$1.2 Billion is the total value of K2 PRINCIPAL FUND, L.P.'s 378 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| KAACU | New | KAYNE ANDERSON ACQUISITIONunit 06/30/2022 | $20,040,000 | – | 2,000,000 | +100.0% | 1.66% | – |
| CWEI | New | WILLIAMS CLAYTON ENERGY INC | $17,255,000 | – | 130,638 | +100.0% | 1.43% | – |
| XLF | New | SELECT SECTOR SPDR TRput | $16,141,000 | – | 680,200 | +100.0% | 1.34% | – |
| PRGO | New | PERRIGO CO PLCcall | $9,055,000 | – | 136,400 | +100.0% | 0.75% | – |
| BABA | New | ALIBABA GROUP HLDG LTDput | $8,626,000 | – | 80,000 | +100.0% | 0.72% | – |
| VMW | New | VMWARE INCput | $8,504,000 | – | 92,300 | +100.0% | 0.71% | – |
| DBD | New | DIEBOLD NXDF INC | $6,866,000 | – | 223,663 | +100.0% | 0.57% | – |
| GSHTU | New | GORES HLDGS II INCunit 99/99/9999 | $6,669,000 | – | 650,000 | +100.0% | 0.55% | – |
| PYPL | New | PAYPAL HLDGS INCcall | $6,453,000 | – | 150,000 | +100.0% | 0.54% | – |
| MJN | New | MEAD JOHNSON NUTRITION CO | $6,236,000 | – | 70,000 | +100.0% | 0.52% | – |
| FEYE | New | FIREEYE INCcall | $5,675,000 | – | 450,000 | +100.0% | 0.47% | – |
| CSRA | New | CSRA INC | $5,618,000 | – | 191,800 | +100.0% | 0.47% | – |
| MYL | New | MYLAN N V | $5,583,000 | – | 143,200 | +100.0% | 0.46% | – |
| SPY | New | SPDR S&P 500 ETF TRcall | $5,304,000 | – | 22,500 | +100.0% | 0.44% | – |
| MBBYF | New | MOBILEYE N V AMSTELVEEN | $5,226,000 | – | 85,121 | +100.0% | 0.43% | – |
| SRUNU | New | SILVER RUN ACQUISITIONunit 99/99/9999 | $5,215,000 | – | 500,000 | +100.0% | 0.43% | – |
| RAI | New | REYNOLDS AMERICAN INC | $5,043,000 | – | 80,020 | +100.0% | 0.42% | – |
| FNTE | New | FINTECH ACQUISITION CORP II | $4,925,000 | – | 500,000 | +100.0% | 0.41% | – |
| SCAC | New | SABAN CAP ACQUISITION CORP | $4,496,000 | – | 450,000 | +100.0% | 0.37% | – |
| NBR | New | NABORS INDUSTRIES LTDput | $4,314,000 | – | 330,000 | +100.0% | 0.36% | – |
| MACQ | New | M I ACQUISITIONS INC | $4,053,000 | – | 402,464 | +100.0% | 0.34% | – |
| MPACU | New | MATLIN AND PARTNERS ACQUISITIOunit 05/28/2021a | $4,008,000 | – | 400,000 | +100.0% | 0.33% | – |
| MRO | New | MARATHON OIL CORPput | $3,920,000 | – | 248,100 | +100.0% | 0.32% | – |
| CTSH | New | COGNIZANT TECHNOLOGY SOLUTIOcl a | $3,869,000 | – | 65,000 | +100.0% | 0.32% | – |
| GTYH | New | GTY TECHNOLOGY HOLDINGS INCcl a | $3,754,000 | – | 377,259 | +100.0% | 0.31% | – |
| BX | New | BLACKSTONE GROUP L Pcall | $3,605,000 | – | 121,400 | +100.0% | 0.30% | – |
| DGI | New | DIGITALGLOBE INC | $3,607,000 | – | 110,123 | +100.0% | 0.30% | – |
