$616 Million is the total value of K2 PRINCIPAL FUND, L.P.'s 264 reported holdings in Q3 2015. The portfolio turnover from Q2 2015 to Q3 2015 was 104.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HME | New | HOME PROPERTIES INC | $39,642,000 | – | 530,322 | +100.0% | 6.43% | – |
| TRAK | Buy | DEALERTRACK TECHNOLOGIES INC | $36,091,000 | +310.2% | 571,417 | +307.8% | 5.85% | +270.5% |
| QQQ | New | POWERSHARES QQQ TRUSTcall | $34,294,000 | – | 337,000 | +100.0% | 5.56% | – |
| GOOGL | New | GOOGLE INCcl a | $31,394,000 | – | 51,600 | +100.0% | 5.09% | – |
| QQQ | Buy | POWERSHARES QQQ TRUSTput | $31,293,000 | +12.2% | 307,500 | +18.1% | 5.08% | +1.4% |
| THOR | New | THORATEC CORP | $24,545,000 | – | 388,003 | +100.0% | 3.98% | – |
| DUST | New | DIREXION SHS ETF TRput | $20,932,000 | – | 840,300 | +100.0% | 3.40% | – |
| KYTH | New | KYTHERA BIOPHARMACEUTICALS I | $17,095,000 | – | 227,992 | +100.0% | 2.77% | – |
| HILL | New | DOT HILL SYS CORP | $13,099,000 | – | 1,346,252 | +100.0% | 2.12% | – |
| NYRT | New | NEW YORK REIT INC | $12,603,000 | – | 1,252,749 | +100.0% | 2.04% | – |
| ALTR | Buy | ALTERA CORP | $12,076,000 | +100.1% | 241,125 | +104.5% | 1.96% | +80.7% |
| CMCSA | Buy | COMCAST CORP NEWcl a | $11,376,000 | +268.0% | 200,000 | +289.1% | 1.84% | +232.4% |
| HCC | Buy | HCC INS HLDGS INC | $10,515,000 | +80.2% | 135,728 | +78.7% | 1.71% | +62.8% |
| SHOR | Buy | SHORETEL INC | $10,207,000 | +26.7% | 1,366,429 | +15.0% | 1.66% | +14.4% |
| CYN | Buy | CITY NATL CORP | $9,252,000 | +450.1% | 105,068 | +464.7% | 1.50% | +397.0% |
| BGCP | Sell | BGC PARTNERS INCcl a | $9,230,000 | -13.2% | 1,122,836 | -7.6% | 1.50% | -21.7% |
| MSFT | Buy | MICROSOFT CORP | $9,073,000 | +372.3% | 205,000 | +371.3% | 1.47% | +326.7% |
| YDLE | New | YODLEE INC | $9,034,000 | – | 560,100 | +100.0% | 1.46% | – |
| XLU | Buy | SELECT SECTOR SPDR TRput | $8,982,000 | +27.4% | 207,500 | +22.1% | 1.46% | +15.1% |
| HRMN | HARMONY MERGER CORP | $8,910,000 | +0.5% | 900,000 | 0.0% | 1.44% | -9.2% | |
| NUGT | Buy | DIREXION SHS ETF TRput | $8,303,000 | +3674.1% | 2,872,900 | +10501.1% | 1.35% | +3267.5% |
| PRE | Buy | PARTNERRE LTD | $8,068,000 | +47.3% | 58,090 | +36.3% | 1.31% | +33.0% |
| DD | New | DU PONT E I DE NEMOURS AND COcall | $7,794,000 | – | 161,700 | +100.0% | 1.26% | – |
| ZU | New | ZULILY INCcl a | $7,512,000 | – | 431,712 | +100.0% | 1.22% | – |
| XLF | Buy | SELECT SECTOR SPDR TRsbi int-finl | $7,399,000 | +126.2% | 326,520 | +143.4% | 1.20% | +104.4% |
| GOOGL | New | GOOGLE INCput | $6,703,000 | – | 10,500 | +100.0% | 1.09% | – |
| NXPI | Buy | NXP SEMICONDUCTORS N Vcall | $6,487,000 | +474.6% | 74,500 | +547.8% | 1.05% | +418.2% |
| HRMNU | HARMONY MERGER CORPunit 99/99/9999 | $6,120,000 | +0.4% | 600,000 | 0.0% | 0.99% | -9.3% | |
| BCO | Sell | BRINKS CO | $5,304,000 | -49.9% | 196,364 | -45.4% | 0.86% | -54.7% |
| SHLDQ | New | SEARS HLDGS CORPput | $5,037,000 | – | 222,800 | +100.0% | 0.82% | – |
