K2 PRINCIPAL FUND, L.P. - Q4 2014 holdings

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$426 Million is the total value of K2 PRINCIPAL FUND, L.P.'s 162 reported holdings in Q4 2014. The portfolio turnover from Q3 2014 to Q4 2014 was - .

All

			Value		Shares		↓ Weighting
QQQ	New	POWERSHARES QQQ TRUSTput	$44,484,000	–	440,000	+100.0%	10.43%	–
GOOGL	New	GOOGLE INCcl a	$32,189,000	–	60,658	+100.0%	7.55%	–
AGN	New	ALLERGAN INC	$23,887,000	–	112,361	+100.0%	5.60%	–
QQQ	New	POWERSHARES QQQ TRUSTcall	$19,618,000	–	190,000	+100.0%	4.60%	–
CBST	New	CUBIST PHARMACEUTICALS INC	$16,866,000	–	167,574	+100.0%	3.96%	–
GLD	New	SPDR GOLD TRUSTcall	$11,051,000	–	97,300	+100.0%	2.59%	–
AEC	New	ASSOCIATED ESTATES RLTY CORP	$11,016,000	–	474,626	+100.0%	2.58%	–
SLW	New	SILVER WHEATON CORPcall	$9,443,000	–	464,500	+100.0%	2.21%	–
SHPG	New	SHIRE PLCcall	$9,437,000	–	44,400	+100.0%	2.21%	–
GOOG	New	GOOGLE INCput	$7,633,000	–	14,500	+100.0%	1.79%	–
GOOG	New	GOOGLE INCcall	$7,370,000	–	14,000	+100.0%	1.73%	–
FEYE	New	FIREEYE INCput	$7,143,000	–	226,200	+100.0%	1.68%	–
QSR	New	RESTAURANT BRANDS INTL INCput	$7,004,000	–	179,400	+100.0%	1.64%	–
TLM	New	TALISMAN ENERGY INC	$6,810,000	–	869,716	+100.0%	1.60%	–
VNQ	New	VANGUARD INDEX FDSput	$6,480,000	–	80,000	+100.0%	1.52%	–
GOOGL	New	GOOGLE INCcall	$6,368,000	–	12,000	+100.0%	1.49%	–
A309PS	New	DIRECTV	$6,059,000	–	69,881	+100.0%	1.42%	–
BGCP	New	BGC PARTNERS INCcl a	$6,044,000	–	660,541	+100.0%	1.42%	–
FEYE	New	FIREEYE INC	$5,694,000	–	180,314	+100.0%	1.34%	–
GLD	New	SPDR GOLD TRUSTput	$5,679,000	–	50,000	+100.0%	1.33%	–
EBAY	New	EBAY INCcall	$5,331,000	–	95,000	+100.0%	1.25%	–
GDXJ	New	MARKET VECTORS ETF TR	$4,782,000	–	199,833	+100.0%	1.12%	–
EBAY	New	EBAY INC	$4,630,000	–	82,500	+100.0%	1.09%	–
SLW	New	SILVER WHEATON CORPput	$4,371,000	–	215,000	+100.0%	1.02%	–
AGU	New	AGRIUM INC	$4,286,000	–	45,248	+100.0%	1.00%	–
AWI	New	ARMSTRONG WORLD INDS INC NEW	$4,151,000	–	81,194	+100.0%	0.97%	–
XLP	New	SELECT SECTOR SPDR TRput	$3,899,000	–	80,400	+100.0%	0.91%	–
CMCSA	New	COMCAST CORP NEW CL Acl a	$3,776,000	–	65,100	+100.0%	0.88%	–
AAN	New	AARONS INC	$3,630,000	–	118,734	+100.0%	0.85%	–
DRC	New	DRESSER-RAND GROUP INC	$3,542,000	–	43,300	+100.0%	0.83%	–
TJX	New	TJX COS INC NEWcall	$3,429,000	–	50,000	+100.0%	0.80%	–
TD	New	TORONTO DOMINION BK	$3,173,000	–	66,400	+100.0%	0.74%	–
SWIR	New	SIERRA WIRELESS INCput	$3,080,000	–	65,000	+100.0%	0.72%	–
PANW	New	PALO ALTO NETWORKS INCcall	$2,819,000	–	23,000	+100.0%	0.66%	–
T	New	AT T INCput	$2,738,000	–	81,500	+100.0%	0.64%	–
XLV	New	SELECT SECTOR SPDR TRput	$2,735,000	–	40,000	+100.0%	0.64%	–
HCT	New	AMER RLTY CAP HEALTHCAR TR I	$2,678,000	–	225,000	+100.0%	0.63%	–
