |
| CZR | New | CAESARS ENTMT CORPput | $200,000 | – | 15,000 | +100.0% | 0.01% | – |
| NAK | New | NORTHERN DYNASTY MINERALS LTcall | $159,000 | – | 88,400 | +100.0% | 0.01% | – |
| CNACW | New | CONSTELLATION ALPHA CAP CORPw exp 03/23/202 | $155,000 | – | 675,000 | +100.0% | 0.01% | – |
| NEXTW | New | NEXTDECADE CORPw exp 07/23/202 | $147,000 | – | 158,592 | +100.0% | 0.01% | – |
| SMPLW | New | SIMPLY GOOD FOODS COw exp 07/07/202 | $119,000 | – | 50,000 | +100.0% | 0.01% | – |
| PVG | New | PRETIUM RES INC | $109,000 | – | 11,822 | +100.0% | 0.01% | – |
| NAK | New | NORTHERN DYNASTY MINERALS LT | $90,000 | – | 50,000 | +100.0% | 0.01% | – |
| PVG | New | PRETIUM RES INCcall | $94,000 | – | 10,100 | +100.0% | 0.01% | – |
| ATACR | New | ATLANTIC ACQUISITION CORPright 02/08/2019 | $78,000 | – | 141,950 | +100.0% | 0.01% | – |
| ELECW | New | ELECTRUM SPL ACQUISITION CORw exp 99/99/999 | $46,000 | – | 143,202 | +100.0% | 0.00% | – |
| BCACW | New | BISON CAP ACQUISITION CORPw exp 06/20/202 | $31,000 | – | 92,200 | +100.0% | 0.00% | – |
| NAK | New | NORTHERN DYNASTY MINERALS LTput | $22,000 | – | 12,000 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-11-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BGC PARTNERS INC | 30 | Q4 2022 | 1.9% |
| ISHARES TR | 22 | Q2 2023 | 2.8% |
| VANECK VECTORS ETF TRUST | 21 | Q3 2022 | 7.0% |
| SPDR SP 500 ETF TR | 20 | Q3 2023 | 8.8% |
| MAGNACHIP SEMICONDUCTOR CORP | 19 | Q3 2022 | 1.1% |
| NXP SEMICONDUCTORS N V | 18 | Q4 2020 | 2.9% |
| MICROSOFT CORP | 18 | Q2 2020 | 1.5% |
| ISHARES TR | 17 | Q1 2023 | 7.5% |
| CYPRESS SEMICONDUCTOR CORP | 17 | Q1 2019 | 2.5% |
| AEROJET ROCKETDYNE HLDGS INC | 17 | Q2 2022 | 1.4% |
View K2 PRINCIPAL FUND, L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AcuityAds Holdings Inc. | March 16, 2023 | 3,198,531 | 5.6% |
| ARS Pharmaceuticals, Inc. | February 13, 2023 | 2,045,348 | 2.2% |
| Solid Biosciences Inc. | February 13, 2023 | 284,871 | 1.5% |
| TCR2 THERAPEUTICS INC. | February 09, 2023 | 10 | 0.0% |
| AVROBIO, Inc. | February 08, 2023 | 10 | 0.0% |
| Goldenstone Acquisition Ltd. | February 08, 2023 | 10 | 0.0% |
| Relativity Acquisition Corp | February 08, 2023 | 10 | 0.0% |
| Sagaliam Acquisition Corp | February 08, 2023 | 10 | 0.0% |
| Pasithea Therapeutics Corp. | February 01, 2022 | 1,094,418 | 5.0% |
| Ignyte Acquisition Corp. | January 26, 2022 | 259,958 | 3.6% |
View K2 PRINCIPAL FUND, L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-12 |
| SC 13G/A | 2024-02-12 |
| SC 13G | 2024-02-09 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-11 |
| SC 13G/A | 2023-03-16 |
| SC 13G | 2023-03-16 |
| SC 13G/A | 2023-02-13 |
View K2 PRINCIPAL FUND, L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.