$9.21 Billion is the total value of AEGON USA Investment Management, LLC's 81 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 18.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BND | Buy | VANGUARD BD INDEX FDtotal bnd mrkt | $2,546,983,000 | +79.4% | 31,817,407 | +81.2% | 27.64% | +57.5% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $1,552,139,000 | +0.2% | 16,181,596 | -8.5% | 16.85% | -12.0% |
| VOO | New | VANGUARD INDEX FDS | $1,003,707,000 | – | 5,933,828 | +100.0% | 10.89% | – |
| VGK | Buy | VANGUARD INTL EQUITYftse europe etf | $683,022,000 | +7.9% | 11,616,023 | +0.0% | 7.41% | -5.3% |
| BSV | Sell | VANGUARD BD INDEX FDshort trm bond | $463,092,000 | -3.8% | 5,793,725 | -3.3% | 5.03% | -15.6% |
| BIV | Buy | VANGUARD BD INDEX FDintermed term | $457,822,000 | +11.7% | 5,603,702 | +14.1% | 4.97% | -2.0% |
| VPL | Sell | VANGUARD INTL EQUITYmega cap gro etf | $441,348,000 | -1.0% | 7,199,806 | -1.9% | 4.79% | -13.1% |
| VWO | Sell | VANGUARD INTL EQUITYftse emr mkt etf | $272,125,000 | +2.2% | 6,614,603 | -0.3% | 2.95% | -10.3% |
| VXF | Sell | VANGUARD INDEX FDSextend mkt etf | $230,788,000 | +5.3% | 2,790,669 | -1.8% | 2.50% | -7.5% |
| JNK | Sell | SPDR SERIES TRUSTbrc hgh yld bd | $225,983,000 | -4.4% | 5,571,563 | -6.0% | 2.45% | -16.0% |
| VTV | Sell | VANGUARD INDEX FDSvalue etf | $186,529,000 | +5.3% | 2,441,801 | -3.8% | 2.02% | -7.5% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $185,741,000 | +5.3% | 1,996,137 | -4.3% | 2.02% | -7.6% |
| HYG | Sell | ISHARESiboxx hi yd etf | $135,137,000 | -4.3% | 1,454,967 | -5.7% | 1.47% | -16.0% |
| SJNK | Sell | SPDR SER TRsht trm hgh yld | $134,154,000 | -4.2% | 4,348,592 | -5.2% | 1.46% | -15.9% |
| VEA | Sell | VANGUARD TAX MANAGEDftse dev mkt etf | $119,604,000 | -4.6% | 2,869,573 | -9.4% | 1.30% | -16.2% |
| VGSH | Buy | VANGUARD SCOTTSDALEshtrm gvt bd etf | $78,015,000 | +29.2% | 1,281,452 | +29.2% | 0.85% | +13.4% |
| RWX | Sell | SPDR INDEX SHS FDSdj intl rl etf | $52,455,000 | -3.9% | 1,273,170 | -1.7% | 0.57% | -15.6% |
| CWB | Sell | SPDR SERIES TRUSTbrc cnv secs etf | $51,821,000 | -4.3% | 1,108,948 | -7.4% | 0.56% | -16.0% |
| LQD | Sell | ISHARESiboxx inv cp etf | $51,561,000 | -4.3% | 451,543 | -4.8% | 0.56% | -15.9% |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $48,772,000 | +8.9% | 443,583 | +1.5% | 0.53% | -4.5% |
| VMBS | Sell | VANGUARD SCOTTSDALEmortg-back sec | $48,039,000 | -59.6% | 941,327 | -59.3% | 0.52% | -64.6% |
| BLV | Sell | VANGUARD BD INDEX FDlong term bond | $26,048,000 | -65.5% | 319,020 | -64.9% | 0.28% | -69.7% |
| DYN | Sell | DYNEGY INC NEW DEL | $20,162,000 | -44.3% | 936,897 | -50.0% | 0.22% | -51.1% |
| GILEAD SCIENCES INCnote 1.625% 5/0 | $16,491,000 | +19.1% | 5,000,000 | 0.0% | 0.18% | +4.7% | ||
| PRICELINE COM INCnote 1.250% 3/1 | $14,404,000 | +15.0% | 3,775,000 | 0.0% | 0.16% | +0.6% | ||
| DANAHER CORP DELnote 1/2 | $12,344,000 | +11.4% | 5,500,000 | 0.0% | 0.13% | -2.2% | ||
| WFCPRL | WELLS FARGO & CO NEWperp pfd cnv a | $12,210,000 | -2.4% | 11,000 | 0.0% | 0.13% | -14.2% | |
| E M C CORP MASSnote 1.750%12/0 | $10,828,000 | -7.2% | 7,300,000 | 0.0% | 0.12% | -18.1% | ||