GDXJ	New	MARKET VECTORS ETF TRcall	$2,635,000	–	110,100	+100.0%	0.62%	–
ABBV	New	ABBVIEput	$2,487,000	–	38,000	+100.0%	0.58%	–
BSBR	New	BANCO SANTANDER BRASIL S Aadr	$2,436,000	–	485,245	+100.0%	0.57%	–
XRT	New	SPDR SERIES TRUSTput	$2,400,000	–	25,000	+100.0%	0.56%	–
WLRHU	New	WL ROSS HLDG CORPunit	$2,383,000	–	205,411	+100.0%	0.56%	–
CLAC	New	CAPITOL ACQUISITION CORP II	$2,371,000	–	240,000	+100.0%	0.56%	–
FEYE	New	FIREEYE INCcall	$2,211,000	–	70,000	+100.0%	0.52%	–
SIAL	New	SIGMA ALDRICH CORP	$2,196,000	–	16,000	+100.0%	0.52%	–
IWB	New	ISHARES TRput	$2,189,000	–	19,100	+100.0%	0.51%	–
LO	New	LORILLARD INC	$2,181,000	–	34,653	+100.0%	0.51%	–
4107PS	New	MEADWESTVACO CORP	$2,173,000	–	48,963	+100.0%	0.51%	–
CARB	New	CARBONITE INC	$2,162,000	–	151,479	+100.0%	0.51%	–
IWM	New	ISHARES TRput	$2,093,000	–	17,500	+100.0%	0.49%	–
COT	New	COTT CORP QUE	$2,011,000	–	292,256	+100.0%	0.47%	–
AAPL	New	APPLE INC	$2,009,000	–	18,200	+100.0%	0.47%	–
TRTLU	New	TERRAPIN 3 ACQUISITION CORPunit	$2,000,000	–	200,000	+100.0%	0.47%	–
DRIV	New	DIGITAL RIV INC	$1,810,000	–	73,181	+100.0%	0.42%	–
RVBD	New	RIVERBED TECHNOLOGY INC	$1,767,000	–	86,590	+100.0%	0.41%	–
SUSQ	New	SUSQUEHANNA BANCSHARES INC P	$1,739,000	–	129,496	+100.0%	0.41%	–
SAN	New	BANCO SANTANDER SAput	$1,725,000	–	207,100	+100.0%	0.40%	–
B108PS	New	ACTAVIS PLCput	$1,673,000	–	6,500	+100.0%	0.39%	–
4107PS	New	MEADWESTVACO CORPcall	$1,660,000	–	37,400	+100.0%	0.39%	–
CNI	New	CANADIAN NATL RY COput	$1,629,000	–	12,500	+100.0%	0.38%	–
AAL	New	AMERICAN AIRLS GROUP INCput	$1,609,000	–	30,000	+100.0%	0.38%	–
EGAS	New	GAS NAT INC	$1,589,000	–	144,235	+100.0%	0.37%	–
PANL	New	PANGAEA LOGISTICS SOLUTION	$1,543,000	–	324,947	+100.0%	0.36%	–
OTEX	New	OPEN TEXT CORPcall	$1,544,000	–	26,500	+100.0%	0.36%	–
HCACU	New	HENNESSY CAP ACQUISITION CORPunit	$1,538,000	–	150,000	+100.0%	0.36%	–
UHAL	New	AMERCO	$1,494,000	–	5,254	+100.0%	0.35%	–
MSLI	New	MERUS LABS INTL INC NEW	$1,480,000	–	895,298	+100.0%	0.35%	–
VOO	New	VANGUARD INDEX FDSput	$1,413,000	–	7,500	+100.0%	0.33%	–
ROIQU	New	ROI ACQUISITION CORP IIunit	$1,407,000	–	140,653	+100.0%	0.33%	–
ABBV	New	ABBVIEcall	$1,374,000	–	21,000	+100.0%	0.32%	–
NXPI	New	NXP SEMICONDUCTORS N V	$1,329,000	–	17,398	+100.0%	0.31%	–
KMX	New	CARMAX INCput	$1,332,000	–	20,000	+100.0%	0.31%	–
PANW	New	PALO ALTO NETWORKS INCput	$1,226,000	–	10,000	+100.0%	0.29%	–
MRKT	New	MARKIT LTD SHS	$1,206,000	–	45,614	+100.0%	0.28%	–
BRP	New	BROOKFIELD RESIDENTIAL PPTYS COM	$1,194,000	–	49,637	+100.0%	0.28%	–
TRAK	New	DEALERTRACK TECHNOLOGIES INC	$1,190,000	–	26,851	+100.0%	0.28%	–
PZG	New	PARAMOUNT GOLD SILVER CORP	$1,182,000	–	1,159,164	+100.0%	0.28%	–