| New | NXP SEMICONDUCTORS N Vdbcv 1.00012/0 | $3,474,000 | – | 3,000 | +100.0% | 0.29% | – | |
| INCY | New | INCYTE CORPcall | $3,449,000 | – | 25,800 | +100.0% | 0.29% | – |
| AHPA | New | AVISTA HEALTHCARE PUB ACQ COcl a | $3,448,000 | – | 350,000 | +100.0% | 0.29% | – |
| CY | New | CYPRESS SEMICONDUCTOR CORPcall | $3,424,000 | – | 248,900 | +100.0% | 0.28% | – |
| UBNT | New | UBIQUITI NETWORKS INCput | $3,322,000 | – | 66,100 | +100.0% | 0.28% | – |
| UBNT | New | UBIQUITI NETWORKS INC | $3,267,000 | – | 65,000 | +100.0% | 0.27% | – |
| TWX | New | TIME WARNER INCcall | $3,146,000 | – | 32,200 | +100.0% | 0.26% | – |
| CBS | New | CBS CORP NEWput | $3,121,000 | – | 45,000 | +100.0% | 0.26% | – |
| M | New | MACYS INCcall | $2,911,000 | – | 98,200 | +100.0% | 0.24% | – |
| NKE | New | NIKE INCcall | $2,898,000 | – | 52,000 | +100.0% | 0.24% | – |
| TEVA | New | TEVA PHARMACEUTICAL INDS LTDcall | $2,818,000 | – | 87,800 | +100.0% | 0.23% | – |
| WFC | New | WELLS FARGO AND CO NEWcall | $2,783,000 | – | 50,000 | +100.0% | 0.23% | – |
| HW | New | HEADWATERS INC | $2,760,000 | – | 117,531 | +100.0% | 0.23% | – |
| CTAS | New | CINTAS CORP | $2,721,000 | – | 21,500 | +100.0% | 0.23% | – |
| MS | New | MORGAN STANLEY | $2,570,000 | – | 60,000 | +100.0% | 0.21% | – |
| CST | New | CST BRANDS INC | $2,518,000 | – | 52,351 | +100.0% | 0.21% | – |
| UBNT | New | UBIQUITI NETWORKS INCcall | $2,513,000 | – | 50,000 | +100.0% | 0.21% | – |
| BHI | New | BAKER HUGHES INCput | $2,417,000 | – | 40,400 | +100.0% | 0.20% | – |
| KR | New | KROGER COcall | $2,418,000 | – | 82,000 | +100.0% | 0.20% | – |
| CACC | New | CREDIT ACCEP CORP MICHput | $2,393,000 | – | 12,000 | +100.0% | 0.20% | – |
| LOW | New | LOWES COS INCcall | $2,384,000 | – | 29,000 | +100.0% | 0.20% | – |
| CLR | New | CONTINENTAL RESOURCES INC | $2,271,000 | – | 50,000 | +100.0% | 0.19% | – |
| MAC | New | MACERICH COput | $2,170,000 | – | 33,700 | +100.0% | 0.18% | – |
| AMZN | New | AMAZON COM INC | $2,124,000 | – | 2,396 | +100.0% | 0.18% | – |
| XLE | New | SELECT SECTOR SPDR TRput | $2,098,000 | – | 30,000 | +100.0% | 0.17% | – |
| TSLA | New | TESLA INCcall | $2,087,000 | – | 7,500 | +100.0% | 0.17% | – |
| KS | New | KAPSTONE PAPER AND PACKAGING C | $2,079,000 | – | 90,000 | +100.0% | 0.17% | – |
| BEAV | New | B/E AEROSPACE INC | $2,051,000 | – | 31,999 | +100.0% | 0.17% | – |
| ANWWQ | New | AEGEAN MARINE PETROLEUM NETW | $1,958,000 | – | 162,500 | +100.0% | 0.16% | – |
| VIAB | New | VIACOM INC NEWcall | $1,939,000 | – | 41,600 | +100.0% | 0.16% | – |