| PYPL | New | PAYPAL HLDGS INC | $4,966,000 | – | 160,000 | +100.0% | 0.81% | – |
| FNFV | Buy | FIDELITY NATIONAL FINANCIAL FNFV GROUP | $4,883,000 | -3.3% | 416,675 | +26.9% | 0.79% | -12.7% |
| CI | Buy | CIGNA CORPORATION | $4,469,000 | +305.5% | 33,100 | +386.8% | 0.72% | +266.2% |
| SPLS | Sell | STAPLES INCcall | $4,452,000 | -36.8% | 379,500 | -17.5% | 0.72% | -42.9% |
| GDX | New | MARKET VECTORS ETF TRput | $4,336,000 | – | 315,600 | +100.0% | 0.70% | – |
| IPCM | New | IPC HEALTHCARE INC | $4,265,000 | – | 54,900 | +100.0% | 0.69% | – |
| BEE | New | STRATEGIC HOTELS AND RESORTS I | $4,143,000 | – | 300,465 | +100.0% | 0.67% | – |
| CY | Buy | CYPRESS SEMICONDUCTOR CORP | $4,027,000 | +14.4% | 472,689 | +57.9% | 0.65% | +3.3% |
| TJX | Buy | TJX COS INC NEW | $4,026,000 | +10.6% | 56,368 | +2.5% | 0.65% | -0.2% |
| UHAL | Sell | AMERCO | $4,015,000 | -14.0% | 10,204 | -28.5% | 0.65% | -22.3% |
| SMH | Buy | MARKET VECTORS ETF TRput | $3,991,000 | +265.8% | 80,000 | +300.0% | 0.65% | +230.1% |
| HSBC | New | HSBC HLDGS PLCcall | $3,977,000 | – | 105,000 | +100.0% | 0.64% | – |
| AAPL | Buy | APPLE INC | $3,888,000 | +134.8% | 35,250 | +167.0% | 0.63% | +112.5% |
| CSC | Buy | COMPUTER SCIENCES CORP | $3,855,000 | -2.1% | 62,800 | +4.7% | 0.62% | -11.6% |
| TE | New | TECO ENERGY INC | $3,838,000 | – | 146,169 | +100.0% | 0.62% | – |
| TWC | Buy | TIME WARNER CABLE INC | $3,723,000 | +108.9% | 20,757 | +107.6% | 0.60% | +88.8% |
| MYL | Buy | MYLAN N V | $3,555,000 | +17.7% | 88,300 | +98.4% | 0.58% | +6.5% |
| BRCM | Sell | BROADCOM CORPcl a | $3,471,000 | -46.1% | 67,487 | -46.0% | 0.56% | -51.3% |
| ELECU | Buy | DOUBLE EAGLE ACQUISITION CORunit 99/99/9999 | $3,112,000 | +3.5% | 315,000 | +5.0% | 0.50% | -6.5% |
| CLB | New | CORE LABORATORIES N V | $3,089,000 | – | 30,956 | +100.0% | 0.50% | – |
| EAGLU | New | DOUBLE EAGLE ACQUISITION CORunit 99/99/9999 | $3,007,000 | – | 296,500 | +100.0% | 0.49% | – |
| XLF | Buy | SELECT SECTOR SPDR TRcall | $2,946,000 | +0.7% | 130,000 | +8.3% | 0.48% | -9.1% |
| COF | New | CAPITAL ONE FINL CORPcall | $2,900,000 | – | 40,000 | +100.0% | 0.47% | – |
| CY | Buy | CYPRESS SEMICONDUCTOR CORPcall | $2,726,000 | +44.8% | 320,000 | +100.0% | 0.44% | +30.8% |
| SLW | New | SILVER WHEATON CORPput | $2,703,000 | – | 225,000 | +100.0% | 0.44% | – |
| DUST | New | DIREXION SHS ETF TRcall | $2,641,000 | – | 106,000 | +100.0% | 0.43% | – |
| GPIAU | Buy | GP INVTS ACQUISITION CORPunit 99/99/9999 | $2,624,000 | +4.6% | 265,000 | +6.0% | 0.43% | -5.3% |
| MSO | New | MARTHA STEWART LIVING OMNIMEcl a | $2,602,000 | – | 436,517 | +100.0% | 0.42% | – |
| PNK | New | PINNACLE ENTMT INC | $2,597,000 | – | 76,758 | +100.0% | 0.42% | – |
| WMT | New | WAL-MART STORES INCcall | $2,594,000 | – | 40,000 | +100.0% | 0.42% | – |
| BLK | New | BLACKROCK INC | $2,407,000 | – | 8,093 | +100.0% | 0.39% | – |
| ENVI | New | ENVIVIO INC | $2,339,000 | – | 571,817 | +100.0% | 0.38% | – |
