$616 Million is the total value of K2 PRINCIPAL FUND, L.P.'s 264 reported holdings in Q3 2015. The portfolio turnover from Q2 2015 to Q3 2015 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AUY | Exit | YAMANA GOLD INCcall | $0 | – | -15,000 | -100.0% | -0.01% | – |
| BSBR | Exit | BANCO SANTANDER BRASIL S Acall | $0 | – | -10,000 | -100.0% | -0.01% | – |
| PZG | Exit | PARAMOUNT GOLD NEV CORP | $0 | – | -36,144 | -100.0% | -0.01% | – |
| GSAT | Exit | GLOBALSTAR INC | $0 | – | -34,500 | -100.0% | -0.01% | – |
| AREXQ | Exit | APPROACH RESOURCES INCput | $0 | – | -12,500 | -100.0% | -0.02% | – |
| HIL | Exit | HILL INTERNATIONAL INC | $0 | – | -21,322 | -100.0% | -0.02% | – |
| CRME | Exit | CARDIOME PHARMA CORP | $0 | – | -13,579 | -100.0% | -0.02% | – |
| RDNT | Exit | RADNET INC | $0 | – | -20,924 | -100.0% | -0.02% | – |
| YRCW | Exit | YRC WORLDWIDE INCput | $0 | – | -11,000 | -100.0% | -0.03% | – |
| RNG | Exit | RINGCENTRAL INCput | $0 | – | -10,000 | -100.0% | -0.03% | – |
| CDE | Exit | COEUR MNG INC | $0 | – | -32,366 | -100.0% | -0.03% | – |
| ROIQ | Exit | ROI ACQUISITION CORP II | $0 | – | -17,875 | -100.0% | -0.03% | – |
| STKS | Exit | THE ONE GROUP HOSPITALITY IN | $0 | – | -53,972 | -100.0% | -0.04% | – |
| QSR | Exit | RESTAURANT BRANDS INTL INCput | $0 | – | -6,000 | -100.0% | -0.04% | – |
| WGO | Exit | WINNEBAGO INDS INCput | $0 | – | -10,000 | -100.0% | -0.04% | – |
| CLACW | Exit | CAPITOL ACQUISITION CORP IIw exp 05/15/201 | $0 | – | -102,100 | -100.0% | -0.04% | – |
| FNV | Exit | FRANCO NEVADA CORPcall | $0 | – | -5,000 | -100.0% | -0.04% | – |
| FEYE | Exit | FIREEYE INC | $0 | – | -5,000 | -100.0% | -0.04% | – |
| TD | Exit | TORONTO DOMINION BK ONTcall | $0 | – | -6,000 | -100.0% | -0.05% | – |
| CAKE | Exit | CHEESECAKE FACTORY INC | $0 | – | -4,900 | -100.0% | -0.05% | – |
| OCR | Exit | OMNICARE INC | $0 | – | -3,000 | -100.0% | -0.05% | – |
| WCC | Exit | WESCO INTL INCcall | $0 | – | -4,500 | -100.0% | -0.06% | – |
| TRAK | Exit | DEALERTRACK TECHNOLOGIES INCput | $0 | – | -5,000 | -100.0% | -0.06% | – |
| ABBV | Exit | ABBVIE INCput | $0 | – | -5,000 | -100.0% | -0.06% | – |
| TSRE | Exit | TRADE STR RESIDENTIAL INC | $0 | – | -54,531 | -100.0% | -0.06% | – |
| GOLD | Exit | BARRICK GOLD CORPcall | $0 | – | -35,000 | -100.0% | -0.07% | – |
| QUAD | Exit | QUAD / GRAPHICS INC | $0 | – | -20,593 | -100.0% | -0.07% | – |
| TSN | Exit | TYSON FOODS INCcall | $0 | – | -9,000 | -100.0% | -0.07% | – |
| TJX | Exit | TJX COS INC NEWcall | $0 | – | -6,000 | -100.0% | -0.07% | – |
| SLW | Exit | SILVER WHEATON CORP | $0 | – | -23,835 | -100.0% | -0.07% | – |
| PANW | Exit | PALO ALTO NETWORKS INC | $0 | – | -2,501 | -100.0% | -0.08% | – |
| RL | Exit | RALPH LAUREN CORPput | $0 | – | -3,500 | -100.0% | -0.08% | – |
| SONS | Exit | SONUS NETWORKS INC | $0 | – | -70,646 | -100.0% | -0.09% | – |
| TKMR | Exit | TEKMIRA PHARMACEUTICALS CORP | $0 | – | -42,635 | -100.0% | -0.09% | – |
| BOBE | Exit | BOB EVANS FARMS INC | $0 | – | -10,000 | -100.0% | -0.09% | – |
| MIG | Exit | MEADOWBROOK INS GROUP INC | $0 | – | -62,372 | -100.0% | -0.10% | – |
| THO | Exit | THOR INDS INC | $0 | – | -10,000 | -100.0% | -0.10% | – |
