$94 Million is the total value of Greenwich Investment Management, Inc.'s 62 reported holdings in Q3 2018. The portfolio turnover from Q2 2018 to Q3 2018 was 24.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| OCSL | Buy | OAKTREE SPECIALTY LENDING CO | $5,546,000 | +3.9% | 1,118,208 | +0.1% | 5.90% | +7.2% |
| OCSI | Buy | OAKTREE STRATEGIC INCOME COR | $5,161,000 | +6.4% | 596,657 | +4.6% | 5.49% | +9.7% |
| SHM | Sell | SPDR SER TRnuveen blmbrg sr | $4,972,000 | -12.0% | 104,250 | -11.5% | 5.29% | -9.3% |
| ARES | Buy | ARES MGMT LP | $4,954,000 | +81.7% | 213,553 | +62.2% | 5.27% | +87.4% |
| STWD | Sell | STARWOOD PPTY TR INC | $4,497,000 | -1.5% | 208,976 | -0.7% | 4.78% | +1.5% |
| MAIN | Buy | MAIN STREET CAPITAL CORP | $4,143,000 | +6.3% | 107,611 | +5.1% | 4.41% | +9.6% |
| PNNT | Sell | PENNANTPARK INVT CORP | $4,059,000 | +6.1% | 544,054 | -0.4% | 4.32% | +9.4% |
| ARCC | Buy | ARES CAP CORP | $3,977,000 | +7.7% | 231,339 | +3.0% | 4.23% | +11.0% |
| PMT | Sell | PENNYMAC MTG INVT TR | $3,809,000 | -0.8% | 188,197 | -6.9% | 4.05% | +2.3% |
| MUB | Buy | ISHARES TRnational mun etf | $3,702,000 | +111.2% | 34,293 | +113.3% | 3.94% | +117.8% |
| VTEB | Buy | VANGUARD MUN BD FD INCtax exempt bd | $3,600,000 | +60.3% | 71,275 | +61.8% | 3.83% | +65.3% |
| TSLX | Buy | TPG SPECIALTY LENDING INC | $3,175,000 | +30.0% | 155,715 | +14.4% | 3.38% | +34.0% |
| BANX | Sell | STONECASTLE FINL CORP | $3,169,000 | -2.2% | 141,335 | -0.2% | 3.37% | +0.8% |
| CBLAQ | Buy | CBL & ASSOC PPTYS INC | $2,784,000 | -4.8% | 697,811 | +32.9% | 2.96% | -1.8% |
| PFLT | Sell | PENNANTPARK FLOATING RATE CA | $2,106,000 | -8.1% | 160,131 | -4.6% | 2.24% | -5.2% |
| NDAQ | Buy | NASDAQ INC | $2,077,000 | -3.3% | 24,210 | +2.8% | 2.21% | -0.3% |
| TIER | Sell | TIER REIT INC | $1,977,000 | +0.6% | 82,022 | -0.8% | 2.10% | +3.7% |
| APLE | Sell | APPLE HOSPITALITY REIT INC | $1,953,000 | -3.4% | 111,664 | -1.3% | 2.08% | -0.4% |
| APAM | Sell | ARTISAN PARTNERS ASSET MGMTcl a | $1,881,000 | +5.2% | 58,050 | -2.1% | 2.00% | +8.5% |
| UBS | Sell | UBS GROUP AG | $1,838,000 | +0.9% | 116,875 | -1.6% | 1.96% | +4.0% |
| AB | Buy | ALLIANCEBERNSTEIN HOLDING LPunit ltd partn | $1,652,000 | +27.3% | 54,260 | +19.4% | 1.76% | +31.2% |
| XOM | Buy | EXXON MOBIL CORP | $1,600,000 | +24.2% | 18,819 | +20.9% | 1.70% | +28.1% |
| MPV | Sell | BARINGS PARTN INVSsh ben int | $1,549,000 | +0.9% | 103,956 | -0.5% | 1.65% | +4.1% |
| Sell | CORPORATE CAP TR INC | $1,375,000 | -2.8% | 90,135 | -0.5% | 1.46% | +0.2% | |
| DEA | Sell | EASTERLY GOVT PPTYS INC | $1,303,000 | -2.9% | 67,281 | -0.9% | 1.39% | +0.1% |
