$496 Million is the total value of AEGON USA Investment Management, LLC's 45 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 11.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $224,117,000 | +3.6% | 2,013,086 | -0.3% | 45.14% | -11.7% |
| Buy | LLOYDS BANKING GROUPsdcv 7.500%12/3 | $30,848,000 | +27.7% | 29,871,000 | +20.1% | 6.21% | +8.9% | |
| Buy | BARCLAYS PLCnote 8.250%12/2 | $23,266,000 | +8.8% | 23,295,000 | +6.9% | 4.69% | -7.2% | |
| BARCLAYS PLCnote 6.625%12/2 | $16,428,000 | +2.5% | 18,003,000 | 0.0% | 3.31% | -12.6% | ||
| HYG | Buy | ISHARES TRiboxx hi yd etf | $15,271,000 | +1504.1% | 175,000 | +1456.4% | 3.08% | +1267.1% |
| New | TORONTO DOMINION BKnote 3.625% 9/1 | $15,097,000 | – | 15,000,000 | +100.0% | 3.04% | – | |
| New | ROYAL BK SCOTLAND GRnote 8.625%12/3 | $14,486,000 | – | 14,800,000 | +100.0% | 2.92% | – | |
| WFCPRL | Sell | WELLS FARGO & CO NEWperp pfd cnv a | $11,869,000 | -6.9% | 9,065 | -7.6% | 2.39% | -20.6% |
| New | NOVELLUS SYS INCnote 2.625% 5/1 | $11,143,000 | – | 4,000,000 | +100.0% | 2.24% | – | |
| HSBC HLDGS PLCsdcv 5.625%12/2 | $10,874,000 | +3.0% | 11,000,000 | 0.0% | 2.19% | -12.2% | ||
| WELLPOINT INCnote 2.750%10/1 | $10,070,000 | -3.8% | 5,750,000 | 0.0% | 2.03% | -18.0% | ||
| INTEL CORPsdcv 3.250% 8/0 | $9,144,000 | +12.5% | 5,000,000 | 0.0% | 1.84% | -4.1% | ||
| DANAHER CORP DELnote 1/2 | $7,486,000 | +2.1% | 2,500,000 | 0.0% | 1.51% | -12.9% | ||
| TEVA PHARMACEUTICALdbcv 0.250% 2/0 | $7,159,000 | -4.8% | 6,000,000 | 0.0% | 1.44% | -18.8% | ||
| XILINX INCnote 2.625% 6/1 | $6,584,000 | +16.9% | 3,500,000 | 0.0% | 1.33% | -0.4% | ||
| BKLN | Buy | POWERSHARES ETF TRUSsenior ln port | $5,322,000 | +26.3% | 229,300 | +25.0% | 1.07% | +7.6% |
| RED HAT INCnote 0.250%10/0 | $5,126,000 | +4.4% | 4,050,000 | 0.0% | 1.03% | -10.9% | ||
| SRLN | Buy | SSGA ACTIVE ETF TRblkstn gsosrln | $5,059,000 | +19.0% | 107,000 | +17.6% | 1.02% | +1.4% |
| BACPRL | BANK AMER CORP7.25%cnv pfd l | $4,883,000 | +2.2% | 4,000 | 0.0% | 0.98% | -12.8% | |
| PRICELINE GRP INCnote 0.350% 6/1 | $4,800,000 | +9.2% | 3,750,000 | 0.0% | 0.97% | -6.9% | ||
| Sell | PRICELINE GRP INCnote 0.900% 9/1 | $4,748,000 | +34.0% | 3,000,000 | -14.3% | 0.96% | +14.2% | |
| DCUC | DOMINION RES INC VAunit 99/99/9999 | $4,732,000 | -3.7% | 95,000 | 0.0% | 0.95% | -17.8% | |
| NEEPRQ | NEXTERA ENERGY INCunit 08/31/2018 | $4,509,000 | -6.9% | 76,300 | 0.0% | 0.91% | -20.6% | |
| NEWMONT MINING CORPnote 1.625% 7/1 | $3,815,000 | -2.6% | 3,500,000 | 0.0% | 0.77% | -17.0% | ||
| FRA | Sell | BLACKROCK FLOAT RATE | $3,511,000 | +1.3% | 253,319 | -3.9% | 0.71% | -13.7% |
| WELLPRI | WELLTOWER INC6.50% pfd prepet | $3,372,000 | -0.3% | 50,000 | 0.0% | 0.68% | -15.0% | |
| JNK | Sell | SPDR SERIES TRUSTbrc hgh yld bd | $3,231,000 | -21.2% | 88,000 | -23.4% | 0.65% | -32.7% |
