RIVERNORTH CAPITAL MANAGEMENT, LLC

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$1.93 Billion is the total value of RIVERNORTH CAPITAL MANAGEMENT, LLC's 544 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 104.4% .

All

			Value		Shares		↓ Weighting
	Exit	RUBICON TECHNOLOGIES INC*w exp 04/01/202	$0	–	-14,400	-100.0%	0.00%	–
ARBGW	Exit	AEQUI ACQUISITION CORP*w exp 11/30/202	$0	–	-50,294	-100.0%	0.00%	–
	Exit	NEW MTN FIN CORPnote 5.750% 8/1	$0	–	-10,000	-100.0%	0.00%	–
BWACW	Exit	BETTER WORLD ACQUISITION COR*w exp 11/15/202	$0	–	-162,690	-100.0%	0.00%	–
NSTDWS	Exit	NORTHERN STAR INVEST CORP IV*w exp 02/25/202	$0	–	-15,561	-100.0%	0.00%	–
	Exit	ELLIOTT OPPORTUNITY II CORP*w exp 03/02/202	$0	–	-47,948	-100.0%	0.00%	–
	Exit	BLACK SPADE ACQUISITION CO*w exp 07/16/202	$0	–	-42,750	-100.0%	0.00%	–
	Exit	NOGIN INC*w exp 08/26/202	$0	–	-50,000	-100.0%	0.00%	–
	Exit	VAHANNA TECH EDGE ACQSTN I C*w exp 11/30/202	$0	–	-49,999	-100.0%	0.00%	–
DTOCW	Exit	DIGITAL TRANSFORMATN OPT COR*w exp 03/31/202	$0	–	-36,491	-100.0%	0.00%	–
	Exit	HAINAN MANASLU ACQUISTN CORP*w exp 01/31/202	$0	–	-250,000	-100.0%	0.00%	–
FLMEWS	Exit	FLAME ACQUISITION CORP*w exp 02/26/202	$0	–	-12,499	-100.0%	0.00%	–
SDACW	Exit	SUSTAINABLE DEVELP ACQU I CO*w exp 02/04/202	$0	–	-108,526	-100.0%	0.00%	–
	Exit	WILLIAMS ROWLAND ACQUISITION*w exp 12/11/202	$0	–	-50,000	-100.0%	0.00%	–
	Exit	AXIOS SUSTAINABLE GRW ACQ COright 99/99/9999	$0	–	-150,000	-100.0%	0.00%	–
	Exit	AXIOS SUSTAINABLE GRW ACQ CO*w exp 99/99/999	$0	–	-150,000	-100.0%	0.00%	–
	Exit	G SQUARED ASCEND II INC	$0	–	-99,993	-100.0%	0.00%	–
	Exit	FTAC ZEUS ACQUISITION COR*w exp 04/15/202	$0	–	-125,000	-100.0%	0.00%	–
EDTXW	Exit	EDTECHX HOLDINGS ACQU CORP I*w exp 06/15/202	$0	–	-24,999	-100.0%	0.00%	–
	Exit	THE GROWTH FOR GOOD ACQU COR*w exp 11/12/202	$0	–	-74,999	-100.0%	0.00%	–
	Exit	ENTERPRISE 4.0 TEC ACQSTN CO*w exp 10/21/202	$0	–	-24,999	-100.0%	0.00%	–
	Exit	HEARTLAND MEDIA ACQUISITION*w exp 99/99/999	$0	–	-100,000	-100.0%	0.00%	–
	Exit	GIGCAPITAL 5 INC*w exp 03/28/202	$0	–	-150,000	-100.0%	0.00%	–
	Exit	CORSAIR PARTNERING CORP*w exp 07/06/202	$0	–	-58,332	-100.0%	0.00%	–
	Exit	MURPHY CANYON ACQUISITION CO*w exp 01/25/202	$0	–	-200,000	-100.0%	0.00%	–
	Exit	WAVERLEY CAPITAL ACQUIS CORP*w exp 07/15/202	$0	–	-24,999	-100.0%	0.00%	–
GFXWS	Exit	GOLDEN FALCON ACQUISITION CO*w exp 11/04/202	$0	–	-15,464	-100.0%	0.00%	–
	Exit	FINANCIAL STRATEGIES ACQUISI*w exp 03/31/202	$0	–	-150,000	-100.0%	0.00%	–