| ABBV | Exit | ABBVIE INCcall | $0 | – | -9,000 | -100.0% | -0.11% | – |
| MSG | Exit | MADISON SQUARE GARDEN COcl a | $0 | – | -7,500 | -100.0% | -0.11% | – |
| SYT | Exit | SYNGENTA AGsponsored adr | $0 | – | -8,000 | -100.0% | -0.12% | – |
| RL | Exit | RALPH LAUREN CORPcall | $0 | – | -5,000 | -100.0% | -0.12% | – |
| BX | Exit | BLACKSTONE GROUP L P | $0 | – | -17,300 | -100.0% | -0.13% | – |
| CTRX | Exit | CATAMARAN CORP | $0 | – | -12,581 | -100.0% | -0.14% | – |
| INTU | Exit | INTUIT | $0 | – | -7,800 | -100.0% | -0.14% | – |
| KRFT | Exit | KRAFT FOODS GROUP INC | $0 | – | -9,441 | -100.0% | -0.14% | – |
| RL | Exit | RALPH LAUREN CORPcl a | $0 | – | -6,100 | -100.0% | -0.14% | – |
| MRVL | Exit | MARVELL TECHNOLOGY GROUP LTDord | $0 | – | -64,000 | -100.0% | -0.15% | – |
| GLD | Exit | SPDR GOLD TRUSTcall | $0 | – | -8,000 | -100.0% | -0.16% | – |
| NEM | Exit | NEWMONT MINING CORPcall | $0 | – | -39,000 | -100.0% | -0.16% | – |
| ABBV | Exit | ABBVIE INC | $0 | – | -14,022 | -100.0% | -0.17% | – |
| RRD | Exit | DONNELLEY R R & SONS COput | $0 | – | -55,000 | -100.0% | -0.17% | – |
| IGTE | Exit | IGATE CORP | $0 | – | -21,516 | -100.0% | -0.18% | – |
| HYG | Exit | ISHARESput | $0 | – | -12,000 | -100.0% | -0.19% | – |
| LQD | Exit | ISHAREScall | $0 | – | -10,000 | -100.0% | -0.21% | – |
| CKSW | Exit | CLICKSOFTWARE TECHNOLOGIES Lord | $0 | – | -94,841 | -100.0% | -0.21% | – |
| EBAY | Exit | EBAY INCcall | $0 | – | -20,000 | -100.0% | -0.22% | – |
| MAC | Exit | MACERICH CO | $0 | – | -16,200 | -100.0% | -0.22% | – |
| NUGT | Exit | DIREXION SHS ETF TRcall | $0 | – | -152,000 | -100.0% | -0.22% | – |
| T | Exit | AT&T INCcall | $0 | – | -40,000 | -100.0% | -0.26% | – |
| JNJ | Exit | JOHNSON & JOHNSONcall | $0 | – | -15,000 | -100.0% | -0.26% | – |
| PMFG | Exit | PMFG INC | $0 | – | -248,020 | -100.0% | -0.29% | – |
| DOOR | Exit | MASONITE INTL CORP NEWcall | $0 | – | -24,000 | -100.0% | -0.30% | – |
| PEI | Exit | PENNSYLVANIA RL ESTATE INVTsh ben int | $0 | – | -82,366 | -100.0% | -0.32% | – |
| ADVS | Exit | ADVENT SOFTWARE INC | $0 | – | -40,511 | -100.0% | -0.32% | – |
| BAC | Exit | BANK AMER CORPcall | $0 | – | -107,000 | -100.0% | -0.33% | – |
| CARB | Exit | CARBONITE INC | $0 | – | -157,656 | -100.0% | -0.33% | – |
| IWM | Exit | ISHARESput | $0 | – | -15,000 | -100.0% | -0.34% | – |
| MHK | Exit | MOHAWK INDS INCput | $0 | – | -10,000 | -100.0% | -0.34% | – |
| CI | Exit | CIGNA CORPORATIONcall | $0 | – | -12,500 | -100.0% | -0.36% | – |
| XLK | Exit | SELECT SECTOR SPDR TRput | $0 | – | -50,000 | -100.0% | -0.37% | – |
| 4107PS | Exit | MEADWESTVACO CORPcall | $0 | – | -48,800 | -100.0% | -0.41% | – |
| 9207PS | Exit | ROCK-TENN COcall | $0 | – | -38,500 | -100.0% | -0.42% | – |
| XRT | Exit | SPDR SERIES TRUSTput | $0 | – | -25,000 | -100.0% | -0.44% | – |
| 3101PS | Exit | MICREL INC | $0 | – | -202,326 | -100.0% | -0.50% | – |
| ISSI | Exit | INTEGRATED SILICON SOLUTION | $0 | – | -129,736 | -100.0% | -0.52% | – |
| AWI | Exit | ARMSTRONG WORLD INDS INC NEW | $0 | – | -55,146 | -100.0% | -0.53% | – |
| GKNT | Exit | GEEKNET INC | $0 | – | -159,706 | -100.0% | -0.57% | – |
| ADNC | Exit | AUDIENCE INC | $0 | – | -709,715 | -100.0% | -0.62% | – |