| SLV | New | ISHARES SILVER TRUSTput | $2,288,000 | – | 165,000 | +100.0% | 0.37% | – |
| SHPG | Buy | SHIRE PLCsponsored adr | $2,216,000 | +45.6% | 10,800 | +71.4% | 0.36% | +31.5% |
| PYPL | New | PAYPAL HLDGS INCcall | $2,173,000 | – | 70,000 | +100.0% | 0.35% | – |
| MYL | New | MYLAN N Vput | $2,033,000 | – | 50,500 | +100.0% | 0.33% | – |
| SMH | New | MARKET VECTORS ETF TRcall | $1,995,000 | – | 40,000 | +100.0% | 0.32% | – |
| QPAC | Buy | QUINPARIO ACQUISITION CORP 2 | $1,991,000 | +1.0% | 200,919 | +0.5% | 0.32% | -8.8% |
| TRTL | TERRAPIN 3 ACQUISITION CORP | $1,986,000 | -0.7% | 201,000 | 0.0% | 0.32% | -10.3% | |
| QSR | Buy | RESTAURANT BRANDS INTL INCcall | $1,951,000 | +33.4% | 54,300 | +41.8% | 0.32% | +20.2% |
| WGO | Sell | WINNEBAGO INDS INC | $1,867,000 | -23.1% | 97,508 | -5.2% | 0.30% | -30.5% |
| JAZZ | Buy | JAZZ PHARMACEUTICALS PLC | $1,828,000 | +550.5% | 13,761 | +761.1% | 0.30% | +494.0% |
| EGAS | Buy | GAS NAT INC | $1,832,000 | +12.3% | 204,942 | +29.4% | 0.30% | +1.4% |
| ILMN | Buy | ILLUMINA INC | $1,826,000 | +317.8% | 10,387 | +419.4% | 0.30% | +279.5% |
| M | New | MACYS INC | $1,822,000 | – | 35,500 | +100.0% | 0.30% | – |
| AGN | Sell | ALLERGAN PLC | $1,713,000 | -56.0% | 6,302 | -50.9% | 0.28% | -60.2% |
| JNJ | Sell | JOHNSON AND JOHNSON | $1,652,000 | -31.7% | 17,700 | -28.6% | 0.27% | -38.2% |
| NCR | Buy | NCR CORP NEW | $1,626,000 | -5.1% | 71,456 | +25.5% | 0.26% | -14.3% |
| ODP | Buy | OFFICE DEPOT INC | $1,615,000 | -22.8% | 251,500 | +4.1% | 0.26% | -30.3% |
| MYL | New | MYLAN N Vcall | $1,510,000 | – | 37,500 | +100.0% | 0.24% | – |
| PACW | PACWEST BANCORP DEL | $1,412,000 | -8.4% | 32,984 | 0.0% | 0.23% | -17.3% | |
| SLW | New | SILVER WHEATON CORPcall | $1,381,000 | – | 115,000 | +100.0% | 0.22% | – |
| TWTR | New | TWITTER INCcall | $1,347,000 | – | 50,000 | +100.0% | 0.22% | – |
| NXPI | Sell | NXP SEMICONDUCTORS N V | $1,323,000 | -44.1% | 15,200 | -36.9% | 0.22% | -49.4% |
| RYL | New | RYLAND GROUP INC | $1,327,000 | – | 32,489 | +100.0% | 0.22% | – |
| XPO | New | XPO LOGISTICS INC | $1,306,000 | – | 54,800 | +100.0% | 0.21% | – |
| LPX | Sell | LOUISIANA PAC CORPput | $1,282,000 | -40.5% | 90,000 | -28.9% | 0.21% | -46.3% |
| AET | New | AETNA INC NEW | $1,259,000 | – | 11,509 | +100.0% | 0.20% | – |
| CSC | Sell | COMPUTER SCIENCES CORPcall | $1,252,000 | -68.2% | 20,400 | -66.0% | 0.20% | -71.3% |
| WLRH | Sell | WL ROSS HLDG CORP | $1,212,000 | -2.0% | 116,810 | -1.7% | 0.20% | -11.3% |
| KEYPRG | Sell | KEYCORP NEW PFD7.75 sr a | $1,160,000 | -8.2% | 8,854 | -8.2% | 0.19% | -17.2% |
| MU | New | MICRON TECHNOLOGY INC | $1,113,000 | – | 74,300 | +100.0% | 0.18% | – |
| IWF | Sell | ISHARES TRput | $1,116,000 | -68.7% | 12,000 | -66.7% | 0.18% | -71.7% |
| PACEU | New | PACE HLDGS CORPunit 99/99/9999 | $1,020,000 | – | 100,000 | +100.0% | 0.16% | – |