| HEIA | New | HEICO CORP NEWcl a | $1,920,000 | – | 25,603 | +100.0% | 0.16% | – |
| UAL | New | UNITED CONTL HLDGS INC | $1,907,000 | – | 27,000 | +100.0% | 0.16% | – |
| FEYE | New | FIREEYE INC | $1,765,000 | – | 140,000 | +100.0% | 0.15% | – |
| WY | New | WEYERHAEUSER CO | $1,760,000 | – | 51,800 | +100.0% | 0.15% | – |
| AVGO | New | BROADCOM LTDput | $1,752,000 | – | 8,000 | +100.0% | 0.14% | – |
| NBL | New | NOBLE ENERGY INCput | $1,717,000 | – | 50,000 | +100.0% | 0.14% | – |
| DIS | New | DISNEY WALT COput | $1,701,000 | – | 15,000 | +100.0% | 0.14% | – |
| QSR | New | RESTAURANT BRANDS INTL INC | $1,672,000 | – | 30,000 | +100.0% | 0.14% | – |
| LB | New | L BRANDS INCput | $1,649,000 | – | 35,000 | +100.0% | 0.14% | – |
| AAL | New | AMERICAN AIRLS GROUP INC | $1,625,000 | – | 38,416 | +100.0% | 0.14% | – |
| SMH | New | VANECK VECTORS ETF TRcall | $1,594,000 | – | 20,000 | +100.0% | 0.13% | – |
| CABO | New | CABLE ONE INC | $1,561,000 | – | 2,500 | +100.0% | 0.13% | – |
| JWN | New | NORDSTROM INCput | $1,546,000 | – | 33,200 | +100.0% | 0.13% | – |
| AMBA | New | AMBARELLA INC | $1,518,000 | – | 27,750 | +100.0% | 0.13% | – |
| SLV | New | ISHARES SILVER TRUSTishares | $1,489,000 | – | 86,300 | +100.0% | 0.12% | – |
| TSCO | New | TRACTOR SUPPLY COcall | $1,455,000 | – | 21,100 | +100.0% | 0.12% | – |
| AIRM | New | AIR METHODS CORPcall | $1,406,000 | – | 32,700 | +100.0% | 0.12% | – |
| GLNG | New | GOLAR LNG LTD BERMUDA | $1,397,000 | – | 50,000 | +100.0% | 0.12% | – |
| VIAB | New | VIACOM INC NEWput | $1,399,000 | – | 30,000 | +100.0% | 0.12% | – |
| MDLZ | New | MONDELEZ INTL INCcl a | $1,331,000 | – | 30,900 | +100.0% | 0.11% | – |
| AYX | New | ALTERYX INC | $1,329,000 | – | 85,000 | +100.0% | 0.11% | – |
| NMBL | New | NIMBLE STORAGE INC | $1,313,000 | – | 105,000 | +100.0% | 0.11% | – |
| CLNS | New | COLONY NORTHSTAR INC | $1,281,000 | – | 99,246 | +100.0% | 0.11% | – |
| DAL | New | DELTA AIR LINES INC DEL | $1,221,000 | – | 26,566 | +100.0% | 0.10% | – |
| HRB | New | BLOCK H AND R INCput | $1,163,000 | – | 50,000 | +100.0% | 0.10% | – |
| NCR | New | NCR CORP NEWcall | $1,142,000 | – | 25,000 | +100.0% | 0.10% | – |
| FNF | New | FIDELITY NATIONAL FINANCIAL | $1,141,000 | – | 29,300 | +100.0% | 0.10% | – |
| WGL | New | WGL HLDGS INC | $1,132,000 | – | 13,712 | +100.0% | 0.09% | – |
| IYZ | New | ISHARES TRput | $1,132,000 | – | 35,000 | +100.0% | 0.09% | – |
| QSR | New | RESTAURANT BRANDS INTL INCput | $1,115,000 | – | 20,000 | +100.0% | 0.09% | – |