| BBDC | New | BARINGS BDC INC | $1,094,000 | – | 109,263 | +100.0% | 1.16% | – |
| ACRE | Buy | ARES COML REAL ESTATE CORP | $1,041,000 | +5.9% | 74,505 | +4.7% | 1.11% | +9.2% |
| GSBD | Buy | GOLDMAN SACHS BDC INC | $1,024,000 | +8.7% | 46,190 | +0.4% | 1.09% | +12.0% |
| MCC | Buy | MEDLEY CAP CORP | $1,006,000 | +53.1% | 263,455 | +39.2% | 1.07% | +57.8% |
| FUN | New | CEDAR FAIR L Pdepositry unit | $978,000 | – | 18,770 | +100.0% | 1.04% | – |
| GEO | Sell | GEO GROUP INC NEW | $869,000 | -9.1% | 34,537 | -0.5% | 0.92% | -6.3% |
| NGL | Sell | NGL ENERGY PARTNERS LP | $791,000 | -8.0% | 68,153 | -0.9% | 0.84% | -5.2% |
| EFC | Sell | ELLINGTON FINANCIAL LLC | $767,000 | -21.9% | 47,896 | -23.9% | 0.82% | -19.4% |
| HCAP | Buy | HARVEST CAP CR CORP | $765,000 | +72.7% | 70,194 | +67.3% | 0.81% | +78.1% |
| CONE | Sell | CYRUSONE INC | $706,000 | -11.0% | 11,143 | -18.0% | 0.75% | -8.2% |
| VGSH | Sell | VANGUARD SCOTTSDALE FDSshort term treas | $666,000 | -19.0% | 11,150 | -18.7% | 0.71% | -16.5% |
| MCI | Buy | BARINGS CORPORATE INVS | $662,000 | +1.8% | 43,187 | +0.4% | 0.70% | +4.9% |
| FPE | Sell | FIRST TR EXCHANGE-TRADED FDpfd secs inc etf | $526,000 | -32.6% | 27,540 | -32.7% | 0.56% | -30.4% |
| TIP | Sell | ISHARES TRtips bd etf | $509,000 | -15.3% | 4,600 | -13.6% | 0.54% | -12.7% |
| NUV | Sell | NUVEEN MUN VALUE FD INC | $504,000 | -15.7% | 53,877 | -13.8% | 0.54% | -13.1% |
| MTR | Sell | MESA RTY TRunit ben int | $452,000 | -0.9% | 31,595 | -0.6% | 0.48% | +2.3% |
| TFI | Sell | SPDR SER TRnuveen brc munic | $392,000 | -27.7% | 8,260 | -26.9% | 0.42% | -25.4% |
| AGG | Sell | ISHARES TRcore us aggbd et | $348,000 | -18.1% | 3,300 | -17.5% | 0.37% | -15.5% |
| SUB | ISHARES TRshrt nat mun etf | $346,000 | -0.3% | 3,300 | 0.0% | 0.37% | +2.8% | |
| FISV | FISERV INC | $333,000 | +11.0% | 4,048 | 0.0% | 0.35% | +14.6% | |
| HTGC | Buy | HERCULES CAPITAL INC | $312,000 | +6.5% | 23,720 | +2.4% | 0.33% | +9.9% |
| CSWC | CAPITAL SOUTHWEST CORP | $311,000 | +4.7% | 16,400 | 0.0% | 0.33% | +8.2% | |
| OHI | OMEGA HEALTHCARE INVS INC | $297,000 | +5.7% | 9,050 | 0.0% | 0.32% | +9.0% | |
| JNJ | JOHNSON & JOHNSON | $290,000 | +13.7% | 2,099 | 0.0% | 0.31% | +17.5% | |
| BEN | Sell | FRANKLIN RES INC | $288,000 | -7.4% | 9,470 | -2.3% | 0.31% | -4.7% |
| BP | BP PLCsponsored adr | $277,000 | +1.1% | 6,000 | 0.0% | 0.30% | +4.2% | |
| TWO | New | TWO HBRS INVT CORP | $241,000 | – | 16,146 | +100.0% | 0.26% | – |
| QCOM | New | QUALCOMM INC | $216,000 | – | 3,000 | +100.0% | 0.23% | – |
| ABBV | ABBVIE INC | $212,000 | +1.9% | 2,246 | 0.0% | 0.23% | +5.1% | |