| AAPC | Sell | ATLANTIC ALLIANCE PARTNER CO | $1,005,000 | -1.0% | 99,000 | -1.0% | 0.16% | -10.4% |
| HSBC | New | HSBC HLDGS PLCput | $947,000 | – | 25,000 | +100.0% | 0.15% | – |
| IWF | New | ISHARES TRcall | $930,000 | – | 10,000 | +100.0% | 0.15% | – |
| BHI | Sell | BAKER HUGHES INC | $886,000 | -91.6% | 17,024 | -90.1% | 0.14% | -92.4% |
| PANL | Sell | PANGAEA LOGISTICS SOLUTION L | $878,000 | -19.2% | 314,742 | -6.5% | 0.14% | -27.2% |
| DKS | New | DICKS SPORTING GOODS INCcall | $833,000 | – | 16,800 | +100.0% | 0.14% | – |
| REMY | New | REMY INTL INC NEW | $823,000 | – | 28,137 | +100.0% | 0.13% | – |
| BEN | New | FRANKLIN RES INC | $801,000 | – | 21,500 | +100.0% | 0.13% | – |
| ACHC | New | ACADIA HEALTHCAREPANY INput | $795,000 | – | 12,000 | +100.0% | 0.13% | – |
| LPX | New | LOUISIANA PAC CORPcall | $760,000 | – | 53,400 | +100.0% | 0.12% | – |
| JAX | New | J ALEXANDERS HLDGS INC | $735,000 | – | 73,695 | +100.0% | 0.12% | – |
| STMP | STAMPS COM INC | $719,000 | +0.7% | 9,711 | 0.0% | 0.12% | -8.6% | |
| ZG | New | ZILLOW GROUP INCput | $699,000 | – | 25,900 | +100.0% | 0.11% | – |
| NCR | Sell | NCR CORP NEWcall | $683,000 | -54.6% | 30,000 | -40.0% | 0.11% | -58.9% |
| OMG | New | OM GROUP INC | $658,000 | – | 20,000 | +100.0% | 0.11% | – |
| FEYE | New | FIREEYE INCcall | $636,000 | – | 20,000 | +100.0% | 0.10% | – |
| FSL | Sell | FREESCALE SEMICONDUCTOR | $574,000 | -78.7% | 15,681 | -76.7% | 0.09% | -80.8% |
| XOOM | New | XOOM CORP | $550,000 | – | 22,090 | +100.0% | 0.09% | – |
| CY | New | CYPRESS SEMICONDUCTOR CORPput | $512,000 | – | 60,000 | +100.0% | 0.08% | – |
| WRK | New | WESTROCK COcall | $514,000 | – | 10,000 | +100.0% | 0.08% | – |
| BSBR | New | BANCO SANTANDER BRASIL S Aads rep 1 unit | $514,000 | – | 163,200 | +100.0% | 0.08% | – |
| CB | New | CHUBB CORP | $491,000 | – | 4,000 | +100.0% | 0.08% | – |
| AES | New | AES CORPcall | $490,000 | – | 50,000 | +100.0% | 0.08% | – |
| ICD | Sell | INDEPENDENCE CONTRACT DRIL I | $481,000 | -71.0% | 96,535 | -48.3% | 0.08% | -73.8% |
| TDW | New | TIDEWATER INCput | $447,000 | – | 34,000 | +100.0% | 0.07% | – |
| BGCP | Buy | BGC PARTNERS INCcall | $405,000 | +40.1% | 49,300 | +49.4% | 0.07% | +26.9% |
| RF | New | REGIONS FINL CORP NEWcall | $405,000 | – | 45,000 | +100.0% | 0.07% | – |
| BID | New | SOTHEBYSput | $400,000 | – | 12,500 | +100.0% | 0.06% | – |
| HD | New | HOME DEPOT INC | $381,000 | – | 3,300 | +100.0% | 0.06% | – |
| SHLDQ | New | SEARS HLDGS CORP | $377,000 | – | 16,665 | +100.0% | 0.06% | – |
| RNG | New | RINGCENTRAL INCcall | $364,000 | – | 20,000 | +100.0% | 0.06% | – |
| SPLS | New | STAPLES INCput | $352,000 | – | 30,000 | +100.0% | 0.06% | – |
| PTCT | New | PTC THERAPEUTICS INCcall | $317,000 | – | 10,000 | +100.0% | 0.05% | – |
| BHP | Sell | BHP BILLITON LTDsponsored adr | $286,000 | -47.3% | 9,050 | -32.2% | 0.05% | -53.1% |
| DKS | New | DICKS SPORTING GOODS INC | $270,000 | – | 5,433 | +100.0% | 0.04% | – |