| LBTYA | New | LIBERTY GLOBAL PLC | $1,108,000 | – | 30,900 | +100.0% | 0.09% | – |
| AMBA | New | AMBARELLA INCcall | $1,094,000 | – | 20,000 | +100.0% | 0.09% | – |
| LSXMA | New | LIBERTY MEDIA CORP DELAWARE | $1,081,000 | – | 27,774 | +100.0% | 0.09% | – |
| ZLTQ | New | ZELTIQ AESTHETICS INC | $1,069,000 | – | 19,216 | +100.0% | 0.09% | – |
| AEM | New | AGNICO EAGLE MINES LTD | $1,074,000 | – | 25,300 | +100.0% | 0.09% | – |
| IWM | New | ISHARES TRrussell 2000 etf | $1,031,000 | – | 7,500 | +100.0% | 0.09% | – |
| PVTB | New | PRIVATEBANCORP INC | $1,019,000 | – | 17,159 | +100.0% | 0.08% | – |
| CEB | New | CEB INC | $1,029,000 | – | 13,087 | +100.0% | 0.08% | – |
| CHKP | New | CHECK POINT SOFTWARE TECH LTord | $997,000 | – | 9,707 | +100.0% | 0.08% | – |
| WOOF | New | VCA INC | $925,000 | – | 10,104 | +100.0% | 0.08% | – |
| AAL | New | AMERICAN AIRLS GROUP INCcall | $888,000 | – | 21,000 | +100.0% | 0.07% | – |
| FSM | New | FORTUNA SILVER MINES INC | $884,000 | – | 170,000 | +100.0% | 0.07% | – |
| NBL | New | NOBLE ENERGY INCcall | $859,000 | – | 25,000 | +100.0% | 0.07% | – |
| SWC | New | STILLWATER MNG CO | $851,000 | – | 49,257 | +100.0% | 0.07% | – |
| DISCA | New | DISCOVERY COMMUNICATNS NEW | $815,000 | – | 28,000 | +100.0% | 0.07% | – |
| FOXA | New | TWENTY FIRST CENTY FOX INCput | $810,000 | – | 25,000 | +100.0% | 0.07% | – |
| EDGW | New | EDGEWATER TECHNOLOGY INC | $743,000 | – | 99,738 | +100.0% | 0.06% | – |
| CSRA | New | CSRA INCcall | $732,000 | – | 25,000 | +100.0% | 0.06% | – |
| OCLR | New | OCLARO INC | $687,000 | – | 70,000 | +100.0% | 0.06% | – |
| EXAR | New | EXAR CORP | $651,000 | – | 50,000 | +100.0% | 0.05% | – |
| AMTD | New | TD AMERITRADE HLDG CORP | $649,000 | – | 16,706 | +100.0% | 0.05% | – |
| FOX | New | TWENTY FIRST CENTY FOX INCcl b | $636,000 | – | 20,000 | +100.0% | 0.05% | – |
| KLREW | New | KLR ENERGY ACQUISITION CORP*w exp 09/16/202 | $632,000 | – | 535,581 | +100.0% | 0.05% | – |
| LCUT | New | LIFETIME BRANDS INC | $612,000 | – | 30,451 | +100.0% | 0.05% | – |
| BKFS | New | BLACK KNIGHT FINL SVCS INCput | $613,000 | – | 16,000 | +100.0% | 0.05% | – |
| EEM | New | ISHARES TRput | $591,000 | – | 15,000 | +100.0% | 0.05% | – |
| BAC | New | BANK AMER CORPcall | $590,000 | – | 25,000 | +100.0% | 0.05% | – |
| ETM | New | ENTERCOM COMMUNICATIONS CORPcl a | $568,000 | – | 39,688 | +100.0% | 0.05% | – |
| HEOP | New | HERITAGE OAKS BANCORP | $572,000 | – | 42,812 | +100.0% | 0.05% | – |
| ALJ | New | ALON USA ENERGY INC | $550,000 | – | 45,087 | +100.0% | 0.05% | – |