ITB	New	ISHARESput	$1,165,000	–	45,000	+100.0%	0.27%	–
HBI	New	HANESBRANDS INCput	$1,127,000	–	10,100	+100.0%	0.26%	–
EWZ	New	ISHAREScall	$1,097,000	–	30,000	+100.0%	0.26%	–
FB	New	FACEBOOK INCput	$1,084,000	–	13,900	+100.0%	0.25%	–
NSU	New	NEVSUN RES LTD	$1,047,000	–	269,267	+100.0%	0.24%	–
WHR	New	WHIRLPOOL CORPput	$969,000	–	5,000	+100.0%	0.23%	–
CP	New	CANADIAN PAC RY LTD	$925,000	–	4,800	+100.0%	0.22%	–
GM	New	GENERAL MTRS CO	$918,000	–	26,284	+100.0%	0.22%	–
FDO	New	FAMILY DLR STORES INC	$911,000	–	11,500	+100.0%	0.21%	–
CACG	New	CHART ACQUISITION CORP	$890,000	–	91,074	+100.0%	0.21%	–
STMP	New	STAMPS COM INC	$873,000	–	18,200	+100.0%	0.20%	–
XPH	New	SPDR SERIES TRUSTput	$864,000	–	8,000	+100.0%	0.20%	–
RNA	New	PROSENSA HLDG N V	$828,000	–	44,183	+100.0%	0.19%	–
COT	New	COTT CORP QUEcall	$826,000	–	120,000	+100.0%	0.19%	–
TU	New	TELUS CORP	$791,000	–	21,936	+100.0%	0.18%	–
CNI	New	CANADIAN NATL RY COcall	$790,000	–	4,100	+100.0%	0.18%	–
NXPI	New	NXP SEMICONDUCTORS N Vcall	$764,000	–	20,000	+100.0%	0.18%	–
AUXL	New	AUXILIUM PHARMACEUTICALS INC	$756,000	–	22,000	+100.0%	0.18%	–
XLV	New	SELECT SECTOR SPDR TRcall	$745,000	–	10,900	+100.0%	0.18%	–
SHOR	New	SHORETEL INC	$736,000	–	100,186	+100.0%	0.17%	–
CIMT	New	CIMATRON LTD ORD	$739,000	–	83,382	+100.0%	0.17%	–
KEYPRG	New	KEYCORP NEWpfd	$735,000	–	5,630	+100.0%	0.17%	–
P103PS	New	NPS PHARMACEUTICALS INCcall	$730,000	–	20,400	+100.0%	0.17%	–
RDC	New	ROWAN COMPANIES PLCcall	$730,000	–	31,300	+100.0%	0.17%	–
INTU	New	INTUIT	$719,000	–	7,800	+100.0%	0.17%	–
P103PS	New	NPS PHARMACEUTICALS INC	$715,000	–	20,000	+100.0%	0.17%	–
ABBV	New	ABBVIE INC	$714,000	–	10,913	+100.0%	0.17%	–
SNY	New	SANOFI SPONSOREDadr	$684,000	–	15,000	+100.0%	0.16%	–
LPX	New	LOUISIANA PAC CORP	$662,000	–	40,000	+100.0%	0.16%	–
HCHC	New	HC2 HLDGS INC	$650,000	–	77,138	+100.0%	0.15%	–
BHI	New	BAKER HUGHES INC	$628,000	–	11,200	+100.0%	0.15%	–
QSR	New	RESTAURANT BRANDS INTL INC	$628,000	–	16,089	+100.0%	0.15%	–
PL	New	PROTECTIVE LIFE CORP	$592,000	–	8,500	+100.0%	0.14%	–
SMT	New	SMART TECHNOLOGIES INC	$576,000	–	488,481	+100.0%	0.14%	–
HUN	New	HUNTSMAN CORPcall	$570,000	–	25,000	+100.0%	0.13%	–
LXU	New	LSB INDS INC	$566,000	–	18,000	+100.0%	0.13%	–
PETM	New	PETSMART INC	$555,000	–	6,828	+100.0%	0.13%	–
MHGC	New	MORGANS HOTEL GROUP CO	$547,000	–	69,805	+100.0%	0.13%	–
BID	New	SOTHEBYSput	$531,000	–	12,300	+100.0%	0.12%	–
GOOGL	New	GOOGLE INCput	$531,000	–	1,000	+100.0%	0.12%	–
TRW	New	TRW AUTOMOTIVE HLDGS CORP	$514,000	–	5,000	+100.0%	0.12%	–
ROIQ	New	ROI ACQUISITION CORP II	$472,000	–	48,000	+100.0%	0.11%	–
WLRH	New	WL ROSS HLDG CORP	$465,000	–	45,300	+100.0%	0.11%	–
BBL	New	BHP BILLITON PLCcall	$450,000	–	9,500	+100.0%	0.11%	–