| HRMNW | HARMONY MERGER CORPw exp 01/01/202 | $270,000 | +7.1% | 900,000 | 0.0% | 0.04% | -2.2% | |
| GG | New | GOLDCORP INC NEWput | $250,000 | – | 20,000 | +100.0% | 0.04% | – |
| ABUS | New | ARBUTUS BIOPHARMA CORP | $226,000 | – | 37,135 | +100.0% | 0.04% | – |
| OVTI | Sell | OMNIVISION TECHNOLOGIES INC | $226,000 | -65.5% | 8,607 | -65.6% | 0.04% | -68.6% |
| CECE | New | CECO ENVIRONMENTAL CORP | $228,000 | – | 27,822 | +100.0% | 0.04% | – |
| WLRHW | WL ROSS HLDG CORPw exp 06/11/201 | $209,000 | -18.0% | 255,411 | 0.0% | 0.03% | -26.1% | |
| QUAD | Buy | QUAD / GRAPHICS INCput | $192,000 | +3.8% | 15,900 | +59.0% | 0.03% | -6.1% |
| SPLS | Sell | STAPLES INC | $182,000 | -95.2% | 15,518 | -93.8% | 0.03% | -95.6% |
| GOMO | New | SUNGY MOBILE LTDadr rep ord a | $172,000 | – | 38,500 | +100.0% | 0.03% | – |
| MITL | Sell | MITEL NETWORKS CORPput | $171,000 | -48.5% | 26,500 | -29.5% | 0.03% | -53.3% |
| BGCP | Buy | BGC PARTNERS INCput | $164,000 | +86.4% | 20,000 | +100.0% | 0.03% | +68.8% |
| BNO | UNITED STS BRENT OIL FD LPunit | $166,000 | -26.5% | 10,000 | 0.0% | 0.03% | -34.1% | |
| CECE | New | CECO ENVIRONMENTAL CORPput | $168,000 | – | 20,500 | +100.0% | 0.03% | – |
| KGC | KINROSS GOLD CORPput | $169,000 | -25.6% | 98,000 | 0.0% | 0.03% | -34.1% | |
| TAHO | New | TAHOE RES INCcall | $155,000 | – | 20,000 | +100.0% | 0.02% | – |
| MHGC | Sell | MORGANS HOTEL GROUP CO | $130,000 | -78.5% | 39,052 | -56.4% | 0.02% | -80.6% |
| MM | New | MILLENNIAL MEDIA INC | $102,000 | – | 58,300 | +100.0% | 0.02% | – |
| SHOR | Sell | SHORETEL INCcall | $97,000 | +2.1% | 13,000 | -7.1% | 0.02% | -5.9% |
| TRTLW | Buy | TERRAPIN 3 ACQUISITION CORPw exp 06/27/201 | $80,000 | +33.3% | 204,600 | +2.3% | 0.01% | +18.2% |
| POZN | New | POZEN INCput | $64,000 | – | 11,000 | +100.0% | 0.01% | – |
| ANY | New | SPHERE 3D CORP NEW | $53,000 | – | 24,936 | +100.0% | 0.01% | – |
| QPACW | QUINPARIO ACQUISITION CORP 2w exp 01/01/202 | $43,000 | -64.2% | 200,000 | 0.0% | 0.01% | -68.2% | |
| QLTI | New | QLT INC | $30,000 | – | 11,140 | +100.0% | 0.01% | – |
| ROIQW | New | ROI ACQUISITION CORP IIw exp 09/17/201 | $18,000 | – | 50,000 | +100.0% | 0.00% | – |
| ANY | New | SPHERE 3D CORP NEWput | $21,000 | – | 10,000 | +100.0% | 0.00% | – |
| BAM | New | BROOKFIELD ASSET MGMT INCcall | $8,000 | – | 245 | +100.0% | 0.00% | – |
| AUY | Exit | YAMANA GOLD INCcall | $0 | – | -15,000 | -100.0% | -0.01% | – |
| BSBR | Exit | BANCO SANTANDER BRASIL S Acall | $0 | – | -10,000 | -100.0% | -0.01% | – |
| PZG | Exit | PARAMOUNT GOLD NEV CORP | $0 | – | -36,144 | -100.0% | -0.01% | – |
| GSAT | Exit | GLOBALSTAR INC | $0 | – | -34,500 | -100.0% | -0.01% | – |
| AREXQ | Exit | APPROACH RESOURCES INCput | $0 | – | -12,500 | -100.0% | -0.02% | – |
| HIL | Exit | HILL INTERNATIONAL INC | $0 | – | -21,322 | -100.0% | -0.02% | – |
| CRME | Exit | CARDIOME PHARMA CORP | $0 | – | -13,579 | -100.0% | -0.02% | – |