| F | New | FORD MTR CO DELcall | $547,000 | – | 47,000 | +100.0% | 0.04% | – |
| FRP | New | FAIRPOINT COMMUNICATIONS INC | $544,000 | – | 32,800 | +100.0% | 0.04% | – |
| DB | New | DEUTSCHE BANK AGput | $515,000 | – | 30,000 | +100.0% | 0.04% | – |
| TWNKW | New | HOSTESS BRANDS INC*w exp 11/04/202 | $508,000 | – | 180,000 | +100.0% | 0.04% | – |
| FOSL | New | FOSSIL GROUP INCput | $505,000 | – | 28,900 | +100.0% | 0.04% | – |
| KCG | New | KCG HLDGS INCcl a | $509,000 | – | 28,551 | +100.0% | 0.04% | – |
| IRT | New | INDEPENDENCE RLTY TR INC | $480,000 | – | 51,200 | +100.0% | 0.04% | – |
| KR | New | KROGER CO | $480,000 | – | 16,267 | +100.0% | 0.04% | – |
| EC | New | ECOPETROL S Acall | $466,000 | – | 50,000 | +100.0% | 0.04% | – |
| SQQQ | New | PROSHARES TRultrapro short q | $445,000 | – | 12,000 | +100.0% | 0.04% | – |
| AKAM | New | AKAMAI TECHNOLOGIES INCcall | $382,000 | – | 6,400 | +100.0% | 0.03% | – |
| SQQQ | New | PROSHARES TRput | $371,000 | – | 10,000 | +100.0% | 0.03% | – |
| CELG | New | CELGENE CORPput | $373,000 | – | 3,000 | +100.0% | 0.03% | – |
| CHKP | New | CHECK POINT SOFTWARE TECH LTput | $308,000 | – | 3,000 | +100.0% | 0.03% | – |
| RAD | New | RITE AID CORPput | $319,000 | – | 75,000 | +100.0% | 0.03% | – |
| SCACW | New | SABAN CAP ACQUISITION CORP*w exp 09/21/202 | $304,000 | – | 225,000 | +100.0% | 0.02% | – |
| FNTEW | New | FINTECH ACQUISITION CORP II*w exp 01/19/202 | $288,000 | – | 250,000 | +100.0% | 0.02% | – |
| QCOM | New | QUALCOMM INCcall | $287,000 | – | 5,000 | +100.0% | 0.02% | – |
| DEL | New | DELTIC TIMBER CORP | $272,000 | – | 3,477 | +100.0% | 0.02% | – |
| XLU | New | SELECT SECTOR SPDR TRsbi int-utils | $257,000 | – | 5,000 | +100.0% | 0.02% | – |
| JNS | New | JANUS CAP GROUP INC | $251,000 | – | 19,000 | +100.0% | 0.02% | – |
| LGFB | New | LIONS GATE ENTMNT CORPcl b non vtg | $244,000 | – | 10,000 | +100.0% | 0.02% | – |
| PTEN | New | PATTERSON UTI ENERGY INCput | $243,000 | – | 10,000 | +100.0% | 0.02% | – |
| WIN | New | WINDSTREAM HLDGS INC | $232,000 | – | 42,612 | +100.0% | 0.02% | – |
| LMIA | New | LMI AEROSPACE INC | $207,000 | – | 15,000 | +100.0% | 0.02% | – |
| DXJ | New | WISDOMTREE TRjapn hedge eqt | $206,000 | – | 4,079 | +100.0% | 0.02% | – |
| AHPAW | New | AVISTA HEALTHCARE PUB ACQ CO*w exp 99/99/999 | $175,000 | – | 350,000 | +100.0% | 0.02% | – |
| NXEOW | New | NEXEO SOLUTIONS INC*w exp 06/09/202 | $179,000 | – | 248,817 | +100.0% | 0.02% | – |
| LCAHW | New | LANDCADIA HLDGS INC*w exp 06/01/202 | $170,000 | – | 250,000 | +100.0% | 0.01% | – |