| LMNS | Exit | LUMENIS LTD | $0 | – | -276,897 | -100.0% | -0.68% | – |
| CSCO | Exit | CISCO SYS INCcall | $0 | – | -143,500 | -100.0% | -0.71% | – |
| SUSQ | Exit | SUSQUEHANNA BANCSHARES INC P | $0 | – | -304,691 | -100.0% | -0.77% | – |
| OTEX | Exit | OPEN TEXT CORPcall | $0 | – | -115,000 | -100.0% | -0.84% | – |
| INFA | Exit | INFORMATICA CORP | $0 | – | -96,650 | -100.0% | -0.84% | – |
| CF | Exit | CF INDS HLDGS INCput | $0 | – | -85,000 | -100.0% | -0.98% | – |
| GM | Exit | GENERAL MTRS CO | $0 | – | -183,384 | -100.0% | -1.10% | – |
| CYNI | Exit | CYAN INC | $0 | – | -1,191,447 | -100.0% | -1.12% | – |
| OWW | Exit | ORBITZ WORLDWIDE INC | $0 | – | -556,141 | -100.0% | -1.14% | – |
| EBAY | Exit | EBAY INC | $0 | – | -107,700 | -100.0% | -1.16% | – |
| GOOG | Exit | GOOGLE INCput | $0 | – | -16,000 | -100.0% | -1.50% | – |
| GOOG | Exit | GOOGLE INCcall | $0 | – | -18,000 | -100.0% | -1.68% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -51,600 | -100.0% | -1.91% | – |
| PANW | Exit | PALO ALTO NETWORKS INCput | $0 | – | -62,000 | -100.0% | -1.94% | – |
| LXU | Exit | LSB INDS INC | $0 | – | -297,330 | -100.0% | -2.18% | – |
| SIAL | Exit | SIGMA ALDRICH CORP | $0 | – | -87,603 | -100.0% | -2.19% | – |
| 4107PS | Exit | MEADWESTVACO CORP | $0 | – | -280,761 | -100.0% | -2.38% | – |
| AEC | Exit | ASSOCIATED ESTATES RLTY CORP | $0 | – | -666,520 | -100.0% | -3.43% | – |
| GOOG | Exit | GOOGLE INCcl c | $0 | – | -60,445 | -100.0% | -5.65% | – |
| A309PS | Exit | DIRECTV | $0 | – | -356,653 | -100.0% | -5.94% | – |
| FDO | Exit | FAMILY DLR STORES INC | $0 | – | -462,738 | -100.0% | -6.55% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BGC PARTNERS INC | 30 | Q4 2022 | 1.9% |
| ISHARES TR | 22 | Q2 2023 | 2.8% |
| VANECK VECTORS ETF TRUST | 21 | Q3 2022 | 7.0% |
| SPDR SP 500 ETF TR | 20 | Q3 2023 | 8.8% |
| MAGNACHIP SEMICONDUCTOR CORP | 19 | Q3 2022 | 1.1% |
| NXP SEMICONDUCTORS N V | 18 | Q4 2020 | 2.9% |
| MICROSOFT CORP | 18 | Q2 2020 | 1.5% |
| ISHARES TR | 17 | Q1 2023 | 7.5% |
| CYPRESS SEMICONDUCTOR CORP | 17 | Q1 2019 | 2.5% |
| AEROJET ROCKETDYNE HLDGS INC | 17 | Q2 2022 | 1.4% |
View K2 PRINCIPAL FUND, L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AcuityAds Holdings Inc. | March 16, 2023 | 3,198,531 | 5.6% |
| ARS Pharmaceuticals, Inc. | February 13, 2023 | 2,045,348 | 2.2% |
| Solid Biosciences Inc. | February 13, 2023 | 284,871 | 1.5% |
| TCR2 THERAPEUTICS INC. | February 09, 2023 | 10 | 0.0% |
| AVROBIO, Inc. | February 08, 2023 | 10 | 0.0% |
| Goldenstone Acquisition Ltd. | February 08, 2023 | 10 | 0.0% |
| Relativity Acquisition Corp | February 08, 2023 | 10 | 0.0% |
| Sagaliam Acquisition Corp | February 08, 2023 | 10 | 0.0% |
| Pasithea Therapeutics Corp. | February 01, 2022 | 1,094,418 | 5.0% |
| Ignyte Acquisition Corp. | January 26, 2022 | 259,958 | 3.6% |
View K2 PRINCIPAL FUND, L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-12 |
| SC 13G/A | 2024-02-12 |
| SC 13G | 2024-02-09 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-11 |
| SC 13G/A | 2023-03-16 |
| SC 13G | 2023-03-16 |
| SC 13G/A | 2023-02-13 |
View K2 PRINCIPAL FUND, L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.