| UIS | UNISYS CORP | $8,953,000 | +33.3% | 266,684 | 0.0% | 0.10% | +16.9% | |
| Sell | INTEL CORPsdcv 3.250% 8/0 | $8,836,000 | +1.9% | 6,500,000 | -7.1% | 0.10% | -10.3% | |
| TEVA PHARMACEUTICALdbcv 0.250% 2/0 | $7,964,000 | +2.4% | 7,500,000 | 0.0% | 0.09% | -10.4% | ||
| Sell | INTEL CORPsdcv 2.950%12/1 | $7,280,000 | -10.3% | 6,500,000 | -13.3% | 0.08% | -21.0% | |
| ARCHER DANIELS MIDLAnote 0.875% 2/1 | $6,878,000 | +4.0% | 6,500,000 | 0.0% | 0.08% | -8.5% | ||
| PROSPECT CAPITAL CORnote 6.250%12/1 | $6,770,000 | +1.1% | 6,250,000 | 0.0% | 0.07% | -12.0% | ||
| Buy | FORD MTR CO DELnote 4.250%11/1 | $6,568,000 | +8.7% | 3,560,000 | +16.3% | 0.07% | -5.3% | |
| UTXPRA | UNITED TECHNOLOGIESunit 99/99/9999 | $5,238,000 | +1.1% | 80,000 | 0.0% | 0.06% | -10.9% | |
| New | WELLPOINT INCnote 2.750%10/1 | $5,077,000 | – | 3,750,000 | +100.0% | 0.06% | – | |
| TRW AUTOMOTIVE INCnote 3.500%12/0 | $4,438,000 | +3.9% | 1,750,000 | 0.0% | 0.05% | -9.4% | ||
| ALLEGHENY TECHNOLOGInote 4.250% 6/0 | $3,618,000 | -0.4% | 3,500,000 | 0.0% | 0.04% | -13.3% | ||
| HYT | New | BLACKROCK CORPOR HI | $3,561,000 | – | 292,625 | +100.0% | 0.04% | – |
| NEWMONT MINING CORPnote 1.625% 7/1 | $3,570,000 | -7.5% | 3,500,000 | 0.0% | 0.04% | -18.8% | ||
| MLU | METLIFE INCunit 99/99/9999 | $3,469,000 | +10.0% | 110,000 | 0.0% | 0.04% | -2.6% | |
| New | NOVELLUS SYS INCnote 2.625% 5/1 | $3,343,000 | – | 2,000,000 | +100.0% | 0.04% | – | |
| MET | Sell | METLIFE INC | $3,363,000 | -48.8% | 62,370 | -55.5% | 0.04% | -55.6% |
| MYLAN INCnote 3.750% 9/1 | $3,279,000 | +13.1% | 1,000,000 | 0.0% | 0.04% | 0.0% | ||
| XILINX INCnote 2.625% 6/1 | $3,190,000 | -1.7% | 2,000,000 | 0.0% | 0.04% | -12.5% | ||
| DCUA | DOMINION RES INC VAunit 04/01/2013 | $3,193,000 | +1.3% | 59,000 | 0.0% | 0.04% | -10.3% | |
| GM | Buy | GENERAL MTRS CO | $2,801,000 | +47.7% | 68,538 | +29.9% | 0.03% | +30.4% |
| WFCWS | Buy | WELLS FARGO & CO NEW*w exp 10/28/201 | $2,551,000 | +14.9% | 160,460 | +1.4% | 0.03% | +3.7% |
| PROLOGISnote 3.250% 3/1 | $1,674,000 | -1.4% | 1,500,000 | 0.0% | 0.02% | -14.3% | ||
| FIDELITY NATIONAL FInote 4.250% 8/1 | $1,635,000 | +15.5% | 1,000,000 | 0.0% | 0.02% | 0.0% | ||
| HCNPRI | Buy | HEALTH CARE REIT INCpfd per con i | $1,538,000 | +33.6% | 30,000 | +50.0% | 0.02% | +21.4% |
| XLV | Buy | SELECT SECTOR SPDR Tsbi healthcare | $1,523,000 | +54.1% | 27,471 | +40.7% | 0.02% | +41.7% |
| ACWV | Sell | ISHAREScntry min vl etf | $1,444,000 | -2.4% | 22,676 | -5.3% | 0.02% | -11.1% |
| HYB | New | NEW AMER HIGH INCOME | $1,456,000 | – | 150,922 | +100.0% | 0.02% | – |
| XLE | Buy | SELECT SECTOR SPDR Tsbi int-energy | $1,368,000 | +51.7% | 15,454 | +42.1% | 0.02% | +36.4% |
| VZ | Buy | VERIZON COMMUNICATIO | $1,398,000 | +7.0% | 28,450 | +1.6% | 0.02% | -6.2% |
| LABORATORY CORP AMERnote 9/1 | $1,267,000 | -7.9% | 1,036,000 | 0.0% | 0.01% | -17.6% | ||
| F | FORD MTR CO DEL | $1,325,000 | -8.6% | 85,900 | 0.0% | 0.01% | -22.2% | |
| EFAV | Buy | ISHARESeafe min vol etf | $1,140,000 | +25.6% | 18,505 | +24.3% | 0.01% | +9.1% |
| USMV | Sell | ISHARESusa min vol etf | $1,104,000 | +6.0% | 31,094 | -0.9% | 0.01% | -7.7% |
| XLY | Buy | SELECT SECTOR SPDR Tsbi cons discr | $1,125,000 | +58.0% | 16,840 | +43.4% | 0.01% | +33.3% |
