$81.3 Million is the total value of Greenwich Investment Management, Inc.'s 62 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was 29.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MUB | Buy | ISHARES TRnational mun etf | $6,100,000 | +64.8% | 55,945 | +63.1% | 7.50% | +90.5% |
| OCSI | Sell | OAKTREE STRATEGIC INCOME COR | $4,566,000 | -11.5% | 589,157 | -1.3% | 5.62% | +2.3% |
| VTEB | Buy | VANGUARD MUN BD FD INCtax exempt bd | $4,486,000 | +24.6% | 87,869 | +23.3% | 5.52% | +44.0% |
| OCSL | Sell | OAKTREE SPECIALTY LENDING CO | $4,396,000 | -20.7% | 1,039,193 | -7.1% | 5.41% | -8.4% |
| STWD | Sell | STARWOOD PPTY TR INC | $3,822,000 | -15.0% | 193,911 | -7.2% | 4.70% | -1.8% |
| MAIN | Sell | MAIN STREET CAPITAL CORP | $3,588,000 | -13.4% | 106,136 | -1.4% | 4.41% | +0.1% |
| ARCC | Sell | ARES CAP CORP | $3,569,000 | -10.3% | 229,094 | -1.0% | 4.39% | +3.7% |
| PMT | Buy | PENNYMAC MTG INVT TR | $3,521,000 | -7.6% | 189,097 | +0.5% | 4.33% | +6.9% |
| ARES | New | ARES MANAGEMENT CORPORATION | $3,485,000 | – | 196,028 | +100.0% | 4.29% | – |
| SHM | Sell | SPDR SER TRnuveen blmbrg sr | $3,352,000 | -32.6% | 69,755 | -33.1% | 4.12% | -22.1% |
| PNNT | Sell | PENNANTPARK INVT CORP | $3,339,000 | -17.7% | 524,169 | -3.7% | 4.11% | -4.9% |
| TSLX | Sell | TPG SPECIALTY LENDING INC | $2,640,000 | -16.9% | 145,950 | -6.3% | 3.25% | -3.9% |
| BANX | Sell | STONECASTLE FINL CORP | $2,572,000 | -18.8% | 133,275 | -5.7% | 3.16% | -6.2% |
| PFLT | Sell | PENNANTPARK FLOATING RATE CA | $1,760,000 | -16.4% | 152,089 | -5.0% | 2.16% | -3.4% |
| TIER | Sell | TIER REIT INC | $1,662,000 | -15.9% | 80,572 | -1.8% | 2.04% | -2.8% |
| NDAQ | Sell | NASDAQ INC | $1,651,000 | -20.5% | 20,240 | -16.4% | 2.03% | -8.1% |
| AB | Buy | ALLIANCEBERNSTEIN HOLDING LPunit ltd partn | $1,582,000 | -4.2% | 57,915 | +6.7% | 1.95% | +10.8% |
| UBS | Buy | UBS GROUP AG | $1,534,000 | -16.5% | 123,890 | +6.0% | 1.89% | -3.5% |
| MPV | Sell | BARINGS PARTN INVSsh ben int | $1,533,000 | -1.0% | 101,881 | -2.0% | 1.88% | +14.4% |
| GSBD | Buy | GOLDMAN SACHS BDC INC | $1,460,000 | +42.6% | 79,425 | +72.0% | 1.80% | +64.8% |
| APAM | Buy | ARTISAN PARTNERS ASSET MGMTcl a | $1,453,000 | -22.8% | 65,735 | +13.2% | 1.79% | -10.7% |
| CBLAQ | Buy | CBL & ASSOC PPTYS INC | $1,396,000 | -49.9% | 727,066 | +4.2% | 1.72% | -42.0% |
| XOM | EXXON MOBIL CORP | $1,283,000 | -19.8% | 18,819 | 0.0% | 1.58% | -7.3% | |
| DEA | Sell | EASTERLY GOVT PPTYS INC | $1,044,000 | -19.9% | 66,556 | -1.1% | 1.28% | -7.4% |
| ACRE | Buy | ARES COML REAL ESTATE CORP | $1,024,000 | -1.6% | 78,535 | +5.4% | 1.26% | +13.7% |
