$94.8 Million is the total value of Greenwich Investment Management, Inc.'s 57 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 22.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ARES | Buy | ARES MANAGEMENT CORPORATION | $8,973,000 | +11.0% | 334,676 | +8.4% | 9.46% | +19.9% |
| ARCC | Buy | ARES CAP CORP | $7,757,000 | +11.4% | 416,255 | +7.2% | 8.18% | +20.3% |
| MUB | Sell | ISHARES TRnational mun etf | $7,385,000 | -1.1% | 64,722 | -2.0% | 7.79% | +6.8% |
| OCSL | Buy | OAKTREE SPECIALTY LENDING CO | $6,400,000 | -3.3% | 1,235,543 | +1.2% | 6.75% | +4.4% |
| OCSI | Sell | OAKTREE STRATEGIC INCOME COR | $4,987,000 | -8.0% | 604,544 | -5.3% | 5.26% | -0.6% |
| TSLX | Buy | TPG SPECIALTY LENDING INC | $4,897,000 | +10.4% | 233,418 | +3.1% | 5.16% | +19.2% |
| STWD | Sell | STARWOOD PPTY TR INC | $3,942,000 | -16.8% | 162,757 | -21.9% | 4.16% | -10.1% |
| ACRE | Buy | ARES COML REAL ESTATE CORP | $3,941,000 | +11.2% | 258,778 | +8.5% | 4.16% | +20.1% |
| BANX | Buy | STONECASTLE FINL CORP | $3,785,000 | +2.6% | 170,823 | +1.0% | 3.99% | +10.8% |
| VTEB | Sell | VANGUARD MUN BD FD INCtax exempt bd | $3,632,000 | -20.6% | 67,736 | -21.5% | 3.83% | -14.3% |
| PNNT | Sell | PENNANTPARK INVT CORP | $3,194,000 | -1.2% | 509,334 | -0.4% | 3.37% | +6.7% |
| GSBD | Buy | GOLDMAN SACHS BDC INC | $2,841,000 | +18.9% | 141,395 | +16.4% | 3.00% | +28.4% |
| MPV | Sell | BARINGS PARTN INVSsh ben int | $2,369,000 | +5.4% | 135,977 | -1.3% | 2.50% | +13.9% |
| MAIN | Sell | MAIN STREET CAPITAL CORP | $2,041,000 | -54.5% | 47,238 | -56.7% | 2.15% | -50.9% |
| APAM | Sell | ARTISAN PARTNERS ASSET MGMTcl a | $1,701,000 | -2.9% | 60,225 | -5.4% | 1.79% | +4.9% |
| APLE | Sell | APPLE HOSPITALITY REIT INC | $1,696,000 | -0.6% | 102,275 | -4.9% | 1.79% | +7.3% |
| PFLT | Sell | PENNANTPARK FLOATING RATE CA | $1,390,000 | -16.6% | 119,829 | -16.8% | 1.46% | -9.9% |
| FMB | Buy | FIRST TR EXCHANG TRADED FD Imanagd mun etf | $1,302,000 | +535.1% | 23,443 | +525.1% | 1.37% | +586.5% |
| UBS | Sell | UBS GROUP AG | $1,299,000 | -12.5% | 114,890 | -8.3% | 1.37% | -5.5% |
| IVZ | New | INVESCO LTD | $1,281,000 | – | 75,600 | +100.0% | 1.35% | – |
| FUN | Buy | CEDAR FAIR L Pdepositry unit | $1,259,000 | +34.9% | 21,565 | +10.3% | 1.33% | +45.7% |
| FSK | Sell | FS KKR CAPITAL CORP | $1,225,000 | -2.6% | 210,178 | -0.5% | 1.29% | +5.2% |
| CBLAQ | Buy | CBL & ASSOC PPTYS INC | $1,205,000 | +29.7% | 933,936 | +4.6% | 1.27% | +40.0% |