| AAPL | New | APPLE INC | $205,000 | – | 908 | +100.0% | 0.22% | – |
| GE | New | GENERAL ELECTRIC CO | $144,000 | – | 12,713 | +100.0% | 0.15% | – |
| NEV | NUVEEN ENHANCED MUN VALUE FD | $142,000 | -4.7% | 10,884 | 0.0% | 0.15% | -1.9% | |
| NCA | NUVEEN CALIF MUN VALUE FD | $98,000 | -1.0% | 10,480 | 0.0% | 0.10% | +2.0% | |
| AINV | Sell | APOLLO INVT CORP | $93,000 | -97.1% | 17,135 | -97.1% | 0.10% | -97.1% |
| HGTXU | Sell | HUGOTON RTY TR TEXunit ben int | $91,000 | -40.1% | 232,648 | -0.4% | 0.10% | -38.2% |
| UAN | CVR PARTNERS LP | $79,000 | +14.5% | 20,781 | 0.0% | 0.08% | +18.3% | |
| NTIP | NETWORK 1 TECHNOLOGIES INC | $68,000 | -12.8% | 25,040 | 0.0% | 0.07% | -10.0% | |
| HYT | Exit | BLACKROCK CORPOR HI YLD FD I | $0 | – | -14,800 | -100.0% | -0.16% | – |
| COTY | Exit | COTY INC | $0 | – | -11,185 | -100.0% | -0.16% | – |
| ORAN | Exit | ORANGEsponsored adr | $0 | – | -10,300 | -100.0% | -0.18% | – |
| SU | Exit | SUNCOR ENERGY INC NEW | $0 | – | -4,935 | -100.0% | -0.21% | – |
| FHI | Exit | FEDERATED INVS INC PAcl b | $0 | – | -9,775 | -100.0% | -0.24% | – |
| CYS | Exit | CYS INVTS INC | $0 | – | -34,500 | -100.0% | -0.27% | – |
| DOC | Exit | PHYSICIANS RLTY TR | $0 | – | -17,845 | -100.0% | -0.29% | – |
| HYD | Exit | VANECK VECTORS ETF TRhigh yld mun etf | $0 | – | -12,541 | -100.0% | -0.41% | – |
| OAK | Exit | OAKTREE CAP GROUP LLCunit cl a | $0 | – | -69,100 | -100.0% | -2.90% | – |
| TCAP | Exit | TRIANGLE CAP CORP | $0 | – | -391,616 | -100.0% | -4.65% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ARES CAPITAL CORP | 36 | Q3 2023 | 9.6% |
| EXXON MOBIL CORP COM | 36 | Q3 2023 | 8.4% |
| PENNYMAC MTG INVT TR | 33 | Q2 2023 | 13.9% |
| MAIN STREET CAPITAL CORP | 33 | Q3 2023 | 7.6% |
| JOHNSON & JOHNSON | 30 | Q2 2022 | 0.4% |
| GOLDMAN SACHS BDC, INC. | 29 | Q3 2023 | 5.5% |
| STARWOOD PPTY TRUST INC | 28 | Q3 2020 | 10.2% |
| NGL ENERGY PARTNERS LP | 27 | Q3 2020 | 3.1% |
| FISERV INC COM | 27 | Q3 2023 | 0.4% |
| STONECASTLE FINL CORP | 25 | Q3 2023 | 4.5% |
View Greenwich Investment Management, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Greenwich Investment Management, Inc. | June 21, 2021 | 520,215 | 5.0% |
| Triangle Capital CORPSold out | July 20, 2010 | 0 | 0.0% |
| PACIFIC OFFICE PROPERTIES TRUST, INC.Sold out | February 18, 2009 | 0 | 0.0% |
View Greenwich Investment Management, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-16 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-16 |
| 13F-HR | 2022-02-14 |
| SC 13G | 2021-06-21 |
View Greenwich Investment Management, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.