| MGM RESORTS INTERNATnote 4.250% 4/1 | $1,031,000 | +8.0% | 750,000 | 0.0% | 0.01% | -8.3% | ||
| XLP | Buy | SELECT SECTOR SPDR Tsbi cons stpls | $1,033,000 | +52.6% | 24,042 | +41.3% | 0.01% | +37.5% |
| KRE | Buy | SPDR SERIES TRUSTs&p regl bkg | $882,000 | +55.6% | 21,730 | +36.5% | 0.01% | +42.9% |
| XLB | Buy | SELECT SECTOR SPDR Tsbi materials | $927,000 | +58.5% | 20,053 | +44.0% | 0.01% | +42.9% |
| XLI | Buy | SELECT SECTOR SPDR Tsbi int-inds | $916,000 | +57.7% | 17,534 | +40.1% | 0.01% | +42.9% |
| SHV | Sell | ISHARESshrt trs bd etf | $691,000 | -30.3% | 6,266 | -30.4% | 0.01% | -41.7% |
| FLOT | Sell | ISHARESfltg rate bd etf | $624,000 | -17.8% | 12,312 | -17.8% | 0.01% | -22.2% |
| 6699SC | Buy | ISHARESmsci uk etf | $540,000 | +63.6% | 25,844 | +53.5% | 0.01% | +50.0% |
| SWH | New | STANLEY BLACK & DECKunit 99/99/9999 | $515,000 | – | 5,000 | +100.0% | 0.01% | – |
| XLK | Buy | SELECT SECTOR SPDR Ttechnology | $533,000 | +55.4% | 14,920 | +39.5% | 0.01% | +50.0% |
| EEMV | Buy | ISHARESem mk minvol etf | $488,000 | +25.4% | 8,380 | +26.5% | 0.01% | 0.0% |
| WYPRA | Buy | WEYERHAEUSER COpref conv ser a | $417,000 | +12.4% | 7,450 | +6.4% | 0.01% | 0.0% |
| STIP | Sell | ISHARES0-5 yr tips etf | $344,000 | -30.8% | 3,406 | -30.7% | 0.00% | -33.3% |
| EWJ | Buy | ISHARESmsci japan etf | $391,000 | +75.3% | 32,171 | +72.3% | 0.00% | +33.3% |
| XLU | New | SELECT SECTOR SPDR Tsbi int-utils | $283,000 | – | 7,445 | +100.0% | 0.00% | – |
| EWA | New | ISHARESmsci aust etf | $269,000 | – | 11,049 | +100.0% | 0.00% | – |
| EWG | New | ISHARESmsci germany etf | $263,000 | – | 8,273 | +100.0% | 0.00% | – |
| BSJG | Sell | CLAYMORE EXCHANGE TRgug blt2016 hy | $205,000 | -8.9% | 7,579 | -10.1% | 0.00% | -33.3% |
| TIP | New | ISHAREStips bd etf | $207,000 | – | 1,879 | +100.0% | 0.00% | – |
| VCIT | Exit | VANGUARD SCOTTSDALEint-term corp | $0 | – | -3,777 | -100.0% | -0.00% | – |
| CYE | Exit | BLACKROCK CORPOR HI | $0 | – | -209,592 | -100.0% | -0.02% | – |
| Exit | GILEAD SCIENCES INCnote 1.000% 5/0 | $0 | – | -1,000,000 | -100.0% | -0.03% | – | |
| VOO | Exit | VANGUARD INDEX FDSs&p 500 etf sh | $0 | – | -12,871,348 | -100.0% | -12.25% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-02-07
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD INDEX FDS | 33 | Q3 2023 | 65.0% |
| WELLPOINT INC | 33 | Q2 2022 | 4.3% |
| WELLS FARGO CO NEW | 32 | Q3 2023 | 6.5% |
| VANGUARD TOTAL BOND MARKET | 29 | Q3 2023 | 41.3% |
| NOVELLUS SYS INC | 26 | Q2 2020 | 3.8% |
| BLACKROCK FLOAT RATE | 25 | Q2 2022 | 2.2% |
| SSGA ACTIVE ETF TR | 24 | Q3 2023 | 1.5% |
| BK OF AMERICA CORP | 23 | Q3 2023 | 6.4% |
| INTEL CORP | 23 | Q4 2018 | 3.7% |
| PRICELINE GRP INC | 23 | Q2 2021 | 4.0% |
View AEGON USA Investment Management, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-01 |
| 13F-HR | 2024-02-05 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-01 |
| 13F-HR/A | 2023-05-25 |
| 13F-HR/A | 2023-05-25 |
| 13F-HR | 2023-04-25 |
| 13F-HR | 2023-01-20 |
| 13F-HR | 2022-10-17 |
| 13F-HR | 2022-07-20 |
View AEGON USA Investment Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.