	Exit	G SQUARED ASCEND II INC*w exp 12/31/202	$0	–	-33,331	-100.0%	0.00%	–
	Exit	FOXO TECHNOLOGIES INC*w exp 08/01/202	$0	–	-83,558	-100.0%	0.00%	–
FMIVW	Exit	FORUM MERGER IV CORP*w exp 03/15/202	$0	–	-126,000	-100.0%	0.00%	–
	Exit	FINANCIAL STRATEGIES ACQUISIright 07/01/2023	$0	–	-150,000	-100.0%	-0.00%	–
	Exit	M3 BRIGADE ACQUISITION III*w exp 07/31/202	$0	–	-33,331	-100.0%	-0.00%	–
CPUHWS	Exit	COMPUTE HEALTH ACQUISITIN CO*w exp 01/25/202	$0	–	-43,849	-100.0%	-0.00%	–
	Exit	CONYERS PARK III ACQSITN COR*w exp 08/12/202	$0	–	-284,916	-100.0%	-0.00%	–
	Exit	THE GROWTH FOR GOOD ACQU CORright 11/12/2026	$0	–	-149,998	-100.0%	-0.00%	–
	Exit	GENESIS UNICORN CAPITAL CORP*w exp 06/30/202	$0	–	-215,000	-100.0%	-0.00%	–
	Exit	OXBRIDGE ACQUISITION CORP*w exp 08/04/202	$0	–	-300,000	-100.0%	-0.00%	–
	Exit	UTA ACQUISITION CORPORATION*w exp 10/30/202	$0	–	-149,035	-100.0%	-0.00%	–
ERESW	Exit	EAST RES ACQUISITION CO*w exp 07/01/202	$0	–	-49,999	-100.0%	-0.00%	–
	Exit	MINORITY EQUALITY OPPORTUNIT*w exp 08/26/202	$0	–	-200,000	-100.0%	-0.00%	–
CLBRWS	Exit	COLOMBIER ACQUISITION CORP*w exp 99/99/999	$0	–	-55,709	-100.0%	-0.00%	–
	Exit	GSR II METEORA ACQUISITN COR*w exp 02/24/202	$0	–	-324,976	-100.0%	-0.00%	–
	Exit	CHIJET MTR CO INC.	$0	–	-16,722	-100.0%	-0.00%	–
	Exit	GSR II METEORA ACQUISITN CORright 02/24/2027	$0	–	-20,311	-100.0%	-0.00%	–
	Exit	DRILLING TOOLS INTL CORP	$0	–	-20,123	-100.0%	-0.00%	–
PFL	Exit	PIMCO INCOME STRATEGY FD	$0	–	-12,360	-100.0%	-0.01%	–
	Exit	HAINAN MANASLU ACQUISTN CORPright 01/31/2029	$0	–	-250,000	-100.0%	-0.01%	–
FSRX	Exit	FINSERV ACQUISITION CORP II	$0	–	-11,788	-100.0%	-0.01%	–
	Exit	TIGO ENERGY INC*w exp 05/23/202	$0	–	-80,000	-100.0%	-0.01%	–
GLV	Exit	CLOUGH GLOBAL DIVID & INCOME	$0	–	-32,885	-100.0%	-0.01%	–
	Exit	FTAC ZEUS ACQUISITION COR	$0	–	-18,192	-100.0%	-0.01%	–
NOM	Exit	NUVEEN MISSOURI QLT MUN INC	$0	–	-19,640	-100.0%	-0.01%	–
TLGA	Exit	TLG ACQUISITION ONE CORP	$0	–	-27,003	-100.0%	-0.01%	–
	Exit	NET POWER INC*w exp 06/08/202	$0	–	-108,259	-100.0%	-0.02%	–
	Exit	CONYERS PARK III ACQSITN COR	$0	–	-40,552	-100.0%	-0.02%	–
EVF	Exit	EATON VANCE SR INCOME TRsh ben int	$0	–	-78,829	-100.0%	-0.02%	–
EFT	Exit	EATON VANCE FLTING RATE INC	$0	–	-37,928	-100.0%	-0.02%	–
FSNB	Exit	FUSION ACQUISITION CORP II	$0	–	-46,556	-100.0%	-0.02%	–
CVIIU	Exit	CHURCHILL CAPITAL CORP VIIunit 99/99/9999	$0	–	-52,500	-100.0%	-0.03%	–
SDAC	Exit	SUSTAINABLE DEVELP ACQU I CO	$0	–	-62,852	-100.0%	-0.03%	–