| PLYA | New | PLAYA HOTELS AND RESORTS NV | $146,000 | – | 13,946 | +100.0% | 0.01% | – |
| DBRT | New | DEUTSCHE BK AGright 04/06/2017 | $142,000 | – | 60,000 | +100.0% | 0.01% | – |
| GTYHW | New | GTY TECHNOLOGY HOLDINGS INC*w exp 99/99/999 | $141,000 | – | 125,753 | +100.0% | 0.01% | – |
| PLYAW | New | PLAYA HOTELS AND RESORTS NV*w exp 03/10/202 | $134,000 | – | 174,900 | +100.0% | 0.01% | – |
| MACQW | New | M I ACQUISITIONS INC*w exp 99/99/999 | $128,000 | – | 400,000 | +100.0% | 0.01% | – |
| WIN | New | WINDSTREAM HLDGS INCput | $106,000 | – | 19,400 | +100.0% | 0.01% | – |
| CPAAW | New | CONYERS PK ACQUISITION*w exp 07/20/202 | $103,000 | – | 50,000 | +100.0% | 0.01% | – |
| ENPH | New | ENPHASE ENERGY INC | $106,000 | – | 77,320 | +100.0% | 0.01% | – |
| GIG | New | GIGPEAK INC | $71,000 | – | 22,954 | +100.0% | 0.01% | – |
| MIIIW | New | M III ACQUISITION CORP*w exp 10/10/202 | $61,000 | – | 179,500 | +100.0% | 0.01% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-05-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BGC PARTNERS INC | 30 | Q4 2022 | 1.9% |
| ISHARES TR | 22 | Q2 2023 | 2.8% |
| VANECK VECTORS ETF TRUST | 21 | Q3 2022 | 7.0% |
| SPDR SP 500 ETF TR | 20 | Q3 2023 | 8.8% |
| MAGNACHIP SEMICONDUCTOR CORP | 19 | Q3 2022 | 1.1% |
| NXP SEMICONDUCTORS N V | 18 | Q4 2020 | 2.9% |
| MICROSOFT CORP | 18 | Q2 2020 | 1.5% |
| ISHARES TR | 17 | Q1 2023 | 7.5% |
| CYPRESS SEMICONDUCTOR CORP | 17 | Q1 2019 | 2.5% |
| AEROJET ROCKETDYNE HLDGS INC | 17 | Q2 2022 | 1.4% |
View K2 PRINCIPAL FUND, L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AcuityAds Holdings Inc. | March 16, 2023 | 3,198,531 | 5.6% |
| ARS Pharmaceuticals, Inc. | February 13, 2023 | 2,045,348 | 2.2% |
| Solid Biosciences Inc. | February 13, 2023 | 284,871 | 1.5% |
| TCR2 THERAPEUTICS INC. | February 09, 2023 | 10 | 0.0% |
| AVROBIO, Inc. | February 08, 2023 | 10 | 0.0% |
| Goldenstone Acquisition Ltd. | February 08, 2023 | 10 | 0.0% |
| Relativity Acquisition Corp | February 08, 2023 | 10 | 0.0% |
| Sagaliam Acquisition Corp | February 08, 2023 | 10 | 0.0% |
| Pasithea Therapeutics Corp. | February 01, 2022 | 1,094,418 | 5.0% |
| Ignyte Acquisition Corp. | January 26, 2022 | 259,958 | 3.6% |
View K2 PRINCIPAL FUND, L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-12 |
| SC 13G/A | 2024-02-12 |
| SC 13G | 2024-02-09 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-11 |
| SC 13G/A | 2023-03-16 |
| SC 13G | 2023-03-16 |
| SC 13G/A | 2023-02-13 |
View K2 PRINCIPAL FUND, L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.