| Sell | INTEL CORPsdcv 12/1 | $2,899,000 | -35.0% | 2,100,000 | -39.1% | 0.58% | -44.6% | |
| FIDELITY NATIONAL FInote 4.250% 8/1 | $2,878,000 | +0.6% | 1,400,000 | 0.0% | 0.58% | -14.2% | ||
| Sell | PRICELINE GRP INCnote 1.000% 3/1 | $2,577,000 | -38.1% | 2,400,000 | -20.0% | 0.52% | -47.3% | |
| UIS | UNISYS CORP | $2,529,000 | +33.8% | 259,600 | 0.0% | 0.51% | +13.9% | |
| NXP SEMICONDUCTORS Ndbcv 1.000%12/0 | $2,355,000 | +8.5% | 2,000,000 | 0.0% | 0.47% | -7.6% | ||
| Sell | PORTMARNOCK LEASINGnote 1.741%10/2 | $2,123,000 | -3.5% | 2,127,183 | -2.7% | 0.43% | -17.7% | |
| SJNK | Sell | SPDR SER TRsht trm hgh yld | $2,021,000 | -10.9% | 73,000 | -13.1% | 0.41% | -24.1% |
| LABORATORY CORP AMERnote 9/1 | $1,908,000 | +5.6% | 1,036,000 | 0.0% | 0.38% | -10.1% | ||
| AGNPRA | ALLERGAN PLCpfd conv ser a | $1,768,000 | -0.7% | 2,150 | 0.0% | 0.36% | -15.4% | |
| HBANP | HUNTINGTON BANCSHAREpfd conv ser a | $1,440,000 | +1.4% | 1,000 | 0.0% | 0.29% | -13.4% | |
| DSU | BLACKROCK DEBT STRAT | $1,352,000 | +3.4% | 370,490 | 0.0% | 0.27% | -12.0% | |
| SWH | STANLEY BLACK & DECKunit 11/17/20166 | $1,261,000 | +8.5% | 10,000 | 0.0% | 0.25% | -7.6% | |
| New | LAM RESEARCH CORPnote 1.250% 5/1 | $1,194,000 | – | 750,000 | +100.0% | 0.24% | – | |
| ILLUMINA INCnote 0.500% 6/1 | $1,091,000 | +9.2% | 1,000,000 | 0.0% | 0.22% | -6.8% | ||
| ANTX | ANTHEM INCunit 05/01/20188 | $871,000 | -2.4% | 20,000 | 0.0% | 0.18% | -17.1% | |
| ROYAL BK OF SCOTLANDnote 8.000%12/3 | $470,000 | +0.9% | 500,000 | 0.0% | 0.10% | -13.6% | ||
| WFCWS | Sell | WELLS FARGO & CO NEW*w exp 10/28/201 | $392,000 | -23.1% | 31,379 | -16.2% | 0.08% | -34.2% |
| VZ | Sell | VERIZON COMMUNICATIO | $364,000 | -31.1% | 7,000 | -25.9% | 0.07% | -41.6% |
| CCO | Exit | CLEAR CHANNEL OUTDOOcl a | $0 | – | -74,932 | -100.0% | -0.11% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-10-28
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD INDEX FDS | 33 | Q3 2023 | 65.0% |
| WELLPOINT INC | 33 | Q2 2022 | 4.3% |
| WELLS FARGO CO NEW | 32 | Q3 2023 | 6.5% |
| VANGUARD TOTAL BOND MARKET | 29 | Q3 2023 | 41.3% |
| NOVELLUS SYS INC | 26 | Q2 2020 | 3.8% |
| BLACKROCK FLOAT RATE | 25 | Q2 2022 | 2.2% |
| SSGA ACTIVE ETF TR | 24 | Q3 2023 | 1.5% |
| BK OF AMERICA CORP | 23 | Q3 2023 | 6.4% |
| INTEL CORP | 23 | Q4 2018 | 3.7% |
| PRICELINE GRP INC | 23 | Q2 2021 | 4.0% |
View AEGON USA Investment Management, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-01 |
| 13F-HR | 2024-02-05 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-01 |
| 13F-HR/A | 2023-05-25 |
| 13F-HR/A | 2023-05-25 |
| 13F-HR | 2023-04-25 |
| 13F-HR | 2023-01-20 |
| 13F-HR | 2022-10-17 |
| 13F-HR | 2022-07-20 |
View AEGON USA Investment Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.