	Exit	MINORITY EQUALITY OPPORTUNIT	$0	–	-61,911	-100.0%	-0.03%	–
	Exit	PIONEER MUN HIGH INCOME OPPO	$0	–	-66,086	-100.0%	-0.04%	–
	Exit	BUKIT JALIL GBL ACQUISITIONunit 05/02/2029	$0	–	-75,000	-100.0%	-0.04%	–
	Exit	WAVERLEY CAPITAL ACQUIS CORP	$0	–	-74,997	-100.0%	-0.04%	–
	Exit	BLACK SPADE ACQUISITION CO	$0	–	-85,500	-100.0%	-0.04%	–
	Exit	M3 BRIGADE ACQUISITION III	$0	–	-99,993	-100.0%	-0.05%	–
ARBG	Exit	AEQUI ACQUISITION CORP	$0	–	-101,082	-100.0%	-0.05%	–
	Exit	VAHANNA TECH EDGE ACQSTN I Cclass a ord	$0	–	-99,998	-100.0%	-0.05%	–
AGG	Exit	ISHARES TRcore us aggbd et	$0	–	-11,000	-100.0%	-0.05%	–
TYG	Exit	TORTOISE ENERGY INFRA CORP	$0	–	-39,133	-100.0%	-0.06%	–
	Exit	ALCHEMY INVTS ACQUISITN CORPunit 11/30/2027	$0	–	-124,718	-100.0%	-0.06%	–
VTN	Exit	INVESCO TR INVT GRADE NEW YO	$0	–	-134,183	-100.0%	-0.07%	–
NSL	Exit	NUVEEN SR INCOME FD	$0	–	-305,422	-100.0%	-0.07%	–
	Exit	GOLDEN STAR ACQUISITION CORPunit 05/01/2028	$0	–	-136,252	-100.0%	-0.07%	–
	Exit	ESH ACQUISITION CORPunit 06/13/2028	$0	–	-150,000	-100.0%	-0.08%	–
	Exit	THE GROWTH FOR GOOD ACQU COR	$0	–	-149,998	-100.0%	-0.08%	–
	Exit	OXBRIDGE ACQUISITION CORP	$0	–	-147,248	-100.0%	-0.08%	–
	Exit	CORSAIR PARTNERING CORP	$0	–	-174,996	-100.0%	-0.09%	–
	Exit	CONSILIUM ACQUISITN CORP I L	$0	–	-175,000	-100.0%	-0.09%	–
DHY	Exit	CREDIT SUISSE HIGH YIELD BDsh ben int	$0	–	-1,005,327	-100.0%	-0.10%	–
	Exit	GENESIS UNICORN CAPITAL CORP	$0	–	-187,688	-100.0%	-0.10%	–
	Exit	PROJECT ENERGY REIMAGINED ACclass a ord	$0	–	-199,996	-100.0%	-0.10%	–
	Exit	HEARTLAND MEDIA ACQUISITION	$0	–	-200,000	-100.0%	-0.10%	–
	Exit	INFLECTION PT ACQUISITN CRPunit 08/29/2031	$0	–	-211,514	-100.0%	-0.11%	–
	Exit	FRONTIER INVESTMENT CORP	$0	–	-215,952	-100.0%	-0.11%	–
	Exit	ELLIOTT OPPORTUNITY II CORP	$0	–	-241,792	-100.0%	-0.12%	–
	Exit	HAINAN MANASLU ACQUISTN CORPordinary shares	$0	–	-250,000	-100.0%	-0.13%	–
	Exit	UTA ACQUISITION CORPORATION	$0	–	-298,070	-100.0%	-0.16%	–
TMKR	Exit	TASTEMAKER ACQUISITION CORP	$0	–	-314,426	-100.0%	-0.17%	–
	Exit	BLUE OCEAN ACQUISITION CORP	$0	–	-372,592	-100.0%	-0.20%	–
JSD	Exit	NUVEEN SHORT DURATION CR OPP	$0	–	-345,450	-100.0%	-0.20%	–
	Exit	GUGGENHEIM ACTIVE ALLOC FD	$0	–	-487,592	-100.0%	-0.35%	–
	Exit	ARES ACQUISITION CORP IIunit 99/99/9999	$0	–	-738,966	-100.0%	-0.38%	–
HYT	Exit	BLACKROCK CORPOR HI YLD FD I	$0	–	-1,020,370	-100.0%	-0.46%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2023-11-14