| RDNT | Exit | RADNET INC | $0 | – | -20,924 | -100.0% | -0.02% | – |
| YRCW | Exit | YRC WORLDWIDE INCput | $0 | – | -11,000 | -100.0% | -0.03% | – |
| RNG | Exit | RINGCENTRAL INCput | $0 | – | -10,000 | -100.0% | -0.03% | – |
| CDE | Exit | COEUR MNG INC | $0 | – | -32,366 | -100.0% | -0.03% | – |
| ROIQ | Exit | ROI ACQUISITION CORP II | $0 | – | -17,875 | -100.0% | -0.03% | – |
| STKS | Exit | THE ONE GROUP HOSPITALITY IN | $0 | – | -53,972 | -100.0% | -0.04% | – |
| QSR | Exit | RESTAURANT BRANDS INTL INCput | $0 | – | -6,000 | -100.0% | -0.04% | – |
| WGO | Exit | WINNEBAGO INDS INCput | $0 | – | -10,000 | -100.0% | -0.04% | – |
| CLACW | Exit | CAPITOL ACQUISITION CORP IIw exp 05/15/201 | $0 | – | -102,100 | -100.0% | -0.04% | – |
| FNV | Exit | FRANCO NEVADA CORPcall | $0 | – | -5,000 | -100.0% | -0.04% | – |
| FEYE | Exit | FIREEYE INC | $0 | – | -5,000 | -100.0% | -0.04% | – |
| TD | Exit | TORONTO DOMINION BK ONTcall | $0 | – | -6,000 | -100.0% | -0.05% | – |
| CAKE | Exit | CHEESECAKE FACTORY INC | $0 | – | -4,900 | -100.0% | -0.05% | – |
| OCR | Exit | OMNICARE INC | $0 | – | -3,000 | -100.0% | -0.05% | – |
| WCC | Exit | WESCO INTL INCcall | $0 | – | -4,500 | -100.0% | -0.06% | – |
| TRAK | Exit | DEALERTRACK TECHNOLOGIES INCput | $0 | – | -5,000 | -100.0% | -0.06% | – |
| ABBV | Exit | ABBVIE INCput | $0 | – | -5,000 | -100.0% | -0.06% | – |
| TSRE | Exit | TRADE STR RESIDENTIAL INC | $0 | – | -54,531 | -100.0% | -0.06% | – |
| GOLD | Exit | BARRICK GOLD CORPcall | $0 | – | -35,000 | -100.0% | -0.07% | – |
| QUAD | Exit | QUAD / GRAPHICS INC | $0 | – | -20,593 | -100.0% | -0.07% | – |
| TSN | Exit | TYSON FOODS INCcall | $0 | – | -9,000 | -100.0% | -0.07% | – |
| TJX | Exit | TJX COS INC NEWcall | $0 | – | -6,000 | -100.0% | -0.07% | – |
| SLW | Exit | SILVER WHEATON CORP | $0 | – | -23,835 | -100.0% | -0.07% | – |
| PANW | Exit | PALO ALTO NETWORKS INC | $0 | – | -2,501 | -100.0% | -0.08% | – |
| RL | Exit | RALPH LAUREN CORPput | $0 | – | -3,500 | -100.0% | -0.08% | – |
| SONS | Exit | SONUS NETWORKS INC | $0 | – | -70,646 | -100.0% | -0.09% | – |
| TKMR | Exit | TEKMIRA PHARMACEUTICALS CORP | $0 | – | -42,635 | -100.0% | -0.09% | – |
| BOBE | Exit | BOB EVANS FARMS INC | $0 | – | -10,000 | -100.0% | -0.09% | – |
| MIG | Exit | MEADOWBROOK INS GROUP INC | $0 | – | -62,372 | -100.0% | -0.10% | – |
| THO | Exit | THOR INDS INC | $0 | – | -10,000 | -100.0% | -0.10% | – |
| ABBV | Exit | ABBVIE INCcall | $0 | – | -9,000 | -100.0% | -0.11% | – |
| MSG | Exit | MADISON SQUARE GARDEN COcl a | $0 | – | -7,500 | -100.0% | -0.11% | – |
| SYT | Exit | SYNGENTA AGsponsored adr | $0 | – | -8,000 | -100.0% | -0.12% | – |
| RL | Exit | RALPH LAUREN CORPcall | $0 | – | -5,000 | -100.0% | -0.12% | – |
| BX | Exit | BLACKSTONE GROUP L P | $0 | – | -17,300 | -100.0% | -0.13% | – |
| CTRX | Exit | CATAMARAN CORP | $0 | – | -12,581 | -100.0% | -0.14% | – |
| INTU | Exit | INTUIT | $0 | – | -7,800 | -100.0% | -0.14% | – |
