$104 Million is the total value of Greenwich Investment Management, Inc.'s 60 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 15.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ARES | Sell | ARES MANAGEMENT CORPORATION | $11,342,000 | +26.4% | 317,806 | -5.0% | 10.94% | +15.7% |
| ARCC | Buy | ARES CAP CORP | $7,860,000 | +1.3% | 421,465 | +1.3% | 7.58% | -7.3% |
| OCSL | Buy | OAKTREE SPECIALTY LENDING | $6,795,000 | +6.2% | 1,244,568 | +0.7% | 6.56% | -2.8% |
| SUB | Buy | ISHARES TRshrt nat mun etf | $5,673,000 | +890.1% | 53,125 | +888.4% | 5.47% | +806.1% |
| MUB | Sell | ISHARES TRnational mun etf | $5,325,000 | -27.9% | 46,746 | -27.8% | 5.14% | -34.0% |
| OCSI | Sell | OAKTREE STRATEGIC INCOME COR | $4,912,000 | -1.5% | 599,799 | -0.8% | 4.74% | -9.9% |
| TSLX | Sell | TPG SPECIALTY LENDING INC | $4,807,000 | -1.8% | 223,883 | -4.1% | 4.64% | -10.2% |
| STWD | Sell | STARWOOD PPTY TR INC | $3,883,000 | -1.5% | 156,177 | -4.0% | 3.75% | -9.9% |
| ACRE | Sell | ARES COML REAL ESTATE CORP | $3,771,000 | -4.3% | 238,053 | -8.0% | 3.64% | -12.4% |
| CXW | New | CORECIVIC INC | $3,746,000 | – | 215,535 | +100.0% | 3.61% | – |
| BANX | Sell | STONECASTLE FINL CORP | $3,573,000 | -5.6% | 160,226 | -6.2% | 3.45% | -13.6% |
| IVZ | Buy | INVESCO LTD | $3,409,000 | +166.1% | 189,605 | +150.8% | 3.29% | +143.4% |
| PNNT | Sell | PENNANTPARK INVT CORP | $2,938,000 | -8.0% | 449,926 | -11.7% | 2.84% | -15.8% |
| GSBD | Sell | GOLDMAN SACHS BDC INC | $2,907,000 | +2.3% | 136,610 | -3.4% | 2.80% | -6.3% |
| PMT | Buy | PENNYMAC MTG INVT TR | $2,727,000 | +150.6% | 122,360 | +150.1% | 2.63% | +129.4% |
| MPV | Sell | BARINGS PARTN INVSsh ben int | $2,173,000 | -8.3% | 134,692 | -0.9% | 2.10% | -16.1% |
| APAM | Sell | ARTISAN PARTNERS ASSET MGMTcl a | $1,895,000 | +11.4% | 58,635 | -2.6% | 1.83% | +2.0% |
| APLE | Sell | APPLE HOSPITALITY REIT INC | $1,637,000 | -3.5% | 100,750 | -1.5% | 1.58% | -11.7% |
| VTEB | Sell | VANGUARD MUN BD FD INCtax exempt bd | $1,503,000 | -58.6% | 28,078 | -58.5% | 1.45% | -62.1% |
| MAIN | Sell | MAIN STREET CAPITAL CORP | $1,410,000 | -30.9% | 32,717 | -30.7% | 1.36% | -36.8% |
| PFLT | Sell | PENNANTPARK FLOATING RATE | $1,393,000 | +0.2% | 114,339 | -4.6% | 1.34% | -8.3% |
| UBS | Sell | UBS GROUP AG | $1,331,000 | +2.5% | 105,765 | -7.9% | 1.28% | -6.3% |
| MINT | Buy | PIMCO ETF TRenhan shrt ma ac | $1,320,000 | +96.4% | 12,995 | +96.6% | 1.27% | +79.9% |
| FSK | Sell | FS KKR CAPITAL CORP | $1,283,000 | +4.7% | 209,228 | -0.5% | 1.24% | -4.2% |
| FMB | Sell | FIRST TR EXCHANG TRADED FD Imanagd mun etf | $1,282,000 | -1.5% | 23,083 | -1.5% | 1.24% | -9.9% |
| TURN | Sell | 180 DEGREE CAP CORP | $1,192,000 | +0.5% | 554,299 | -0.1% | 1.15% | -8.0% |
| PSTL | Buy | POSTAL REALTY TRUST INCcl a | $1,031,000 | +30.2% | 60,850 | +21.7% | 1.00% | +19.2% |
| CBLAQ | Sell | CBL & ASSOC PPTYS INC | $947,000 | -21.4% | 901,971 | -3.4% | 0.91% | -28.0% |
| XOM | Buy | EXXON MOBIL CORP | $881,000 | +2.3% | 12,625 | +3.5% | 0.85% | -6.4% |
| MCI | Buy | BARINGS CORPORATE INVS | $715,000 | +0.7% | 42,370 | +0.5% | 0.69% | -7.9% |
| HYMB | New | SPDR SERIES TRUSTnuveen bbg brcly | $698,000 | – | 11,825 | +100.0% | 0.67% | – |
| CINF | Sell | CINCINNATI FINL CORP | $618,000 | -15.6% | 5,873 | -6.5% | 0.60% | -22.8% |
| EFC | Sell | ELLINGTON FINANCIAL INC | $595,000 | -13.0% | 32,480 | -14.3% | 0.57% | -20.4% |
| HCAP | Sell | HARVEST CAP CR CORP | $554,000 | -18.4% | 63,125 | -7.5% | 0.53% | -25.4% |
| HTGC | Sell | HERCULES CAPITAL INC | $551,000 | -30.5% | 39,335 | -33.7% | 0.53% | -36.4% |