| FSK | New | FS KKR CAPITAL CORP | $982,000 | – | 189,655 | +100.0% | 1.21% | – |
| CINF | New | CINCINNATI FINL CORP | $931,000 | – | 12,025 | +100.0% | 1.14% | – |
| FUN | Buy | CEDAR FAIR L Pdepositry unit | $918,000 | -6.1% | 19,405 | +3.4% | 1.13% | +8.6% |
| NGL | Buy | NGL ENERGY PARTNERS LP | $855,000 | +8.1% | 89,128 | +30.8% | 1.05% | +25.0% |
| HCAP | Sell | HARVEST CAP CR CORP | $696,000 | -9.0% | 69,325 | -1.2% | 0.86% | +5.2% |
| MCC | Sell | MEDLEY CAP CORP | $688,000 | -31.6% | 258,480 | -1.9% | 0.85% | -20.9% |
| GEO | Sell | GEO GROUP INC NEW | $675,000 | -22.3% | 34,262 | -0.8% | 0.83% | -10.2% |
| MCI | Sell | BARINGS CORPORATE INVS | $627,000 | -5.3% | 42,680 | -1.2% | 0.77% | +9.5% |
| EFC | Sell | ELLINGTON FINANCIAL LLC | $585,000 | -23.7% | 38,182 | -20.3% | 0.72% | -11.9% |
| CONE | Sell | CYRUSONE INC | $584,000 | -17.3% | 11,043 | -0.9% | 0.72% | -4.4% |
| IBMH | New | ISHARES TRibonds sep19 etf | $575,000 | – | 22,663 | +100.0% | 0.71% | – |
| VGSH | Sell | VANGUARD SCOTTSDALE FDSshort | $455,000 | -31.7% | 7,575 | -32.1% | 0.56% | -20.9% |
| NUV | Sell | NUVEEN MUN VALUE FD INC | $439,000 | -12.9% | 47,318 | -12.2% | 0.54% | +0.7% |
| TIP | Sell | ISHARES TRtips bd etf | $402,000 | -21.0% | 3,675 | -20.1% | 0.49% | -8.7% |
| AGG | ISHARES TRcore us aggbd et | $351,000 | +0.9% | 3,300 | 0.0% | 0.43% | +16.8% | |
| MTR | Sell | MESA RTY TRunit ben int | $342,000 | -24.3% | 31,495 | -0.3% | 0.42% | -12.5% |
| OHI | OMEGA HEALTHCARE INVS INC | $318,000 | +7.1% | 9,050 | 0.0% | 0.39% | +23.7% | |
| CSWC | CAPITAL SOUTHWEST CORP | $315,000 | +1.3% | 16,400 | 0.0% | 0.39% | +16.9% | |
| IBMI | New | ISHARES TRibonds sep2020 | $292,000 | – | 11,500 | +100.0% | 0.36% | – |
| FISV | Sell | FISERV INC | $283,000 | -15.0% | 3,848 | -4.9% | 0.35% | -1.7% |
| JNJ | Buy | JOHNSON & JOHNSON | $283,000 | -2.4% | 2,191 | +4.4% | 0.35% | +12.6% |
| IBMJ | New | ISHARES TRibonds dec2021 | $267,000 | – | 10,490 | +100.0% | 0.33% | – |
| HTGC | HERCULES CAPITAL INC | $262,000 | -16.0% | 23,720 | 0.0% | 0.32% | -3.0% | |
| FPE | Sell | FIRST TR EXCHANGE-TRADED FDpfd secs inc etf | $256,000 | -51.3% | 14,287 | -48.1% | 0.32% | -43.8% |
| BP | BP PLCsponsored adr | $228,000 | -17.7% | 6,000 | 0.0% | 0.28% | -5.1% | |
| STOR | New | STORE CAP CORP | $217,000 | – | 7,650 | +100.0% | 0.27% | – |
| FHI | New | FEDERATED INVS INC PAcl b | $209,000 | – | 7,875 | +100.0% | 0.26% | – |
| ENB | New | ENBRIDGE INC | $209,000 | – | 6,739 | +100.0% | 0.26% | – |
| ABBV | ABBVIE INC | $207,000 | -2.4% | 2,246 | 0.0% | 0.26% | +12.8% | |