Signatures

The EDGAR filing(s) were signed by:

Marcus Collins — Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
WESTERN ASSET EMRG MKT DEBT	40	Q3 2023	5.4%
WESTERN ASSET HIGH INCOME OP	40	Q3 2023	3.6%
SPECIAL OPPORTUNITIES FD INC	40	Q3 2023	0.8%
NUVEEN CR STRATEGIES INCOME	39	Q3 2023	2.8%
MORGAN STANLEY EM MKTS DM DE	39	Q3 2023	1.7%
NUVEEN QUALITY MUNCP INCOME	38	Q3 2023	5.7%
WESTERN AST INFL LKD OPP & I	38	Q3 2023	3.2%
TEMPLETON EMERG MKTS INCOME	38	Q3 2023	1.9%
MORGAN STANLEY EMKT DBT FD I	37	Q1 2023	0.9%
BLACKROCK CR ALLOCATION INCO	35	Q3 2023	4.7%

View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

RIVERNORTH CAPITAL MANAGEMENT, LLC Q3 2023 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
BrandywineGLOBAL-Global Income Opportunities Fund Inc	May 15, 2023	727,540	4.3%
BARINGS CORPORATE INVESTORS	February 14, 2023	1,068,592	5.3%
BARINGS PARTICIPATION INVESTORS	February 14, 2023	938,424	8.8%
BlackRock ESG Capital Allocation Trust	February 14, 2023	5,397,316	5.3%
Integral Acquisition Corp 1	February 14, 2023	649,998	5.6%
NewHold Investment Corp. II	February 14, 2023	1,732,500	8.9%
OmniLit Acquisition Corp.	February 14, 2023	106,982	7.9%
PIMCO Energy & Tactical Credit Opportunities Fund	February 14, 2023	2,271,858	5.1%
PIONEER MUNICIPAL HIGH INCOME FUND, INC.	February 14, 2023	1,354,302	6.0%
Saba Capital Income & Opportunities Fund	February 14, 2023	3,231,489	7.6%

View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete significant-ownership history.

Latest filings

Type	Filed
SC 13G/A	2024-04-10
SC 13G	2024-04-10
SC 13G	2024-04-10
SC 13G/A	2024-03-05
13F-HR	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14

View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete filings history.

All filings

View complete filings history.

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