| KRFT | Exit | KRAFT FOODS GROUP INC | $0 | – | -9,441 | -100.0% | -0.14% | – |
| RL | Exit | RALPH LAUREN CORPcl a | $0 | – | -6,100 | -100.0% | -0.14% | – |
| MRVL | Exit | MARVELL TECHNOLOGY GROUP LTDord | $0 | – | -64,000 | -100.0% | -0.15% | – |
| GLD | Exit | SPDR GOLD TRUSTcall | $0 | – | -8,000 | -100.0% | -0.16% | – |
| NEM | Exit | NEWMONT MINING CORPcall | $0 | – | -39,000 | -100.0% | -0.16% | – |
| ABBV | Exit | ABBVIE INC | $0 | – | -14,022 | -100.0% | -0.17% | – |
| RRD | Exit | DONNELLEY R R & SONS COput | $0 | – | -55,000 | -100.0% | -0.17% | – |
| IGTE | Exit | IGATE CORP | $0 | – | -21,516 | -100.0% | -0.18% | – |
| HYG | Exit | ISHARESput | $0 | – | -12,000 | -100.0% | -0.19% | – |
| LQD | Exit | ISHAREScall | $0 | – | -10,000 | -100.0% | -0.21% | – |
| CKSW | Exit | CLICKSOFTWARE TECHNOLOGIES Lord | $0 | – | -94,841 | -100.0% | -0.21% | – |
| EBAY | Exit | EBAY INCcall | $0 | – | -20,000 | -100.0% | -0.22% | – |
| MAC | Exit | MACERICH CO | $0 | – | -16,200 | -100.0% | -0.22% | – |
| NUGT | Exit | DIREXION SHS ETF TRcall | $0 | – | -152,000 | -100.0% | -0.22% | – |
| T | Exit | AT&T INCcall | $0 | – | -40,000 | -100.0% | -0.26% | – |
| JNJ | Exit | JOHNSON & JOHNSONcall | $0 | – | -15,000 | -100.0% | -0.26% | – |
| PMFG | Exit | PMFG INC | $0 | – | -248,020 | -100.0% | -0.29% | – |
| DOOR | Exit | MASONITE INTL CORP NEWcall | $0 | – | -24,000 | -100.0% | -0.30% | – |
| PEI | Exit | PENNSYLVANIA RL ESTATE INVTsh ben int | $0 | – | -82,366 | -100.0% | -0.32% | – |
| ADVS | Exit | ADVENT SOFTWARE INC | $0 | – | -40,511 | -100.0% | -0.32% | – |
| BAC | Exit | BANK AMER CORPcall | $0 | – | -107,000 | -100.0% | -0.33% | – |
| CARB | Exit | CARBONITE INC | $0 | – | -157,656 | -100.0% | -0.33% | – |
| IWM | Exit | ISHARESput | $0 | – | -15,000 | -100.0% | -0.34% | – |
| MHK | Exit | MOHAWK INDS INCput | $0 | – | -10,000 | -100.0% | -0.34% | – |
| CI | Exit | CIGNA CORPORATIONcall | $0 | – | -12,500 | -100.0% | -0.36% | – |
| XLK | Exit | SELECT SECTOR SPDR TRput | $0 | – | -50,000 | -100.0% | -0.37% | – |
| 4107PS | Exit | MEADWESTVACO CORPcall | $0 | – | -48,800 | -100.0% | -0.41% | – |
| 9207PS | Exit | ROCK-TENN COcall | $0 | – | -38,500 | -100.0% | -0.42% | – |
| XRT | Exit | SPDR SERIES TRUSTput | $0 | – | -25,000 | -100.0% | -0.44% | – |
| 3101PS | Exit | MICREL INC | $0 | – | -202,326 | -100.0% | -0.50% | – |
| ISSI | Exit | INTEGRATED SILICON SOLUTION | $0 | – | -129,736 | -100.0% | -0.52% | – |
| AWI | Exit | ARMSTRONG WORLD INDS INC NEW | $0 | – | -55,146 | -100.0% | -0.53% | – |
| GKNT | Exit | GEEKNET INC | $0 | – | -159,706 | -100.0% | -0.57% | – |
| ADNC | Exit | AUDIENCE INC | $0 | – | -709,715 | -100.0% | -0.62% | – |
| LMNS | Exit | LUMENIS LTD | $0 | – | -276,897 | -100.0% | -0.68% | – |
| CSCO | Exit | CISCO SYS INCcall | $0 | – | -143,500 | -100.0% | -0.71% | – |
| SUSQ | Exit | SUSQUEHANNA BANCSHARES INC P | $0 | – | -304,691 | -100.0% | -0.77% | – |