| TWO | TWO HBRS INVT CORP | $207,000 | -14.1% | 16,146 | 0.0% | 0.26% | -0.4% | |
| BBDC | Sell | BARINGS BDC INC | $206,000 | -81.2% | 22,858 | -79.1% | 0.25% | -78.3% |
| APLE | Sell | APPLE HOSPITALITY REIT INC | $175,000 | -91.0% | 12,300 | -89.0% | 0.22% | -89.7% |
| NEV | NUVEEN ENHANCED MUN VALUE FD | $140,000 | -1.4% | 10,884 | 0.0% | 0.17% | +13.9% | |
| GE | GENERAL ELECTRIC CO | $96,000 | -33.3% | 12,713 | 0.0% | 0.12% | -22.9% | |
| NCA | NUVEEN CALIF MUN VALUE FD | $95,000 | -3.1% | 10,480 | 0.0% | 0.12% | +12.5% | |
| UAN | CVR PARTNERS LP | $71,000 | -10.1% | 20,781 | 0.0% | 0.09% | +3.6% | |
| NTIP | NETWORK 1 TECHNOLOGIES INC | $56,000 | -17.6% | 25,040 | 0.0% | 0.07% | -4.2% | |
| HGTXU | Exit | HUGOTON RTY TR TEXunit ben int | $0 | – | -232,648 | -100.0% | -0.10% | – |
| AINV | Exit | APOLLO INVT CORP | $0 | – | -17,135 | -100.0% | -0.10% | – |
| AAPL | Exit | APPLE INC | $0 | – | -908 | -100.0% | -0.22% | – |
| QCOM | Exit | QUALCOMM INC | $0 | – | -3,000 | -100.0% | -0.23% | – |
| BEN | Exit | FRANKLIN RES INC | $0 | – | -9,470 | -100.0% | -0.31% | – |
| SUB | Exit | ISHARES TRshrt nat mun etf | $0 | – | -3,300 | -100.0% | -0.37% | – |
| TFI | Exit | SPDR SER TRnuveen brc munic | $0 | – | -8,260 | -100.0% | -0.42% | – |
| Exit | CORPORATE CAP TR INC | $0 | – | -90,135 | -100.0% | -1.46% | – | |
| ARES | Exit | ARES MGMT LP | $0 | – | -213,553 | -100.0% | -5.27% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-02-08
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ARES CAPITAL CORP | 36 | Q3 2023 | 9.6% |
| EXXON MOBIL CORP COM | 36 | Q3 2023 | 8.4% |
| PENNYMAC MTG INVT TR | 33 | Q2 2023 | 13.9% |
| MAIN STREET CAPITAL CORP | 33 | Q3 2023 | 7.6% |
| JOHNSON & JOHNSON | 30 | Q2 2022 | 0.4% |
| GOLDMAN SACHS BDC, INC. | 29 | Q3 2023 | 5.5% |
| STARWOOD PPTY TRUST INC | 28 | Q3 2020 | 10.2% |
| NGL ENERGY PARTNERS LP | 27 | Q3 2020 | 3.1% |
| FISERV INC COM | 27 | Q3 2023 | 0.4% |
| STONECASTLE FINL CORP | 25 | Q3 2023 | 4.5% |
View Greenwich Investment Management, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Greenwich Investment Management, Inc. | June 21, 2021 | 520,215 | 5.0% |
| Triangle Capital CORPSold out | July 20, 2010 | 0 | 0.0% |
| PACIFIC OFFICE PROPERTIES TRUST, INC.Sold out | February 18, 2009 | 0 | 0.0% |
View Greenwich Investment Management, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-16 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-16 |
| 13F-HR | 2022-02-14 |
| SC 13G | 2021-06-21 |
View Greenwich Investment Management, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.