GFIG	New	GFI GROUP INC	$420,000	–	77,040	+100.0%	0.10%	–
TRLA	New	TRULIA INC	$419,000	–	9,100	+100.0%	0.10%	–
SLW	New	SILVER WHEATON CORP	$409,000	–	20,104	+100.0%	0.10%	–
JAZZ	New	JAZZ PHARMACEUTICALS PLC	$393,000	–	2,400	+100.0%	0.09%	–
BBT	New	BB T CORPput	$389,000	–	10,000	+100.0%	0.09%	–
ENDP	New	ENDO INTL PLCput	$361,000	–	5,000	+100.0%	0.08%	–
CNI	New	CANADIAN NATL RY CO	$358,000	–	5,200	+100.0%	0.08%	–
SBSI	New	SOUTHSIDE BANCSHARES INC	$351,000	–	12,149	+100.0%	0.08%	–
SHPG	New	SHIRE PLC SPONSOREDadr	$340,000	–	1,600	+100.0%	0.08%	–
HBI	New	HANESBRANDS INC	$335,000	–	3,000	+100.0%	0.08%	–
EGO	New	ELDORADO GOLD CORP	$293,000	–	48,200	+100.0%	0.07%	–
TQNT	New	TRIQUINT SEMICONDUCTOR INC	$295,000	–	10,700	+100.0%	0.07%	–
VRX	New	VALEANT PHARMACEUTICALS INTLput	$286,000	–	2,000	+100.0%	0.07%	–
FNV	New	FRANCO NEVADA CORP	$280,000	–	5,700	+100.0%	0.07%	–
SBSI	New	SOUTHSIDE BANCSHARES INCput	$275,000	–	9,500	+100.0%	0.06%	–
MRK	New	MERCK CO INC NEWput	$273,000	–	4,800	+100.0%	0.06%	–
HP	New	HELMERICH PAYNE INCput	$270,000	–	4,000	+100.0%	0.06%	–
QLTI	New	QLT INC	$255,000	–	63,600	+100.0%	0.06%	–
BX	New	BLACKSTONE GROUP L Punit	$230,000	–	6,800	+100.0%	0.05%	–
RIO	New	RIO TINTO PLCcall	$230,000	–	5,000	+100.0%	0.05%	–
AEM	New	AGNICO EAGLE MINES LTD	$213,000	–	8,549	+100.0%	0.05%	–
CEF	New	CENTRAL FD CDA LTD CL Acl a	$205,000	–	17,676	+100.0%	0.05%	–
UFS	New	DOMTAR CORP	$201,000	–	5,000	+100.0%	0.05%	–
TKMR	New	TEKMIRA PHARMACEUTICALS CORP	$193,000	–	12,735	+100.0%	0.04%	–
MEG	New	MEDIA GEN INC NEW	$185,000	–	11,045	+100.0%	0.04%	–
	New	TRILLIUM THERAPEUTICS INC	$178,000	–	19,783	+100.0%	0.04%	–
RDNT	New	RADNET INC	$148,000	–	17,339	+100.0%	0.04%	–
KGC	New	KINROSS GOLD CORPput	$141,000	–	147,900	+100.0%	0.03%	–
MDM	New	MOUNTAIN PROV DIAMONDS INC	$133,000	–	31,800	+100.0%	0.03%	–
JE	New	JUST ENERGY GROUP INCput	$126,000	–	24,000	+100.0%	0.03%	–
HBMWS	New	HUDBAY MINERALS INCwrt	$100,000	–	115,897	+100.0%	0.02%	–
KGC	New	KINROSS GOLD CORP	$87,000	–	30,800	+100.0%	0.02%	–
JE	New	JUST ENERGY GROUP INCcall	$64,000	–	12,300	+100.0%	0.02%	–
WLRHW	New	WL ROSS HLDG CORPwrt	$59,000	–	50,000	+100.0%	0.01%	–
CLACW	New	CAPITOL ACQUISITION CORP IIwrt	$55,000	–	102,100	+100.0%	0.01%	–
CACGW	New	CHART ACQUISITION CORPwrt	$50,000	–	91,100	+100.0%	0.01%	–
UPI	New	UROPLASTY INC	$52,000	–	25,000	+100.0%	0.01%	–
PGHEF	New	PENGROWTH ENERGY CORP	$47,000	–	15,200	+100.0%	0.01%	–
TCPTF	New	THOMPSON CREEK METALS CO INCcall	$34,000	–	20,400	+100.0%	0.01%	–
ICD	New	INDEPENDENCE CONTRACT DRIL I	$26,000	–	4,991	+100.0%	0.01%	–
ROIQW	New	ROI ACQUISITION CORP IIwrt	$13,000	–	50,000	+100.0%	0.00%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2015-02-19