| GEO | Sell | GEO GROUP INC NEW | $523,000 | -11.4% | 31,474 | -7.4% | 0.50% | -18.8% |
| MCC | Sell | MEDLEY CAP CORP | $520,000 | -20.7% | 238,415 | -5.9% | 0.50% | -27.5% |
| AGG | ISHARES TRcore us aggbd et | $433,000 | -0.7% | 3,850 | 0.0% | 0.42% | -9.1% | |
| SHM | Sell | SPDR SERIES TRUSTnuveen blmbrg sr | $432,000 | -62.2% | 8,800 | -62.3% | 0.42% | -65.4% |
| HYD | Buy | VANECK VECTORS ETF TRhigh yld mun etf | $406,000 | +38.6% | 6,344 | +39.4% | 0.39% | +26.9% |
| NGL | NGL ENERGY PARTNERS LP | $328,000 | -18.6% | 28,950 | 0.0% | 0.32% | -25.6% | |
| IBMI | Sell | ISHARES TRibonds sep2020 | $313,000 | -27.7% | 12,250 | -27.7% | 0.30% | -33.9% |
| JNJ | Sell | JOHNSON & JOHNSON | $299,000 | +4.2% | 2,050 | -7.5% | 0.29% | -5.0% |
| STOR | Sell | STORE CAP CORP | $296,000 | -9.5% | 7,945 | -9.1% | 0.29% | -17.1% |
| CSWC | CAPITAL SOUTHWEST CORP | $290,000 | -4.6% | 13,925 | 0.0% | 0.28% | -12.8% | |
| ENB | ENBRIDGE INC | $274,000 | +13.2% | 6,897 | 0.0% | 0.26% | +3.5% | |
| AAPL | APPLE INC | $267,000 | +31.5% | 908 | 0.0% | 0.26% | +20.6% | |
| FISV | FISERV INC | $266,000 | +11.8% | 2,300 | 0.0% | 0.26% | +2.4% | |
| ABBV | New | ABBVIE INC | $259,000 | – | 2,922 | +100.0% | 0.25% | – |
| GLP | New | GLOBAL PARTNERS LP | $256,000 | – | 12,700 | +100.0% | 0.25% | – |
| FUN | Sell | CEDAR FAIR L Pdepositry unit | $250,000 | -80.1% | 4,505 | -79.1% | 0.24% | -81.8% |
| BP | BP PLCsponsored adr | $248,000 | -0.4% | 6,560 | 0.0% | 0.24% | -9.1% | |
| IBMJ | ISHARES TRibonds dec2021 | $239,000 | 0.0% | 9,290 | 0.0% | 0.23% | -8.3% | |
| BBDC | Sell | BARINGS BDC INC | $220,000 | -5.6% | 21,357 | -6.9% | 0.21% | -13.8% |
| CCI | CROWN CASTLE INTL CORP NEW | $212,000 | +2.4% | 1,490 | 0.0% | 0.20% | -6.0% | |
| IRM | New | IRON MTN INC NEW | $209,000 | – | 6,573 | +100.0% | 0.20% | – |
| MTR | Sell | MESA RTY TRunit ben int | $160,000 | -33.3% | 23,045 | -16.9% | 0.15% | -39.1% |
| TPVG | New | TRIPLEPOINT VENTURE GROWTH B | $155,000 | – | 10,870 | +100.0% | 0.15% | – |
| UAN | Sell | CVR PARTNERS LP | $62,000 | -23.5% | 19,899 | -4.2% | 0.06% | -29.4% |
| NTIP | NETWORK 1 TECHNOLOGIES INC | $55,000 | -5.2% | 25,040 | 0.0% | 0.05% | -13.1% | |
| FHI | Exit | FEDERATED INVS INC PAcl b | $0 | – | -6,300 | -100.0% | -0.22% | – |
| TWO | Exit | TWO HBRS INVT CORP | $0 | – | -16,146 | -100.0% | -0.22% | – |
| FPE | Exit | FIRST TR EXCHANGE-TRADED FDpfd secs inc etf | $0 | – | -15,150 | -100.0% | -0.32% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-07
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ARES CAPITAL CORP | 36 | Q3 2023 | 9.6% |
| EXXON MOBIL CORP COM | 36 | Q3 2023 | 8.4% |
| PENNYMAC MTG INVT TR | 33 | Q2 2023 | 13.9% |
| MAIN STREET CAPITAL CORP | 33 | Q3 2023 | 7.6% |
| JOHNSON & JOHNSON | 30 | Q2 2022 | 0.4% |
| GOLDMAN SACHS BDC, INC. | 29 | Q3 2023 | 5.5% |
| STARWOOD PPTY TRUST INC | 28 | Q3 2020 | 10.2% |
| NGL ENERGY PARTNERS LP | 27 | Q3 2020 | 3.1% |
| FISERV INC COM | 27 | Q3 2023 | 0.4% |
| STONECASTLE FINL CORP | 25 | Q3 2023 | 4.5% |
View Greenwich Investment Management, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Greenwich Investment Management, Inc. | June 21, 2021 | 520,215 | 5.0% |
| Triangle Capital CORPSold out | July 20, 2010 | 0 | 0.0% |
| PACIFIC OFFICE PROPERTIES TRUST, INC.Sold out | February 18, 2009 | 0 | 0.0% |
View Greenwich Investment Management, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-16 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-16 |
| 13F-HR | 2022-02-14 |
| SC 13G | 2021-06-21 |
View Greenwich Investment Management, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.