| TURN | Buy | 180 DEGREE CAP CORP | $1,186,000 | +9.3% | 554,844 | +0.7% | 1.25% | +18.0% |
| SHM | Sell | SPDR SERIES TRUSTnuveen blmbrg sr | $1,143,000 | -53.3% | 23,325 | -53.3% | 1.20% | -49.5% |
| PMT | New | PENNYMAC MTG INVT TR | $1,088,000 | – | 48,925 | +100.0% | 1.15% | – |
| XOM | Sell | EXXON MOBIL CORP | $861,000 | -20.1% | 12,200 | -13.3% | 0.91% | -13.7% |
| HTGC | Sell | HERCULES CAPITAL INC | $793,000 | -64.6% | 59,335 | -66.0% | 0.84% | -61.7% |
| PSTL | POSTAL REALTY TRUST INCcl a | $792,000 | +0.5% | 50,000 | 0.0% | 0.84% | +8.6% | |
| CINF | Sell | CINCINNATI FINL CORP | $732,000 | -14.5% | 6,278 | -23.9% | 0.77% | -7.7% |
| MCI | Sell | BARINGS CORPORATE INVS | $710,000 | +7.3% | 42,140 | -0.4% | 0.75% | +15.9% |
| EFC | ELLINGTON FINANCIAL INC | $684,000 | +0.4% | 37,879 | 0.0% | 0.72% | +8.4% | |
| HCAP | Sell | HARVEST CAP CR CORP | $679,000 | -6.2% | 68,225 | -0.5% | 0.72% | +1.3% |
| MINT | New | PIMCO ETF TRenhan shrt ma ac | $672,000 | – | 6,609 | +100.0% | 0.71% | – |
| MCC | Sell | MEDLEY CAP CORP | $656,000 | +6.1% | 253,280 | -4.0% | 0.69% | +14.8% |
| GEO | Sell | GEO GROUP INC NEW | $590,000 | -17.6% | 34,002 | -0.2% | 0.62% | -11.0% |
| SUB | Sell | ISHARES TRshrt nat mun etf | $573,000 | -28.7% | 5,375 | -28.8% | 0.60% | -23.1% |
| AGG | ISHARES TRcore us aggbd et | $436,000 | +1.6% | 3,850 | 0.0% | 0.46% | +9.8% | |
| IBMI | Sell | ISHARES TRibonds sep2020 | $433,000 | -27.1% | 16,950 | -27.1% | 0.46% | -21.2% |
| NGL | NGL ENERGY PARTNERS LP | $403,000 | -5.8% | 28,950 | 0.0% | 0.42% | +1.7% | |
| STOR | Sell | STORE CAP CORP | $327,000 | -2.4% | 8,745 | -13.3% | 0.34% | +5.5% |
| CSWC | Sell | CAPITAL SOUTHWEST CORP | $304,000 | -7.9% | 13,925 | -11.6% | 0.32% | -0.3% |
| FPE | Sell | FIRST TR EXCHANGE-TRADED FDpfd secs inc etf | $299,000 | -18.8% | 15,150 | -20.3% | 0.32% | -12.3% |
| HYD | Sell | VANECK VECTORS ETF TRhigh yld mun etf | $293,000 | -56.3% | 4,550 | -56.7% | 0.31% | -52.8% |
| JNJ | JOHNSON & JOHNSON | $287,000 | -7.1% | 2,216 | 0.0% | 0.30% | +0.3% | |
| BP | Sell | BP PLCsponsored adr | $249,000 | -31.8% | 6,560 | -25.0% | 0.26% | -26.1% |
| ENB | Sell | ENBRIDGE INC | $242,000 | -38.3% | 6,897 | -36.6% | 0.26% | -33.4% |
| MTR | Sell | MESA RTY TRunit ben int | $240,000 | -33.0% | 27,720 | -11.1% | 0.25% | -27.5% |
| IBMJ | Sell | ISHARES TRibonds dec2021 | $239,000 | -25.8% | 9,290 | -25.6% | 0.25% | -19.7% |
| FISV | Sell | FISERV INC | $238,000 | +1.7% | 2,300 | -10.3% | 0.25% | +10.1% |
| BBDC | BARINGS BDC INC | $233,000 | +3.1% | 22,933 | 0.0% | 0.25% | +11.3% | |