Signatures

The EDGAR filing(s) were signed by:

Shawn Kimel — President

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
BGC PARTNERS INC	30	Q4 2022	1.9%
ISHARES TR	22	Q2 2023	2.8%
VANECK VECTORS ETF TRUST	21	Q3 2022	7.0%
SPDR SP 500 ETF TR	20	Q3 2023	8.8%
MAGNACHIP SEMICONDUCTOR CORP	19	Q3 2022	1.1%
NXP SEMICONDUCTORS N V	18	Q4 2020	2.9%
MICROSOFT CORP	18	Q2 2020	1.5%
ISHARES TR	17	Q1 2023	7.5%
CYPRESS SEMICONDUCTOR CORP	17	Q1 2019	2.5%
AEROJET ROCKETDYNE HLDGS INC	17	Q2 2022	1.4%

View K2 PRINCIPAL FUND, L.P.'s complete holdings history.

Latest significant ownerships (13-D/G)

K2 PRINCIPAL FUND, L.P. Q4 2014 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
AcuityAds Holdings Inc.	March 16, 2023	3,198,531	5.6%
ARS Pharmaceuticals, Inc.	February 13, 2023	2,045,348	2.2%
Solid Biosciences Inc.	February 13, 2023	284,871	1.5%
TCR2 THERAPEUTICS INC.	February 09, 2023	10	0.0%
AVROBIO, Inc.	February 08, 2023	10	0.0%
Goldenstone Acquisition Ltd.	February 08, 2023	10	0.0%
Relativity Acquisition Corp	February 08, 2023	10	0.0%
Sagaliam Acquisition Corp	February 08, 2023	10	0.0%
Pasithea Therapeutics Corp.	February 01, 2022	1,094,418	5.0%
Ignyte Acquisition Corp.	January 26, 2022	259,958	3.6%

View K2 PRINCIPAL FUND, L.P.'s complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-14
13F-HR	2024-02-14
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G	2024-02-09
13F-HR	2023-11-13
13F-HR	2023-08-15
13F-HR	2023-05-11
SC 13G/A	2023-03-16
SC 13G	2023-03-16

View K2 PRINCIPAL FUND, L.P.'s complete filings history.

All filings

View complete filings history.

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