| OTEX | Exit | OPEN TEXT CORPcall | $0 | – | -115,000 | -100.0% | -0.84% | – |
| INFA | Exit | INFORMATICA CORP | $0 | – | -96,650 | -100.0% | -0.84% | – |
| CF | Exit | CF INDS HLDGS INCput | $0 | – | -85,000 | -100.0% | -0.98% | – |
| GM | Exit | GENERAL MTRS CO | $0 | – | -183,384 | -100.0% | -1.10% | – |
| CYNI | Exit | CYAN INC | $0 | – | -1,191,447 | -100.0% | -1.12% | – |
| OWW | Exit | ORBITZ WORLDWIDE INC | $0 | – | -556,141 | -100.0% | -1.14% | – |
| EBAY | Exit | EBAY INC | $0 | – | -107,700 | -100.0% | -1.16% | – |
| GOOG | Exit | GOOGLE INCput | $0 | – | -16,000 | -100.0% | -1.50% | – |
| GOOG | Exit | GOOGLE INCcall | $0 | – | -18,000 | -100.0% | -1.68% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -51,600 | -100.0% | -1.91% | – |
| PANW | Exit | PALO ALTO NETWORKS INCput | $0 | – | -62,000 | -100.0% | -1.94% | – |
| LXU | Exit | LSB INDS INC | $0 | – | -297,330 | -100.0% | -2.18% | – |
| SIAL | Exit | SIGMA ALDRICH CORP | $0 | – | -87,603 | -100.0% | -2.19% | – |
| 4107PS | Exit | MEADWESTVACO CORP | $0 | – | -280,761 | -100.0% | -2.38% | – |
| AEC | Exit | ASSOCIATED ESTATES RLTY CORP | $0 | – | -666,520 | -100.0% | -3.43% | – |
| GOOG | Exit | GOOGLE INCcl c | $0 | – | -60,445 | -100.0% | -5.65% | – |
| A309PS | Exit | DIRECTV | $0 | – | -356,653 | -100.0% | -5.94% | – |
| FDO | Exit | FAMILY DLR STORES INC | $0 | – | -462,738 | -100.0% | -6.55% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BGC PARTNERS INC | 30 | Q4 2022 | 1.9% |
| ISHARES TR | 22 | Q2 2023 | 2.8% |
| VANECK VECTORS ETF TRUST | 21 | Q3 2022 | 7.0% |
| SPDR SP 500 ETF TR | 20 | Q3 2023 | 8.8% |
| MAGNACHIP SEMICONDUCTOR CORP | 19 | Q3 2022 | 1.1% |
| NXP SEMICONDUCTORS N V | 18 | Q4 2020 | 2.9% |
| MICROSOFT CORP | 18 | Q2 2020 | 1.5% |
| ISHARES TR | 17 | Q1 2023 | 7.5% |
| CYPRESS SEMICONDUCTOR CORP | 17 | Q1 2019 | 2.5% |
| AEROJET ROCKETDYNE HLDGS INC | 17 | Q2 2022 | 1.4% |
View K2 PRINCIPAL FUND, L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AcuityAds Holdings Inc. | March 16, 2023 | 3,198,531 | 5.6% |
| ARS Pharmaceuticals, Inc. | February 13, 2023 | 2,045,348 | 2.2% |
| Solid Biosciences Inc. | February 13, 2023 | 284,871 | 1.5% |
| TCR2 THERAPEUTICS INC. | February 09, 2023 | 10 | 0.0% |
| AVROBIO, Inc. | February 08, 2023 | 10 | 0.0% |
| Goldenstone Acquisition Ltd. | February 08, 2023 | 10 | 0.0% |
| Relativity Acquisition Corp | February 08, 2023 | 10 | 0.0% |
| Sagaliam Acquisition Corp | February 08, 2023 | 10 | 0.0% |
| Pasithea Therapeutics Corp. | February 01, 2022 | 1,094,418 | 5.0% |
| Ignyte Acquisition Corp. | January 26, 2022 | 259,958 | 3.6% |
View K2 PRINCIPAL FUND, L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-12 |
| SC 13G/A | 2024-02-12 |
| SC 13G | 2024-02-09 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-11 |
| SC 13G/A | 2023-03-16 |
| SC 13G | 2023-03-16 |
| SC 13G/A | 2023-02-13 |
View K2 PRINCIPAL FUND, L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.