| TWO | TWO HBRS INVT CORP | $212,000 | +3.4% | 16,146 | 0.0% | 0.22% | +12.0% | |
| CCI | Sell | CROWN CASTLE INTL CORP NEW | $207,000 | -5.0% | 1,490 | -11.0% | 0.22% | +2.3% |
| FHI | FEDERATED INVS INC PAcl b | $204,000 | -0.5% | 6,300 | 0.0% | 0.22% | +7.5% | |
| AAPL | New | APPLE INC | $203,000 | – | 908 | +100.0% | 0.21% | – |
| UAN | CVR PARTNERS LP | $81,000 | -4.7% | 20,781 | 0.0% | 0.08% | +2.4% | |
| NTIP | NETWORK 1 TECHNOLOGIES INC | $58,000 | -7.9% | 25,040 | 0.0% | 0.06% | 0.0% | |
| NEV | Exit | NUVEEN ENHANCED MUN VALUE FD | $0 | – | -10,884 | -100.0% | -0.15% | – |
| JBGS | Exit | JBG SMITH PPTYS | $0 | – | -5,180 | -100.0% | -0.20% | – |
| TIP | Exit | ISHARES TRtips bd etf | $0 | – | -1,900 | -100.0% | -0.21% | – |
| OAK | Exit | OAKTREE CAP GROUP LLCunit cl a | $0 | – | -4,675 | -100.0% | -0.23% | – |
| VGSH | Exit | VANGUARD SCOTTSDALE FDSshort term treas | $0 | – | -5,000 | -100.0% | -0.30% | – |
| SHYD | Exit | VANECK VECTORS ETF TRshort high yield | $0 | – | -12,681 | -100.0% | -0.31% | – |
| NUV | Exit | NUVEEN MUN VALUE FD INC | $0 | – | -47,118 | -100.0% | -0.47% | – |
| IBMH | Exit | ISHARES TRibonds sep19 etf | $0 | – | -22,463 | -100.0% | -0.56% | – |
| DEA | Exit | EASTERLY GOVT PPTYS INC | $0 | – | -66,331 | -100.0% | -1.17% | – |
| NDAQ | Exit | NASDAQ INC | $0 | – | -21,935 | -100.0% | -2.06% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ARES CAPITAL CORP | 36 | Q3 2023 | 9.6% |
| EXXON MOBIL CORP COM | 36 | Q3 2023 | 8.4% |
| PENNYMAC MTG INVT TR | 33 | Q2 2023 | 13.9% |
| MAIN STREET CAPITAL CORP | 33 | Q3 2023 | 7.6% |
| JOHNSON & JOHNSON | 30 | Q2 2022 | 0.4% |
| GOLDMAN SACHS BDC, INC. | 29 | Q3 2023 | 5.5% |
| STARWOOD PPTY TRUST INC | 28 | Q3 2020 | 10.2% |
| NGL ENERGY PARTNERS LP | 27 | Q3 2020 | 3.1% |
| FISERV INC COM | 27 | Q3 2023 | 0.4% |
| STONECASTLE FINL CORP | 25 | Q3 2023 | 4.5% |
View Greenwich Investment Management, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Greenwich Investment Management, Inc. | June 21, 2021 | 520,215 | 5.0% |
| Triangle Capital CORPSold out | July 20, 2010 | 0 | 0.0% |
| PACIFIC OFFICE PROPERTIES TRUST, INC.Sold out | February 18, 2009 | 0 | 0.0% |
View Greenwich Investment Management, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-16 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-16 |
| 13F-HR | 2022-02-14 |
| SC 13G | 2021-06-21 |
View Greenwich Investment Management, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.